The Coast Guard's VHF-FM National Distress System : analysis for recapitalization.

Survival, Water, Medical Field Manuals

Military Manuals

Glidden, William C.;boger, Dan C.

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NAVAL  POSTGRADUATE  SCHOOL 

Monterey,  California 


THESIS 


THE  COAST  GUARD'S 

VHF-FM  NATIONAL  DISTRESS  SYSTEM: 

ANALYSIS  FOR  RECAPITALIZATION 


by 


William  C.  Glidden 


June  1991 


Advisor: 


Dan  C.  Boger 


Approved  for  public  release;  distribution  is  unlimited. 


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11    TITLE  (Include  Security  Classification)   _____     _._.  .  ___ 

THE  COAST  GUARD'S  VHF-FM  NATIONAL  DISTRESS 
SYSTEM:  ANALYSIS  FOR  RECAPITALIZATION 


12.  PERSONAL  AUTHOR(S) 

GLIDDEN,  William  C 


13a  TYPE  OF  REPORT 

Master's  Thesis 


13b    TIME  COVERED 
FROM  TO 


14    DATE  OF  REPORT   (Year,  Month,  Day) 

1991    June 


15    PAGE   COUNT 

180 


16  supplementary  notation  The  views  expressed  in  this  thesis  are  those  of  the 
author  and  do  not  reflect  the  official  policy  or  position  of  the  Depart- 
ment  of  Defense  or  the  US  Government. 


17 


COSATI  CODES 


FIELD 


GROUP 


SUB-GROUP 


18    SUBJECT  TERMS  (Continue  on  reverse  if  necessary  and  identify  by  block  number) 

VHF-FM;  National  Distress  System  ( NDS ) ;  Digital 
Selective  Calling  (DSC);  high-sites;  pocket 
radio  networks 


19  abstract  (Continue  on  reverse  if  necessary  and  identify  by  block  number/Twenty  years  ago  the  U.S.  Coast  Guard 
established  the  National  Distress  System  (NDS)  of  VHF-FM  remote-controlled  transceivers 
to  provide  nationwide  maritime  distress  coverage  and  Coast  Guard  C   communications.   The 
NDS  was  designed  to  provide  radio  coverage  along  the  coasts,  the  inland  waterways,  and 
the  Great  Lakes.   The  current  NDS  equipment  is  reaching  the  end  of  its  useful  life  and 
the  new  requirements  placed  upon  the  system  have  mandated  its  replacement. 

In  this  thesis  the  author  first  details  the  C   structure  of  the  Coast  Guard  and  identi- 
fies it  major  missions,  and  then  relates  history  of  the  NDS.   An  examination  of  the  NDS' 
current  configuration  is  performed,  the  requirements  are  identified,  and  applicable 
technology  is  explored. 

The  author  concludes  that  present  technology  and  commercially  available  equipment  is 
available  to  solve  the  present  and  anticipated  requirements  placed  upon  the  NDS.   The 
author  provides  a  model  of  the  proposed  system  and  presents  an  implementation  schedule 
for  replacement  of  the  NDS. 


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22a    NAME  OF   RESPONSIBLE   INDIVIDUAL 

BOGER,    Dan    C. 


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The  Coast  Guard ' s 
VHF-FM  National  Distress  System: 
Analysis  for  Recapitalization 


by 


William  C.  Glidden 
Lieutenant,  United  States  Coast  Guard 
B.A.,  The  College  of  Wooster,  1974 
M.Ed.,  Bowling  Green  State  University,  1977 

Submitted  in  partial  fulfillment 
of  the  requirements  for  the  degree  of 
MASTER  OF  SCIENCE  IN  TELECOMMUNICATIONS  SYSTEMS  MANAGEMENT 

from  the 

NAVAL  POSTGRADUATE  SCHOOL 
June  1991 


D.  R.  Whipple, ^Chairman, 
Department  of  Adminis"5r_ative  Sciences 


li 


ABSTRACT 

Twenty  years  ago  the  U.  S.  Coast  Guard  established  the  National  Distress  System 
(NDS)  of  VHF-FM  remote-controlled  transceivers  to  provide  nationwide  maritime 
distress  coverage  and  Coast  Guard  C2  communications.  The  NDS  was  designed  to  pro- 
vide radio  coverage  along  the  coasts,  the  inland  waterways,  and  the  Great  Lakes.  The 
current  NDS  equipment  is  reaching  the  end  of  its  useful  life  and  the  new  requirements 
placed  upon  the  system  have  mandated  its  replacement. 

In  this  thesis  the  author  first  details  the  C2  structure  of  the  Coast  Guard  and  identi- 
fies its  major  missions,  and  then  relates  history  of  the  NDS.  An  examination  of  the  NDS' 
current  configuration  is  performed,  the  requirements  are  identified,  and  applicable 
technology  is  explored. 

The  author  concludes  that  present  technology  and  commercially  available  equipment 
is  available  to  solve  the  present  and  anticipated  requirements  placed  upon  the  NDS.  The 
author  provides  a  model  of  the  proposed  system  and  presents  an  implementation  schedule 
for  replacement  of  the  NDS. 


111 


o 


c.i 


TABLE  OF  CONTENTS 

I.  INTRODUCTION    1 

A.  BACKGROUND    1 

B.  RESEARCH  OBJECTIVE 2 

C.  RESEARCH  APPROACH 2 

D.  IMPORTANCE  TO  THE  COAST  GUARD 3 

E.  THESIS  OUTLINE     4 

1.  Chapter  II:  Present  Coast  Guard  C2  Structure  and  Missions    4 

2.  Chapter  III:  National  VHF-FM  Distress  System  Background    ....  4 

3.  Chapter     rV:     Established     and     Potential     NDS     Operational 
Requirements 4 

4.  Chapter  V:  Evaluation  of  Selected  Technology 5 

5.  Chapter  VI:  Summary  and  Recommendations 5 

II.  PRESENT  COAST  GUARD  C2  STRUCTURE  AND  MISSIONS     6 

A.  COAST  GUARD  C2  STRUCTURE 6 

1.  Coast  Guard  Command  and  Control  Structure 6 

2.  Coast  Guard  Communications  Structure 8 

B.  COAST  GUARD  MISSIONS 10 


IV 


1.  Search  and  Rescue    10 

2.  Maritime  Law  Enforcement 11 

3.  Recreational  Boating  Safety 12 

4.  Ice  Operations 13 

5.  Waterways  Management    13 

6.  Aids  to  Navigation 14 

a.  Short  Range  ATON    14 

b.  Long  Range  ATON    14 

7.  Marine  Environmental  Response 15 

8.  Port  Safety  and  Security    16 

9.  Commercial  Vessel  Safety 17 

10.  Defense  Operations 17 

C.       COAST  GUARD  PROGRAM  MANAGER  MISSION  SUPPORT  ...  18 

III.    NATIONAL  VHF-FM  DISTRESS  SYSTEM  BACKGROUND 22 

A.  HISTORY  OF  THE  NDS    22 

1.  Creation  of  Network 22 

2.  Initial  NDS  Installation 26 

B.  NDS  STATUTORY  REQUIREMENTS 27 

1.  VHF-FM  Channel  16  Monitoring 28 

2.  Internal  Command  and  Control 30 

3.  Public  Safety  Broadcasts 31 


4.     Public  Communications 31 

C.  CURRENT  NDS  CONFIGURATION 32 

1.  Architecture 32 

2.  Hardware    34 

a.  Transceivers    34 

b.  Remote  Control  Units 34 

c.  Antennas 35 

d.  Control  and  Communications  Circuits 35 

3.  Transceiver  and  Remote  Control  Locations 36 

a.  Equipment  Locations    36 

b.  Geographical  Coverage 36 

4.  System  Integration 37 

a.  Connectivity  Within  the  NDS  Network    37 

b.  Connectivity  With  Other  Networks 37 

5.  Non-Standard/Special  NDS  Installations    38 

a.  Secure  Communications    38 

b.  Data  Channel  Usage 38 

c.  VHF-FM  Direction  Finding  Installations 39 

D.  LOCAL  USE  VHF-FM  SYSTEMS    39 

1.  Shore  Unit  Equipment 39 

2.  Shore  Unit  VHF-FM  RDF  Capabilities 40 

a.       Individual  RDF  sites 40 


VI 


b.       RDF  Networks 40 

IV.  ESTABLISHED      AND      POTENTIAL      NDS      OPERATIONAL 

REQUIREMENTS    42 

A.  INTERNAL  COAST  GUARD  NDS-RELATED  REQUIREMENTS    .  42 

1.  Established  Requirements    42 

a.  Group/COTP  Command  and  Control 42 

(1)  Communicate  on  Assigned  Channels 43 

(2)  Communicate  to  All  of  Group  AOR 43 

(3)  Communicate  Using  Secure  Means    45 

b.  Record  Message  Traffic    45 

2.  Potential  Requirements    46 

a.  Dedicated  Data  Channel    46 

b.  Geographical  Display  Operational  Computer 47 

c.  NDS  Network    48 

B.  NDS  PUBLIC  COMMUNICATIONS  REQUIREMENTS 49 

1.     Established  Requirements    49 

a.  Digital  Selective  Calling    49 

b.  Broadcast  NTM 51 

c.  Distress  Communications 52 

d.  All-Channel  Selectability     53 

e.  VHF-FM  Radio  Direction  Finding 54 


VII 


2.     Potential 56 

a.  Differential  Global  Positioning  System  Transmissions    ....  56 

b.  VTS/MARDEZ  interface  (secure) 57 

c.  Dependent  Surveillance 57 

V.  EVALUATION  OF  SELECTED  TECHNOLOGY 59 

A.  RADIO  DIRECTION  FINDING 59 

1.  Discrete  Systems    61 

2.  Integrated  Systems 62 

B.  VHF-FM  TRANSCEIVERS    67 

1.  Channel  Selectivity 68 

2.  Encryption 69 

3.  Digital  Selective  Calling  (DSC)    70 

C.  RADIO  PACKET  SWITCHED  NETWORKS 72 

1.  ALOHA  Network 73 

2.  Graphical  Analysis,  Archiving  and  Display  Station    74 

3.  High  Frequency  Data  Link  (HFDL) 77 

4.  Amateur  Radio  Packet  Switched  Networks  (AX.25) 80 

VI.  SUMMARY  AND  RECOMMENDATIONS    82 

A.  FUNCTIONAL  MODEL 82 

B.  SYSTEM  CAPABILITIES    89 


Vlll 


C.       SYSTEM  IMPLEMENTATION 89 

1.  Phase  I  -  System  Analysis     89 

a.  Project  Manager 89 

b.  System  Baseline 90 

c.  Standards  Determination    91 

d.  Requirements  Analysis    91 

e.  Engineering  Assessment    92 

f.  Systems  Research 92 

2.  Phase  II  -  System  Definition 93 

a.  Specification  Generation    93 

b.  Engineering  Modifications 93 

c.  Specification  Publication 94 

3.  Phase  III  -  System  Prototype 95 

a.  Prototype  Installation    95 

b.  Prototype  Evaluation 95 

c.  System  Selection    95 

4.  Phase  IV  -  System  Installation 95 

a.  System  Installation 95 

b.  Initial  System  Evaluation 96 

5.  Phase  V  -  System  Evaluation     96 

REFERENCES     97 


IX 


APPENDIX  A 101 


APPENDIX  B 103 


APPENDIX  C 157 


APPENDIX  D 162 


APPENDIX  E    164 


INITIAL  DISTRIBUTION  LIST    166 


LIST  OF  FIGURES 

Figure  1  Coast  Guard  Command  and  Control  Structure    7 

Figure  2  Coast  Guard  Headquarters  Organization    19 

Figure  3  Coast  Guard  Area  Staff  Organization    20 

Figure  4  Coast  Guard  District  Staff  Organization    21 

Figure  5  National  Distress  System  Configuration    33 

Figure  6    Group  Miami  Representative  RDF  Display 41 

Figure  7  Typical  Integrated  RDF  Display 64 

Figure  8  High  Frequency  Data  Link  Configuration    78 

Figure  9  NDS  Radio  Frequency  Information  Flows 84 

Figure  10  NDS  Remote  Site  Configuration 85 

Figure  11  NDS  COMMCEN/OPCEN  Configuration    87 


XI 


I.    INTRODUCTION 

A.   BACKGROUND 

Approximately  20  years  ago  the  United  States  Coast  Guard  established  a  network 
of  coastal  and  inland  Very  High  Frequency-Frequency  Modulated  (VHF-FM)  transceiver 
sites  for  the  purpose  of  monitoring  the  National  VHF-FM  Maritime  Distress  Frequency, 
156.8  Mhz,  CH  16.  This  network  was  originally  called  the  "National  VHF-FM  Radio- 
telephone Safety  and  Distress  System,"  later  shortened  to  the  "National  VHF-FM  Distress 
System"  (NDS),  and  now  commonly  referred  to  as  the  "high  sites."  This  system  was 
installed  to: 


...provide  distress,  safety,  and  command  and  control  VHF-FM  communications 
coverage...  in  all  areas  of  boating  activity  (including  inland  waters)  in  which  the 
Coast  Guard  has  SAR  responsibilities...  [Ref.  l:p.  1] 


This  NDS  has  served  the  Coast  Guard  well  over  the  past  20  years  for  Search  and 
Rescue  (SAR),  internal  command  and  control  (C2),  and  interaction  with  the  boating 
public.  However,  the  increase  in  the  number  of  VHF-FM  "marine  band"  channels  used 
by  the  public,  the  improvements  in  VHF-FM  technology,  and  the  aged  condition  of  the 
original  equipment  has  resulted  in  the  need  to  replace  the  current  outdated  hardware  with 
"state  of  the  art"  technology. 


In  addition  to  the  improvements  in  technology,  there  have  been  increased  require- 
ments placed  upon  the  Coast  Guard  and  the  VHF-FM  communications  system.  The  ini- 
tiation of  the  Digital  Selective  Calling  (DSC)  standard,  a  demand  for  Radio  Direction 
Finding  (RDF),  the  concept  of  dependent  surveillance,  and  the  need  for  using  secure 
internal  communications  for  Coast  Guard  C2  have  all  worked  together  to  precipitate  the 
NDS  replacement  project  or  "recapitalization." 

B.  RESEARCH  OBJECTIVE 

The  purpose  of  this  research  is  fourfold.  First,  to  examine  the  original  purpose  and 
configuration  of  the  NDS.  Second,  to  identify  both  the  established  and  potential  addi- 
tional requirements  placed  upon  the  NDS  since  its  inception.  Third,  to  investigate  and 
summarize  the  technology  that  is  applicable  for  fulfilling  those  new  requirements. 
Finally,  to  make  conclusions  and  recommendations  regarding  the  configuration  and  capa- 
bilities of  the  new  system. 

C.  RESEARCH  APPROACH 

The  research  portion  of  this  thesis  includes  a  literature  search,  a  review  of  Coast 
Guard  directives  and  policy  regarding  the  NDS,  collection  of  information  from  Coast 
Guard  Engineers  and  Project  Managers  regarding  current  Coast  Guard  initiatives,  and  a 
survey  of  available  technology.  This  survey  will  include  obtaining  manufacturers' 
information  and  specifications  regarding  equipment  currently  in  production  or  planned  for 
production. 


D.   IMPORTANCE  TO  THE  COAST  GUARD 

This  thesis  will  represent  a  complete  analysis  of  the  present  NDS,  the  new 
requirements  placed  upon  it,  and  the  applicable  technology  available  to  fulfill  those 
requirements.  The  NDS  is  a  vital  communications  system,  and  as  such  supports  a  large 
part  of  the  Coast  Guard's  C2,  especially  at  the  Group/Air  Station/Captain  of  the  Port  level 
and  below.  (The  term  Group  will  be  used  throughout  this  thesis  but  will  generally  mean 
all  three).  Need  for  increased  utility  of  the  system,  coupled  with  a  more  restrictive  budget 
climate,  mandates  that  the  replacement  of  the  NDS  be  performed  in  the  most  cost-effec- 
tive manner  while  still  fulfilling  the  requirements  of  the  system. 

Current  Coast  Guard  initiatives  in  several  areas  may  have  an  influence  on  the  NDS 
upgrade.  These  initiatives  include  (but  are  not  limited  to)  the  Differential  Global 
Positioning  System  (dGPS),  the  Vessel  Traffic  Service  (VTS),  Radio  Direction  Finding 
(RDF),  Digital  Selective  Calling  (DSC),  Geographical  Display  Operations  Computer 
(GDOC),  the  Hybrid  Data  Network  (HDN),  the  Secure  Data  Network  System  (SDNS), 
and  the  Remote  Data  Satellite  System  (RDSS).  The  managers  of  these  projects  have  an 
interest  in  the  NDS  recapitalization  and  must  be  able  to  provide  input  prior  to  the 
finalization  of  the  system  specifications.  Lack  of  participation  by  all  users  or  potential 
users  of  the  NDS  could  lead  to  the  design  and  installation  of  a  system  that  would  not 
effectively  fulfill  the  needs  of  those  users. 


E.      THESIS  OUTLINE 

1.  Chapter  II:  Present  Coast  Guard  C2  Structure  and  Missions 

In  Chapter  II  the  author  will  review  the  current  Coast  Guard  missions  and  the 
administrative  and  operational  C2  structure  used  to  support  the  execution  of  those 
missions.  The  author  will  provide  a  basic  concept  of  the  command  and  control  structure 
that  depends  on  the  NDS  to  provide  communications  to  operational  units,  and  the 
important  role  that  the  Program  Managers  play  in  the  command  and  control  structure. 

2.  Chapter  III:  National  VHF-FM  Distress  System  Background 

Chapter  III  contains  an  overview  of  the  present  NDS  and  related  VHF-FM 
installations  including: 


•  History  of  the  NDS. 

•  Current  statutory  requirements  placed  upon  the  NDS. 

•  Current  NDS  configuration. 

•  Other  Non-NDS  local-use  VHF-FM  installations. 

3.      Chapter  IV:  Established  and  Potential  NDS  Operational  Requirements 

Chapter  IV  details  requirements  that  the  NDS  upgrade  will  need  to  address. 
These  are  the  additional  requirements  that  have  been  placed  upon  the  system  since  its 
original  installation.  These  requirements  are  separated  into  two  groups,  those  that  have 
already  been  established  for  the  new  system  and  those  that  have  the  potential  to  be  placed 


upon  the  system.     These  are  addressed  in  two  general  areas:     internal  Coast  Guard 
communications  requirements;  and  NDS  public  interaction  requirements. 

4.  Chapter  V:  Evaluation  of  Selected  Technology 

Chapter  VI  investigates  and  describes  the  emergent  technologies  that  would 
enable  the  NDS  to  fulfill  both  its  established  and  potential  requirements.  In  this 
investigation  the  author  will  discuss  currently  available  systems  that  can  fulfill 
requirements  similar  to  those  outlined  in  Chapter  IV. 

5.  Chapter  VI:  Summary  and  Recommendations 

Chapter  VI  provides  recommendations  as  to  which  technologies  should  be  used 
to  fulfill  the  established  and  potential  requirements  of  the  NDS  and  the  steps  necessary 
to  implement  the  recapitalization.  The  author  will  provide  these  recommendations  in 
generic  terms  in  order  to  not  prejudice  them  towards  or  away  from  any  one  manufacturer 
or  system. 


II.   PRESENT  COAST  GUARD  C2  STRUCTURE  AND  MISSIONS 

A.      COAST  GUARD  C2  STRUCTURE 

In  order  to  comprehend  how  the  VHF-FM  National  Distress  System  is  used,  it  is 
essential  to  appreciate  the  scope  and  missions  of  the  Coast  Guard,  and  the  Program 
Managers  who  administer  those  missions.  It  is  especially  important  that  the  reader 
understand  the  Coast  Guard's  Command  and  Control  (C2)  structure.  In  this  chapter,  the 
author  explains  the  Coast  Guard's  C2  structure,  its  missions,  and  the  applicable  Program 
Managers. 

1.       Coast  Guard  Command  and  Control  Structure 

The  Coast  Guard's  Command  and  Control  structure  is  shown  in  Figure  1. 
General  tasking  for  mission  execution  is  set  forth  in  regulations  and  directives  created  at 
the  Headquarters  level.  More  specific  tasking  is  provided  by  the  Commanders  at  each 
subordinate  level,  with  the  units'  direct  superiors  in  the  chain  of  command  assigned  the 
responsibility  for  developing  specific  operational  orders  for  the  units  under  their  control. 
At  each  level  the  commanders  are  aided  by  their  staffs,  who  carry  out  the  commanders' 
orders  in  the  day-to-day  operation  of  that  command. 

The  Command  and  Control  structure  is  flexible,  and  can  be  changed  as  a 
result  of  mission  needs  or  specific  events.  For  example,  a  vessel  will  depart  its  home 
District  or  home  Group  and  voyage  to  another  Group  or  District  to  carry  out  its  orders. 
When  the  vessel  arrives  at  the  location  where  it  will  be  working,  it  Changes  Operational 


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Control  (CHOP)  to  the  new  region,  and  works  for  the  appropriate  superior  in  the  execu- 
tion of  its  missions  until  finished,  and  then  returns  to  its  home  and  CHOPs  back  to  its 
original  command. 

2.       Coast  Guard  Communications  Structure 

The  communications  structure  in  the  Coast  Guard  can  be  divided  into  two 
broad  areas.  The  first  is  tactical  communications.  The  Coast  Guard's  primary  tactical 
short  range  communications  system  is  the  National  VHF-FM  Distress  System.  VHF-FM 
is  the  communications  medium  of  choice  for  mobile  short-range  communications.  It  is 
used  for  communications  between  shoreside  Marine  Safety  Offices  and  crews  dispatched 
in  vehicles.  It  is  also  used  for  communications  between  cutters  at  sea  and  their 
dispatched  boarding  teams  and  boat  crews.  It  is  usually  the  only  communications  link 
between  a  Group/COTP  or  station  and  their  underway  vessels.  It  is  also  used,  along  with 
UHF  equipment,  for  communications  between  aircraft  and  cutters  or  between  aircraft  and 
Groups. 

