DTIC ADA407365: Aviation Urban Operations Multiservice Procedures for Aviation Urban Operations FM 3-06/1, MCRP 3-35/3A, NTTP 3-01.04, and AFTP(l)3-2.29

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V  N AVy 


ARMY,  NAVY,  AIR  FORCE,  MARINE  CORPS 


AVIATION 

URBAN 

OPERATIONS 


MULTISERVICE  PROCEDURES  FOR 
AVIATION  URBAN  OPERATIONS 


AIR  LAND  SEA 
APPLICATION 
CENTER 


FM  3-06.1 
MCRP  3-35.3A 
NTTP  3-01.04 
AFTTP  (I)  3-2.29 


APRIL  2001 


DISTRIBUTION  RESTRICTION:  Approved 
for  public  release;  distribution  is  unlimited. 


MULTISERVICE  TACTICS ,  TECHNIQUES  AND  PROCEDURES 


Report  Documentation  Page 


Report  Date 

Report  Type 

Dates  Covered  (from...  to) 

00/04/2001 

N/A 

- 

Title  and  Subtitle 

Aviation  Urban  Operations  Multiservice  Procedures  for 
Aviation  Urban  Operations  FM  3-06/1,  MCRP  3-35/3  A, 
NTTP  3-01.04,  and  AFTP(l)3-2.29 

Author(s) 


Performing  Organization  Name(s)  and  Address(es) 

US  Army  Training  and  Doctrine  Cmd,  Marine  Corps 
Combat  Dev  Cmd,  Navy  Warfare  Dev  Cmd,  and  HQ  Air 
Force  Doctrine  Center  Washington.DC 

Sponsoring/Monitoring  Agency  Name(s)  and 
Address(es) 

Distribution/ Availability  Statement 

Approved  for  public  release,  distribution  unlimited 

Supplementary  Notes 
Abstract 


Subject  Terms 


Report  Classification 

unclassified 

Classification  of  this  page 

unclassified 

Classification  of  Abstract 

unclassified 

Limitation  of  Abstract 

UU 

Number  of  Pages 

125 


Contract  Number 
Grant  Number 
Program  Element  Number 
Project  Number 
Task  Number 
Work  Unit  Number 

Performing  Organization  Report  Number 

Sponsor/Monitor’s  Acronym(s) 
Sponsor/Monitor’s  Report  Number(s) 


FOREWORD 


This  publication  has  been  prepared  under  our  direction  for  use  by  our  respective 
commands  and  other  commands  as  appropriate. 


General,  U.S.  Army 
Commanding  General 
U.S.  Army  Training  and  Doctrine 
Command 


J.  E.  RHODES 

Lieutenant  General,  USMC 
Commanding  General 
Marine  Corps  Combat 

Development  Command 


B.  J.  SMITH 

Rear  Admiral,  USN 
Commander 
Navy  Warfare  Development 
Command 


LANCE  L.  SMITH 

Major  General,  USAF 
Commander 
Headquarters  Air  Force 
Doctrine  Center 


This  publication  is  available  on  the 
General  Dennis  J.  Reimer  Training 
and  Doctrine  Digital  Library  at 
www.adtdl.army.mil 


PREFACE 


1.  Scope 

This  publication  is  a  tactical  level  document  for  planning  and  conducting 
aviation  urban  operations.  This  publication — 

•  Supplements  established  doctrine  and  tactics,  techniques,  and  procedures  (TTP). 

•  Provides  reference  material  to  assist  aviation  and  ground  personnel  in  planning 
and  coordinating  tactical  aviation  urban  operations. 

•  Applies  to  any  personnel  planning  and  conducting  aviation  urban  operations, 
including  commanders,  planners,  aircrew,  and  ground  personnel  requiring 
aviation  support. 

•  Promotes  an  understanding  of  the  complexities  of  urban  terrain. 

•  Incorporates  lessons  learned,  information  from  real  world  operations  and 
training  exercises,  and  TTP  from  various  sources  applicable  to  the  urban 
environment. 

