Clients+Products

Clients+Products Contact Information rtainment General Information Relationship Name e Address City us Notes To Do Suntex AcTRS RIN Retrofit ABR Astra Extell RESOF Prot on Phoenix AFS Focus Research Focus Risk Factors Notes To Do Interest Notes MS B uffered Jump Plus (9/25) MS Apple Autocall (9/18) MS Crude Oil Autocall (9/14) HSBC SXSE Buffered Accelerated Return (9/24) CS XOP Accelereated Return Barrier (9/18) CS S PX Callable (9/25) JP SPX Twin Win (9/25) CIO View Tax Topics Structured Notes Other Interests Frieze London (2015) Invite Algappan, Arun Arun Alagappan P Invite Sent/ reiiiiii IIIIIII ite 601 New York NY 10028 Y James Alterbaum I Y Amster, Yosi Yosi Amster I Ave, 21st Fl New York NY EverWatch Financial Frohman Anderson e Drive, Suite 200 Greenwich CT it & gas, enviromental Maintain lvg. against nd BAML Send RESOF and Astra Todd Angkatavanich I David Angstreich Archer, Thomas J. Thomas Archer I New York NY 10016 Y Y Russell Artzt Conve lead active C/P Y Eric Attias General, comtorta e with l iquidity. family exposure or s wormer o Soc Gen AM. Knows Stephane Farouze er sent 2/5 sent 2/26 Attori, Gregory Gregory Attorri York NY 10022 Y Augenblick, Andy Andy 730 Park Ave New York Cold Spring Harbor Laboratory P d Cold Spring Harbor John Barber Sohrab prospect I Barry, Mitchell Mitchell , Suite 1400 New York Y Beller, Harry Harry Beller 2 Y Y Wanek, Todd Thirdlake Capital William Berkman Convey lead active dilaiii. 650 Madison Ave New York NY 10022 Bhalla, Ajay Ajay Bhalla P John Binko C/P Y Y Russell Blank Brian Blechman C/P Neil Blechman Ross Blechman Steven Blicht C/P Barry Bloom McCarthy prospec ac ive York NY 10021 Jonathon Botwinick C/P Brandis, Steve Steve Brandis Fl New York NY 10018 SIC Family Office Charles Britton P Sent 9/11 Sent 9/11- Interested Cary Brody P Lara Brody Bulloch, Roger eller? n/a Makes direct investments into pvt companies. 12-24m hold meeting sent 8/12 sent 3/1 Louis Cailoa Cross, Lisa ili!!!' illilli Cannella P 300 Old Country Rd, Suite 351 Mineola Caruso, Richard Richard Caruso P i ll 795 E. Suite 200 Villanova PA 19085 General, prefer funds or direct PE Caruso, Richard Richard Caruso P e 200 Villanova PA 19085 , Schmidt, Eric Hillspire LLC Chuck Chai P [email protected] 1010 El Camino Real, Suite 200 Menlo Park CA 94025 General, including real estate. Want yield. Like t rophy assets. Want co-invest multi -asset. FX and rates hedging urope. Could use tax shield against GOOG share sales RESOF, Extel. er sent 11/12, follow up 1/5 , 8/12 teaser sent 2/5 sent 3/1 3/16 Sent 9/14 Cline, Michael Michael Cline C/P 1 New York NY 10010 Y Coleman, Gail Gail Coleman P n Ave, Fl 71 New York NY KCP AFS Structured Notes Periodic communication Events/ Ente Current Offerings General Current Offerings September Offerings Family Office Name First Last Claimed? C/P/I Email Phon State Zip Private Markets Focus Capital Markets Focus Research Foc P 06830 General, but