The  second  communications  area  is  that  of  long  range  communications.  There 
are  five  major  systems,  those  of  terrestrial  record  message  traffic,  terrestrial  data  and 
electronic  mail  traffic,  terrestrial  voice  traffic,  ship-shore/shore-ship  message  and  voice 
traffic,  and  the  radio  navigation  control  system. 

The  terrestrial  record  message  traffic  system  consists  of  micro-computer — 
based  terminals  connected  via  leased  lines  to  centralized  message  processing  centers 
located  at  the  District  Offices,  Areas  and  Headquarters.  This  network  interconnects  with 
the  DOD  AUTODIN  network  at  the  District  level,  and  provides  connectivity  with  the 

8 


DOD  and  other  Government  agencies.  A  second  part  of  the  terrestrial  network  is  the 
Secure  Command  and  Control  Network  (SCN),  which  provides  secure  teletype  services 
to  the  Districts,  Headquarters,  and  the  Coast  Guard  Communications  Stations.  A  second, 
limited  shore-side  secure  message  transmission  capability  has  recently  been  developed 
using  Secure  Telephone  Units  (STU-III)  connected  to  facsimile  machines,  now  upgraded 
to  terminals  connected  to  each  other  via  dial-up  STU  III  data  units. 

The  terrestrial  data  and  electronic  mail  service  is  named  the  Hybrid  Data 
Network  (HDN).  The  HDN  is  comprised  of  a  combination  of  dial-up  and  dedicated  lines 
connecting  the  Coast  Guard  Standard  Workstations  with  the  SprintNet  X.25  packet 
switching  network.  The  HDN  permits  the  transmission  of  data  from  individual  units  to 
other  units  or  to  mainframe  computers. 

The  primary  terrestrial  voice  communications  network  used  is  the  Federal 
Telephone  Service.  In  order  to  enable  secure  voice  communications  over  FTS,  units  use 
STU  Ill's.  A  second,  smaller  terrestrial  phone  system  is  the  Search  and  Rescue  Telephone 
(SARTEL)  network,  which  provides  dedicated  connectivity  between  Group  Offices, 
District  Operations  Centers,  and  associated  command  centers  from  other  agencies  involved 
in  Search  and  Rescue.  The  Coast  Guard  also  has  limited  access  to  the  DOD's  Automatic 
Voice  Network  (AUTOVON),  usually  at  District,  Area  and  HQ  Operations  Centers  and 
at  Communications  Stations. 

Ship-shore  and  shore-ship  traffic,  both  message  and  voice,  is  generally 
handled  through  high  frequency  (HF)  systems.  The  Coast  Guard  operates  Com- 
munications Stations  (COMMSTA)  which  provide  the  interface  between  the  terrestrial 


networks  and  the  deployed  vessels.  The  Coast  Guard  uses  both  secure  and  non-secure 
HF  teletype  communications,  and  has  developed  a  polled,  packet-switched  data  link 
called  the  High  Frequency  Data  Link  (HFDL)  for  secure  record  traffic  communications. 
Secure  ship-shore/shore-ship  voice  traffic  uses  both  Parkhill  and  Vinson  equipment  over 
HF  radios.  Some  of  the  larger  cutters  are  equipped  with  DOD-provided  satellite  commu- 
nications equipment,  and  therefore  can  receive  the  Navy  Fleet  Broadcasts  and  messages 
via  the  Naval  Communications  Processing  and  Routing  System  (NAVCOMPARS)  and 
Naval  Communications  Stations. 

B.       COAST  GUARD  MISSIONS 

The  Coast  Guard  has  acquired  many  varied  missions  throughout  its  200  year  history. 
Although  these  missions  can  be  separated  into  rather  distinct  areas,  the  very  nature  and 
size  of  the  Coast  Guard  mandates  that  most  units  be  "multi-missioned,"  i.e.,  able  to  carry 
out  more  than  one  specific  task.  As  a  result,  a  floating  unit  underway  may  be  enforcing 
laws  one  minute,  conducting  search  and  rescue  literally  the  next  minute,  and  then  later 
the  same  day  be  performing  an  aids-to-navigation  mission.  However,  the  responsibility 
for  the  management  of  the  various  missions  are  given  to  the  separate  "Program 
Managers,"  and  it  is  by  this  separation  that  the  missions  are  classified. 

1.       Search  and  Rescue 

The  Coast  Guard  is  probably  best  known  for  their  activities  involving  Search 
and  Rescue  (SAR).  The  Coast  Guard  has  been  tasked  by  the  National  SAR  Plan  with 
conducting  Maritime  SAR,  which  includes  search  planning  and  execution  along  the 


10 


coasts;  in  Hawaii,  Guam,  Alaska,  and  Puerto  Rico;  as  well  as  on  the  Great  Lakes  and 
internal  U.S.  waterways. 

The  key  component  of  the  SAR  mission  within  30  miles  of  the  coasts  are  the 
156  Coast  Guard  Stations  and  12  Search  and  Rescue  Detachments  (SARDET).  These 
stations  and  SARDETs,  crewed  with  10  to  45  people  and  equipped  with  versatile 
multi-missioned  boats,  form  the  primary  link  with  the  boating  public.  Handling  the  SAR 
responsibilities  farther  offshore  are  the  more  than  80  patrol  boats,  ranging  from  82'  to  110' 
long.  These  cutters  are  used  to  rescue  or  tow  larger  vessels  and  to  patrol  offshore  for 
several  days  at  a  time.  Short  range  helicopters  are  also  used  close  inshore  for  SAR, 
longer-range  helicopters  perform  missions  as  far  out  as  200  miles.  Out  on  the  open  sea, 
long-range  fixed-wing  aircraft  and  large  cutters  manage  the  SAR  mission.  The  Coast 
Guard  also  maintains  communications  stations  to  monitor  distress  calls  on  VHF-FM,  HF, 
and  MF  frequencies.  The  Program  Manager  for  SAR  is  the  Search  and  Rescue  Division, 
Office  of  Navigation  Safety  and  Waterway  Services  at  Coast  Guard  Headquarters. 

2.       Maritime  Law  Enforcement 

Although  SAR  has  been  the  most  visible  mission  of  the  Coast  Guard,  the 
service's  very  origins  were  in  Maritime  Law  Enforcement  (MLE).  The  Coast  Guard 
began  as  the  "Revenue-Marine  Service"  in  1790  to  put  a  halt  to  the  smuggling  of  goods 
into  the  fledgling  United  States.  Since  that  time,  the  MLE  mission  has  grown  to  include 
enforcement  of  all  applicable  laws  and  treaties  in  the  navigable  waters  of  the  United 
States  and  aboard  U.S.  flag  vessels  on  the  high  seas. 


11 


Currently  the  MLE  mission  involves  enforcement  of  Federal  regulations 
relating  to  the  Continental  Shelf  and  the  Exclusive  Economic  Zone  of  the  U.S.,  and  other 
territory  or  possession  of  the  U.S..  Historically  all  Coast  Guard  cutters  have  been  tasked 
with  law  enforcement  duties.  To  carry  out  its  MLE  mission  now  the  Coast  Guard  has 
added  E2-C  "Hawkeye"  planes  —  AWACS-type  aircraft  used  to  track  drug  smuggling 
aircraft;  Fast  Coastal  interceptors  (FCI)  —  Cigarette-type  speedboats  to  chase  them;  and 
Aerostats  —  balloon-carried  radars  used  to  track  drug  smuggling  vessels.  Recently  the 
Coast  Guard  has  also  employed  small  Law  Enforcement  Detachments  (LEDET)  as 
boarding  teams  embarked  upon  Naval  vessels  to  combine  the  advanced  sensors  and 
intelligence  capabilities  of  those  vessels  with  the  law  enforcement  power  of  the  LEDET. 
The  Program  Manager  for  MLE  is  the  Law  Enforcement  Division,  Office  of  Law 
Enforcement  and  Defense  Operations  at  Coast  Guard  Headquarters. 

3.       Recreational  Boating  Safety 

The  Coast  Guard's  mission  of  Recreational  Boating  Safety  (RBS)  exists  to 
reduce  the  risk  of  injury,  property  damage  or  loss  of  life  associated  with  the  use  of 
recreational  boats  in  the  U.S..  The  RBS  program  involves  certification  of  vessels,  life 
jackets,  and  safety  devices  for  the  boaters.  It  also  involves  the  efforts  of  the  Coast  Guard 
Auxiliary  who  volunteer  their  time  and  facilities,  including  vessels,  to  conduct  boating 
safety  classes  and  Courtesy  Marine  Examinations  (CME).  Station  personnel  are 
frequently  involved  in  RBS  as  part  of  their  SAR  and  MLE  missions.  The  Program 
Manager  for  RBS  is  the  Boating  Safety  Division,  Office  of  Navigation  Safety  and 
Waterway  Services  at  Coast  Guard  Headquarters. 

12 


4.  Ice  Operations 

The  Ice  Operations  mission  for  the  Coast  Guard  began  with  the  an  Executive 
Order  in  1936  which  established  a  national  policy  of  using  vessels  for  icebreaking  duties 
in  U.S.  channels,  rivers,  and  harbors.  Presently  domestic  icebreaking  is  carried  out  by 
140  ft  and  65  ft  icebreaking  tugs,  which  maintain  ice-free  channels  on  the  Great  Lakes 
and  the  Atlantic  Coast.  Also  breaking  ice  on  the  Great  Lakes  is  the  290  ft  USCGC 
MACKINAW  (WAGB  83).  The  polar  icebreaking  duties  are  shared  by  the  399  ft 
USCGC  POLAR  SEA  (WAGB  11)  and  USCGC  POLAR  STAR  (WAGB  10).  The 
Program  Manager  for  ice  breaking  is  the  Ice  Operations  Division,  Office  of  Law 
Enforcement  and  Defense  Operations  at  Coast  Guard  Headquarters. 

5.  Waterways  Management 

The  objective  of  the  Waterways  Management  (WWM)  mission  is  to  develop 
and  implement  traffic  management  techniques  and  navigation  safety  procedures  for  U.S. 
ports  and  waterways.  These  include  both  passive  techniques  such  as  navigation  regu- 
lations and  rules,  and  active  programs  like  Vessel  Traffic  Services  (VTS).  There  are 
VTSs  established  presently  in  six  harbors  in  the  U.S.,  they  provide  traffic  management 
using  VHF-FM  radio,  radar,  and  closed-circuit  video  cameras  to  collect,  evaluate, 
coordinate  and  disseminate  information  on  vessel  movements  to  other  vessels. 

Another  part  of  the  WWM  mission  is  that  of  Bridge  Administration.  The 
Coast  Guard  has  responsibility  for  approving  the  location  and  plans  of  bridges  and 
causeways  constructed  across  navigable  waterways  in  the  U.S..  The  Coast  Guard  is 
responsible    for   enforcing   regulations   concerning   lighting   for   navigation,   structure 

13 


modifications,  and  temporary  obstructions  for  over  18,000  bridges  in  the  U.S..  The 
Program  Manager  for  WWM  is  the  Office  of  Navigation  Safety  and  Waterway  Services, 
CG  Headquarters. 

6.       Aids  to  Navigation 

The  Aids  to  Navigation  (ATON)  mission  actually  predates  the  MLE  mission 
by  one  year.  In  1789  the  Lighthouse  Service  was  started,  at  that  time  the  Federal 
Government  took  over  the  maintenance  of  lighthouses  from  the  individual  states.  The 
Lighthouse  Service  became  part  of  the  Coast  Guard  in  1939.  Presently  the  mission  of 
ATON  is  divided  into  two  major  areas.    These  are: 

a.  Short  Range  ATON 

Short  range  aids  to  navigation  are  lighthouses,  buoys,  daymarks,  fog 
signals  and  ranges.  Present-day  lighthouses  are  no  longer  manned,  the  status  of  the  light, 
generators,  and  associated  signalling  devices  is  tracked  by  the  Automated  Control  and 
Monitoring  System  (ACMS)  equipment  and  transmitted  back  to  a  Group  office. 
Short-range  aids  to  navigation  are  maintained  by  over  80  buoy  tenders,  from  65  ft  to  180 
ft,  and  the  65  Aids  to  Navigation  Teams  (ANT)  located  throughout  the  U.S.,  which  use 
smaller  buoy  tenders  from  18  ft  to  47  ft. 

b.  Long  Range  ATON 

Long  range  aids  to  navigation  all  use  some  form  of  radio-navigation. 
Shore-based  radio-beacons  were  the  first  radio-navigation  aids  established,  now  about 
200  shore-based  radio-beacons  transmit  a  medium  frequency  "homing"  signal  out  as  far 


14 


as  50  miles.  Later  came  the  Long  Range  Navigation  (LORAN)  network,  LORAN-A, 
which  was  used  in  World  War  II.  Nowadays  42  LORAN  stations,  38  manned  by  Coast 
Guard  personnel,  comprise  the  current  low  frequency  Loran-C  network.  This  network 
provides  one-quarter  mile  navigational  accuracy  for  vessels  and  aircraft  worldwide  in 
selected  areas  of  the  Northern  hemisphere.  The  navigational  system  called  Omega  was 
developed  to  provide  global  oceanic  navigational  coverage.  Omega  uses  very  low 
frequency  radio  waves  to  provide  four-mile  accuracy.  There  are  currently  eight  Omega 
stations,  two  manned  by  the  Coast  Guard,  the  other  six  manned  by  the  host  countries. 

The  Coast  Guard  also  publishes  the  Notice  to  Mariners  and  broadcasts  the 
Broadcast  Notice  to  Mariners,  both  vehicles  used  to  inform  mariners  of  changes  in 
channels,  channel  markings,  obstructions,  or  other  issues  of  marine  safety  and  navigation 
within  the  local  areas.  The  Program  Manager  for  ATON  is  the  Office  of  Navigation 
Safety  and  Waterway  Services  at  Coast  Guard  Headquarters. 

7.        Marine  Environmental  Response 

The  Coast  Guard's  mission  of  Marine  Environmental  Response  (MER)  exists 
to  minimize  the  pollution  damage  and  reduce  the  threat  of  potential  pollution  through 
planning  and  response.  The  Coast  Guard  maintains  the  National  Response  Center  (NRC) 
in  Washington,  DC.  The  NRC  acts  as  a  centralized  reporting  point  for  spills  of  oil  or 
hazardous  substances  in  U.S.  waters,  and  coordinates  the  cleanup  of  spills  when  they  oc- 
cur. Management  and  operation  of  the  MER  mission  at  the  unit  level  is  carried  out  by 
the  42  Marine  Safety  Offices  (MSO),  four  Captains  of  the  Port  (COTP)  and  17  Marine 
Safety  Detachments  (MSD)  located  in  the  major  ports  of  the  U.S..     They  patrol  the 

15 


harbors  and  shoreside  facilities  using  cutters  and  boats  from  12  ft  up  to  110  ft  and 
numerous  vehicles.  The  Commanding  Officer  of  the  MSO  also  acts  as  the  COTP  for  that 
location. 

The  MER  also  includes  the  mission  of  Marine  Science  Activities  (MSA). 
MSA  operates  the  International  Ice  Patrol  to  track  icebergs,  the  data  buoy  project  to 
provide  weather  reporting  buoys  for  offshore  locations,  and  the  weather  observation 
project  to  provide  weather  observations  from  selected  cutters  and  stations  directly  to  the 
National  Weather  Service.  The  Program  Manager  for  MER  is  the  Office  of  Marine 
Safety,  Security  and  Environmental  Protection  at  CG  Headquarters. 

8.       Port  Safety  and  Security 

The  Port  Safety  and  Security  (PSS)  program  involves  three  elements,  port 
safety,  port  security,  and  environmental  protection.  As  a  result  of  the  similarities  with 
the  MER  program,  the  two  are  usually  conducted  by  the  same  units,  the  MSO's,  MSD's, 
and  COTP's.  The  primary  activities  of  the  PSS  include  the  monitoring  of  oil  or  hazardous 
cargo  transfer  operations  to  prevent  spills,  the  inspection  of  vessels  to  ensure  compliance 
with  Federal  regulations,  the  examination  of  waterfront  facilities  to  prevent  fires, 
explosions  or  other  accidents,  safeguarding  vessels  and  port  areas  from  sabotage  or 
terrorism,  responding  to  maritime  emergencies  or  natural  disasters  affecting  the  ports  of 
the  U.S.,  and  preparing  for  mobilization,  including  handling  of  hazardous  cargos  and  pro- 
viding land-side  and  waterside  port  security.  The  Program  Manager  for  Port  Security  is 
the  Office  of  Readiness  and  Reserve,  Coast  Guard  Headquarters. 


16 


9.  Commercial  Vessel  Safety 

The  mission  of  Commercial  Vessel  Safety  (CVS)  includes  the  missions  of 
Marine  Inspection  and  Marine  Licensing.  Marine  Licensing  involves  the  licensing  and 
certification  of  U.S.  Merchant  Marine  Officers  and  Seamen.  This  is  administered  at  17 
Regional  Examining  Centers  nationwide.  Marine  Inspection  includes  the  inspection  of 
U.S.  flag  vessels  from  design  to  decommissioning.  Inspection  is  carried  out  by  a  team 
from  an  MSO,  Marine  Inspection  Offices  (MIO),  COTP,  or  MSD.  The  Program  Manager 
for  MER  is  the  Office  of  Marine  Safety,  Security  and  Environmental  Protection  at  CG 
Headquarters. 

10.  Defense  Operations 

In  accordance  with  14  USC  2  and  14  USC  145,  the  Coast  Guard  has  the 
responsibility  to  act  as  an  armed  Naval  force.  Toward  that  end  the  Defense  Operations 
(DO)  mission  has  been  established.  Included  in  the  mission  is  military  readiness,  small 
arms  training,  and  weapons  system  proficiency.  The  Coast  Guard  is  also  responsible  for 
the  maintaining  the  Maritime  Defense  Zones  (MDZ)  for  coastal  warfare,  defense  planning, 
and  exercises.  In  war,  or  when  the  MDZs  are  activated,  the  Coast  Guard  MDZ 
commanders  have  responsibility  for  port  security  and  coastal  defensive  operations  within 
200  miles  offshore.  The  Program  Manger  for  DO  is  the  Office  of  Law  Enforcement  and 
Defense  Operations  at  Coast  Guard  Headquarters. 


17 


C.      COAST  GUARD  PROGRAM  MANAGER  MISSION  SUPPORT 

Within  each  Headquarters  Office  are  the  Program  Managers,  who  manage  the 
missions  and  programs.  Program  Managers  make  decisions  regarding  the  planning, 
funding  and  execution  of  the  programs,  and  provide  mission  support  to  the  subordinate 
units.  They  work  through  their  counterparts  on  the  Area  or  District  staffs  in  dealing  with 
the  units  for  which  they  are  responsible.  The  Program  Managers  at  each  level  are  usually 
not  specific  individuals,  but  are  the  members  of  the  staff  elements  assigned  to  the  division 
or  branch  that  manages  the  program.  The  organizational  structure  of  Coast  Guard  Head- 
quarters is  shown  in  Figure  2. 

Area  Staffs  have  some  Program  Manager  counterparts,  however  Areas  are  not 
heavily  staffed  and  therefore  do  not  have  Program  Managers  for  all  the  missions.  A 
representative  Area  organization  is  shown  in  Figure  3. 

District  Staffs  have  Program  Managers  for  each  of  the  programs  being  carried  out 
within  their  district.  A  typical  District  staff  organization  is  shown  in  Figure  4. 

As  it  can  be  seen,  the  various  staff  elements  and  organizational  levels  create  a 
complex  interconnecting  network,  which  is  dependent  upon  the  C3  structure  of  the  Coast 
Guard  to  manage  the  missions  assigned.  In  general,  the  vision  of  the  Program  Managers 
in  regards  to  C3  issues  is  focused  upon  the  administration  and  execution  of  their  specific 
missions.  As  a  result,  systems  which  serve  several  missions  must  be  able  to  fulfill  the 
requirements  for  each  of  those  missions  without  adversely  affecting  other  missions.  Any 
project  which  changes  the  C3  structure  must  be  sensitive  to  the  needs  and  demands  of  the 
various  mission  areas,  and  be  formulated  accordingly. 


18 


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Figure  4  Coast  Guard  District  Staff  Organization 


21 


III.    NATIONAL  VHF-FM  DISTRESS  SYSTEM  BACKGROUND 

In  this  section  the  author  details  the  origins  of  the  National  Distress  System  (NDS) 
and  its  present  configuration.  Included  are  descriptions  of  related  VHF-FM  systems  that 
are  in  use  as  part  of  the  Coast  Guard's  C2  communications,  but  not  currently  part  of  the 
NDS. 

A.      HISTORY  OF  THE  NDS 

The  material  for  sections  1  and  2  below,  the  history  of  the  NDS  and  the  actions  that 
caused  its  formation,  has  been  drawn  collectively  from  References  2,  3,  and  4. 

1.       Creation  of  Network 

The  Coast  Guard  has  the  statutory  responsibility  for  the: 


...  development  and  operation  of  rescue  facilities  for  the  promotion  of  safety 
on  and  over  the  high  seas  and  waters  subject  to  the  jurisdiction  of  the  United 
States.  [Ref.  5] 


As  a  result,  the  Coast  Guard's  communications  systems  must  be  capable  of 
handling  both  internal  Coast  Guard  traffic  and  external  traffic  between  the  Coast  Guard 
and  the  mariner. 