2.  Purpose 

This  publication  provides  multiservice  TTP  (MTTP)  for  planning  and  executing 
fixed-  and  rotary-wing  aviation  urban  operations. 

3.  Applicability 

a.  The  audience  for  this  publication  is  any  element  of  a  force  planning  and 
conducting  aviation  urban  operations,  including  commanders,  planners,  aircrew, 
and  ground  personnel  requiring  aviation  support.  This  publication  can  serve  as  a 
source  document  for  developing  Service  and  joint  manuals,  publications,  and 
curricula,  as  supplementary  documentation  or  as  a  stand-alone  document. 

b.  This  publication  does  not  address  all  functions  of  airpower  employment  that 
may  be  used  in  urban  operations  (e.g.  counterair,  strategic  attack,  air  interdiction, 
etc.),  as  these  topics  are  addressed  in  other  appropriate  joint  and  Service 
publications. 

4.  Implementation  Plan 

Participating  Service  command  offices  of  primary  responsibility  (OPRs)  will 
review  this  publication,  validate  the  information,  reference,  and  incorporate  it  in 
Service  and  command  manuals,  regulations,  and  curricula  as  follows: 

Army.  The  Army  will  incorporate  this  publication  in  United  States  (US)  Army 
training  and  doctrinal  publications  as  directed  by  the  Commander,  US  Army 
Training  and  Doctrine  Command  (TRADOC).  Distribution  is  in  accordance  with 
Department  of  the  Army  (DA)  Form  12-99-R. 


Marine  Corps:  PCN  14400008800 


Marine  Corps.  The  Marine  Corps  will  incorporate  these  procedures  in  US 
Marine  Corps  (USMC)  training  and  doctrinal  publications  as  directed  by  the 
Commanding  General,  US  Marine  Corps  Combat  Development  Command 
(MCCDC).  Distribution  is  in  accordance  with  the  Marine  Corps  publication 
distribution  system  (MCPDS). 

Navy.  The  Navy  will  incorporate  these  procedures  in  US  Navy  (USN)  training 
and  doctrinal  publications  as  directed  by  the  Commander,  Navy  Warfare 
Development  Command  (NWDC).  Distribution  is  in  accordance  with  the  military 
standard  requisitioning  and  issue  procedure  (MILSTRIP)  Desk  Guide  and  naval 
standing  operating  procedure  (NAVSOP)  Publication  409. 

Air  Force.  The  Air  Force  will  validate  and  incorporate  appropriate  procedures 
in  accordance  with  applicable  governing  directives.  Distribution  is  in  accordance 
with  Air  Force  instruction  (AFI)  33-360. 

5.  User  Information 

a.  The  TRADOC-MCCDC-NWDC-Air  Force  Doctrine  Center  (AFDC)-Air  Land 
Sea  Application  (ALSA)  Center  developed  this  publication  with  the  joint 
participation  of  the  approving  Service  commands.  ALSA  reviews  and  updates  this 
publication  as  necessary. 

b.  This  publication  reflects  current  Service  and  joint  doctrine,  command  and 
control  (C2)  organizations,  facilities,  personnel,  responsibilities,  and  procedures. 
Changes  in  Service  protocol,  appropriately  reflected  in  Service  and  joint 
publications,  will  be  incorporated. 

c.  We  encourage  recommended  changes  for  improving  this  publication.  Key 
your  comments  to  the  specific  page  and  paragraph  and  provide  a  rationale  for  each 
recommendation.  Send  comments  and  recommendation  directly  to  one  of  the 
following  services: 


Army 


Commander 

US  Army  Training  and  Doctrine  Command 

ATTN:  ATDO-A 

Fort  Monroe  VA  23651-5000 

DSN  680-3153  COMM  (757)  727-3153 

Marine  Corps 

Commanding  General 

US  Marine  Corps  Combat  Development  Command 
ATTN:  C42  (Director) 