like industrial/agg services, some commercial RE. Used to have large CL loan @ CS 3/30 sent 3/16 210 East 86th St, Su 340 Madison 12 Golar Dr Y Y Y Y 8 Sound Shor 0 90 Park Ave Y But no RE (too much Berlin RE teas 485 Park Ave, Suite 4B New Y Y I Y Augenblick NY 10021 Dill Ayres NY 11724 inactive Barry C/P NY 10001 C/P Y Y Las Vegas Lancaster Avenue sent 7/28 795 E. Lancaster Avenue Suit direct PE sent 7/28 1 Bungtown R Y Y 7 Penn Plaza Monsey NY 1095 655 Madison Ave New 215 W 40th St, 10th NV maybe as a s looking at cheap assets in E Set up ISDA. Deposits teas sent 2/24. passed 3/27 sent 51 Madison Ave, Fl 3 405 Lexingto EFTA01438221 Caroline Conegl Curtis Conway C/P David Cooper C/P Milton Cooper Janco lea mac e Park Rd, Suite 100 New Hyd Jeffrey Coopersmith I Lou Cortese Robertson prospect act ve NJ 7092 Cox, Berry Cox Partners P as TX 75201 Crystal, Jonathan Jonathan Crystal I Fianncial Sq 32 Old Slip New York NY Danziger, Thomas Thomas Danziger I Park Ave New York NY 10022 Y David Deutsch Winston Advisors Christopher Donabedian nter Drive, Suite 200 Milford OH 45150 Brooks Duncan I Y Dzialga, Kirsten & MarkKrsten ft Lane Greenwich CT 6830 Ehrenkraz, Pamela Pamela est 52nd St New York Falk, Charles Charles Falk Mendham NJ 7945 Andrew Farkas Kimble prospect Fl New York NY Fine, Lonnie Lonnie Fine Valley Stream NY 11581 Fitzgibbons, John John Lexington Ave, Fl 71 Forrestal Capital Brickell Avenue 3/1 sent 2/26 Gas low, Lawrence Madison Ave, 15th Fl Edouard Gerschel Ari Glass C/P Glickman, Donald General Atlantic Family 3 Pickwick Plaza Christopher Goldberg Dorrance Family DFE Enterprises Clint Gossage Blue Mountain Peter Greatrex 280 Park Ave, 12th FL New Yor Green, Alex Alex Green 911 Carriage Way 76092 Bruce Gross Kimble lead active C/P t 107th Ave Miami FL 33172 Y Robert Haier C/P David Halliwill Ira Halperin Cathy Handley C/P Daniel Heflin Sohrab prospect inactive Holterbosch, Heidi Heidi Holterbosch Park Ave Sonen Capital Francisco Robert Hull Makan, Divesh Francisco sent 2/26 Makan, Divesh Francisco sent 2/26 Makan, Divesh Francisco sent 2/26 Matt Ireland Jain, Neil 583 Mineola Sonny Jain Jessels .com Ken Jones Rich Joslin Keenan, William Park Ave Kelly, Judy New York 191 Glen Rd 3333 New Hyd Mountainside 2100 McKinney Ave, Suite 1700 Dall 10005 Y P Y P 10174 Y Y Greenwich CT 6830 New York David Hood CA 94133 LaRoe lead active ICONIQ Capital LLC CA 94111 Credit Ehrenkranz NY I Y active 10022 I Y Fitzgibbons New York NY Annette Franqui P Miami FL 33131 General n/a sent 12/12, Sent 9/14 Sent 9/14 Sent 9/14 Peter Gaslow P New York NY ICONIQ Capital CA 94111 Sent 9/14 ICONIQ Capital CA 94111 C/P Neil NY C/P Howard William New York Judy Kelly NY 10022 NY 10152 "MY Y P P Y Y Y Y Y Y 405 200 Technece 15 Meadowcro 51 W 25 Devonshire Lane 717 Fifth Ave, 19th 10 Fifth St 405 1450 follow-up 1/5, 8/12 sent Southlake Y 105 TX 700 Northwes Y 50 Osgood Place, Ste. 320 TX 94 Pacific Ave, 2nd Floor