Creation  of  the  NDS  was  a  long  and  involved  process,  beginning  shortly  after 
World  War  II.  The  first  step  was  the  designation  of  the  frequency  156.8  MHz  in  1946 
as  the  international  frequency  for  distress  and  calling.   Once  this  designation  was  made, 


22 


the  United  States  began  work  to  carve  out  a  maritime  mobile  band  somewhere  around  this 
156.8  MHz  frequency.  Prior  to  1948,  there  were  two  separate  bands,  152-162  MHz  for 
non-Government  radio  services  and  162-174  MHz  for  Government  radio  services.  This 
separation  of  Government  and  non-Government  frequencies  was  worthwhile  to  most 
agencies,  but  it  proved  a  hinderance  to  the  Coast  Guard.  The  Coast  Guard  needed  a 
frequency  band  for  communications  with  the  public  in  the  152-162  MHz  range,  and  was 
willing  to  surrender  frequency  allocations  within  the  162-174  MHz  range  in  trade.  In 
1948  the  Interdepartment  Radio  Advisory  Committee  (IRAC)  and  the  Coast  Guard  agreed 
that  the  sub-band  at  157.050-157.25  MHz,  later  specified  to  be  Channel  22A  at  157.10 
MHz,  would  be  used  for  safety  purposes  for  government-nongovernment  liaison 
communications.  This  initiated  the  marine  VHF-FM  band  for  use  between  the  Coast 
Guard  and  the  mariner,  and  eventually  resulted  in  the  creation  of  the  NDS  to  use  that 
band. 

Since  that  time  the  Coast  Guard  has  been  committed  to  development  and  use 
of  a  VHF-FM  radiotelephone  network  for  short-range  maritime  distress  and  safety 
communications.  At  first,  progress  in  creating  that  network  was  stalled  due  to  low  public 
acceptance  of  VHF-FM  as  the  mariner's  medium  of  choice.  It  was  a  classic  "chicken- 
or-egg"  dilemma — the  mariners  would  not  purchase  VHF-FM  equipment  unless  they 
could  use  it  to  talk  to  the  Coast  Guard,  and  the  Coast  Guard  would  not  fully  invest  in  the 
network  unless  there  were  marine  radios  in  common  use.  The  Coast  Guard  finally  started 
implementation  of  the  network  when  the  Federal  Communications  Commission  (FCC)  and 
IRAC  expanded  the  versatility  of  the  system  by  permitting  the  Coast  Guard  to  use 


23 


VHF-FM  for  short-ranged  command  and  control  communications  in  addition  to  distress 
and  safety  traffic.  Once  that  decision  had  been  made,  the  Coast  Guard  started  to  establish 
the  NDS  network  in  earnest. 

Three  specific  actions  then  increased  the  mandate  for  using  VHF-FM  marine 
radios  onboard  vessels.  First,  in  1968  the  FCC  and  IRAC  designated  156.8  MHz 
(Channel  16)  as  the  National  Maritime  Distress  Frequency.  Prior  to  that  time  Channel 
16  had  the  designation  of  being  a  safety  frequency,  but  not  a  distress  frequency  within 
the  United  States,  although  it  had  been  internationally  both  a  safety  and  distress  frequency 
since  1946.  Second,  Congress  passed  the  Vessel  Bridge-to-Bridge  Radiotelephone  Act 
in  1971.  This  act  required  that  the  masters  of  certain  commercial,  salvage  and  passenger 
vessels  monitor  the  designated  channels  within  the  VHF-FM  marine  band  (156  MHz  - 
162  MHz)  while  underway.  Channel  13,  156.65  MHz,  was  selected  to  be  the  designated 
bridge-to-bridge  channel.  Third,  in  1972,  the  FCC  solidified  the  use  of  VHF-FM  as  the 
primary  short-range  maritime  communications  system  by  limiting  the  issuance  of  single 
sideband  (SSB)  licenses  to  vessels.  Until  that  time,  boaters  had  used  double  sideband 
(DSB)  radios  in  the  2  MHz  band  for  communications.  The  FCC  action  forbade  the  use 
of  these  DSB  radios  completely  and  prohibited  installation  of  SSB  radios  unless  the  vessel 
already  had  a  VHF-FM  marine  band  radio  installed  and  the  vessel's  owner  could  show 
a  need  for  the  SSB  radio.  These  three  factors  increased  the  pressure  upon  the  Coast 
Guard  to  establish  their  VHF-FM  network. 


24 


In  order  to  prepare  for  the  full  conversion  to  VHF-FM,  the  Coast  Guard 
started  a  project  in  the  fall  of  1970  to  develop  the  National  VHF-FM  Radiotelephone 
Safety  and  Distress  System,  as  originally  named.    The  project  objectives  were: 


•  Define  the  Coast  Guard's  policy,  both  short  and  long  term  with  regard  to  VHF-FM 
coverage,  facilities,  and  services. 

•  Present  a  comprehensive  survey  of  existing  facilities,  requirements,  and  needs. 

•  Forecast  the  future  operational  requirements  of  the  Coast  Guard  with  considerations 
of  SAR  coverage,  boating  trends,  legal  restrictions,  international  treaties,  requests 
of  other  government  agencies  both  federal  and  local  and  operational  capabilities. 
[Ref.  4:p.  3] 


As  a  result  of  the  project,  the  communications  requirements  of  the  system 
were  determined  to  be: 


•  Coastal  area  coverage  must  be  provided  to  at  least  20  miles  offshore,  and  in 
adjacent  tidal  waters.  In  areas  where  heavy  concentrations  of  boating  activity  exist 
greater  than  20  miles  offshore,  coverage  will  also  be  provided  to  the  extent 
practicable; 

•  Complete  coverage  of  all  large  bodies  of  inland  water  such  as  Puget  Sound,  Long 
Island  Sound,  Chesapeake  Bay  and  the  U.  S.  waters  of  the  Great  Lakes  is 
necessary; 

•  Coverage  of  the  navigable  waterways  where  commercial  or  recreational  traffic  exists 
and  the  Coast  Guard  has  SAR  responsibility; 

•  Provide  improved  VHF-FM  coverage  in  coastal  areas  of  Alaska  and  Hawaii  to  the 
extent  it  is  feasible  considering  the  geographical  characteristics  of  these  areas.  [Ref 
3:p.  3] 


25 


The  system  was  planned  to  provide  this  extensive  coverage  economically 
through  the  use  of  remotely  controlled,  relatively  high-elevation  antenna  sites,  thus  the 
unofficial  name  of  "High  Site  System."  Concentration  was  on  maintaining  a  high  state 
of  readiness  and  optimizing  the  receiving  capability.  The  assumption  was  made  that 
transmissions  from  mariners  to  the  antenna  high  site  locations  would  be  made  from 
transmitters  operating  at  one  watt  of  power  with  a  half-wave  dipole  antenna  at  sea  level. 
This  ensured  that  even  weak  transmissions  would  be  detectable  within  the  design 
parameters  of  20  miles  offshore.  The  original  design  criteria  for  the  system  is  provided 
in  Appendix  A,  Original  National  Distress  System  Design  Criteria. 

2.       Initial  NDS  Installation 

Prior  to  the  installation  of  any  new  system,  a  survey  of  the  existing  Coast 
Guard  VHF-FM  installations  was  made.  This  survey  showed  a  variety  of  antenna 
heights,  receiver  sensitivities,  and  effective  ranges  for  the  installed  systems,  most 
unsuitable  for  use  with  the  NDS.  Plans  were  then  made  to  standardize  these  installations 
and  incorporate  them  into  the  NDS.  Upon  completion  of  the  final  plan,  site  locations 
were  finalized  and  equipment  was  ordered.  The  transceiver  had  six  channels  which  could 
be  remotely  controlled  from  another  unit  called  the  remote  control  unit  (RCU).  Selection 
of  the  channels  was  made  using  in-band  signalling  via  15  audio  control  tones.  The  first 
site  became  operational  in  the  fall  of  1971,  and  shortly  afterwards  another  40  sites  were 
installed  and  operating.  These  early  sites  provided  radio  coverage  for  Long  Island  Sound, 
Chesapeake  Bay,  the  coasts  of  Maine,  Florida,  North  Carolina,  most  of  the  Gulf  Coast, 
selected  areas  of  the  Great  Lakes,  the  Northern  California  coast,  and  Puget  Sound. 

26 


Some  of  the  more  remote  sites  lacked  telephone  service  and  had  to  be  linked 
via  a  duplex  UHF  circuit  for  the  transceiver  signal  and  control  functions  and  a  VHF 
repeater  for  the  channel  16  guard  receiver.  Other  sites  were  linked  via  Coast  Guard — 
owned,  shared  or  leased  microwave  systems.  Most  of  the  routine  installations  were  able 
to  be  remotely  controlled  from  more  than  one  RCU,  giving  the  operators  flexibility  and 
multiple  access  to  the  individual  sites.  Customarily  both  the  Group  COMMCEN  and  the 
nearest  small-boat  station  had  control  over  the  local  NDS  transceiver,  permitting  control 
and  use  by  either. 

A  second  phase  of  40  more  sites  was  ordered  for  July  1973  and  a  third  phase 
of  40  more  sites  was  scheduled  for  the  following  December,  subject  to  budget  restrictions. 
Most  of  these  were  eventually  installed. 

Since  the  initial  installation  there  have  been  numerous  changes  made  as 
empirical  data  located  geographical  areas  that  were  not  covered  by  the  NDS.  Many  of 
these  VHF-FM  "holes"  have  since  been  corrected,  but  the  research  regarding  VHF-FM 
coverage  and  the  modification  of  the  system  continues.  The  present  configuration  of  the 
NDS  is  contained  in  Appendix  B,  National  Distress  System  Transceiver  Location 
Information. 

B.       NDS  STATUTORY  REQUIREMENTS 

As  indicated  above,  the  Coast  Guard  has  the  statutory  responsibility  for  the 


27 


...  development  and  operation  of  rescue  facilities  for  the  promotion  of  safety  on 
and  over  the  high  seas  and  waters  subject  to  the  jurisdiction  of  the  United  States. 
[Ref.  5] 


Included  in  the  operation  of  those  rescue  facilities  is  the  need  for  communications, 
both  between  the  Coast  Guard  and  the  public  and  within  the  Coast  Guard.  The  VHF-FM 
NDS  network  exists  to  provide  those  communications  on  a  short-range  basis. 

1.       VHF-FM  Channel  16  Monitoring 

The  Coast  Guard's  responsibility  for  monitoring  the  VHF-FM  Distress 
Frequency,  Channel  16  (156.8  MHz)  is  based  upon  international  agreements  and  federal 
regulations.  The  United  States  is  a  member  of  the  International  Telecommunications 
Union  (ITU),  and  therefore  adheres  to  its  obligations  as  a  member.    The  ITU  states: 


The  frequency  156.8  MHz  is  the  international  distress,  safety  and  calling  frequency 
for  radiotelephony  for  stations  of  the  maritime  mobile  service  when  they  use  the 
frequencies  in  the  authorized  bands  between  156  MHz  and  174  MHz...  It  is  used 
for  the  distress  signal,  the  distress  call,  and  distress  traffic,  as  well  as  for  the 
urgency  signal,  urgency  traffic  and  the  safety  signal...  Safety  messages  shall  be 
transmitted  where  practicable  on  a  working  frequency  after  a  preliminary 
announcement  on  156.8  MHz.  The  class  for  the  emission  to  be  used  for  radiotele- 
phony on  the  frequency  156.8  MHz  shall  be  G3E.    [Ref.  6:Sec.  10.(1)] 


In  addition  to  the  designation  of  156.8  MHz  as  the  VHF-FM  distress,  safety 
and  calling  frequency,  the  ITU  requires  that  all  vessels  maintain  a  watch  on  CH  16  for 
distress  traffic.    The  ITU  states  that 


28 


...  ship  stations  should,  where  practicable,  maintain  watch  on  156.8  MHz  when 
within  the  service  area  of  a  coast  station  providing  international  maritime  mobile 
radiotelephone  service  in  the  band  156-174  MHz.    [Ref.  6:Sec.  87.(3)] 


The   Coast   Guard  Telecommunications   Manual   (TCM),   which   provides 
guidance  for  telecommunications  matters,  indicates 


The  Coast  Guard  will  provide  a  comprehensive  distress  telecommunications  system 
along  the  coast  and  on  large  inland  waters  of  the  United  States  and  its  possessions. 
[Ref  7:Sec.  2.B.3.m] 


Additionally,  the  TCM  requires  that 


Area  and  District  Commanders  shall  organize  the  communications  facilities  in  their 
area  of  responsibility  and  provide: 

...  Maintenance  of  continuous  radio  watches  on  the  distress  frequencies  by  as  many 
units  as  necessary  to  provide  adequate  coverage.  All  activities  shall  be  alert  to 
intercept  distress  messages  and  relay  them  to  the  appropriate  operations  center... 
[Ref.  7:Art.  15.A.4] 


and 


Each  Group  Commander  shall  have  a  COMMCEN  to  serve  as  the  focal  point  of  all 
communications  activities  within  the  Group...  Continuous  guards  of  the  distress 
frequencies  2183.4  (2182)  kHz  and/or  VHF-FM  Channel  16  are  required... 
VHF-FM  working  frequencies  should  be  guarded  when  units  are  underway  to 
minimize  calling  on  Channel  16...    [Ref.  7:Art.  7.G.1] 


29 


The  Coast  Guard  Telecommunications  Plan  (TCP)  provides  more  guidelines 
regarding  the  NDS  by  stating: 


The  National  VHF-FM  Distress  System,  operated  on  the  maritime  mobile  band 
("156  MHz)  by  the  Coast  Guard,  is  designed  to  provide  distress  calling,  maritime 
safety  information  broadcast,  and  command  and  control  coverage  out  to  20  nautical 
miles  (NM)  offshore.  Guard  receivers  for  channel  16  (156.8  MHz)  and  mul- 
ti-channel transceivers  are  normally  operated  by  group  commanders.  Vessels  and 
aircraft  guard  channel  16  and  are  equipped  with  a  transceiver.  [Ref  8:Sec. 
4.B.l.b.(3)(a)] 


2.       Internal  Command  and  Control 

As  indicated  above,  the  Coast  Guard  was  given  permission  by  the  FCC  and 
IRAC  to  use  the  NDS  for  internal  command  and  control.  In  addition  to  international 
directives,  the  Coast  Guard  has  established  its  own  guidelines  for  the  use  of  the  NDS  and 
VHF-FM  Marine  Band  transmissions.  The  TCM  guidelines  regarding  communications 
in  general  state  that: 


Operational  Commanders  shall  have  the  capability  to  communicate  rapidly  with 
operating  units  under  their  control.  [Ref.  7: Art.  2.B.3.i] 


The  use  of  radios  is  specified  as  part  of  the  Group  C3  system  when  the  TCM 
states  that: 


Group  Commanders  are  each  supported  by  an  indigenous  telecommunications  center 
which  functions  as  the  communications  nodal  point  for  all  Group  command,  control, 


30 


and  communications  (C3)  support  activities.     Connectivity  with  shore  units  is 
provided  by  landline  and  to  mobile  units  by  radio....    [Ref.  7:Art.  4.C.l.e] 


This  use  of  the  VHF-FM  NDS  radio  network  for  C3  has  expanded  over  the 
years  to  make  the  NDS  system  the  primary  C?  system  at  the  Group  level  for  com- 
municating with  underway  resources. 

3.       Public  Safety  Broadcasts 

The  Coast  Guard  is  required  to  transmit  Marine  Information  Broadcasts  as  part 
of  their  marine  safety  mission.    The  TCM  states: 


The  Coast  Guard  will  maintain  a  capability  to  transmit  Marine  Information 
Broadcasts  (MIB)  into  its  areas  of  responsibility  in  a  form  usable  by  the  recipient. 
[Ref.  7:Art.  2.B.3.k] 


Group  communications  centers  use  the  NDS  to  transmit  scheduled  Marine 
Information  Broadcasts  four  times  a  day  and  weather  and  Urgent  Marine  Broadcasts  on 
demand. 

4.       Public  Communications 

As  an  integral  part  of  the  SAR  mission,  it  is  necessary  for  the  Coast  Guard 
to  be  able  to  communicate  with  vessels  underway,  for  both  the  Marine  Information 
Broadcast  and  for  general  communications  with  the  boating  public.    The  TCM  states: 


31 


The  Coast  Guard  will  maintain  a  capability  to  communicate  directly  with  merchant 
ships,  fishing  vessels  and  recreational  boats.  [Ref.  7:Art.  2.B.3.1] 


This  Coast  Guard-to-public  communications  is  also  an  integral  part  of  the 
Vessel  Traffic  System  (VTS)  mission.  The  vessels  participating  in  the  VTS  itself  are 
required  to  maintain  contact  with  the  VTS  Center  via  Channel  13  or  any  VHF-FM 
channel  designated  by  the  VTS  for  its  use.  Many  VTS's  have  sites  in  addition  to  the 
NDS  that  they  use  for  communicating  directly  with  their  participating  vessels.  The  VTS 
sites  are  contained  in  Appendix  C,  Vessel  Traffic  System  Transceiver  Location 
Information. 

C.      CURRENT  NDS  CONFIGURATION 

1.       Architecture 

Figure  5  shows  a  representative  configuration  for  the  NDS.  In  this  example 
the  three  transceiver  sites  have  the  ability  to  be  controlled  by  either  of  two  remote  control 
units  (RCU).  Primary  control  is  usually  at  the  Group  COMMCEN,  which  maintains  a 
24-hr  watch  on  CH  16  for  the  three  sites.  Secondary  control  is  possible  at  the  local 
control  sites.  These  local  control  sites  are  usually  at  the  Coast  Guard  stations  that  are 
closest  to  the  NDS  transceiver  locations.  This  redundancy  reduces  the  loss  of 
communications  capability  should  the  link  between  the  transceiver  site  and  the  Group  fail. 
It  also  permits  the  station  to  use  the  NDS  for  command  and  control  of  their  deployed 
resources  if  their  own  low-power  VHF-FM  transceivers  are  unable  to  contact  those 
resources. 

32 


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33 


2.       Hardware 

Because  the  installation  of  the  hardware  has  occurred  over  a  span  of  time, 
there  are  several  variations  to  the  initial  installation.  As  noted,  there  have  also  been 
modifications  made  to  the  system  as  operational  demands  have  been  changed.  Groups 
have  identified  the  need  for  additional  coverage,  or  additional  channel  capacity,  or  even 
the  need  for  secure  repeaters  to  handle  the  lower-power  DES  transmissions. 

a.  Transceivers 

The  transceivers,  located  at  the  antenna  sites,  are  typically  Motorola 
6-channel  base  stations,  assigned  either  the  model  number  C53  RTB  3146  SP1  (MICOR) 
or  C53  MHB  1106  AR  (MOTRAC).  Either  one  provides  up  to  100  watts  of  output 
power.  Most  installations  have  the  output  power  adjusted  to  be  50  watts  at  the  antenna. 
Power  to  the  transceivers  is  usually  provided  by  the  local  electrical  utilities,  with  only 
some  sites  having  installed  standby  generators  available  in  case  of  power  failure.  In 
Alaska,  however,  the  sites  are  so  isolated  that  special  low-power  transceivers  using 
electricity  supplied  by  propane-gas  fueled  thermal  electric  generators  are  employed. 

b.  Remote  Control  Units 

The  original  Remote  Control  Units  (RCU)  are  Motorola  Model 
CGG-T-1616AM,  which  have  the  capacity  to  monitor  the  Channel  16  Guard  Receiver 
and  also  remotely  control  the  6-channel  transceiver.  Motorola  updated  the  original  RCUs 
and  newer  equipment  goes  under  the  Motorola  name  of  CENTRACOM,  which  has  the 
same  capabilities  but  occupies  less  console  space. 


34 


c.  Antennas 

As  indicated  in  Appendix  B,  the  majority  of  the  antenna  installations  are 
folded  dipoles.  The  installations  have  been  tailored,  however,  to  the  local  conditions  such 
that  various  other  types  of  antennas  have  been  used.  The  reader  should  note  the 
directivity  of  the  antennas,  in  most  cases  the  highest  antenna  gain  is  directed  towards  the 
nearest  body  of  water  and  away  from  the  adjacent  shoreline.  This  increases  the 
probability  of  detecting  vessels  offshore  but  hinders  communications  to  vehicles  on  shore 
or  operations  that  might  occur  right  on  the  beach  itself.  Also,  the  altitude  of  the 
antennas  has  an  effect  upon  the  antenna  coverage.  The  Commander,  Fourteenth  District 
has  had  to  install  a  downwardtilting  (3-degree)  antenna  at  their  highest  antenna  site  in 
order  to  not  "overshoot"  vessels  that  are  close-in  to  the  shore. 

d.  Control  and  Communications  Circuits 

The  primary  control  and  communications  circuits  consist  of  two  twisted 
pair  telephone  lines.  One  line  establishes  the  CH  16  Guard  receiver  circuit  to  the  RCU 
and  the  other  pair  functions  as  the  tunable  transceiver  circuit  connection,  carrying  audio 
control  signals  toward  and  voice  both  toward  and  from  the  RCU.  These  lines  can  be 
"conditioned"  voice  grade  lines,  but  various  problems  have  been  noted  if  lines  other  than 
"data-grade"  are  used  for  the  circuit.  In  some  installations  the  circuit  between  the 
transceiver  site  and  the  RCU  is  established  using  a  microwave  transmission  system. 