3300  Russell  Road,  Suite  318A 

QuanticoVA  221 34-5021 

DSN  278-6234  COMM  (703)  784-6234 

Navy 

Commander 

Navy  Warfare  Development  Command 

ATTN: N5 

686  Cushing  Road 

Newport,  Rl  02841-1207 

DSN  948-4201  COMM  (401)  841-4201 

Air  Force 

HQ  Air  Force  Doctrine  Center 
ATTN:  DJ 

216  Sweeney  Boulevard  Suite  109 
Langley  AFB  VA  23665-2722 
DSN  574-8091  COMM  (757)  764-8091 
E-mail  Address:  [email protected] 

ALSA 

ALSA  Center 

ATTN:  Director 

114  Andrews  Street 

Langley  AFB,  VA  23665-2785 

DSN  575-0902  COMM  (757)  225-0902 

E-mail:  [email protected] 


FM  3-06.1 
MCRP  3-35.3A 
NTTP  3-01.04 
AFTTP(I)  3-2.29 


FM  3-06.1  US  Army  Training  and  Doctrine  Command 

Fort  Monroe,  Virginia 

MCRP  3-35. 3A  Marine  Corps  Combat  Development  Command 

Quantico,  Virginia 

NTTP  3-01.04  Navy  Warfare  Development  Command 

Newport,  Rhode  Island 

AFTTP(I)  3-2.29  Headquarters  Air  Force  Doctrine  Center 

Maxwell  Air  Force  Base,  Alabama 

15  April  2001 


AVIATION  URBAN  OPERATIONS 

Multiservice  Procedures  for 
Aviation  Urban  Operations 

TABLE  OF  CONTENTS 


Page 


EXECUTIVE  SUMMARY . viii 

CHAPTER  I  OVERVIEW 

1.  Introduction . 1-1 

2.  Historical  Lessons . 1-2 

3.  Political  and  Civilian  Considerations . 1-6 

4.  Law  of  War  (LOW)/Law  of  Armed  Conflict  (LOAC) . 1-7 

5.  Rules  of  Engagement . 1-8 

6.  Collateral  Damage . 1-9 

7.  Fratricide  Prevention . 1-9 

8.  Training  Considerations . 1-10 

CHAPTER  II  URBAN  CHARACTERISTICS 

1.  Background . 11-1 

2.  Size . 11-1 

3.  Patterns . 11-1 

4.  Characteristics . 11-5 

5.  Population  Density . 11-6 

6.  Structural  Density . 11-6 


iv 


7.  Building  Construction . 11-10 

8.  Features  of  Special  Consideration .  11-11 

CHAPTER  III  FLIGHT  OPERATIONS 

1.  Background . 111-1 

2.  Threat  Considerations . 111-1 

3.  Weather . 111-2 

4.  Command,  Control,  and  Communications . 111-3 

5.  Airspace  Control . 111-4 

6.  Air-to-Ground  Coordination . 111-4 

7.  Maps  and  Charts — Selection  and  Preparation . 111-4 

8.  Route  Planning  and  Navigation . 111-7 

9.  Night  Vision  Devices . 111-9 

10.  Rotary-Wing  Operations .  111-11 

11.  Fixed-Wing  Operations . 111-12 

12.  Airfields . 111-14 

13.  Helicopter  Landing  Zones  (HLZ)  . 111-15 

14.  Special  Use  Areas . 111-17 

CHAPTER  IV  WEAPONS  EMPLOYMENT 

1.  Introduction . IV-1 

2.  Weapons  Selection . IV-1 

3.  Tactical  Target  Development . IV-2 

4.  Targeting  Grids  and  Reference  Techniques . IV-4 

5.  Target  Marking  and  Friendly  Positions . IV-6 

6.  Television/Electro-optical  (TV/EO) . IV-8 

7.  Electronic  Beacons . IV-8 

8.  Laser  Designation . IV-9 

9.  Clearance  to  Drop/Fire  for  CAS  Missions . IV-9 

10.  Fixed-wing  Targeting  and  Engagements  (AV-8B,  A- 10, 

O/A-10,  F-14,  F-15E,  F-16,  F/A-18,  and  F-117) . IV-10 

11.  Fixed-wing  Targeting  and  Engagements  (AC- 130)  . IV-1 3 

12.  Rotary-wing  Targeting  and  Engagements  (AH-1,  AH-1W, 

AH-6,  AH-64,  MH-60,  OH-58D,  UH-1N) . IV-1 5 