n/a need to focus on unique solutions sent 12/18 Y 375 San LLC Credit n/a need Sent 9/14 Sent LLC Credit n/a need Y Y Jain C/P 11501 Y Y Y Michael Jesselson Vrablic lead active 130 Ave of America, Suite 4101 New York 394 Pacific Ave, 2nd Floor to focus on unique solutions sent 12/18 9/14 394 Pacific Ave, 2nd Floor to focus on unique solutions sent 12/18 San Keenan P NY C/P Y 10022 Y P NY San San 158 Third St, PO Box 410 445 Park Ave, Suite 1502 EFTA01438222 Avi Kestenbaum Janco lead inactive C/P Y Y Kimmel, Adam Y Y Y N Jeff Kirwood Klein, Martin Martin Klein C/P 580 5th Ave, 5th Fl New York NY 10036 Y Y Kristoff, Mark Mark Kristoff C/P 1.1.1 825 Third Ave, 9th Fl New York NY Charles Krusen Jacoby lead active C/P Alan Kufeld Robertson lead inactive I of Americas New York NY 10019 Laf font, Philppe Philippe Laf font P St New York NY 10019 Guilford Company James Landrigan F. Box 13439 Richmond VA 23225 Larocca, Robert Robert Larocca I s Park Drive Woodbury NY 11797 Y Y Yorktown Partners, LLC Bryan H. Lawrence P 410 Park Ave, 19th Fl New York NY 10022 Bryan R. Lawrence Cold Spring Harbor Laboratory Richard Leeds P arbor Park Dr Port Washington NY 11050 Y Yorktown Partners, LLC Peter Leidel P Y N Levy, Jared Jared Levy I York NY 10019 Y Y John Lummis C/P Y Gene Lynch Mel Manion David Manlowe Erskine prospect inactive Bryce Markus Sohrab prospect active Disney, Roy Shamrock Greg 3500 W. Olive Avenue , Suite 700 Burbank CA 91505 Yield n/a rea estate re erra Merage connection? sent 11/7, discussed 1/15, follow up 8/12 teaser sent 2/5 sent 3/1 sent 2/26 ment ioned 11/6, sen Kelly Masuda William McBride Meister, Todd Todd Richard Merage Convey lead active Michael, Neal Neal Milch P David Mitchell Erik Moody Catherine lioreg C/P Y Y Moriwaki, Gary S. Gary Moriwaki I 100 Park Ave, 3rd Fl New York Murray, Thomas Thomas Murray I Y Y Murstein, Alvin Alvin Murstein P Y Y Murstein, Alvin Andrew Murstein P New York NY Y Anup Patel Pensler, Sandy n y ns r Persica, Anthony Anthony Persico I Yorktown Partne es Deepak Raj Lewis Ranieri Sabbagh prospect active C/P Ben Rechler Powers prospect inactive Julie Richardson C/P Colby Rollins C/P Rose, Simon Simon Kevin Ryan C/P Schaefer, Marla Marla Schreiber, Karl Karl Seelig, Mark Mark Matt Serra Phillip Shefter C P Y Y Richard Simon C/P Y Slome, Ian Ian Slome P _ 150 East 58th Street, 34th F loor New York NY 10155 RE (US, Europe, R+C) via direct investment, PE or struct. Pr oducts; PE and HF n/a Risk averse. Already seeing HF indeas from AFS send RIN? teas er sent 2/5 passed 2/27 mentioned 2/26, sent 3/16. Passed 3/30 Jamie Smith ill........ Inder Sodhi e C/P Y Y Dorrance Family DFE Enterprises Jason Stiles P Stiritz, William P. William Stiritz P S 8th St St. Louis MO 63102 John Straus Tharani, Haresh Haresh Tharani P Y Y Elysium Management Brad Wechsler 800 Park Ave, 12th F 1 New York NY 10021 NY Y Y NY 11 H 1633 Broadway New Y Y Y 1350 Avenue 9 West 57th P.O. 135 Crossway Y Y Y New York Y NY EFTA01438223 Weiss, George George Weiss Cavalry Andrew Zaro P Zubillaga, Alex Alex Zubillaga C/P Park Ave, 12th Fl New York NY Zuckerberg, Lloyd Lloyd Zuckerberg C/P Annandale Capital P 325 North St. Paul Street Suite ral. Funds easier, but comfortable with direct PE n/a sent 3/20. May have interest in second close sent 3/20 Anschutz 555 Seventeenth 80202 Telco, Looking at experiential travel /1 Arcus Arcus 5 BBR Partners or New York Passed Blank Bluestem lle VA 22902 Bright Group 1 Caruso Affiliated 90036 Real Es CFM P Hartford ideas )60 General sent CT Y Y Y N 345 3500 Dallas TX 75201 Gene RIN, RESOF, Suntex, Astra follow up sent 3/1 sent 3/24 Street, Suite 2400 Denver CO nment, Lodging/Hospitality energy Do not want funds. meet w/ Scott in Denver sent 12/18 sent 3/18. Passed 4 Peachtree Rd. NW Suite 1880 Atlanta 3060 Peachtree Rd. NW Suite 1880 funds GA 30305 Atlanta GA 3030 140 E. 45th Street, 26th Flo on Blackrock DNC list sent 3/16. 3223 Howell Mill Road, Northwest Atlanta GA 212 E. Main Street, Suite 201 3/1. Passed 3/12 200 Greenbrier Road Summersville 30347 Charlottesvi WV 2665 101 The Grove Drive Los Angeles CA nt 2/26. Passed 3/20 720 University Avenue, Suite 200 Los Gatos CA 95032 sent 2/26. Passed 2/26 Conve sending? CFM 720 University Avenue, Suite 200 Los Gatos CA 95032 sent 2 26. Passed Convey sending? Dart Management P Windward 3, Regatta Office Park Grand Cayman Cayman Islands KY1-1206 Gera, Pre-IPO men financing, MSBs MSBs? Deep value f ocus, lots of cash collateral, separate real estate group sent 12/18 teaser sent 2/5 N Do not send research emails Dock Street sia PA 19406 General Duncan Investments ton TX 77002 Edge 7 Edge 7 Edge 7 Essig EverWatch Financial nwich CT 06830 General, tain lvg. against some commercial RE. sent 8/12 sent 3/18. Pas EverWatch Financial CT 06830 General, but like n str a . against some commercial RE. Used to have 18. Passed 3/30 sent 3/16 200 Crescent Court Suite 1365 Forresta apzta 33131 General n/a sent 12/ .-too# It Sent 9/14 Sent 9/14 Y Georgetown U P 1000 Potomac 20007 General n/a IMIPIITA IIII!!!! irials regularly GlenMe dePassed 1650 PA 19103 Granite Group P 187 Danbury Road Wilton ing in NYC sent 3/16 Highlander Partners as TX 75201 General F follow up sent 12/12 Illig, Cliff 66206 Illig, Cliff 6 Infinity Q yield, esoteric ed. Size up to $40mm 3/1. Passed 3/30 Infinity Q yield, esoteri ed. Size up to $40mm 3/1. Passed 3/30 Ironsides AM CT 510 Feheley Drive King of Prus n/a already covered by PCS, just check in occasionally [email protected] 1100 Louisiana Street, Suite 5200 Hous 1380 W. Paces Ferry Rd. Suite 1000 Atlanta GA 3032 1380 W. Paces Ferry Rd. Suite 1000 Atlanta GA 3032 1380 W. Paces Ferry Rd. Suite 1000 Atlanta GA 3032 174 Nassau Street #320 Princeton NJ 08542 8 Sound Shore Drive, Suite 200 Gree vices, oil & gas, enviromental Main Used to have large CL loan @ CS and BAML Send RESOF and Astra 8 Sound Shore Drive, Suite 