35 


3.       Transceiver  and  Remote  Control  Locations 

a.  Equipment  Locations 

Appendix  B,  Current  NDS  Transceiver  Locations,  contains  a  summary  of 
the  NDS  locations,  their  control  sites,  antenna  types,  antenna  heights  and  antenna  gains. 
Information  was  obtained  from  both  the  NTIA  database  and  each  individual  Districts. 
Discrepancies  were  resolved  by  the  applicable  District. 

b.  Geographical  Coverage 

The  current  geographical  coverage  by  the  NDS  is  not  accurately  known. 
In  the  past,  individual  Districts  and  Groups  have  collected  empirical  data  and  prepared 
reports  regarding  coverage  "holes"  in  their  areas  of  responsibility  (AOR).  The  most 
recent  official  study  available,  conducted  by  the  National  Telecommunications  and 
Information  Administration  NTIA,  was  performed  in  1980  [Ref.  9].  The  results  of  this 
study  show  the  predicted  propagation  for  both  a  1-watt  transmitter  with  a  OdB  gain 
antenna  located  6  ft  above  the  water  and  a  25-watt  transmitter  with  a  6dB  gain  antenna 
located  15  ft  above  the  water.  Currently  the  Telecommunications  Division  of  Com- 
mander, Atlantic  Area  Maintenance  and  Logistic  Command  (MLC)  is  working  to  acquire 
the  software  used  by  the  NTIA  in  order  that  plotting  can  be  done  in-house.  Once 
available,  this  will  enable  the  MLC  to  determine  the  theoretical  coverage  of  NDS  sites, 
evaluate  modifications,  and  provide  the  information  to  districts  for  their  use. 


36 


4.        System  Integration 

a.  Connectivity  Within  the  NDS  Network 

As  indicated  in  Figure  5,  the  individual  transceiver  sites  connect  remotely 
to  primary  and,  in  most  cases,  secondary  RCUs.  The  multiple  RCUs  at  the  Group 
Communications  Center  are  usually  connected  in  a  way  such  that  input  from  a  single 
microphone  is  fed  to  all  of  the  transceivers  controlled  from  that  COMMCEN.  This 
enables  the  Radioman  to  perform  his  Marine  Safety  Broadcasts  for  the  entire  Group  Area 
of  Operations  (AOR)  with  one  transmission.  Besides  the  common  microphone,  there  is 
no  other  connection  between  individual  transceiver  sites  or  RCUs.  There  is  limited 
connectivity  between  primary  and  secondary  control  sites  for  the  same  NDS  transceiver 
site,  however.  The  RCUs  usually  include  an  intercom  feature  which  permits  operators 
at  the  primary  and  secondary  sites  to  communicate  between  the  two  locations  using  a 
simple  push-to-talk  intercom. 

b.  Connectivity  With  Other  Networks 

At  this  present  time,  there  is  little  connectivity  beyond  the  Group 
COMMCEN/secondary  RCU  sites.  As  can  be  seen  by  the  information  provided  regarding 
primary  and  secondary  remote  control  locations,  some  transceivers  are  remoted  to  both 
the  Group  COMMCEN  and  another  operations  control  center,  usually  an  MSO  or  COTP. 
Other  than  these  additional  remote  control  facilities,  there  is  no  connectivity  between 
transceiver  sites  from  different  COMMCENs,  and  only  limited  connectivity  is  provided 
to  any  other  outside  network.   In  some  installations  the  COMMCENS  have  a  VHF-FM 


37 


telephone  patch  capability  which  enables  a  user  to  communicate  over  the  NDS  from  a 
remote  location  via  the  telephone  system. 

5.       Non- Standard/Special  NDS  Installations 

a.  Secure  Communications 

Due  to  increased  pressures  for  secure  communications  during  law 
enforcement  operations,  there  have  been  some  upgrades  made  to  the  NDS  to  provide  for 
voice  encryption.  These  upgrades  include  remote  bases  and  repeaters.  The  repeaters  are 
used  in  the  duplex  mode  in  government  frequencies  above  the  marine  VHF-FM  band. 
They  are  essential  for  operating  when  in  the  DES  encrypted  mode  due  to  the  lower  trans- 
mission power  output  in  the  DES  mode.  These  installations  have  been  done  by  the 
Districts  and  are  not  part  of  the  NDS  system.  Therefore,  their  existence  is  not  reflected 
in  the  information  contained  in  Appendix  B.  The  upgrade  of  the  NDS,  as  indicated  later 
in  this  thesis,  requires  the  inclusion  of  DES  equipment,  which  will  then  likely  incorporate 
the  capabilities  of  the  secure  communications  equipment  currently  installed. 

b.  Data  Channel  Usage 

In  an  effort  to  provide  data  communications  to  deployed  vessels,  several 
locations  in  the  Coast  Guard  have  experimented  with  data  communications  via  the  NDS. 
Systems  have  included  radio  packet-switched  technology  and  simple  transmission  of 
ASCII  characters  over  a  VHF-FM  channel  using  standard  300bps  audio  frequency  shift 
keying  (AFSK)  modems.  Presently  only  one  system  is  in  use,  that  of  transmitting  ASCII 
using  the  AFSK  modems  over  the  NDS.  [Ref.  10:p.  7] 


38 


c.      VHF-FM  Direction  Finding  Installations 

At  this  time  there  are  no  VHF-FM  radio  direction  finding  (RDF) 
capabilities  using  the  NDS.  There  are  no  directional  antennas,  links  to  the  Group 
COMMCEN,  or  direction  indicators  installed.  Commander,  Pacific  Area  is  working  to 
install  a  system  that  would  use  remote  readout  direction-finding  antennas  installed  at  the 
high  sites  in  Hawaii  for  direction  finding. 

D.      LOCAL  USE  VHF-FM  SYSTEMS 

1.       Shore  Unit  Equipment 

Standard  shore-station  VHF-FM  equipment  usually  consists  of  a  Motorola 
MCX1000  DES  encrypted  radio.  The  MCX1000  mirrors  the  NDS  equipment  in  that  it 
contains  both  a  transceiver  and  a  channel  16  "guard"  receiver.  The  units  therefore  have 
two  speakers,  one  for  just  channel  16  and  the  other  for  the  switchable  transceiver.  The 
MCX1000  is  capable  of  operating  in  the  government  frequencies  above  the  VHF-FM 
Marine  Band,  and  is  therefore  compatible  with  DES  radios  used  by  the  U.  S.  Customs  and 
other  government  agencies.  These  radios  are  capable  of  transmitting  25  watts  PEP  in 
normal  voice  operations  but  are  reduced  to  approximately  12  watts  PEP  when  in 
encrypted  mode.  Most  shore  unit  local  sites  transmit  through  whip  antennas  having  a  3dB 
gain. 


39 


2.       Shore  Unit  VHF-FM  RDF  Capabilities 

a.  Individual  RDF  sites 

Many  commands  have  provided  various  radio  direction  finding 
capabilities  for  their  shore  units.  The  two  primary  manufacturers  of  RDF  receivers  used 
are  SIMRAD/TAIYO  and  Polaris.  Each  uses  an  Adcock  antenna  and  a  directional  display 
to  indicate  the  direction  of  the  received  transmission.  Neither  make  use  of  any  capability 
to  capture  the  bearing  data  and  manipulate  it  or  transmit  it  on  to  a  processor  for  further 
analysis. 

b.  RDF  Networks 

There  are  currently  two  operational  RDF  networks  in  the  Coast  Guard, 
both  located  in  Florida.  These  non-NDS  systems  are  identical  in  configuration,  only 
differing  by  the  location.  They  each  consist  of  three  directional  antenna  locations  which 
send  back  the  received  audio  and  the  direction  bearing  to  remote  speakers  and  an  Apple 
II  computer  respectively.  The  bearing  information  from  the  antennas  is  fed  into  the 
computer,  which  processes  it  and  provides:  1)  the  lines  of  position  (LOP)  from  each 
antenna  site  to  the  transmission  source  location;  2)  a  probability  ellipse,  within  which 
there  is  greater  than  a  (typically)  95%  probability  that  the  transmitter  is  located;  and  3) 
both  the  LOPs  and  the  ellipse  overlaid  upon  a  chart  of  the  RDF  coverage  area.  A 
representation  of  the  RDF  display  for  the  installation  at  Coast  Guard  Group  Miami  is 
shown  as  Figure  6. 


40 


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Figure  6   Group  Miami  Representative  RDF  Display 


41 


IV.    ESTABLISHED  AND  POTENTIAL  NDS  OPERATIONAL  REQUIREMENTS 

As  indicated  previously,  the  NDS  serves  as  both  the  Coast  Guard's  primary 
short-range  command  and  control  communications  circuit  for  deployed  resources  and  the 
public  interface  network  on  the  VHF-FM  marine  band.  As  such,  the  NDS  is  fulfilling 
certain  statutory  requirements,  which  were  detailed  in  Chapter  III.  Recently  there  have 
been  initiatives  which,  if  implemented,  would  place  additional  requirements  on  the  current 
NDS  or  its  replacement.  In  this  chapter  the  author  analyzes  the  established  and  potential 
operational  requirements  placed  upon  the  NDS,  separated  into  the  areas  of  internal 
communications  requirements  and  CG-public  communications  requirements. 

A.      INTERNAL  COAST  GUARD  NDS-RELATED  REQUIREMENTS 
1.       Established  Requirements 

a.     Group/COTP  Command  and  Control 

As  noted  previously,  the  NDS  is  a  primary  communications  resource  for 
the  Group/COTP  Commander  (called  just  Group  here)  to  use  in  controlling  his  operational 
resources.  In  order  to  do  this,  the  NDS  has  to  provide  communications  channels  to  and 
from  the  Groups'  operating  units.  The  communications  requirements  fall  under  three 
specific  categories:  communication  on  the  assigned  channels;  communication  to  all  of 
the  Group  Area  of  Responsibility  (AOR);  and  communication  via  secure  means. 


42 


(1)  Communicate  on  Assigned  Channels.  An  essential  requirement  of 
the  NDS  in  regards  to  the  Group  Operations  Center  (OPCEN)  is  that  the  Group  has  to  be 
able  to  communicate  with  its  units  on  the  assigned  CG  working  frequencies.  If  the  NDS 
does  not  permit  the  Group  to  do  that,  then  it  is  not  fulfilling  its  C2  mission  at  the  Group 
level.  The  current  NDS  fulfills  this  requirement,  although  there  are  locations  where  there 
are  not  enough  working  frequencies  to  prevent  inter-  or  intra-Group  interference.  It  also 
does  not  permit  communications  with  other  agencies  that  use  the  government  band  above 
162  MHz  for  secure  communications.  Specifically  the  DEA  and  Customs  have 
DES-capable  radios  that  use  the  frequencies  above  162  MHz  for  joint  communications 
with  the  CG  over  the  Motorola  MCX1000  radios.  The  present  NDS  sites,  however,  lack 
DES  capability  at  this  time.  It  should  be  noted  that  the  NDS  may  not  be  the  most 
effective  method  of  Group  C2  communications  with  its  units.  Other  technology,  such  as 
cellular  telephones,  may  be  a  solution,  but  is  outside  the  scope  of  this  thesis. 

(2)  Communicate  to  All  of  Group  AOR.  Another  essential  criterion  for 
the  NDS  is  that  it  enables  the  Group  COMMCEN  and  OPCEN  to  communicate  with  its 
deployed  units  within  its  entire  geographical  AOR.  The  current  NDS  is  not  configured 
to  completely  fulfill  this  requirement.  Numerous  Groups  and  Districts  have  identified 
locations  or  "holes"  where  VHF-FM  NDS  coverage  is  weak  or  altogether  non-existent, 
and  work  is  being  done  to  remedy  the  problems.  References  11-14  are  examples  of  this 
effort.  Until  the  problem  is  corrected,  Groups  will  have  to  rely  on  secondary  means  (e.g., 
low  sites)  to  maintain  communications  throughout  their  entire  AOR's.  It  should  be 
obvious  to  the  reader,  but  bears  mentioning  here,  that  this  ability  to  communicate 

43 


throughout  the  Group's  entire  AOR  mandates  the  use  of  either  remote  transceivers 
controlled  from  a  central  location  or  an  extensive  network  of  repeaters. 

A  second  issue  is  that  Group  or  COTP  AORs  are  not  totally 
coordinated  with  the  NDS  site  locations.  There  are  areas  where  the  NDS  site  is 
controlled  by  one  Group  but  the  area  it  covers  is  partially  within  another  Group.  Coor- 
dination of  operations  is  difficult  in  diese  situations.  There  are  also  instances  of 
MSOs/COTPs  that  do  not  have  their  own  communications  networks  and  must  rely  on  the 
NDS.  In  some  of  these  areas,  the  MSO/COTP  AOR  stretches  across  several  Group 
AORs.  Communications  between  the  MSO/COTP  must  be  handled  through  any  of 
several  separate  groups,  depending  upon  the  location  of  the  underway  unit.  Access  to  all 
the  NDS  sites  covering  the  COTP's  AOR  is  essential. 

A  third  issue  is  that  of  communications  with  aircraft.  Aircraft  are 
dispatched  by  CG  air  stations  but  are  usually  working  for  Groups  in  the  execution  of  their 
operational  missions.  This  requires  that  the  Groups  be  able  to  communicate  with  the 
aircraft  to  coordinate  searches,  pass  information,  etc.  For  most  Groups  the  only 
communications  link  with  the  aircraft  is  via  the  NDS  using  VHF-FM,  which  presently 
functions  well.  At  the  same  time,  however,  the  air  stations  are  attempting  to  maintain 
communications  with  their  deployed  aircraft  via  UHF  radio.  The  line-of-sight  UHF 
communications  suffer  from  limited  range,  especially  when  the  aircraft  are  operating  at 
low  (e.g.,  500  ft)  altitudes.  The  air  stations  need  to  remain  in  contact  with  their  aircraft, 
and  therefore  need  access  to  the  NDS,  which  most  do  not  have. 


44 


(3)  Communicate  Using  Secure  Means.  A  recent  requirement  of  the 
NDS  is  that  it  permit  communications  between  the  Group  or  Station  and  its  resources  via 
secure  means.  Two  directives,  Presidential  Directive  24  and  National  Security  Director 
Directive- 145  require  that  all  government  internal  communications  be  conducted  over 
secure  circuits  [Ref.  15,  16].  In  the  case  of  VHF-FM  communications  at  the  stations,  this 
has  resulted  in  the  installation  of  the  aforementioned  MCX1000  DES  encrypted 
transceivers  on  the  vessels  and  at  the  station  low  sites.  As  of  yet,  the  NDS  has  not  been 
officially  upgraded  to  provide  secure  communications  on  a  system-wide  basis.  Certain 
districts  have,  however,  provided  their  own  upgrades  in  the  form  of  encrypted  base 
stations  and  encrypted  duplex  repeaters  to  provide  interim  secure  communications  until 
the  NDS  is  brought  to  the  secure  level.  Of  all  the  districts,  the  Seventh  has  probably  the 
largest  network  of  remote  secure  transceivers  and  repeaters  to  provide  covered 
communications  throughout  the  southeast  U.  S. 

b.     Record  Message  Traffic 

Related  to  the  Group  Command  and  Control  issue  is  the  requirement  for 
using  the  NDS  to  pass  so-called  record  message  traffic,  i.e.,  written  messages  passed 
either  as  data  or  voice  over  the  NDS  to  and  from  deployed  units.  In  the  case  of  vessels 
which  lack  teletype  capabilities,  the  only  method  available  for  passing  the  traffic  is  using 
voice  over  the  NDS.  The  NDS  is  used  to  send  messages  from  the  deployed  unit  to  the 
nearest  Group  COMMCEN  for  further  transmission  over  the  Coast  Guard's  teletype 
circuits.  The  NDS  is  also  used  by  the  same  underway  units  for  receipt  of  message  traffic 


45 


from  the  Group  COMMCEN's  teletype  network.  In  both  cases,  the  usual  way  of 
transmitting  the  message  is  using  voice  which  is  a  slow,  labor  intensive  and  error-prone 
method. 

Several  districts  have  experimented  with  using  modems  or  packet  radio 
terminal  node  controllers  (TNCs)  to  automatically  transmit  the  messages  as  data  vice  text, 
with  limited  success  [Ref.  10].  The  Coast  Guard's  Information  Systems  Center  conducted 
a  pilot  project  using  amateur  radio  TNCs  and  MCX  1000  DES  encrypted  radios  to 
transmit  data  over  VHF-FM  channels.  This  Low  Cost  Packet/SITOR  Communications 
Project  found  that  data  could  be  transmitted  in  covered  mode  at  speeds  up  to  1200  baud 
without  error  [Ref.  17:p.  13].  More  information  on  recent  research  regarding  the 
VHF-FM  system  and  data  transmission  is  provided  in  Chapter  V. 

2.       Potential  Requirements 

a.     Dedicated  Data  Channel 

As  indicated  above,  the  NDS  is  currently  used  to  pass  record  message 
traffic  using  both  just  voice  and  data-over-voice  channels.  The  need  for  certain  vessels 
to  transmit  and  receive  data  while  underway  already  exists,  and  the  present  solutions  are 
adequate  but  temporary.  The  need  for  an  established  separate  data  channel  becomes  more 
and  more  evident  as  the  matter  is  investigated. 

Certain  vessels  have  neither  the  manpower  nor  the  equipment  space  to  be 
able  to  operate  an  HF  radioteletype  facility  in  order  to  transmit  and  receive  messages. 
None  of  the  cutters  on  the  Great  Lakes  or  inland  waters  and  most  of  the  cutters  180'  and 


46 


smaller  are  unable  to  send  or  receive  administrative  or  operational  record  message  traffic 
while  underway.  Many  of  the  new  110'  cutters  are  equipped  with  High  Frequency  Data 
Link  (HFDL)  equipment  to  overcome  this  limitation,  but  the  older  vessels  are  not 
scheduled  to  receive  HFDL  equipment. 

The  establishment  and  use  of  a  master  law  enforcement  database  for 
boarding  histories  and  violation  information,  Law  Enforcement  Information  System  (LEIS 
II)  encourages  the  need  for  a  data  link  between  afloat  vessels  and  the  shoreside  networks, 
especially  the  Hybrid  Data  Network  (HDN).  Long  deployments  of  cutters  coupled  with 
the  mandated  use  of  automated  online  procurement  software  drives  the  requirement  that 
vessels  be  in  regular  data  communications  with  the  shore.  Creating  a  VHF-FM  data 
channel  would  enable  this  link  without  overloading  the  long-distance  HF  networks.  This 
data  link  could  be  used  for  two-way  access  to  the  teletype  network,  the  ARMS  service, 
electronic  mail,  online  LEIS  II,  and  message  traffic. 

Use  of  the  NDS  for  this  data  channel  would  enable  communications  from 
shoreside  mobile  terminals  to  the  network.  This  would  permit  CG  members  in  vehicles, 
onboard  merchant  vessels,  or  at  emergency  command  posts  to  access  the  network  using 
laptop  computers  and  the  appropriate  radio  equipment. 

b.     Geographical  Display  Operational  Computer 

The  Coast  Guard's  Electronics  Engineering  Center  is  currently  working 
on  a  Geographical  Display  Operational  Computer  (GDOC)  system,  formerly  known  as  the 
Geographical  Tactical  Computer  (GTC).  This  system,  to  be  placed  at  each  Group 
OPCEN,  would  serve  as  an  electronic  chart  and  database  to  provide  positional  and 

47 


facilities  information  within  the  Group's  AOR.  It  is  scheduled  to  also  have  search 
planning  and  plotting  features,  as  well  as  the  ability  to  exchange  data  with  other  systems 
[Ref.  18].  The  GDOC  would  also  be  used  to  process  RDF  information  from  remote  RDF 
receivers,  if  available.  If  constructed  as  designed,  it  would  have  need  for  some  sort  of 
data  link  between  the  NDS  sites,  Group  resources  and  the  GDOC  in  order  to  efficiently 
pass  information  to  and  from  underway  resources  and  RDF  receivers.  There  is  also  a 
shipboard  version  of  GDOC  planned,  called  the  Shipboard  Command  and  Control  System 
(SCCS),  which  would  have  similar  capabilities  and  would  need  data  connectivity  with 
other  units  and  the  shoreside  network. 

c.     NDS  Network 

As  indicated  in  Chapter  III,  the  current  NDS  is  not  a  network,  but  a 
system  of  independently-controlled  transceivers  remoted  to  Group  offices.  If  the  data 
channel  capability  was  added  to  the  NDS,  it  would  be  necessary  to  connect  all  the  NDS 
sites  together  into  a  true  network,  and  then  provide  connectivity  between  the  NDS  data 
network  and  the  other  CG  networks,  probably  via  the  Coast  Guard's  X.25  Hybrid  Data 
Network  (HDN).  Data  would  have  to  be  routed  dynamically  from  the  network  to  the 
closest  data  transceiver  for  transmission  to  the  deployed  unit. 

The  presence  of  an  integrated  VHF-FM  direction-finding  system  would 
require  that  the  individual  NDS  sites  were  networked  together,  at  least  at  the  Group  level, 
in  order  to  provide  several  lines  of  position  and  the  resultant  accurate  RDF  positional  fix. 
Logically  Groups  would  also  need  to  access  adjacent  Groups'  sites  in  order  to  provide 
satisfactory  three-bearing  RDF  fixes. 

48 


The  NDS'  various  users  (Groups,  MSOs,  COTPs)  also  need  to  have  the 
flexibility  of  being  able  to  control  other  NDS  users'  sites.  This  would  enable  overlapping 
access  and  the  resultant  ability  for  these  units  to  contact  their  resources  throughout  their 
AOR's,  without  intervention  by  operators  from  the  other  units. 

B.       NDS  PUBLIC  COMMUNICATIONS  REQUIREMENTS 

Because  the  NDS  also  functions  as  a  communications  interface  with  the  public, 
there  are  certain  present  and  future  requirements  placed  upon  the  NDS  from  a  CG-public 
aspect. 