13.  Artillery,  Motars,  and  Naval  Surface  Fire  Support  (NSFS)  ....  IV-1 8 

14.  Close  Air  Support . IV-20 

15.  Munitions  Effectiveness . IV-20 

16.  Munitions  Delivery . IV-21 

APPENDIXA  Air  Mission  Planning  Guidelines . A-1 

1.  Mission  Analysis . A-1 

2.  Conduct  Risk  Assessment  and  Management . A-1 

3.  Friendly  Situation . A-1 

4.  Threat . A-1 

5.  Terrain  Analysis . A-1 

6.  Weather . A-1 

7.  Route  Planning  and  Navigation . A-2 

8.  Terminal  Area  Procedures . A-2 

9.  Communications . A-2 


v 


10.  Airspace  Control . A-2 

11.  Rules  of  Engagement . A-2 

12.  Weapons  Selection  and  Employment . A-2 

13.  Contingencies . A-2 

APPENDIX  B  Joint  Intelligence  Preparation  of  the  Battlespace . B-1 

1.  Process . B-1 

2.  Resources  and  Products . B-2 

3.  Imagery . B-7 

APPENDIX  C  Munitions . C-1 

1.  Laser  Guided  Bomb . C-1 

2.  Maverick  (AGM-65  Block  B/D/E/G/K) . C-1 

3.  Cluster  Munitions . C-2 

4.  Joint  Direct  Attack  Munition  (JDAM)  (GBU-29,  GBU-30, 

GBU-31,  GBU-32) . C-3 

5.  Tube  launched,  Optically  tracked,  Wire  guided  (TOW) . C-4 

6.  Hellfire . C-4 

7.  20mm  Cannon . C-7 

8.  25mm  Cannon . C-7 

9.  30mm  Cannon . C-7 

10.  40mm  Cannon . C-8 

11.  105mm  Cannon . C-9 

12.  Rockets . C-9 

13.  Medium/heavy  Machine-guns  (7.62mm  and  .50  caliber) . C-10 

APPENDIX  D  Personnel  Recovery . D-1 

1.  Personnel  Recovery . D-1 

2.  Evasion . D-1 

3.  Charts,  Communications,  and  Signaling . D-2 

4.  Recovery . D-4 


REFERENCES . References-1 


GLOSSARY . Glossary-1 

Part  1-Abbreviations  and  Acronyms . Glossary-1 

Part  2-Terms  and  Definitions . Glossary-8 

INDEX . Index-1 

FIGURES  II-l  Hub . 11-2 

II-2  Satellite . 11-2 

II-3  Network . 11-2 

II-4  Linear . 11-3 

II-5  Segment/Pie  Slice . 11-3 

II-6  Rectangular . 11-3 

II-7  Radial . 11-4 

II-8  Concentric . 11-4 


VI 


II-9  Contour  Conforming . 11-4 

11-10  Irregular . 11-5 

II- 11  Planned  Irregular . 11-5 

11-12  Type  “A” . 11-7 

11-13  Type  “B” . 11-7 

11-14  Type  “C” . 11-8 

11-15  Type  “D”  . 11-9 

II- 16  Type  “E” . 11-9 

III- l  Ground  Unit  Control  Measures . 111-5 

III- 2  Network  Route  Structure . 111-8 

IV- 1  Urban  Grid . IV-4 

IV-2  Bullseye  Targeting  . IV-5 

IV-3  Objective  Area  Reference  Grid  . IV-5 

IV-4  Target  Reference  Points . IV-5 

IV-5  Running/Diving  Fire  Engagement  . IV-1 7 

IV-6  Hover  Fire  Engagement . IV-1 8 

IV-7  View  Along  Street  (Low  angle  possible) . IV-22 

IV-8  Look-Down  View  (Greater  angle  required) . IV-23 

IV-9  Look-Down  Angle  . IV-23 

B-l  Combined  UTOG/UTF  Overlay  (Simplified  Example) . B-6 

B-2  Roof  Coverage  . B-7 

TABLES  1-1  20th  Century  Urban  Operations . 1-3 

IV-1  Target  and  Friendly  Marking  Methods . IV-7 

IV-2  Fixed-wing  Weapon  Suites . IV-1 1 

IV-3  AC-130H/U  Weapons  Suite . IV-14 

IV-4  AC-130H/U  Weapons  Applicability . IV-1 5 

IV-5  Rotary-wing  Weapons  Suites . IV-1 6 

IV-6  Wall  Thickness  and  Incidence  of  Occurrence  of 

Building  Types . IV-21 

IV-7  Munitions  and  Delivery  Techniques  . IV-24 