200 agg services, oil & gas, enviromental large CL loan @ CS and BAML Send RESOF and /1 Dallas TX 75021 1450 Brickell Avenue Miami FL sent 2/26 Sent 9/14 Greenwich Maintain lvg Astra sent Street Suite 301 risk factors Washington DC teaser sent 2/5 sent Market Street Suite 1200 Philadelphia 06897 General open to funds meet 300 Crescent Court Suite 550 Dall putsonpulMMi rcequts , homebuilding and materials RESO sent 3/1. Passed 3/30 sent 3/16. Passed 3/30 8900 State Line Road 5th Floor Leawood KS multi -asset with control. sent 2/26. muita-asset with control. 888 7th for Wildcat Structured Passed 3/30 888 7th for Wildcat Structured 8900 State Line Road 5th Floor Avenue New York NY fund macro, vol? 20% IRR and leverage ok sent 8/12 sent 3/16. Passed 3/30 Avenue New York NY fund macro, vol? 20% IRR and leverage ok sent 8/12 sent 2/26. Passed 3/30 sent 3/16. Passed 3/30 [email protected] 511 Tarrytown Center Rocky Mount NC 2780 Leawood KS 6620 10106 Real Estate, hurdle. Unconstrain teaser sent 2/5 sent 10106 Real Estate, hurdle. Unconstrain teaser sent 2/5 sent EFTA01438224 4 General meeting in NC 9/14 Sent 9/14 JL Squared Group PA 19104 JL Squared Group PA 19104 Lindemann Famil M20 Inc P CA 90071 Small operating businesses 0% stakes sent 3/1. Passed 3/2 Makena Capital Management P 2755 Sand 5 Risk factors met 2/2 NDA and portfolio Mariner Capital P 485 Lexington Ave, 28th Fl New York NY Risk factors met 11/21 " solutions across the street, all from IB providers Send white papers Merage 660 Newport Center Drive. Suite 1300 Newport Beach CA 9266 O Real Estate trading with the HF? Want intros to other family offices to grow internal HF teaser sent 1/23, follow up 8/12 on Blackrock DNC list sent 2/26 sent 3/16 Do not send research emails Nicholas LE.Mill=111.M 15 Enterprise, Ste. 550 Aliso Viejo CA 9265 6 DPM BRCM e e into vers e assets. Also want broad banking relationship Nicholas DPM BRCM hedge into diversified assets. Also wa nt broad banki Orix sent 8/12 sent 3/1 sent 3/24 Sent 9/14 Sent 51 n/ 2929 Arch Street, 13th Floor Philadelphia 2929 Arch Street, 13th Floor Philadelphia 5 South Figueroa Street, Suite 1050 Los Angeles a Microcap activist w/ $1-$5mm EBITDA target 1 Hill Rd, Suite 200 analysis Menlo Park CA 9402 1717 Main Street, Suite 1100 Dallas TX 75201 CLOs , consumer finance, esoteric have complete portal access. Primarily focused on rates research 10% ROI target, up to 550mm size call on AcTRS, CLO intro (Chris D'Auria) teaser sent 11/25, discussed 1/20 sent 12/18, met w/ Baxter 1/20 sent 12/5 Folled up 9/10 teaser sent and call 2/5. oassed 3/27 sent 3/1 sent 3/16 sent 7/28 Sent 9/10 Parami P Parami P Peregrine Group P 2101 Cedar Springs Rd, Suite 1800 Dallas TX 7520 1 Energy n/a covered by brokers already for public markets trading mineral rights in Pe rmian mentioned 12/4 mentioned 12/4 sent 3 1 Schmidt, Eric Hillspire LLC P 1010 El Camino Real, Suite 200 Menl o Park CA 94025 