1.       Established  Requirements 

a.     Digital  Selective  Calling 

The  United  States,  as  signatories  to  the  International  Maritime 
Organization  (IMO)  conventions,  has  agreed  to  participate  in  the  Future  Global  Maritime 
Distress  and  Safety  System  (FGMDSS).   The  FGMDSS 


...  will  provide  comprehensive  distress  and  safety  communications  and  require 
establishment  of  new  procedures.  The  system  will  take  advantage  of  recent 
technological  advances  to  significantly  improve  the  safety  of  life  at  sea.  [Ref.  19:p. 
1-1] 


The  FGMDSS  is  a  complete  system  which  will  provide  seven  functions 
through  use  of  MF,  HF,  VHF  and  satellite  communications  technology.  Those  seven 
functions  are: 


49 


•  alerting 

•  SAR  coordination  communications 

•  on-scene  communications 

•  meteorological,  navigational,  and  urgent  information 

•  locating 

•  general  business  communications 

•  VHF-FM  bridge-to-bridge  communications 

The  FGMDSS  includes  in  its  communications  and  alerting  capabilities 
Digital  Selective  Calling  (DSC)  and  Narrowband  Direct  Printing  (NBDP).  DSC  is  an 
alerting  and  circuit  establishment  feature  very  similar  in  function  to  the  public  switched 
telephone  network's  signaling  system.  It  enables  the  automatic  initialization  of 
communications  from  one  transceiver  to  another.  The  DSC  message  contains  an  address 
field  that  rings  another  receiver  (either  a  specific  receiver  or  all  ships  within  radio  range 
of  the  transmitter);  an  identification  field  for  the  unit  initiating  the  call;  a  field  indicating 
the  nature  of  the  distress,  if  any;  a  field  for  the  location  of  the  initiating  unit;  and  a  field 
for  the  frequency  to  use  for  further  communications. 

Narrow  Band  Direct  Printing  (NBDP)  is  a  single-channel,  automated 
telegraph  system  using  transmissions  at  50  baud.  The  transmissions  are  either  duplex 
using  the  Automatic  Repeat  Request  (ARQ)  mode  or  simplex  broadcast  using  the  Forward 
Error  Correction  (FEC)  mode.  The  Coast  Guard  is  currently  operating  two  NBDP 
systems.     NAVTEX  is  a  broadcast  system  in  the  MF  band  transmitting  navigational 


50 


warning  information  to  ships  at  sea  using  NBDP.  Simplex  Teletype  Over  Radio  (SITOR) 
is  used  in  the  HF  band  for  two-way  communications  in  the  duplex  (ARQ)  mode  between 
Coast  Guard  COMMSTAs  and  ships  at  sea,  and  in  the  simplex  (FEC)  mode  to  broadcast 
NAVAREA  notices,  hydrographic  reports,  and  high  seas  weather  broadcasts. 

The  system  capabilities  and  vessel  carriage  requirements  are  delineated 
based  upon  the  areas  in  which  the  vessels  will  be  operating.  The  region  which  involves 
VHF  communications  is  Area  1,  which  is  defined  to  be  within  the  coverage  of 
shore-based  VHF  stations  [Ref  19:p.  11-17].  The  requirements  placed  upon  the  Coast 
Guard's  VHF-FM  portion  of  its  Telecommunications  System  include  VHF-FM  Digital 
Selective  Calling  (DSC)  on  Channel  70.    The  following  requirements  are  anticipated: 


The  VHF  remote  stations  under  Group  control  will  need  to  operate  a  dedicated  DSC 
watch  on  56.525  MHz  (Channel  70)...  The  current  VHF  base  stations  are 
overloaded  during  peak  periods.  New  base  stations  will  be  required  to  support  the 
proposed  FGMDSS  frequencies  if  the  current  command  and  control  (C2)  system 
operates  in  parallel  with  the  FGMDSS.    [Ref.  19:p.  Ill— 11] 


Implementation  of  these  capabilities  is  scheduled  for  the  mid-1990's,  any 
replacement  of  the  NDS  will  have  to  take  these  treaty  obligations  into  account  and  add 
DSC  capability  to  the  NDS. 

b.     Broadcast  NTM 

As  per  the  Coast  Guard  Telecommunications  Manual,  the  Coast  Guard 
is  required  to  transmit  voice  safety  and  information  broadcasts  on  VHF-FM  at  specified 
intervals.    These  broadcasts  are  usually  carried  out  by  Group  COMMCEN  radiomen 

51 


simultaneously  on  the  NDS  sites  and  the  Group's  local  MF  transmitter  (using  2670  kHz 
USB).  Scheduled  broadcasts  can  last  as  long  as  10  minutes  and  must  be  repeated  twice 
a  day  (every  12  hours)  with  unscheduled  broadcasts  made  frequently  during  the  day.  This 
requires  a  considerable  amount  of  air  time  for  both  the  personnel  and  the  equipment, 
preventing  their  use  for  other  communications. 

Another  issue  regarding  safety  broadcasts  is  that  of  communicating  with 
foreign  vessels.  The  Coast  Guard  transmits  safety  broadcasts  over  Channel  22A.  The 
"A"  after  the  channel  indicates  that  it  is  used  for  duplex  operation,  according  to  the  ITU. 
The  Coast  Guard  only  uses  one  of  the  duplex  channels  within  the  U.S.,  causing  any  radios 
configured  for  international  use  to  be  unable  to  receive  the  safety  broadcasts  sent  out  by 
the  Coast  Guard.  This  inability  has  resulted  in  several  near-misses  and  calls  for  some 
sort  of  legislation  to  solve  the  problem  [Ref.  20].  This  inconsistency  with  international 
practices  and  frequency  assignments  causes  problems  for  foreign  vessels  transiting  U.S. 
waters.  Any  resulting  legislation  or  regulations  would  place  additional  requirements  on 
the  NDS.  The  general  incompatibility  issue  is  discussed  further  below  in  the  section 
regarding  all-channel  selectability. 

c.     Distress  Communications 

Most  of  the  communications  between  the  public  and  the  Coast  Guard 
involves  some  sort  of  distress  communications,  either  between  the  Coast  Guard  and  a 
distressed  vessel  or  between  the  Coast  Guard  and  a  third  vessel  acting  as  a  communi- 
cations relay  for  a  nearby  distressed  vessel.  Because  the  NDS  public  interface  is 
primarily  a  distress  communications  system,  it  is  essential  that  the  NDS  have  the 

52 


capability  to  communicate  with  distressed  vessels  anywhere  within  the  design  parameters 
(Appendix  A).  This  is  equivalent  to  the  intra-CG  requirement  that  Groups  be  able  to 
communicate  with  their  units  anywhere  within  their  AORs,  just  on  different  frequencies. 
The  primary  CG  distress  communications  requirement  is  that  of  guarding 
Channel  16.  This  requirement  is  currently  being  fulfilled  by  the  NDS  through  use  of  the 
separate  guard  receivers  at  each  NDS  site,  with  one  particular  operational  exception. 
Group  COMMCENs  have  the  ability  to  guard  Channel  16  no  matter  to  what  channel  the 
controllable  transceivers  are  tuned,  however  they  cannot  hear  traffic  on  Channel  16  when 
they  are  transmitting  on  the  NDS.  For  technical  reasons,  when  the  controllable  NDS 
transmitters  are  keyed,  the  Channel  16  receivers  are  muted.  This  prevents  the  reception 
of  distress  traffic  during  the  periods  when  the  NDS  is  being  used  for  Broadcasts  or  other 
transmissions,  and  creates  the  probability  of  a  distress  call  being  missed  during  a 
broadcast. 

d.     All-Channel  Selectability 

As  indicated  in  Chapter  III,  the  current  NDS  remote  transceivers  permit 
a  choice  of  only  six  channels.  These  channels  are  crystal-controlled,  and  can  only  be 
modified  through  replacement  of  crystals  at  the  NDS  remote  transceiver  sites. 

The  institution  of  Channel  9  as  a  supplemental  hailing  channel  [Ref.  21], 
and  frequent  need  to  contact  vessels  on  channels  they  normally  monitor  has  made  the  six- 
channel  limit  unbearable.  The  six-channel  maximum  forces  most  NDS  transceivers  to 
select  only  six  channels  from  the  channels  listed  in  Appendix  E.  NDS  transceiver 
locations  that  serve  two  Groups  would  have  to  include  both  group  working  channels  in 

53 


the   available   six   channels   in  order  to  provide   service   on   both   Groups'   working 
frequencies. 

The  channel  limitations  of  the  present  system  act  to  heighten  the 
overcrowded  state  of  Channel  16.  Distressed  vessels  that  are  willing  or  able  to  shift  to 
other  frequencies  frequently  do  not  have  the  frequencies  available  at  the  NDS  sites  for 
use,  and  the  NDS  equipment  does  not  have  the  frequencies  available  that  the  distressed 
vessels  can  use.  As  indicated  above,  there  are  also  problems  regarding  communications 
with  foreign  vessels  carrying  radios  configured  according  to  the  ITU  international 
VHF-FM  guidelines.   The  need  for  access  to  all  channels  is  evident. 

e.      VHF-FM  Radio  Direction  Finding 

Past  incidents  of  distressed  transmission  location  detection  and  present 
incidents  of  distress/hoax  transmissions  have  initiated  a  need  for  a  VHF-FM  Radio 
Direction  Finding  (RDF)  ability,  at  least  on  VHF-FM  Channel  16  [Ref.  22:p.  1].  As 
previously  mentioned,  many  CG  stations  have  localized  RDF  capabilities  for  obtaining 
a  RDF  bearing  on  the  marine  band  or  EPIRB/ELT  frequency,  but  the  NDS  currently  has 
no  RDF  network.  The  creation  of  a  RDF  network  for  the  NDS  has  now  become  a 
priority  for  the  Coast  Guard  [Ref.  22:p.  1]. 

The  cost  benefit  of  coastal  RDF  networks  was  investigated  in  a  study 
performed  in  1986  [Ref.  23].  The  study  examined  the  cost  of  installing  RDF  equipment 
versus  the  savings  in  operating  expenses  resulting  from  reduced  search  operations  because 
the  location  of  the  distressed  vessels  was  provided  by  the  RDF  network.  The  general 
results  indicated  that: 

54 


...  the  installation  of  VHF-DF  in  some  Coast  Guard  Groups  is  a  very  favorable 
proposition.  In  a  least  nine  of  the  groups  studied,  a  VHF-DF  system  will  pay  for 
itself  in  reduced  operating  costs  in  less  than  five  years.  An  investment  in  VHF-DF 
made  now  will  save  money  well  into  the  foreseeable  future.  [Ref.  23:p.  28] 


It  should  be  noted  that  no  analysis  was  made  of  possible  additional  lives 
or  property  saved  as  a  result  of  the  use  of  the  RDF  net,  only  the  reduced  operational 
costs.  Any  benefits  in  additional  lives  or  property  saved  would  be  over  and  above  the 
savings  indicated  in  the  study.    The  conclusions  of  the  study  echo  this  concept: 


One  should  also  consider  the  potential  for  saving  additional  lives  and  property 
through  use  of  VHF-DF.  Although  it  was  not  possible  to  predict  the  savings  in 
lives  and  property,  it  is  possible  to  look  at  the  historical  potential.  For  those  areas 
(cells)  that  have  a  payback  period  of  less  than  five  years,  based  on  the  benefit-cost 
analysis  in  Appendix  D,  there  were  42  lives  and  $7.4  million  worth  of  property  lost 
during  FY83  and  84.  The  savings  of  only  one  life  or  even  of  only  ten  percent  of 
the  property  lost  would  compensate  for  the  $250,000  to  $350,000  cost  of  VHF-DF 
equipment  for  the  cell  during  the  first  year  of  operation.  [Ref.  23:p.  28] 


As  mentioned  above,  there  is  not  at  this  time  any  capability  for 
performing  VHF  RDF  using  the  NDS  sites.  Considerable  interest,  however,  has  arisen 
in  having  RDF  capabilities  added  to  the  NDS.  A  pilot  project  between  MLC  Pacific  and 
Commander,  Fourteenth  Coast  Guard  District  will  be  installing  remote  RDF  bearing 
equipment  at  the  four  NDS  sites  in  Hawaii  in  the  near  future.  The  recent  incident  with 
the  F/V  Sol  E  Mar  off  of  Cape  Cod  accentuates  the  need  for  some  sort  of  RDF  network 
along  the  coasts  for  SAR  and  hoaxes,  and  has  sparked  Congressional  interest  and  funding 
towards  the  establishment  of  a  VHF-FM  RDF  network  [Ref.  22].  And  a  project  has  been 


55 


proposed  to  evaluate  the  various  RDF  technologies  at  the  Coast  Guard  Academy  [Ref. 
24]. 

2.        Potential 

a.     Differential  Global  Positioning  System  Transmissions 

The  Global  Positioning  System  (GPS)  satellite  navigation  network  permits 
accurate  terrestrial  positioning  to  within  100  yards  for  civilian  vessels  at  sea.  A  value 
added  service  of  GPS,  called  Differential  GPS  (DGPS),  permits  transmission  of  a 
localized  correction  factor  from  terrestrial  transmitters  which  increases  navigational 
accuracy  to  within  tens  of  yards  for  maneuvering  in  pilotage  waters.  Due  to  limitations 
on  the  GPS  satellites,  this  dGPS  signal  has  to  be  transmitted  to  the  GPS  receiver 
separately  from  the  GPS  signal  itself.  The  GPS  satellites  also  lack  the  ability  to  blink, 
or  notify  their  users  when  one  of  the  satellites  is  transmitting  incorrect  signals,  thereby 
making  the  navigational  information  from  that  satellite  suspect.  In  addition  to  providing 
higher  accuracy  signals,  the  dGPS  signal  could  also  be  used  to  carry  out  the  GPS  blink 
function.  Both  the  correction  and  blink  signals  are  provided  by  a  GPS  monitoring  center, 
which  monitors  the  status  of  the  GPS  network. 

At  this  time  there  have  been  experiments  using  CG-operated  MF 
radiobeacons  to  transmit  the  dGPS  signal.  Because  of  the  lack  of  connectivity  of  the 
radiobeacons — most  are  placed  in  remote  areas  with  only  power  connections — they  are 
ill  suited  to  be  connected  to  the  GPS  control  center  for  use  in  transmitting  the  dGPS 
signal.    The  NDS  sites  and  VHF-FM  transmitters  may  be  called  upon  to  provide  better 


56 


connectivity  and  coverage  for  the  dGPS  signals.    This  would  be  especially  true  if  the 
NDS  were,  for  other  reasons  noted  above,  provided  with  true  network  connectivity. 

b.  VTSIMARDEZ  interface  (secure) 

As  part  of  the  Maritime  Defense  Zone  (MDZ)  Harbor  Control  system,  the 
CG  Vessel  Traffic  Systems  (VTS)  need  the  ability  to  communicate  with  MARDEZ 
resources  over  secure  VHF  frequencies.  At  present,  most  VTSs  have  their  own  remoted 
transceivers  for  use  from  their  OPCENS  while  communicating  with  the  vessels  transiting 
the  waterways  under  their  control.  These  transceivers  (Appendix  C)  do  not  currently  have 
the  ability  to  communicate  via  secure  means.  If  the  NDS  is  provided  the  capability  to 
transmit  and  receive  using  secure  means,  access  to  the  system  by  the  VTSs  would  prevent 
their  having  to  also  buy  secure-capable  transceivers  of  their  own. 

c.  Dependent  Surveillance 

There  has  been  considerable  interest  in  the  Coast  Guard  regarding 
dependent  surveillance  of  vessels  [Ref.  25].  Dependent  surveillance  can  be  defined  as  the 
ability  to  determine  the  position  of  a  vessel  through  transmissions  from  the  vessel.  This 
definition  would  eliminate  radar,  but  would  permit  location  via  transmissions  from  the 
vessel  itself,  either  providing  the  location  from  onboard  navigational  equipment  or 
enabling  shoreside  RDF  to  locate  the  vessel. 

An  experiment  in  the  early  1980's  tested  the  possibility  of  dependent 
surveillance  of  CG  vessels.  The  so-called  "Hampton  Roads  Testbed,"  named  for  the 
group  where  the  project  was  installed,  plotted  location  information  from  CG  vessels  on 


57 


a  Graphical  Analysis,  Archiving  and  Display  Station  (GAADS).  This  information  could 
then  provide  vessel  track  history,  near-real-time  positioning  of  resources,  updated  buoy 
locations  and  status,  and  calculation  of  intercept  information  for  the  vessels.  Results  from 
the  experiment  indicated  that  this  dependent  surveillance  was  beneficial  to  the  group  users 
[Ref.  26:p.  31]. 

It  should  be  noted  that  Digital  Selective  Calling  has  the  inherent  ability 
to  transmit  positional  information  within  its  polling  and  ship's  position  calling  sequences. 
The  DSC  transmitter  aboard  the  vessel  can  be  configured  to  transmit  the  ship's 
position — provided  by  onboard  navigation  systems  such  as  dGPS  or  LORAN — at  regular 
intervals  or  when  polled.  This  would  in  effect  broadcast  the  location  of  the  vessel  to  all 
DSC  receivers,  including  the  NDS  DSC-equipped  receivers.  Adoption  of  the  DSC 
standard  for  dependent  surveillance  would  require  similarly-equipped  DSC  transceivers 
at  NDS  sites,  but  would  provide  near  real-time  positioning  information  for  VTS 
dependent  surveillance  use. 


58 


V.    EVALUATION  OF  SELECTED  TECHNOLOGY 

Due  to  the  specific  nature  of  VHF-FM  communications,  there  has  been  only  a 
limited  amount  of  research  regarding  the  topics  of  VHF-FM  RDF,  DSC  and  VHF  packet 
switched  networks.  In  this  chapter,  the  author  evaluates  the  available  VHF-FM  tech- 
nology and  surveys  the  applicable  research  that  has  been  conducted. 

A.      RADIO  DIRECTION  FINDING 

The  primary  user  of  large  radio  direction  finding  systems  in  the  United  States  is  the 
federal  government.  Various  agencies  maintain  direction-finding  equipment  and  networks 
for  law  enforcement  and  national  defense.  In  the  military,  radio  direction  finding  (RDF) 
falls  under  the  general  topic  of  electronic  warfare  (EW)  or  electronic  intelligence 
(ELECINT).  As  such,  it  is  used  by  ships,  aircraft  and  land  units  as  a  passive  method  of 
locating  a  radio  transmitter. 

In  the  civilian  world,  RDF  units  are  used  by  boaters  and  aircraft  for  navigational 
purposes.  These  vehicles  utilize  the  various  networks  of  radiobeacons  established  for 
navigation  and  position  determination. 

Because  VHF  is  a  relatively  short-range  line-of-site  communications  medium, 
there  has  been  little  research  involving  VHF  DF.  Considerable  effort  has  been  expended 
in  HF  DF  research  and  HF  DF  networks;  however,  due  to  the  differences  in  propagation, 
this  research  is  not  applicable  to  VHF.  The  author  was  able  to  locate  one  VHF  study 
performed  in  1978  by  the  Department  of  Transportation's  Transportation  Systems  Center 


59 


in  Cambridge  Massachusetts  for  the  Coast  Guard  involving  Coast  Guard  units  [Ref.  27]. 
This  study  evaluated  RDF  techniques  for  shore-based  position  locating  using  discrete  DF 
equipment.  The  study  surveyed  available  DF  techniques,  developed  an  analytical  model, 
performed  error  analysis  of  the  equipment,  and  conducted  a  field  test  of  the  systems.  The 
conclusions  of  the  study  were  that: 


•  shore-based  DF  was  shown  to  be  a  valuable  SAR  tool 

•  shore-based  DF  was  valuable  for  locating  EPIRBs 

•  DF  performance  is  critically  based  upon  antenna  placement 

•  synthetic  doppler  antennas  are  better  than  Adcock  arrays 

•  graphical  display  of  bearings  was  preferred  over  digital 

•  it  was  desirable  to  remote  the  DF  antenna  via  phone  lines 
[Ref.  27:Chap  5:p.  1-4] 

The  recommendations  of  the  study  were  that: 


•  the  CG  proceed  with  a  thorough  DF  test  and  evaluation 

•  the  DF  antenna  be  the  same  height  as  the  comms  antenna 

•  the  DF  antenna  site  minimize  local  signal  reflections 

•  a  systematic  site  evaluation  procedure  be  developed 

•  commercial  units  should  be  modified  to  increase  sensitivity 


60 


•  the  IDFM  DF  system  should  be  further  evaluated 
[Ref.  27:Chap.  5:p.  3-4] 


It  should  be  noted  that  the  last  recommendation  refers  to  a  direction  finding 
technique,  induced  doppler  FM  (IDFM)  that  can  determine  both  the  bearing  to  the 
transmitter  and  the  range.  At  the  time  of  the  study  there  was  no  equipment  that  used  the 
IDFM  technique,  but  the  testers  believed  that  the  technique  showed  promise.  Unfor- 
tunately, none  of  the  systems  surveyed  by  this  author  use  the  IDFM  technique. 

1.       Discrete  Systems 

As  previously  discussed,  discrete  systems  are  those  that  directly  or  remotely 
determine  the  bearing  from  the  RDF  antenna  to  the  transmitter  and  display  it  to  an 
operator.    These  systems  are  usually  small,  inexpensive,  and  reasonably  accurate. 

There  are  numerous  manufacturers  of  discrete  RDF  systems;  for  a  listing  see 
Appendix  D.  Most  of  the  commercial  marine  units  are  designed  for  use  by  boaters  to 
provide  lines  of  position  from  the  Coast  Guard's  network  of  MF  radiobeacons  located  at 
or  near  major  nautical  reference  points  (e.g.,  inlets,  headlands,  etc.).  They  are  also  able 
to  receive  commercial  broadcast  frequencies  and  use  those  transmissions  for  localizing 
their  positions. 

