Subject: Re: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment [I]
Subject: Re: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment [I]
From: Stewart Oldfield
Date: Tue, 11 Jun 2019 11:01:02 -0400
To: Armen Brash
Cc: Natalie Barak
Brigid Macias
Bcc:
We have no assets here anymore. $0 balance across the board. Brigid has been
closing the accounts. Thanks.
Stewart Oldfield, CFA, CAIA
Deutsche
Deutsche
345 Park
Tel.
Mobile
Email Bank Trust Company Americas
Bank Wealth Management
Avenue, New York, NY 10154
Securities offered through Deutsche Bank Securities Inc.
On Jun 11, 2019, at 10:00 AM, Armen Brash a wrote:
> Classification: For internal use only
Do you know?
Best,
Armen
<image001.png>
Armen Brash
EFTA01431639
Director
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas
345 Park Avenue, New York, NY. 10154
Tel:
Mobile:
deutschewealth.com
Securities offered through Deutsche Bank Securities Inc.
From: Sylvia Escobar
Sent: Monday, June 10, 2019 9:24 PM
To: Armen Brash <
Cc: Julie Cataudella Ana Hunter
>
Subject: Re: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment
Hi Armen,
Do you when will be off-boarded?
Regards,
EFTA01431640
Sylvia
Sent from my iPhone
On Jun 10, 2019, at 7:16 PM, Armen Brash < > wrote:
This client is in the process of being offboarded.
Best,
Armen
Armen Brash
Director
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY, 10154
Tel.
EFTA01431641
Mobile
Email
Sent from my iPhone
On Jun 10, 2019, at 5:57 PM, Sylvia Escobar <IIM > wrote:
Hi Armen,
Our understanding is that the Primary decision maker for the above resides
in the US Virgin Islands and not in the EEA.
If correct, could you please work with the KYC team to:
1. Add a case comment to KYC # 1946825 explaining that PDM does not
reside in the EEA and
2. Work with ABR/AFC to update EEA indicator to N/A and remove the EEA
country
Let me know if you have any questions.
Regards,
Sylvia
<image001.png>
Sylvia Escobar
Vice President
Deutsche Bank Securities Inc.
Wealth Management -Americas
1 South Street, Baltimore, MD21202-3298
Tel: Mobile:
EFTA01431642
Email:
EFTA01431643
📷 Images in this document (5 detected)
AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.
[Image 1] The image shows a digital document, which appears to be an email or a message from a financial institution. The document contains text and a signature at the bottom. The visible text includes the sender's name, the recipient's name, and the subject line of the email. The body of the text discusses a financial matter, mentioning a balance and a closing of an account. The document is addressed to an
[Image 2] The image shows a photograph of a printed email. The email is addressed to "Arne" and is from "Sylvie Escobar." The subject line of the email reads "Re: Primary Decision." The body of the email contains a request for clarification regarding a case comment. It mentions a specific case number and a reference to a decision made by the NY team. The email also includes a request to update the EEA instr
[Image 3] The image shows a photograph of a printed document, which appears to be a letter or an email. The document is addressed to an individual named "Aaron" and is signed by "Dylan." The text of the document mentions a "Financial Relationship" and refers to a "Case Content" document. The visible part of the document includes the sender's name, the recipient's name, and the subject line of the email. The
[Image 4] The image appears to be a screenshot of a text message conversation on an iPhone. The conversation includes a message from a contact named "Armen" to another contact, with the message content visible but the recipient's name is redacted. The conversation includes a timestamp indicating the message was sent on July 20, 2020, at 7:55 PM. The message content is not visible in the image provided.
[Image 5] The image appears to be a screenshot of a computer interface, possibly from a software application or a website. There is a text box with a placeholder message that reads "Type here..." indicating where a user might input text. The background is a neutral, light grey color, and there are no visible images, logos, or other distinguishing features that would suggest the type of document or the conte