General, including real estate. Want yield. Like trophy assets. Want co-i nest multi -asset. FX and rates hedging looking at cheap assets in Europe. Could use tax sh ield against GOOG share sales RESOF, Extel. Set up ISDA. Deposits teaser sent 11/12, follow up 1/5 , 8/12 teaser sent 2/5 sent 3/1 sent 2/24. passed 3/27 sent 3/16 Sent 9/14 Slome, Ian P 150 East 58th Street, 34th Floor New York NY 10155 RE(US,E 3e,R+C) vadirect investment, PE or struct. Products; PE and H F n/a Risk averse. Already seeing HF indeas from AFS send RIN? teaser sent 2/5 pass ed 2/27 mentioned 2/26, sent 3/16. Passed 3/30 Snyder, Daniel P 4 Sent 9/14 ler.P.1. er.... Sonen Capital P o CA 94133 Spruce Private Investors LLC P 263 Tresser Blvd, 15th Floor Stamford CT 06901 Systematic amma deca Trading with CS Introduce AFS or CB&S Spruce Private Investors LLC 263 Tresser Blvd, 15th Floor Stem ford CT 06901 ' ading with CS Introduce AFS or CBaS Stiritz, William P. Thomson True Nor Ste. 725 United Company 1005 Glenway Avenue Bristol VA 24201 White Deer Energy Kr stin Willett Advisors P ew York NY Real Assets with focus on natural resources an rea estate n a commodities 20% ownership cap. Funds or direct. Equity rates of return (-20%), $30-$40mm size Intro to Todd Henderson sent 12/18 sent 12/5 sent 3/1 discussed 2/25 no interest sent 3/16. passed 4/13 For internal use only 6 East 74th Street New York NY 10021 6 East 74th Street New York NY 10021 11900 River Road Potomac MD 2085 Y 50 Osgood Place, Ste. 320 San Francisc oronto ON, Canada MSH 2M8 8350 N. Central Expressway, EFTA01438225 Paul Contacts First Name Last Name Messaging ID CIO Outlook nt/Prospect Intermediary Client/Prospect Arun Alagappan [email protected] Y mC/Pu,”C/Pm,mbIA 61)=C/P James Alterba Yosi Amster `,IF(I4= 6C/1","C Todd Angkatavanich 5="I”,°I 6,IF(I5="C/P 6,mC/P .,"NA"))=I David Angstreich 0 0 ))=NA Thomas Archer mC/P”,”C/Pm,"NA 61)=I Russell Artzt mC/P”,”C/Pm,"NA 6 =C Eric Attias 0 0 Gregory Attorri I6,IF(I10=mC/Pm,"C/P 6,"NA" Andy Augenblick l="C/P°, 6C/1",uNA" =NA Dill Ayres John Barber I", IF (I13="C/P ., ”C/Pa, "ait Mitchell Barry I°,IF(I14=mC/P .,"C/P 6,°11A6))=C/P Harry Beller Y Y Y 0 5=mC/P", 6C/P","NA"))=C/ Joakim Bergander 0 0 mC/Pfl,"NA"))=NA William Berkman 0 Ajay Bhalla 8=mC/P", 6C/P.,. John Binko Russell Blank Brian Blechman I6,IF(I21="C/P","C/P a," Neil Blechman Ross Blechman A"))=NA Steven Blicht 24=6Ims,mIn,IF(I Barry Bloom Jonathon wi 26="I',"I",IF(126="C/P• •C/P" "NA 1=C P Steve Brandis 0 0 A6))=NA Charles Britton Y Y Y 0 I6,IF(I28="C/P .," le II Cary Brody 29="I•,"I",IF(129="C/P•,•C/P","NA"))=C/P Lara Brody 0 0 mC/P”,"NA"))=NA Louis Cailoa 0 0 IF(H31="I","I",IF(131='C/P","C/P","NA"))=NA Adreinne Cannella mC/P","NA"))=NA Michael Cline Y Y Y 0 C/P 3=mC/P", 6C/Pwrm = Gail Coleman • C/P IF(H34="6," IN, IF (I34= nC/Pft,illia l Caroline Conegliano IF(H3S= .I.,°I6,IF(I35=mC/P .,"C/P 6,m1.1A6))=I Curtis Conway 6=mC/P", 6C/Pm,"NAm David Cooper I", IF (I37= •C/PftimC"i"luNA' Milton Cooper 8=mC/Pu,NC/Pm e.NAm1)=C/P Jeffrey Coopersmith I6,IF(I39= mC/P.," Lou Cortese Jonathan Crysta 41=6Im,mIn,IF(I41="C/Pm,mC/P","NAK))=I Thomas Danziger I6,IF(I42=mC/P . "C/P6,mNA6))=I David Deutsch Brooks Duncan 4=ftC/Pn, 6C/Pwrill Kristen Dzialga 0 0 0 Tax Topics Intermediary Clie 0 C/P IF(H2="I","I",IF(12= O IF(H3="I","I",IF(13="C/P",•C/P","NA"))=I 0 IF(H4=•I•,"I Y Y I 0 IF(H IF(H6=•I•,"I",IF(16=•C/P","C/P•,"NA" I 0 O IF(H7="I","I",IF(17= C/P IF(H8="I","I",IF(18= IF(H9="I","I",IF(19="C/P",'C/P","NA"))=NA 0 IF(H10="I"," 0 0 IF(H11= 6Im,mI .,IF(I1 IF(H12= .I.,"I",IF(I12=mC/Pm,"C/P 6,mNA6))=NA IF(H13="I"," 0 C/P C/P IF(H14="I"," IF(H15= 6Im,mIn,IF(I1 IF(H16=mIm,"I 6,IF(I16=mC/P", O IF(H17= 6I","Im,IF(I17="C/Pm,mC/Pfl,"NA"))=NA 0 C/P C/P IF(H19= 6Im,mIn,IF(I19="C/Pm,mC/Pu,°14A .11=C/P O IF(H20="I',"I",IF(120="C/P',•C/P","NA"))=NA C/P IF(H21="I"," O IF(H22="I',"I",IF(122="C/P•,•C/P","NA"11=NA O 0 IF(H23="I","I',IF(123="C/P","C/P',"N 0 C/P IF(H IF(H2S="Ift,"I 6,IF(I25=mC/P .,"C/P 6,mNA6))=NA 0 C/P IF(H IF(H27="I","I',IF(127="C/P","C/P•,"N 0 0 C/P 0 IF(H28="I"," C/P IF(H IF(H30=flIa,"I",IF(I30=mC/P", IF(H32=ftIa,"I",IF(I32=mC/P", =C 0 Y Y Y Y 0 C/P Y Y r 0 Y Y 0 C/P Y Y r I 0 0 0 C/P IF(H37=°I 6,6 IF(H38="I•,"I",IF(13 0 IF(H39=°I 6,6 IF(H40="I•,"I",IF(I40="C/P•,•C/P","NA"11=NA 0 IF(H 0 IF(H42=°I 6,6 IF(H43= 6Im,.I .,IF(I43="C/Pm,mC/P”,"NAm))=NA 0 IF(H44="I•,"I",IF(I4 IF(H45=6Im,"I",IF(I45="C/Pm,mC/P","NAm))=NA EFTA01438226 Pamela Ehrenkranz I", IF(I46="C/P" "C/P" "NA") Charles Falk 7="C/P","C/1","NA"))=I Andrew Farkas 0 0 Lonnie Fine I",IF(I49="C/P", John Fitzgibbons I", IF(I50="C/P" "C/P" " Peter Gaslow I",IF(I51="C/P", C P , Edouard Gerschel I",IF(I52="C/P","C/P","NA"))=C/P Ari Glass 3="C/P","C/P","NA"))=C/P Don Rich Glickma (H54="I","I",IF(I54="C/P","C/P","NA"))=NA Gold 0 0 IF(H55="I","I•,IF(155="C/P","C/F","N =I 0 IF(H46=" I", 0 IF(H47="I","I",IF(I4 IF(H4B="I","I",IF(I48="C/P","C/P","NA"))=NA 0 IF(H49="I"," NA A"))=NA Christopher Goldberg "C/P","NA"))=NA Peter Greatrex 7="C/P","C/P"," Bruce Gross 8="C/P","C/P"," Robert Haier I",IF(I59="C/P". I=C ,•NA = David Halliwill Y I", IF (I60="C/P", "C/P", Ira Halperin 61="I","I",IF(I61="C/P" "C/P" "NA"))=I Cathy Handley 2="C/P","C/P"," Daniel Heflin Y I", IF (163=•C/P", Heidi Holterbosch I",IF(I64="C/P" "r/o" " Robert Hull Matt P Ireland "C/P","NA"))=C/P Sonny Jain 7="C/P","C/P","NA• =C/P Neil Jain Michael Jesselson "C/P","NA"))=NA Ken Jones Rich Joslin William Keenan I",IF(I72="C/P","C/P","NA" William Howard Keenan "C/P","NA"))=NA Judy Kelly I",IF(I74="C/P", Avi Kestenbaum 75="I•, "I", IF(Iria i '"" /P Adam Kimmel Y 6="C/P","C/P","NA"))=C/P Jeff Kirwood A"))=NA Martin Klein aY 8="C/P","C/P","NA"))=C/P Mark Kristoff A"))=C/P Charles Krusen 80="I","I",IF(IBO="C/P","C/P , NA ))=C/P Alan Kufeld Y Philippe 0 Robert Larocca I",IF(I83="C/P", Bryan H. =C Lawrence 4="C/P","C/1","NA"))=NA Bryan R. 