In  addition  to  the  marine  units,  there  are  numerous  specialty  units  produced 
for  use  by  military  vehicles,  vessels  and  aircraft.  These  units  provide  the  ability  for 
determining  relative  bearing  of  a  transmission  source  and  enable  the  unit  to  "home  in"  on 


61 


the  source.  These  are  used  for  locating  navigational  beacons,  emergency  beacons 
(EPIRB/ELT)  and  for  tactical  use  in  locating  enemy  transmitter  sites. 

Discrete  systems  are  compact  and  inexpensive,  and  are  useful  when  a  single 
line  of  position  or  bearing  is  desired.  They  are  installed  aboard  most  CG  vessels  and 
aircraft  and  arc  used  for  both  navigation  and  homing  in  on  a  signal.  In  limited  cases  the 
bearings  from  multiple  sites  are  combined  manually  to  provide  a  triangulated  position. 
It  is  very  uncommon,  though,  to  find  a  discrete  system  that  provides  any  type  of  record 
of  the  bearings.  In  other  words,  discrete  systems  are  definitely  "real  time"  systems,  with 
no  method  of  recreating  the  information  once  the  signal  has  ceased,  unless  a  written 
record  of  the  bearing  is  maintained  by  an  operator. 

In  most  instances,  these  discrete  systems  are  unable  to  share  information 
between  multiple  sites  automatically.  Any  triangulation  of  a  transmission  received  at 
more  than  one  RDF  site  must  be  performed  manually  by  an  operator,  and  plotted 
manually  on  a  chart  of  the  area.  It  is  for  this  reason  that  integrated  systems  have  been 
developed  to  automate  this  process  and  analyze  the  information  provided  by  multiple  RDF 
receivers. 

2.       Integrated  Systems 

As  indicated  previously,  integrated  systems  use  bearing  information  from 
multiple  receiver  sites  and  computer  technology  to  process  the  data  and  provide  locations, 
not  just  bearing  lines  or  lines  of  position  (LOP).  A  typical  result  using  new  technology 
is  a  geographical  display  of  the  area  showing  lines  of  position  from  the  RDF  sites  inter- 
secting at  a  point  surrounded  by  a  probability  ellipse  to  indicate  the  detected  location  of 

62 


the  transmitter  (Figure  8).  Additional  display  information  includes  bearings  from  each 
RDF  antenna  and  a  bearing/range  from  a  shoref  location,  in  this  case  Coast  Guard  Station 
Shinnecock.  Enhancements  to  these  systems  permit  the  display  of  relative  signal 
strengths,  the  manual  inclusion  of  bearing  data  provided  by  RDF  units  not  connected  to 
the  system  (e.g.,  from  a  nearby  vessel),  and  even  spectral  analysis  of  the  signals  in  order 
to  differentiate  between  two  simultaneous  transmissions  on  the  same  frequency. 

The  Canadian  Coast  Guard  has  had  an  integrated  system  installed  in  Georgian 
Bay,  Canada  for  several  years.  This  system  has  the  capability  for  eight  remote  RDF  sites 
but  is  currently  in  operation  using  only  two  remote  sites.  This  system  has  the  advantage 
of  including  a  color  printer  which  can  provide  a  hard-copy  output  of  the  screen  display, 
thereby  solving  the  problem  of  recreating  or  storing  the  signal  and  bearing  information. 

In  the  U.S.,  the  Federal  Communications  Commission  (FCC)  currently 
produces  and  operates  their  own  integrated  RDF  equipment  which  functions  over  a  very 
broad  frequency  range,  30  MHz  to  1  GHz.  The  Coast  Guard  has  made  use  of  the  FCCs 
installed  system  of  four  remote  sites  in  a  major  coastal  metropolitan  area  for  RDF  of 
distressed  vessels,  hoaxes  and  false  alarms.  The  Coast  Guard  has  also  provided  funding 
for  the  FCC  to  install  a  joint-use  system  of  eight  remote  sites  in  a  second  coastal 
metropolitan  area.  Besides  the  FCC,  there  are  several  manufacturers  of  integrated  RDF 
systems;  these  are  listed  in  Appendix  D. 

The  FCC  system  has  many  positive  features  as  an  integrated  RDF  system. 
The  operator  interface  is  very  "user  friendly."  The  control  software  permits  the  central 
computer  to  remotely  control  the  frequency  of  the  RDF  receiver  at  the  antenna  site. 


63 


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64 


Frequencies  can  be  selected  as  channels  instead  of  frequencies  if  desired,  permitting  the 
operator  to  select  "channel  16"  instead  of  trying  to  remember  and  then  input  156.8  MHz. 
The  use  of  dial-up  modems  enables  the  remote  sites  to  be  called  and  controlled  by 
operators  at  an  alternate  central  computer  site.  The  efficient  user  interface  also  permits 
weak  or  spurious  signals  to  be  disregarded,  or  additional  RDF  LOPs  from  other  sources 
to  be  added  into  the  plot  and  subsequent  calculations.  Easy  as  the  interface  is,  however, 
the  operation  of  the  network  is  at  such  a  level  that  it  would  take  considerable  training  for 
a  user  to  become  proficient  and  effective. 

An  issue  that  the  FCC  has  successfully  dealt  with  is  the  placement  of  the  RDF 
antennas.  If  the  antennas  are  placed  near  other  radiating  sources,  they  suffer  from  those 
strong  signals,  and  are  unable  to  effectively  DF  weaker  signals.  The  FCC  places  their 
antennas  in  relatively  quiet  RF  areas  in  order  to  minimize  interference  from  other  sources 
of  electromagnetic  interference. 

Unfortunately,  the  FCC  systems  lack  an  essential  feature  that  is  necessary  for 
the  Coast  Guard's  use  of  RDF  as  an  effective  distress  location  tool.  For  economy,  the 
FCC  systems  use  dial-up  access  vice  leased  lines  to  the  remote  receiver  sites.  This 
requires  that  the  operator  initiate  a  call  between  the  central  computer  and  the  remote  sites 
to  establish  a  circuit  before  bearings  can  be  obtained  from  the  RDF  equipment.  In  the 
event  of  only  one  short  distress  call  being  transmitted  by  a  vessel,  as  was  the  situation 
in  the  recent  case  of  the  F/V  SOL  E  MAR  [Ref.  28]  off  of  Cape  Cod,  this  system  would 
take  too  long  to  activate.  Even  a  feature  such  as  an  instant  recall,  a  "go  back  15  seconds" 
button  such  as  installed  in  the  RDF  systems  in  Miami  and  St.  Petersburg,  would  be  too 


65 


limited  for  truly  efficient  use.  It  is  clear  that  some  sort  of  permanent  signal  and  bearing 
storage  method  needs  to  be  included  in  any  RDF  system. 

Chapter  III  discussed  the  integrated  RDF  systems  that  the  Coast  Guard  has 
installed  and  operational.  These  systems  have  proven  to  be  of  only  limited  use  due  to 
reliability  and  sensitivity  problems.  Also,  if  the  multiple  antenna  sites  are  in  a  relatively 
straight  line,  there  are  limited  locations  where  a  three-line  fix  can  be  obtained  due  to  the 
strength  and  line-of-site  nature  of  the  signal. 

Besides  the  Coast  Guard  and  the  FCC,  another  user  of  integrated  RDF 
equipment  is  the  Federal  Aviation  Agency  (FAA).  The  FAA  has  VHF-FM  RDF  sites  at 
all  Automated  Flight  Service  Stations  (AFSS)  and  major  Flight  Service  Stations  (FSS) 
throughout  the  U.S.  These  units  are  able  to  control  up  to  24  separate  stations  and 
provide  triangulation  and  graphics  plotting  capabilities  to  the  FCC  control  station.  The 
remote  sites  can  be  controlled  from  as  many  as  four  central  units,  thereby  enabling  more 
than  one  master  unit  to  access  remote  sites.  In  addition,  the  system  has  the  ability  to 
track  and  display  the  locations  of  up  to  ten  aircraft  simultaneously,  and  to  display  data 
about  individual  airports,  obstructions,  or  navigational  aids.  The  FAA  system  also  has 
an  "emergency  mode"  with  the  ability  to  automatically  show  course  and  distance 
information  from  a  distressed  aircraft  to  the  six  nearest  airports.  [Ref.  29] 

The  FAA's  system  has  the  same  benefits  as  the  FCC's,  with  the  addition  of 
being  able  to  display  geographical  data  regarding  navigational  aids,  facilities,  etc.  The 
FAA's  system  is  also  commercially  made,  and  would  not  be  restricted  in  its  deployment 
by  the  limited  production  capacity  of  the  FCC. 


66 


The  FAA's  system  suffers  from  the  same  dial-up  modem  requirement  that 
affects  the  FCC  system.  But  the  manufacturers  of  the  FAA's  equipment  claim  that  their 
bearing  data  can  be  provided  in  less  than  one  second.  However,  this  does  not  solve  the 
bearing  storage  and  recall  problems  noted  above.  Finally,  the  FAA's  system  is  optimized 
for  the  frequencies  between  118  MHz  and  136.975  MHz;  they  would  have  to  be  modified 
for  CG  use. 

B.       VHF-FM  TRANSCEIVERS 

The  standard  VHF-FM  marine-band  transceiver  has  matured  into  a  very  compact 
and  feature-laden  communications  device  as  a  result  of  advances  in  electronics 
technology  and  fabrication.  Most  units  are  fully  synthesized,  able  to  operate  over  all  54 
transmit  channels  and  85  receive  channels  (including  the  National  Weather  Service 
weather  channels)  and  available  in  either  hand-held  or  installed  configurations  costing 
less  than  $500.  Output  is  switchable  and  ranges  from  one  watt  to  a  legal  maximum  of 
25  watts.  Compact  size  and  weatherproofing  enable  even  an  open  boat  to  have  a 
user-installed  VHF-FM  marine  radio  aboard. 

Gone  are  the  days  when  SSB  or  DSB  AM  radios  had  to  be  installed  and  tuned  by 
the  technician,  who  required  large  grounding  plates  and  cumbersome  antennas  to  make 
the  equipment  work.  The  VHF-FM  transceivers  provide  clear  interference-free 
communications  between  boats  within  line-of-site  distances  and  with  the  Coast  Guard's 
NDS  out  to  30  or  40  miles,  as  a  general  rule.     Distressed  calls  are  more  efficiently 


67 


made — the  Coast  Guard  no  longer  has  regular  beach  patrols  or  manned  watchtowers  in 
most  areas  scanning  the  seas  for  distressed  flares  or  evidence  of  a  wreck  at  sea. 

The  author  was  unable  to  locate  any  applicable  research  regarding  VHF-FM 
transceivers  or  transmission.  Like  VHF-DF,  this  topic  is  so  specialized  that  it  is  unlikely 
there  is  much  research  available.  VHF-FM  modulation  techniques  and  transmission 
equipment  has  progressed  to  such  an  extent  that  it  is  a  mature  technology. 

Despite  the  advances  in  VHF-FM  radios,  most  of  the  newer  features  contained  in 
these  general  purpose  transceivers  are  still  not  available  for  use  within  the  Coast  Guard. 
As  noted  above,  the  Coast  Guard  needs  to  maintain  a  Channel  16  guard,  to  transmit  and 
receive  encrypted  voice,  and  to  have  remote  control  of  the  NDS  transceivers.  As  a  result, 
the  radio  equipment  purchased  by  the  Coast  Guard  is  usually  supplied  by  one  of  the 
major  vendors  of  commercial  telecommunications  equipment.  These  manufacturers  are 
usually  not  as  quick  to  provide  the  newer  features,  preferring  to  provide  upgrades  to  the 
present  equipment.  This  limits  the  capabilities  of  the  systems  provided,  especially  in  the 
areas  of  channel  selection,  encryption,  and  Digital  Selective  Calling  (DSC). 

1.       Channel  Selectivity 

Current  technology  from  Motorola,  the  manufacturer  of  the  installed  NDS 
equipment,  limits  the  number  of  remotely-controlled  channels  to  12.  This  limitation  is 
caused  by  the  availability  of  only  15  in-band  signalling  function  tones.  Twelve  tones  are 
used  for  switching  among  the  12  channels  and  the  remaining  three  are  used  for  other 
transceiver  functions.  The  presence  of  this  in-band  signalling  also  precludes  the  use  of 
standard  1200  baud  or  higher  modems  over  these  radios  due  to  conflicts  between  the 

68 


modem  tones  and  function  tones,  as  identified  in  the  Low-Cost  Packet/SITOR 
experiments  [Ref.  17].  A  shift  to  another  manufacturer  that  provides  out-of-band 
signalling  would  be  costly,  due  to  encryption  incompatibilities  discussed  below. 

2.       Encryption 

The  Coast  Guard  presently  has  an  installed  base  of  DES-encrypted  VHF-FM 
transceivers — the  MCX  1000  mobile  radio  with  channel  16  guard  and  the  MCX  300R 
handheld  radio.  Both  of  these  use  the  standard  DES  encryption  algorithm  for  secure 
communications  at  the  encrypted  for  transmission  only  (EFTO)  level  in  the  marine 
VHF-FM  band. 

The  DES  encryption  provides  secure  but  not  classified  communications  over 
the  radio.  Other  federal  agencies  such  as  the  U.S.  Customs  Service  (USCS)  and  the  Drug 
Enforcement  Agency  (DEA)  use  DES  radios  for  communications.  Because  the  present 
radios  are  capable  of  operating  in  the  government  band  from  162  MHz  to  174  MHz,  the 
Coast  Guard  has  compatibility  with  these  other  agencies  and  can  therefore  establish  secure 
radio  communications  with  them.  The  radios  are  relatively  easy  to  code  and  operate,  and 
have  proven  to  be  very  useful.    They  are  not  without  their  problems,  however. 

The  implementation  of  the  standard  DES  encryption  algorithm  by  Motorola 
produces  transmissions  which  are  not  compatible  with  DES  radios  manufactured  by  other 
companies.  As  a  result,  the  Coast  Guard  would  have  to  replace  not  only  its  NDS 
transceivers,  but  all  its  DES-encrypted  radios  if  it  were  to  change  transceiver  manufac- 
turers for  its  encrypted  transceivers.  Because  of  this,  the  Coast  Guard  is  limited  to  the 
technology  that  Motorola  can  provide,  unless  another  company  builds  equipment  that 

69 


follows  Motorola's  DES  bytestream  pattern.  A  second  problem  with  the  DES  transmis- 
sion is  a  loss  of  signal  strength  by  approximately  3dB  resulting  from  the  conversion  of 
the  analog  voice  signal  into  a  digital  signal  at  12kbps.  This  limits  the  range  of  the 
handheld  MCX  300R  units  to  nominally  only  three  or  four  miles. 

3.       Digital  Selective  Calling  (DSC) 

The  DSC  implementation  is  still  in  its  infancy  here  in  the  United  States,  but 
has  already  been  installed  and  tested  along  the  Danish  coast  [Ref.  30].  The  use  of  DSC 
will  be  mandatory  for  vessels  greater  than  300  tons  and  vessels  carrying  six  or  more 
passengers  constructed  after  1  July  1995.  All  similar  existing  vessels  will  be  required  to 
have  DSC-compatible  radios  by  1999  [Ref.  31]. 

Little  research  was  found  regarding  VHF-FM  DSC  technology.  The  CCIR 
standards  are  still  in  the  draft  stage  and  the  technology  is  still  being  developed.  The  only 
study  located  proposed  a  mathematical  model  to  determine  if  one  DSC  channel  would 
suffice  to  provide  an  acceptable  grade  of  service  for  both  commercial  calling  and  distress 
calling.  The  results  of  the  study  indicated  that  one  channel  was  sufficient,  based  upon 
there  being  19  single-frequency  channels  available  for  commercial  calling  [Ref.  32:p. 
106].  The  total  number  of  available  channels  may  change,  however,  due  to  the  planned 
reduction  in  the  VHF-FM  marine  channel  bandwidth  from  25  kHz  to  12.5  kHz.  This 
bandwidth  reduction  would  double  the  number  of  available  channels  and  therefore  place 
approximately  double  the  load  upon  the  DSC  channel.  One  channel  may  therefore  no 
longer  be  enough  for  both  distress  and  commercial  calling. 


70 


The  currently-available  DSC-equipped  units  in  the  U.S.  have  the  standard 
DSC  features  plus  some  additional  features  that  would  be  of  great  value  to  the  mariner. 
Because  DSC  permits  what  are  in  essence  station-to-station  circuit-switched  calls,  there 
is  need  for  some  sort  of  directory  service.  The  current  implementation  permits  this  with 
a  large  (99-200  number)  scrollable  directory  for  calling  other  DSC  radios.  This  scrollable 
directory  enables  the  caller  to  scroll  through  the  directory  until  the  radio  call  sign  (or 
alternately  the  registration  number  or  vessel  name)  of  the  callee  is  found,  and  then  to 
initiate  a  call  to  the  callee  with  a  keystroke.  If  the  callee's  radio  is  active,  the  callee  is 
alerted  and  can  respond  to  the  call.  If  the  callee  does  not  answer,  the  caller's  call  sign 
is  stored  in  a  100-number  "call  waiting"  directory  within  the  receiving  unit.  An 
additional  99-200  number  directory  is  provided  in  which  to  store  shoreside  telephone 
numbers.  Ultimately  DSC-equipped  vessels  will  be  able  to  make  automatic  connection 
requests  via  DSC-equipped  marine  operators  into  the  public  switched  telephone  network, 
creating  a  mobile-to-shoreside  phone  capability  similar  to  cellular  telephones.  All  of  this 
is  made  possible  using  the  DSC  channel  70  as  a  control  circuit  to  establish  radio  commu- 
nication circuits  between  two  DSC  transceivers. 

An  automatic  alerting  feature  is  also  installed  in  the  DSC  transceiver. 
Activation  of  this  feature  transmits  an  emergency  message  packet  to  all  radios  within 
range,  causing  them  to  produce  an  audible  signal  and  display  the  sender's  identification 
(i.e.,  callsign,  vessel  name,  or  vessel  registration  number).  If  the  distressed  vessel  has  a 
navigational  device  (e.g.,  LORAN  or  GPS  receiver)  connected  to  the  DSC  radio,  the 
vessel's  position  can  be  transmitted  in  the  packet.    This  enables  the  distressed  vessel  to 


71 


transmit  the  vessel's  identification,  location,  and  nature  of  distress  automatically.  A 
similar  feature  enables  DSC  transmitters  to  make  "all  ships"  calls  for  broadcasting  safety 
or  weather  information. 

The  Coast  Guard  is  investigating  the  installation  of  a  DSC  transceiver  as  a 
remote  for  the  NDS  site  in  St.  Petersburg,  Florida.  Implementation  would  require  one 
receiver  and  two  transceivers;  one  receiver  for  Channel  16  guard,  one  transceiver  for 
Channel  70  (DSC  channel)  guard  and  a  transceiver  for  general  communications.  Control 
of  the  equipment  would  be  via  the  standard  Motorola  NDS  remote  control  unit.  Receipt 
and  processing  of  the  DSC  information  from  the  Channel  70  transceiver  would  be 
managed  by  an  application  running  on  a  Coast  Guard  standard  microcomputer.  At  this 
point,  there  are  very  few  manufacturers  of  DSC  equipment  in  the  United  States.  The 
Federal  regulations  have  not  yet  been  adopted,  and  final  standards  have  not  been 
established.  Unless  its  use  is  also  mandated  for  recreational  vessels,  the  DSC  implemen- 
tation will  be  only  a  partial  solution.  It  could  even  prove  to  be  a  safety  hazard  for 
recreational  vessels.  Once  they  are  DSC-equipped,  commercial  vessels  will  no  longer 
monitor  Channel  16,  and  there  would  be  no  way  for  recreational  vessels  to  contact  the 
commercial  vessels  for  assistance  or  for  preventing  collisions  without  using  DSC. 

C.      RADIO  PACKET  SWITCHED  NETWORKS 

In  packet  switched  networks,  data  is  sent  using  packet  switching  technology,  where 
the  information  is  broken  down  into  small  quantities,  encapsulated  in  packets  and 
transmitted.  These  packets  contain  both  administrative  information  (address,  routing,  etc.) 


72 


and  the  message  itself.  Receivers  acknowledge  for  and  keep  only  the  packets  addressed 
to  them,  discarding  any  packets  addressed  to  other  stations.  Packet  switching  is  used  for 
connectivity  between  computers  in  terrestrial  local  area  networks  (LAN)  such  as  Ethernet 
(IEEE  802.3)  or  IBM's  Token  Ring  networks  (IEEE  802.5).  These  LANs  use  a  solid 
medium  for  the  transmission  of  the  packets,  usually  either  copper  or  fiber  optic  cable. 

Radio  packet  switched  networks  (RPSN)  use  radio  waves  as  the  transmission  to 
create  wide  area  networks  (WAN).  The  presence  of  radio  packet  switched  networks  is 
hampered  by  limited  available  frequencies  and  transmission  bandwidth.  At  present,  there 
are  only  a  few  RPSNs  in  existence,  and  only  limited  equipment  for  use  with  RPSNs.  The 
military  uses  special  packet-switched  radio  systems  for  battlefield  communications,  but 
these  are  not  really  suitable  for  the  Coast  Guard's  needs. 

Considerable  research  has  been  performed  regarding  radio  packet  switched 
networks.  As  far  back  as  1974,  the  Defense  Advanced  Research  Projects  Agency 
(DARPA)  funded  studies  regarding  radio  packet  switched  networks.  Topics  investigated 
included  network  capacity,  configuration,  topology,  routing  and  transmission  range  [Ref. 
33,  34].  Further  research  continued  to  investigate  these  topics  as  well  as  the  use  of 
satellite  links  in  terrestrial  RPSNs  and  the  use  of  broadcast  networks    [Ref.  35,  36]. 

