Is this an operating company? r Yes a No
Is this an operating company? r Yes a No
Entity/Client Net Worth: $ 10.00 (USD millions)
Documentation/ Information obtained to
confirm stated net worth of the Entity/Client: Her assets at JPM and our understanding of her balance sheet.
Industry Code:
The Business Type is the industry in which the
client derives the majority of its income. PRIVATE HOUSEHOLDS
NAIC Code: 814100
Transaction Profile/Expected Account Activity
What is the purpose/intended use of this
account? Operational checking account to pay real estate taxes.
What is the expected source of account
funding ? Other
If "Other please describe
Transfer from existing account at JPM
Approximate $ amount to fund the account $15,000
Please select each "Product Type" that applies. Within each product type, please check ALL transaction types that apply
and provide a description of expected account activity. (document expected sources of inflows and destinations of
transfers,countries, and types of payors/payees.Include where is the money coming from - example : A specific bank or
firm and purpose of specific transactions, if known)
Product Type - Select all that apply Transaction Types - Select all that apply and expected
activity level ( L = 1-5, M = 6-12, H = >12 transactions
per month) Anticipated $
Amount Totals per
month - Please
provide at least an
estimate
Deposit/Current Accounts
(Checking, Savings, Money Market)
6 Yes r No Cash ( withdrawals/deposits) -
r Low C Medium r High
Check deposits / Check paid -
r Low r Medium c High
Wire Incoming & Outgoing -
6 Low C Medium r High Below $1MM
Internal Transfers -
r Low C Medium r High
Other -
r Low r Medium r High
Please describe in detail expected account activity for this product : Payment of real
estate operating
expenses.
Investment Products
(Custody,Brokerage,Agency,Margin)
c Yes 6 No
Fiduciary
(Investment Mgmt. / Trust)
r Yes 6 No
Credit type facilities
(Line of Credit, Mortgage, Letter of Credit)
r Yes f• No
Required Security Services Checks
Security Search Type: Full
Note for Security Services:
Please list any specific search
requests/instructions to Security
Services here DDR originally created in ICG. Last report signed off by Security Services on 1/23/08.
Security Services Information
Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062543
EFTA01582958