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NW Suite 1880 Atlanta GA 30305 3060 Peachtree Rd. NW Suite 1880 Atlanta GA 3030 140 E. 45th Street, 26th Floor New York NY 1001 3223 Howell Mill Road, Northwest Atlanta GA 30347 212 E. Main Street, Suite 201 Charlottesville VA 200 Greenbrier Road Summersville 101 The Grove Drive 795 E. Lancaster Avenue Suite WV 26651 Los Angeles CA 200 Villanova 795 E. Lancaster Avenue Suite 200 Vill 720 University Avenue, Suite 200 Los 720 University Avenue, Suite 200 Los 210 M Kinn Av , Suite 1700 Dallas TX 510 Feheley Drive Gatos CA 9503 Gatos CA 9503 75201 King of Prussia PA 200 Technecenter Drive, Suite 200 Milford OH 4515 00 Louisiana Street, Suite 5200 Houston TX 77002 1380 W. Paces Ferry Rd. Suite 1000 Atlanta GA 3032 1380 W. Paces Ferry Rd. Suite 1000 Atlanta GA 3032 1380 W. Paces Ferry Rd. Suite 1000 Atlanta GA 3032 au Street 1320 Princeton 8 Sound Shore Drive, Suite 200 8 Sound Shore Drive, Suite 200 8 Sound Shore Drive, Suite 200 200 Crescent Court Suite 1365 Dallas 1450 Brickell Avenue 1450 Brickell Avenue 1000 Potomac Street Suite 301 NJ 08542 Greenwich Greenwich Greenwich CT TX 75021 Miami FL Miami FL Washington CT CT 0683 33131 33131 DC 2000 1650 Market Street Suite 1200 Philadelphia Wilton CT06897 P.O. Box 13439 Richmond VA 300 Crescent Court Suite 550 1010 El Camino Real, 1010 El Camino Real, 23225 Dallas TX 7520 Suite 200 Menlo Park CA 9402 Suite 200 Menlo Park CA 394 Pacific Ave, 2nd Floor San Francisco CA 394 Pacific Ave, 2nd Floor San Francisco CA 394 Pacific Ave, 2nd Floor San Francisco CA 8900 State Line Road 5th Floor Leawood KS 8900 State Line Road 5th Floor Leawood KS 888 7th Avenue New YorkNY 888 7th Avenue New York NY 511 Tarrytown Center Rocky Mount 2929 Arch Street, 13th Floor 2929 Arch Street, 13th Floor 94111 94111 94111 66206 9402 66206 10106 10106 NC 27804 Philadelphia PA Philadelphia PA 515 South Figueroa Street, Suite 1050 Los Angeles 15 Enterprise, Ste. 550 Aliso Viejo CA CA 9265 EFTA01438230 Orix Parami Parami Roger Bulloch Shamrock Slome 10155 Slome 10155 Snyder Sonen Capita 3 Sonen Capital 94133 Spruce ■ 1 Spruce 1 Stiritz Stiritz Thomson True North as TX United Company Willett DO NOT Merage 660 Newport 0 /111. 1 1 DART ds 1717 Main Street, Suite 1100 Dallas TX 6 East 74th Street New York NY 6 East 74th Street New York NY Las Vegas NV 3500 W. Olive Avenue, Suite 700 Burbank 150 East 58th Street, 34th Floor 150 East 58th Street, 34th Floor 11900 River Road Potomac MD 50 Osgood Place, Ste. 320 San 50 Osgood Place, Ste. 320 263 Tresser Blvd, 15th Floor Stamford 263 Tresser Blvd, 15th Floor Stamford 75201 10021 10021 CA 91505 New York NY New York NY 20854 Francisco CA 9413 San Francisco CA CT 0690 CT 0690 een Street West Suite 2400 Toronto ON, Canada M5H 2M8 8350 N. Central Expressway, Ste. 725 Dall 1005 Glenway Avenue Bristol VA 24201 New York NY Center Drive. Suite 1300 Newport Beach CA 9266 Windward 3, Regatta Office Park Grand Cayman Cayman Islan EFTA01438231