1.       ALOHA  Network 

The  first  large-scale  radio  packet  switched  network  was  the  ALOHA  system 
developed  at  the  University  of  Hawaii  in  1971.  This  was  a  packet  switched  system  using 
duplex  VHF-FM  frequencies  to  connect  the  seven  campuses  on  four  islands  to  the 
mainframe  computer  on  the  island  of  Oahu.  Transmissions  from  different  remote  stations 

73 


to  the  receiver  at  the  mainframe  were  subject  to  contention  and  collision,  but  trans- 
missions from  the  mainframe  to  the  remote  sites  were  not  subject  to  either  contention  or 
collision.  Packets  sent  from  the  remote  stations  and  successfully  received  by  the 
mainframe  were  acknowledged  by  the  mainframe.  If  a  packet  was  not  acknowledged  in 
a  certain  amount  of  time,  the  remote  station  assumed  that  the  packet  was  lost  due  to 
collision  and,  after  a  random  time-out  period,  retransmitted  the  packet.  Stations  were 
free  to  transmit  packets  on  demand;  there  was  no  monitoring  of  the  frequency  to 
determine  if  it  was  already  in  use  by  other  stations.  This  transmission  method  is  now 
termed  Pure  ALOHA.    [Ref.  37:p.  182-185] 

The  ALOHA  network  was  a  success.  It  permitted  efficient  two-way  data 
communications  without  the  need  for  expensive  and  unreliable  telephone  lines. 

The  ALOHA  protocol  had  its  drawbacks,  however.  The  best  that  can  be 
hoped  for  is  a  channel  utilization  of  18%,  which  is  much  less  than  most  users  would  find 
acceptable  [Ref.  37:p.  123]. 

A  variation  on  pure  ALOHA  is  slotted  ALOHA,  which  prevents  stations  from 
transmitting  until  a  time  signal  is  given.  This  essentially  doubles  the  throughput  of  the 
ALOHA  system  to  36%.  For  a  full  explanation  of  the  efficiency  of  ALOHA  and  slotted 
ALOHA  see  Ref.  37:p.  121-124. 

2.       Graphical  Analysis,  Archiving  and  Display  Station 

The  Coast  Guard  first  experimented  with  a  radio  packet  switched  network  in 
1982.  This  system  was  called  the  Graphical  Analysis,  Archiving  and  Display  System 
(GAADS)  [Ref.  26],  and  was  actually  an  integrated  system  of  vessel  location,  com- 

74 


munications  and  geographical  data  display.  GAADS  was  better  known  as  the  "Hampton 
Roads  Testbed,"  named  after  its  test  site,  Group  Hampton  Roads  (GHR)  Virginia. 
Initially  GAADS  began  as  a  project  to  communicate  with  and  track  underway  CG  vessels 
and  to  maintain  a  shore-side  data  base  for  storage,  processing  and  report  generation. 
These  three  systems  were  called  the  Mobile  Digital  Communications  Subsystem  (MDCS), 
the  LORAN  C  Navigator  (LONA)  and  the  Shore  Based  Network  (SBN),  respectively. 
The  system  was  based  upon  one  used  by  the  City  of  Miami  Police  Department  to  track 
and  communicate  with  its  patrol  cars.  GAADS  used  a  polling  scheme,  communicating 
with  each  vessel  at  ten-second  intervals  to  pass  location  information  and  messages  back 
and  forth  via  the  MDCS  between  underway  units  and  the  SBN. 

A  further  enhancement  to  the  system  resulted  in  the  creation  of  the  GAADS 
terminal,  which  enabled  the  shoreside  operators  to  see  the  vessels'  locations  plotted  on  an 
electronic  chart  of  the  area.    Other  features  of  GAADS  included: 


•  bearing  and  range  calculations 

•  an  electronic  maneuvering  board 

•  track  histories  of  single  and  multiple  vessels 

•  ability  to  change  charts  electronically 

•  ability  to  zoom  in  on  charts 

•  vessel  intercept  calculations 

•  ability  to  generate  search  patterns 


75 


•  ability  to  plot  voyage  waypoints  and  display  buoys 

•  ability  to  store/recall  data  on  a  floppy  disk 


GAADS  suffered  from  equipment  reliability  and  vessel  availability  problems. 
Acceptance  of  the  system  by  users  was  mixed.  Communications  with  the  vessels  was 
considered  secondary  to  the  basic  locating  and  plotting  features.  Results  of  the  study 
included: 


•  GAADS  successfully  provided  GHR  with  near  real-time 

•  graphic  displays  of  resource  and  target  locations 

•  resource  position  monitoring  during  SAR  cases  was  found 
to  be  important 

•  automatic  generation  of  search  patterns  was  found  to  be  a 
useful  capability 

•  the  ability  to  zoom-in  the  electronic  charts  was  valuable 

•  the  ability  to  display  track  history  was  useful 

•  the  capability  to  automatically  plot  and  monitor  search 
pattern  execution  saved  time  and  effort  [Ref.  26:p.  31-34] 


One  project  that  has  evolved  from  the  GAADS  research  is  the  Geographical 
Display  Operational  Computer  (GDOCS).  GDOCS  is  scheduled  to  have  features  similar 
to  those  tested  in  the  GAADS  project,  with  the  ability  to  provide  facility  information,  plot 


76 


search  patterns,  track  vessel  locations,  permit  CG  database  queries,  and  plot  RDF 
bearings.  The  present  GDOC  proposal  does  not  include  any  data  communications 
facilities,  however.  Plans  are  for  GDOC  to  be  placed  at  Groups,  AIRSTAs  and 
MSO/COTP  OPCENs.  [Ref.  18] 

3.       High  Frequency  Data  Link  (HFDL) 

The  High  Frequency  Data  Link  (HFDL)  currently  in  use  by  Coast  Guard  units 
is  a  radio  packet  switched  polling  WAN,  which  provides  data  link  connectivity  between 
cutters  and  Coast  Guard  COMMSTA's  designated  as  net  master  stations.  Transmission 
is  in  the  HF  band  and  encryption  is  possible  to  the  SECRET  level  using  the  KG84C 
encryption  device.    A  diagram  of  the  HFDL  is  shown  in  Figure  8. 

The  polling  occurs  when  each  secondary  station  is  queried,  in  turn,  by  the 
master  station.  The  master  station  sends  a  query  packet  addressed  to  each  specific 
secondary  station  asking  for  a  response.  Secondary  stations  that  have  no  traffic  respond 
to  the  poll  with  a  "no  traffic"  report.  Secondary  stations  having  traffic  transmit  their 
traffic  when  polled. 

Polling  of  stations  by  a  master  station  guarantees  that  the  presence  or  absence 
of  a  station  is  noted  by  the  master.  Lack  of  a  response  to  a  poll  by  a  secondary  unit 
alerts  the  operators  at  the  master  station  to  the  fact  that  contact  has  been  lost  with  that 
particular  secondary  station.  Polling  also  ensures  that  each  station  is  given  an  opportunity 
to  send  its  traffic  without  contention  between  stations.  Polling  is  a  form  of  time  division 
multiple  access  (TDMA)  where  each  secondary  station  is  given  a  slice  of  time  to  send  its 
traffic;  the  signal  marking  the  time  slice  being  the  poll  from  the  master. 

77 


Figure  8  High  Frequency  Data  Link  Configuration 


78 


Polling,  however,  clutters  the  spectrum  with  polling  transmissions  and 
responses  even  if  there  is  no  traffic  to  pass  and  prevents  the  passing  of  traffic  until  a 
station  is  polled  by  the  master.  Polling  also  requires  that  the  master  station  know  the 
address  of  each  of  its  secondary  stations.  Polling  prevents  the  secondary  station  from 
transmitting  traffic  or  alerting  the  master  station  at  times  other  than  when  that  secondary 
station  is  being  polled.  Unless  used  for  a  limited  number  of  stations,  polling  would  not 
permit  a  rapid  two-way  communications  link,  such  as  would  be  needed  by  an  underway 
unit  querying  a  shoreside  database. 

An  alternative  to  polling  is  the  use  of  a  carrier  sense  multiple  access/collision 
detection  scheme  (CSMA/CD).  CSMA/CD  permits  traffic  to  be  passed  to  the  primary 
stations  by  the  secondary  stations  on  demand.  Each  secondary  station  transmits  when  it 
has  traffic  to  pass,  and  only  when  it  senses  that  there  are  no  other  carriers  using  the 
frequency.  Note  the  difference  here  between  CSMA/CD  and  ALOHA.  ALOHA  trans- 
mitted whenever  there  was  traffic,  without  first  checking  to  see  if  there  were  packets 
already  being  transmitted  by  another  station.  As  can  be  imagined,  even  with  CSMA/CD 
there  will  be  times  when  two  or  more  secondary  stations  would  hear  no  carrier  and  both 
transmit  simultaneously,  thereby  causing  collisions.  The  collision  detect  algorithms  must 
account  for  these  collisions  and  provide  for  a  method  to  detect  them  and  to  retransmit  the 
traffic.  The  AX.25  protocol  used  by  amateur  radio  packet  systems  is  considered 
CSMA/CD,  but  is  limited  in  its  ability  to  "carrier  sense"  due  to  the  line-of-sight  nature 
of  VHF  communications  and  the  so-called  "hidden  transmitter"  problem.  In  the  "hidden 
transmitter"  problem,  two  transmitting  stations  may  not  be  able  to  sense  each  other's 


79 


carriers  due  to  their  geographical  separation,  but  a  third  receiving  station  between  the  two 
stations  would  be  able  to  receive  signals  from  both  distant  stations.  If  one  of  two  distant 
stations  transmitted  (the  hidden  transmitter),  the  second  would  not  be  able  to  sense  the 
first's  carrier  and  would  transmit,  causing  a  collision.  In  this  manner,  the  carrier  sense 
phase  of  the  protocol  would  fail  to  function,  but  the  collision  detection  and  retransmission 
would  correct  for  the  collision. 

4.       Amateur  Radio  Packet  Switched  Networks  (AX.25) 

The  AX.25  protocol  was  developed  by  amateur  radio  for  use  in  RPSNs  and 
is  a  variant  of  the  CCITT  X.25  level  2  packet  protocol  used  by  terrestrial  wired  packet 
switched  networks.  The  additional  features  in  AX.25  include  an  extended  address  field 
(to  permit  the  inclusion  of  up  to  eight  addresses  for  routing)  and  the  addition  of  an 
Unnumbered  Information  (UI)  frame  for  use  in  transmitting  beacons  to  multiple  stations. 
Amateur  RPSNs  consist  of  a  computer  terminal,  a  radio  (either  HF  or  VHF) 
and  a  dedicated  terminal  node  controller  (TNC)  which  acts  as  the  packet  as- 
sembler/disassembler (PAD)  and  contains  the  hardware  for  the  AX.25  protocol.  TNCs 
are  inexpensive  and  readily  available  from  commercial  sources,  terminals  can  run  any 
basic  data  communications  program,  and  standard  VHF-FM  radios  can  be  used.  Amateur 
radio  operators  have  created  vast  networks  of  VHF  and  HF  packet  radio  bulletin  boards 
and  simplex  FM  digital  repeaters  (called  digipeaters)  and  are  able  to  transmit  message 
traffic  nationwide.  The  AX.25  protocol  permits  packets  to  be  sent  "in  the  blind,"  that  is 
without  a  specific  address  for  the  receiver.  This  enables  beacon  operation  and  broadcasts 
of  announcement  messages  without  the  need  for  polling. 

80 


Packet  radio  networks  have  a  limit  to  their  efficiency,  due  to  the  possibility 
of  collision  and  packet  retransmission.  Heavily-loaded  systems  will  slow  down 
considerably  due  to  this  need  for  packet  retransmission.  Multi-hop  transmissions 
especially  suffer  degradation  in  throughput  from  the  "hidden  transmitter"  problem.  The 
Coast  Guard  has  experimented  with  Radio  Packet  Switched  Networks  using  amateur  radio 
technology  [Ref.  17].  This  experiment  showed  that  secure  two-way  packet  radio 
communications  could  be  successfully  conducted  using  Motorola  DES  radios  and  off-the- 
shelf  TNCs.  Data  transmission  rates  of  1200  baud  were  easily  attainable,  except  when 
using  NDS  equipment.  The  problem  was  an  incompatibility  between  the  NDS  hardware 
and  the  modems.  The  standard  Bell  202  modem  tones  used  to  transmit  data  interfere  with 
the  Motorola  function  control  tones  and  prohibit  transmission  over  the  current  NDS 
equipment  at  rates  greater  than  300  baud.  Overall,  however,  the  experiment  proved  the 
feasibility  of  using  AX.25  protocol  and  inexpensive  off-the-shelf  equipment  to  transmit 
and  receive  data  between  Coast  Guard  units  in  a  secure  mode. 


81 


VI.    SUMMARY  AND  RECOMMENDATIONS 

As  the  preceding  chapters  have  shown,  the  recapitalization  of  the  National  Distress 
System  brings  with  it  a  myriad  of  details.  Its  replacement  must  be  orchestrated  within 
the  Coast  Guard  and  coordinated  among  other  agencies  in  order  to  effectively  deal  with 
the  related  initiatives  currently  underway. 

It  is  evident  from  the  applicable  technology  that  the  equipment  and  systems  exist 
or  are  being  developed  to  fulfill  the  requirements  put  forth  in  this  thesis.  The  more 
mature  technologies  of  VHF-FM  transceivers  and  radio  direction  finders  are  being  joined 
by  systems  which  provide  DSC  and  radio  packet  communications.  All  of  the  needed 
technologies  exist  as  separate  pieces;  what  is  required  now  is  for  the  Coast  Guard  to  work 
towards  the  integration  of  these  various  systems  into  one  NDS  network.  The  resultant 
system  would  be  able  to  fulfill  the  requirements  and  provide  options  for  expansion  well 
into  the  next  century. 

A.      FUNCTIONAL  MODEL 

A  result  of  this  research  has  been  the  development  of  one  possible  functional  model 
of  the  NDS  that  would  fulfill  the  requirements  discussed.  This  model  provides  a 
graphical  representation  of  the  radio  frequency  information  flows  and  the  general 
architecture  of  the  system  up  to  the  Group  level. 

The  radio  frequency  information  flows  are  detailed  graphically  in  Figure  9,  along 
with  the  equipment  necessary  to  manage  these  flows.   It  should  be  noted  that  these  flows 


82 


carry  both  internal  Coast  Guard  C2  traffic  and  communications  between  the  Coast  Guard 
and  the  public.  Any  move  to  separate  the  internal  Coast  Guard  C2  communications 
network  from  the  NDS  will  have  to  take  this  into  account. 

Figure  10  shows  the  recommended  NDS  remote  site  configuration.  The  equipment 
indicated  reflects  what  would  be  needed  to  transmit/receive  and  manage  the  information 
flows  shown  in  Figure  9,  and  is  all  readily  available  from  commercial  sources.  There  are 
two  specific  items  that  arc  of  note,  that  of  the  RDF  antenna  controller  and  the  use  of 
Integrated  Services  Digital  Network  (ISDN)  telephone  technology. 

The  RDF  antenna  controller  is  needed  to  enable  the  Channel  16  Guard  receiver  to 
connect  to  both  the  communications  antenna  and  the  RDF  antenna.  It  is  assumed  that  the 
default  configuration  for  the  guard  receiver  would  be  for  it  to  be  connected  to  the  RDF 
directional  antenna,  ready  for  use  with  the  RDF  system.  The  RDF  antenna  controller  also 
permits  the  general  communications  transceiver  to  access  the  RDF  antenna  and  perform 
RDF  on  any  of  its  marine  or  government  channels.  When  the  general-purpose 
communications  transceiver  was  using  the  RDF  antenna,  the  Channel  16  guard  receiver 
would  be  connected  to  a  regular  antenna  on  the  tower  to  maintain  the  Channel  16  guard. 

The  use  of  ISDN  technology  enables  the  two  voice  signals  and  the  packet  switched 
information  to  flow  over  the  same  ISDN  Basic  Rate  Interface  (BRI)  channel.  The  BRI 
channel  contains  two  B  (64kbps)  voice/packet  and  one  D  (16kbps)  packet  channels.  The 
two  voice  signals,  the  Channel  16  guard  and  the  general  communications  transceiver, 
would  share  one  B  channel  by  using  Adaptive  Differential  Pulse  Code  Modulation 
(ADPCM).    ADPCM  enables  analog  voice  to  be  digitized  and  occupy  only  32kbps;  a 


83 


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85 


multiplexer  would  permit  both  voice  signals  to  use  one  ISDN  B  channel.  The  other  B 
channel  would  be  able  to  carry  all  the  packet  switched  information  necessary,  and  would 
still  have  a  reserve  capacity  for  additional  data  from  sensors  or  other  communications 
devices.  The  D  channel  would  not  need  to  be  used,  unless  mandated  by  one  of  the 
systems  for  signalling  or  control. 

Figure  11  shows  what  the  configuration  would  be  at  the  Group  or  COTP 
OPCEN/COMMCEN.  Note  again  that  all  the  equipment  is  available  now.  The  only 
developmental  items  are  already  underway,  that  of  integrating  the  data  outputs  from  the 
DSC  radios  and  the  RDF  receivers  into  the  GDOC  displays  on  the  Coast  Guard  Standard 
Workstation. 

Included  in  the  connectivity  of  the  NDS  is  a  link  to  the  X.25  network  being 
installed  by  the  Coast  Guard,  the  HDN.  In  order  for  the  NDS  to  be  a  true  com- 
munications network,  this  connectivity  is  essential.  All  that  would  be  needed  to  complete 
the  connection  would  be  basic  routing  hardware  and  software.  Addition  of  dynamic 
routing  of  data  from  the  HDN  to  the  deployed  unit  via  the  NDS  data  channel  would 
enable  cellular-like  communications  as  a  unit  moved  along  the  coast.  The  routing  tables 
would  be  updated  every  time  the  unit  transmitted  its  location  to  the  GDOC,  which  passed 
the  routing  information  to  the  District  or  Area  COMMCEN  router.  The  routing 
information  could  ultimately  be  maintained  in  a  centralized  database,  much  as  AT&T's 
Signalling  System  Seven  will  use. 

A  truly  seamless  network  could  be  established  if  the  routing  tables  were  expanded 
to  include  HFDL  or  satellite  communications.  A  unit  within  VHF-FM  range  would  have 


86 


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87 


its  data  traffic  routed  via  the  VHF-FM  data  channel.  If  it  moved  out  of  VHF-FM  range, 
its  onboard  communications  manager  would  reroute  the  traffic  via  HFDL  or  satellite. 
This  would  reduce  unnecessary  HFDL  load  and  provide  communications  system  redun- 
dancy. 

One  question  that  arises  regarding  both  the  internal  Coast  Guard  data  channel  and 
the  public  broadcast  data  channel  is  what  frequency  to  use.  As  can  be  seen  in  Appendix 
E,  all  the  VHF-FM  marine  channels  are  already  assigned — there  are  no  channels 
currently  available  for  use  in  transmitting  data  (except  DSC  channel  70).  There  are, 
however,  other  possibilities.  The  Government  uses  frequencies  above  162  MHz,  in  fact 
every  Coast  Guard  MCX  1000  radio  has  some  of  these  programmed  in  for  use  both 
between  Coast  Guard  units  and  when  communicating  with  other  agencies.  One  of  these 
frequencies  could  be  used  for  internal  Coast  Guard  simplex  digital  data.  For  the  public 
broadcast  data  channel,  possibly  one  of  the  weather  channels  could  be  assigned  for  this 
purpose.  This  would  be  appropriate  because  a  portion  of  the  Coast  Guard's  broadcasts 
would  consist  of  weather.  If  a  currently-available  channel  (i.e.,  a  weather  channel)  were 
used,  it  would  eliminate  the  need  for  the  boater  to  purchase  a  new  radio.  The  boater 
would  only  need  to  purchase  the  interface  (e.g.,  terminal  node  controller)  between  the 
VHF-FM  transceiver  and  his  data  terminal. 


88 


B.  SYSTEM  CAPABILITIES 

In  general,  there  are  certain  system  capabilities  that  are  necessary  to  fulfill  the 
requirements  put  forth  in  Chapters  III  and  IV.  These  are,  for  the  most  part,  available  with 
existing  or  planned  technologies.    These  capabilities  include: 

•  remote  controlled  transceiver  all-channel  selectivity 

•  DSC-capable  transceivers 

•  integrated  RDF  systems  with  direction-finding  data  storage  and  retrieval 

•  CG  data  channel  transceivers 

•  DES-capable  transceivers 

•  Public  broadcast  data  channel  transmitters 

C.  SYSTEM  IMPLEMENTATION 
1.       Phase  I  -  System  Analysis 

a.     Project  Manager 

Prior  to  any  further  work  being  performed  towards  the  VHF-FM  NDS 
recapitalization,  it  is  imperative  that  a  senior-level  Project  Manager  be  assigned.  This 
research  indicates  that  there  are  many  independent,  ongoing  initiatives  that  affect  the  NDS 
recapitalization.  These  initiatives  are  being  earned  out  by  multiple  commands  scattered 
throughout  the  U.S.  The  Project  Manager  is  needed  to  coordinate  these  initiatives, 
facilitate  sharing  of  information  and  ideas  among  the  different  project  officers,  and  direct 
the  thrust  of  the  activities  towards  the  goal  of  improving  the  NDS.  Considerations  should 


89 


be  made  to  assigning  an  NDS  Project  Manager  who  would  have  both  subject  matter 
expertise  on  the  system,  procurement  experience,  and  projected  assignment  longevity  in 
order  to  provide  continuity  over  the  length  of  the  project  implementation. 

b.     System  Baseline 

The  next  step  in  the  implementation  of  the  new  NDS  system  would  have 
to  be  the  creation  of  a  system  baseline,  a  "snapshot"  of  where  the  present  system  is.  The 
author  found  in  his  research  for  Appendices  B  and  C  that  the  data  on  the  present  sites 
suffers  from  numerous  discrepancies.  These  discrepancies  cause  differences  in  the  site 
data  maintained  by  the  various  entities  involved,  the  Districts,  the  Groups,  the  MLCs, 
Headquarters,  and  the  NTIA.  One  organization  should  be  identified  as  the  manager  of 
the  official  NDS  database  and  act  as  the  control  point  for  NDS  information,  logically 
within  the  Project  Manager's  office.  Any  and  all  changes  to  the  baseline  information 
should  be  passed  to  this  Database  Manager.  This  would  require  that  the  maintenance 
contracts  for  the  NDS  sites  include  a  provision  that  all  changes  are  reported  to  the  NDS 
database  manager. 

Not  only  is  the  site  data  different,  but  each  site  installation  is  different. 
Reports  from  those  involved  indicate  that  documentation  is  lacking,  circuits  and  cabling 
are  mislabeled,  bonding  of  equipment  is  substandard,  and  security  of  the  sites  is,  in  some 
locations,  minimal.  Prior  to  asking  any  contractor  to  bid  on  installing  the  new  equipment 
at  the  sites,  it  will  be  essential  to  bring  all  the  sites  to  a  minimal  configuration  and 
documentation  standard. 


90 


As  previously  noted,  the  creation  of  baseline  information  and  standard 
configuration  is  currently  underway  east  of  the  Rockies  under  the  guidance  of  Com- 
mander, Maintenance  and  Logistics  Command,  Atlantic.  This  baseline  project  needs  to 
be  expanded  to  cover  all  the  NDS  sites,  including  the  limited  NDS  sites  in  Hawaii  and 
Alaska. 

c.  Standards  Determination 

Prior  to  drafting  of  the  system  specifications,  it  will  be  necessary  to 
establish  or  adopt  standards  for  encryption,  radio  packet  formatting,  RDF  data 
transmission,  and  others.  In  many  instances  the  standards  have  already  been  specified, 
in  others  a  choice  would  have  to  be  made  between  competing  standards.  These  standards 
would  be  used  along  with  the  system  requirements  to  prepare  the  system  specifications. 
A  key  to  the  standards  determination  would  be  the  acceptance  of  an  appropriate 
international  mobile  data  communications  architecture. 

d.  Requirements  Analysis 

Concurrently  with  the  determination  of  the  equipment  baseline  should  be 
the  establishment  of  the  system  requirements.  The  information  provided  in  Chapters  IV 
and  V  of  this  thesis  can  form  a  foundation  for  the  full  analysis  of  the  present  and  future 
requirements  needed  to  carry  out  the  Coat  Guard's  missions  as  they  relate  to  the  NDS  and 
short-ranged  C2.  These  requirements  will  later  be  used  as  the  basis  for  writing  the 
specifications. 


91 


e.     Engineering  Assessment 

While  the  baseline  survey  and  requirements  analysis  are  being  conducted, 
an  engineering  assessment  of  each  site  should  also  be  made.  Configuration  of  the  present 
installations  affect  the  functionality  of  the  system.  It  appears  from  an  examination  of 
Appendix  B  that  many  problems  with  VHF-FM  coverage  "holes"  might  be  a  problem 
with  antennas  instead  of  site  locations.  Use  of  directional  antennas  that  point  offshore 
reduces  their  effectiveness  for  onshore  areas,  including  rivers,  sheltered  "back"  bays,  and 
other  areas  where  CG  units  may  operate.  Engineering  studies  performed  at  this  stage  may 
solve  many  coverage  problems  without  requiring  the  expense  and  problems  involved  with 
installing  additional  sites. 

This  analysis  would  also  determine  which  NDS  sites  needed  to  be 
remoted  to  COTPs  to  provide  full  AOR  coverage.  Site  surveys  for  additional  remote 
control  units  and/or  remote  transceiver  sites  should  be  performed  at  this  time  and  prepar- 
ations made  for  installation  of  the  additional  equipment. 

/.      Systems  Research 

Finally,  there  needs  to  be  some  preliminary  research  performed  to  solve 
some  of  the  potential  problems  that  have  been  discussed  in  this  thesis.  These  problems 
include  RDF  antenna  location/interference. 

A  test  should  be  made  of  the  interference  caused  by  nearby  emitters  on 
RDF  antennas  optimized  and  limited  to  the  120  MHz  -  165  MHz  frequency  range. 
Problems  experienced  by  the  FCC  with  their  broadband  RDF  antennas  and  systems  may 
not  affect  the  narrower  frequency  band  with  which  the  CG  would  be  working. 

92 


Dependent  surveillance  using  available  DSC  equipment  should  be 
investigated.  This  ability  to  determine  the  location  of  underway  CG  units  is  valuable  for 
use  with  both  the  GDOC  system  and  with  the  data  network.  The  creation  of  a  prototype 
DSC  controller  that  would  periodically  send  the  vessel's  position  and  operational  status 
to  the  Group  would  provide  a  basis  for  a  system-wide  adoption  of  the  technology. 

Another  area  of  examination  should  be  routing  algorithms  and  addressing 
to  enable  dynamic  routing  of  packets  and  traffic  from  the  HDN  to  the  underway  units  via 
the  VHF-FM  data  network.  If  a  vessel  transmits  its  location  periodically  as  part  of 
dependent  surveillance,  that  transmission  can  be  used  to  determine  the  return  pathway  for 
data  being  sent  to  the  unit.  This  routing,  stored  in  a  routing  table,  would  eliminate  the 
need  for  communications  shifts  and  make  the  network  seamless. 

2.       Phase  II  -  System  Definition 

a.  Specification  Generation 

Once  Phase  I  has  been  completed,  the  established  requirements  and 
selected  standards  should  be  used  to  write  the  system  specifications.  Compatibility  with 
the  existing  base  of  public  VHF-FM  radios  and  CG. -owned  DES  radios  will  have  to  be 
considered. 

b.  Engineering  Modifications 

Once  the  engineering  analysis  has  been  completed,  it  should  be  used  to 
solve  NDS  coverage  problems  prior  to  the  installation  of  the  new  equipment.  Upgrading 
all  sites  to  the  baseline  minimum  for  bonding,  cable  size,  etc.  may  correct  many  perceived 


93 


system  problems.  As  previously  noted,  many  of  the  AOR  coverage  problems  experienced 
by  the  system  users  may  also  be  due  to  use  of  the  wrong  antennas  or  power  levels. 
Solving  these  problems  by  redirecting  antennas,  replacing  directional  antennas  with 
omnidirectional  antennas  or  increasing  the  output  power  would  prevent  the  costly 
installation  of  additional  sites. 

At  this  time,  the  additional  remote  control  units  would  be  installed  at  the 
COTPs  to  provide  them  with  access  to  all  the  NDS  sites  covering  their  AORs,  and  any 
additional  remote  transceiver  sites  would  be  installed. 

c.     Specification  Publication 

Once  the  systems  have  been  brought  up  to  baseline  level  and  the 
deficiencies  corrected  through  better  engineering,  it  should  be  time  to  publish  the 
specifications  and  permit  vendors  to  engineer  their  products  to  fulfill  the  requirements. 
The  emphasis  should  be  on  system  modularity.  Unlike  the  present  system,  where 
Motorola  has  the  monopoly  on  electronic  equipment,  the  new  system  can  be  designed  to 
be  made  of  separate  modules  that  arc  able  to  communicate  and  interact.  The  DSC 
equipment,  data  transceiver,  and  RDF  hardware  can  all  come  from  non-Motorola  sources 
and  thereby  increase  the  competitive  nature  of  the  procurement.  The  modularity  should 
also  be  considered  if  the  entire  system  is  not  to  be  procured  at  once,  i.e.,  if  the  DES 
transceiver  and  DSC  transceivers  are  to  be  purchased  now,  but  the  RDF  equipment  and 
data  transceiver  were  to  be  purchased  later  as  funds  allowed. 


94 


3.  Phase  III  -  System  Prototype 

a.  Prototype  Installation 

With  a  major  system  such  as  the  NDS,  it  would  be  advantageous  to  be 
able  to  install  prototypes  for  evaluation  prior  to  deciding  on  a  final  system.  It  would  be 
best  to  install  prototypes  from  different  vendors  at  different  Groups  or  Districts,  and 
operate  them  concurrently  to  compare  performance.  The  prototypes  would  enable  the 
individual  system  components  to  interact  for  the  entire  system  to  be  operated  by  the  users. 
Feedback  from  the  users  would  be  provided  for  the  next  step,  the  prototype  evaluation. 

b.  Prototype  Evaluation 

Once  the  prototypes  are  installed,  they  would  be  operated  for  a  period  of 
time  to  determine  whether  they  fulfilled  the  specifications  as  written.  Operational  capa- 
bilities would  be  determined  for  each  system.  Vendors  would  be  given  an  opportunity 
to  correct  discrepancies  and  modify  their  systems  for  better  operations. 

c.  System  Selection 

Once  the  prototype  evaluation  was  completed,  the  Project  Manager  would 
then  select  the  final  system.  Modifications  to  the  prototype  based  upon  its  evaluation 
results  would  be  made  prior  to  full-scale  development. 

4.  Phase  IV  -  System  Installation 

a.     System  Installation 

The  selected  system  would  be  procured  and  preparations  made  for  its 
installation.    Installation  would  have  to  be  performed  in  a  manner  to  prevent  the  loss  of 


95 


radio  coverage  in  any  one  area  for  longer  than  a  few  hours.  Even  then,  alternate  coverage 
would  have  to  be  provided.  System  installation  should  be  performed  one  Group  at  a  time, 
with  the  entire  Group  being  converted  from  the  old  system  to  the  new  system  at  once. 
Installation  throughout  the  entire  District  should  be  completed  before  commencing  at 
another  District,  in  order  to  provide  compatibility  and  consistency  within  each  District. 

b.     Initial  System  Evaluation 

Prior  to  final  acceptance  of  the  systems  at  each  site,  an  evaluation  of  the 
system  should  be  made.  Quality  of  installation,  availability  and  timeliness  of  main- 
tenance, and  reliability  of  the  system  should  be  evaluated.  Problems  with  system 
dependability  should  be  addressed  and  CG-wide  modifications  made  if  necessary  to 
correct  the  problems. 

5.       Phase  V  -  System  Evaluation 

Once  the  entire  system  has  been  installed  and  operational  for  a  few  years,  an 
evaluation  should  be  performed.  This  evaluation  would  be  conducted  with  the  purpose 
of  determining  shortfalls  in  the  system  and  recommending  modifications.  Periodic 
reevaluations  of  the  system,  resulting  in  system  upgrades,  would  permit  the  new  NDS  to 
provide  a  high  level  of  service  throughout  its  life  span. 


96 


REFERENCES 


1.  United  States  Coast  Guard,  National  VHF-FM  Distress  System,  Commandant 
Instruction  11120.3A,  29  April  1975. 

2.  Interdepartment  Radio  Advisory  Committee,  Minutes  of  Meeting  of  3,  4,  and  5 
November  1948,  Doc.  #30276-1/49. 

3.  Office  of  Telecommunications  Policy,  Report  of  Ad  Hoc  Committee  125 
(Reconstituted),    Doc.  #15624/1-1.9111/1.9.1255,  March  1973. 

4.  Interdepartment  Radio  Advisory  Committee,  National  VHF-FM  Radiotelephone 
Safety  and  Distress  System  Frequency  Requirements  in  the  Band  156-162  MHz, 
Memorandum  for  the  Executive  Secretary,  IRAC  Doc.  15690/1-1.125,  5  April  1973. 

5.  Title  14  United  States  Code  Sec.  2. 

6.  International  Telecommunications  Union,  ITU  Manual  For  Use  By  The  Maritime 
Mobile -Satellite  Services,    1982  ed.  1985  rev. 

7.  United  States  Coast  Guard,  Coast  Guard  Telecommunications  Manual,  Commandant 
Instruction  M2000.3b,  4  April  1988. 

8.  United  States  Coast  Guard,  Coast  Guard  Telecommunications  Plan,  Commandant 
Instruction  M2000.4A,  20  April  1988. 

9.  National  Technical  Information  Agency,  Report  80-52,  The  Coverages  of  the  MF 
and  VHF  Maritime  Distress  Communications  Systems,  October  1980. 

10.  Glidden,  W.C.,  "VHF-FM  High  Level  Site  Integrated  Message  Network,"  paper 
presented  to  Naval  Postgraduate  School  class  CM3112,  June  1990. 

1 1 .  Commander,  Coast  Guard  Group  Grand  Haven,  MI  rapidraft  letter  2000  to 
Commander  (osr)  Ninth  Coast  Guard  District,  Subject:  Group  Grand  Haven  High 
Level  Sites,  10  August  1990. 


97 


12.  Commander,  Coast  Guard  Group  Detroit,  MI  letter  2904  to  Commander  (ttm),  Ninth 
Coast  Guard  District,  Subject:  VHF-FM  Distress  Communications  Study,  20  August 
1985. 

13.  Commander,  Coast  Guard  Group  Mobile,  AL  letter  10550  to  Commander  (tts-1), 
Coast  Guard  Maintenance  and  Logistics  Command  Atlantic,  Subject:  Additional 
VHF-FM  Communications  Sites,  11  October  1988. 

14.  Commander  (d),  Fourteenth  Coast  Guard  District  letter  2000  to  Commandant  (G- 
CPE),  Subject:  Planning  Proposal  to  Revamp  Guam  VHF-FM  System,  dated  24 
January  1990. 

15.  Presidential  Directive  24. 

16.  National  Security  Director  Directive-145. 

17.  United  States  Coast  Guard  Information  Systems  Center,  Laboratory  Test  Results, 
Project  4S29  2660L,  Low  Cost  Packet/SITOR  Communications,  10  May  1990. 

18.  United  States  Coast  Guard  Electronics  Engineering  Center,  Project  4D1-1119.7W 
Statement  of  Work  Geographical  Tactical  Computer,  17  July  1990. 

19.  United  States  Coast  Guard,  Future  Global  Maritime  Distress  and  Safety  System 
(FGMDSS)  Implementation  Plan,  Enclosure  (11)  to  Commandant  Instruction 
M2000.4,  dtd  13  January  1986. 

20.  Chief,  Search  and  Rescue  Division  (G-NRS)  Memorandum  to  Chief,  Telecom 
munications  Systems  Division  (G-TTS),  Subject:  Operational  Requirement  For 
Shore-Based  VHF-FM  Direction  Finders,  29  January  1990. 

21.  Federal  Communications  Commission,  Temporary  Waiver  of  the  Maritime  Service 
Rules  (Part  80)  to  Permit  Use  of  VHF  Maritime  Channel  9  as  a  Secondary  Calling 
Channel  in  Boston  Harbor,    DA90-1110,  released  21  August  1990. 


98 


22.  Representative  Studds,  (D.  MA),  HR  4623,  A  Bill  to  Amend  Title  14,  United  States 
Code,  to  Impose  Penalties  for  Inducing  the  Coast  Guard  to  Render  Aid  Under  False 
Pretenses,  to  Impose  Liability  for  Costs  Incurred  by  the  Coast  Guard  in  Rendering 
That  Aid,  and  to  Authorize  Appropriations  for  Use  for  Acquiring  Direction  Finding 
Equipment  for  the  Coast  Guard,    24  April  1990. 

23.  Sanders,  M.,  Cramblitt,  F.,  Harding,  D.,  and  Bergstrom,  S.,  Very  High  Frequency 
Radio  Direction  Finding  SAR  Data  an  Cost  Benefit  Analysis  Report,  RJO,  15  May 
1986. 

24.  Coast  Guard  Academy  Center  For  Advanced  Studies,  Letter  2000:  to  Commandant, 
United  States  Coast  Guard,  Subject:  VHF-DF  Proposal/Solicitation  For  Funding, 
25  March  1991. 

25.  Buddenberg,  R.,  Draft  Automated  Dependent  Surveillance  Testbed  Preliminary 
Statement  of  Work,  undated. 

26.  USCG  Office  of  Research  and  Development,  Report  CG-D-9-87,  Test  and 
Evaluation  Report,  Graphical  Analysis,  Archiving  and  Display  Station  (GA.ADS), 
April  1987. 

27.  U.S.  Department  of  Transportation  Research  and  Special  Programs  Administration, 
Transportation  Systems  Center,  Report  CG-D-28-78,  An  Evaluation  of 

Shore -Based  Radio  Direction  Finding,  September  1978. 

28.  Commander,  First  Coast  Guard  District  letter  5830/190INR011  to  file,  Subject: 
Informal  SAR  Case  Study  and  Claims  Litigation  Investigation  into  the 
Circumstances  Surrounding  the  Fishing  Vessel  SOL  E  MAR  (U.S.)  Reported 
Overdue  on  30  March  1990  in  the  Waters  South  of  Nomans  Land,  11  July  1990. 

29.  ST  Systems  Corporation,  Very  High  Frequency  Direction  Finder  System,  application 
note  AN-4,  undated. 

30.  Hamalainen,  O.,  Jansen,  T.,  Markstrom,  K.,  Wedervang,  B.,  "Implementation  of  the 
Digital  Selective  Calling  System  in  the  Nordic  Countries,"  unpublished  paper 
provided  by  Ross  Engineering,  January  1991. 


99 


31.  CCIR  XVIIth  Plenary  Assembly  Draft  Recommendation  493-3,  Mod  F,  Digital 
Selective -Calling  System  for  Use  in  the  Maritime  Mobile  Service,  Document 
#8/1037-E,  1990. 

32.  Decker,  J.W.,  A  VHF-FM  Digital  Selective  Calling  System  Mathematical  Model 
Using  Grade  of  Service  Criteria,  Master's  Thesis,  Naval  Postgraduate  School, 
Monterey,  California,  September  1985. 

33.  Network  Analysis  Corporation  Report  AD-8016  577,  Third  Semiannual  Technical 
Report  for  the  Project:  The  Practical  Impact  of  Recent  Computer  Advances  on  the 
Analysis  amd  Design  of  Large  Scale  Networks,  June  1974. 

34.  Network  Analysis  Corporation  Report  AD-8016  578,  Fourth  Semiannual  Technical 
Report  for  the  Project:  The  Practical  Impact  of  Recent  Computer  Advances  on  the 
Analysis  amd  Design  of  Large  Scale  Networks,  December  1974. 

35.  Network  Analysis  Corporation  Report  AD- Al 55  342,  Fifth  Semiannual  Technical 
Report  for  the  Project:  Local,  Regional  and  Large  Scale  Integrated  Networks, 
August  1975. 

36.  Network  Anlaysis  Corporation  Report  AD-A039  329,  Eighth  Semiannual  Technical 
Report  for  the  Project:  Integrated  DOD  Voice  and  Data  Networks  and  Ground 
Packet  Radio  Technology,  v.l,  part  1,  March  1977. 

37.  Tannenbaum,  A.S.,  Computer  Networks,  2d  ed.,  Prentice  Hall,  1988. 


100 


APPENDIX  A 

ORIGINAL  NATIONAL  DISTRESS  SYSTEM  DESIGN  CRITERIA 
A.       Operational  Concept  Influencing  Design  Performance. 

(1)      Each  base  station  must  have  the  following  capabilities: 

(a)  Each  high  elevation  installation  must  be  engineered  to  optimize  the 
receiving  ability  of  the  site.  Minimum  design  requirements  must  provide  for  a  1  watt 
signal  radiated  from  a  unity  gain  antenna  6  ft.  above  mean  low  water,  20  NM  offshore 
to  be  discernible  at  a  typical  base  station.  The  strength  of  this  signal  should  be  "Readable 
with  only  Occasional  Repetition:  (Circuit  Merit  3).  Enclosed  or  semi-enclosed  bodies 
of  water  must  have  100%  coverage  for  this  minimum  condition.  For  inland  rivers,  the 
system  will  be  planned  on  the  basis  of  a  25  watt  signal  from  mean  low  water  instead  of 
the  1  watt  signal  discussed  above. 

(b)  The  siting  will  make  maximum  use  of  existing  tower  structures  and 
terrain  to  minimize  tower  erection  costs. 

(c)  Some  sites  may  provide  even  greater  than  20  miles  coverage  in  order  to 
reduce  the  total  number  of  stations.  Site  separation  must  be  consistent  with  anticipated 
message  traffic  volume.  Systems  must  be  designed  to  prevent  message  traffic  in  areas 
of  high  boating  concentrations  from  dominating  the  receiver  and  reducing  wide  area 


101 


coverage  due  to  the  capture  effect.    Remote  receivers  on  the  periphery  of  the  coverage 
area  may  be  employed  to  prevent  this. 

(d)  The  antenna  systems  must  be  designed  primarily  to  provide  the  greatest 
gain  to  weak  incoming  signals  from  ships  and  boats  while  providing  the  maximum 
suppression  of  noise  coming  from  land  areas.  Secondarily,  the  antennas  should  provide 
maximum  power  gain  to  the  required  operating  areas.  It  is  expected  that  the  antennas  of 
highest  performance  characteristics  consistent  with  the  present  state-of-the-art,  cost  and 
mechanical  constraints  will  be  employed. 

(e)  To  insure  maximum  detection  of  incoming  signals,  system  signal  loss 
should  be  minimized.  On  certain  very  high  towers,  measures  should  be  taken  to  provide 
the  least  possible  cabling  loss.  In  these  cases,  the  height  gain  and  line  loss  must  be 
rationalized. 

(f)  each  base  station  will  normally  require  at  least  a  6  channel  capability  with 
a  separate  guard  receiver.  Exceptions  to  this  will  be  examined  on  a  case  by  case  basis. 
The  system  should  be  configured  so  the  transceiver  can  operate  in  a  simplex  mode  with 
the  guard  receiver  set  on  channel  16  operating  with  the  guard  receiver  set  on  channel  16 
operating  in  a  receive  only  mode  and  muted  when  the  transmitter  is  keyed.     Guard 

receivers  will  not  be  provided  on  inland  rivers  unless  specifically  authorized. 


102 


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