IV-8  Munitions  Advantages  and  Disadvantages . IV-25 

IV-9  Delivery  Methods  Advantages  and  Disadvantages . IV-26 

IV-10  Airborne  and  Ground  Designators  Advantages 

and  Disadvantages . IV-26 

B-l  General  Sources . B-2 

C-l  Penetration  Capabilities  of  the  7.62mm  (Ball) 

Round . C-11 

C-2  Rounds  (Rds)  Needed  to  Penetrate  Reinforced 

Concrete  Wall  (At  a  25-Degree  Obliquity)  . C-11 


vii 


EXECUTIVE  SUMMARY 


Aviation  Urban  Operations 


This  publication- 

•  Provides  MTTP  for  tactical  level  planning  and  execution  of  fixed-  and 
rotary-wing  aviation  urban  operations. 

•  Provides  reference  material  to  assist  aircrew  and  ground  personnel  in 
planning  and  coordinating  tactical  urban  operations. 

•  Applies  to  all  elements  of  a  force  planning  and  conducting  aviation 
urban  operations,  including  commanders,  planners,  aircrew,  and 
ground  personnel  requiring  aviation  support. 

•  This  publication  does  not  address  all  functions  of  airpower  employment 
that  may  be  used  in  urban  operations  (e.g.  counterair,  strategic  attack, 
air  interdiction,  etc.),  as  these  topics  are  addressed  in  other  appropriate 
joint  and  Service  publications. 

Chapter  I 
Overview 

Chapter  One  provides  an  overview  of  aviation  urban  operations  including 
lessons  learned  to  show  effective  and  ineffective  techniques.  This  overview  includes 
discussion  of  political  and  civilian  considerations,  law  of  war,  rules  of  engagement, 
and  collateral  damage  considerations.  The  chapter  also  addresses  the  importance  of 
fratricide  prevention  measures. 


Chapter  II 

Urban  Characteristics 

Chapter  Two  describes  characteristics  of  urban  terrain  including  size,  patterns, 
and  features.  It  describes  building  construction,  building  types,  street  patterns,  roof 
coverage,  population  density,  and  other  features  of  special  consideration. 

Chapter  III 
Flight  Operations 

Chapter  Three  includes  discussions  concerning  threat  considerations,  effects  of 
weather,  command,  control,  and  communications,  and  airspace  control 
considerations.  The  chapter  includes  information  on  aviation  capabilities  and 
employment  limitations.  It  discusses  night  vision  devices,  urban  navigation, 
landing  zone  selection,  and  other  flight  operations  considerations  unique  to  aviation 
urban  operations. 


viii 


Chapter  IV 

Weapons  Employment 


Chapter  Four  focuses  on  tactical  urban  targeting,  and  weapons  selection.  It 
discusses  target  marking  devices,  friendly  unit  position  marking,  laser  designation, 
and  positive  control  measures.  The  information  provided  includes  aerial  weapons 
effects,  ordnance  delivery  parameters,  target  tracking,  and  emergency  close  air 
support  considerations. 


IX 


PROGRAM  PARTICIPANTS 


Joint 

Joint  Warfighting  Center  Fenwick  Rd  Bldg  96,  Fort  Monroe,  VA  23651-5000 

HQ  JSSA,  Fort  Belvoir,  VA 

HQ  JCRA,  Langley  AFB,  VA 

Joint  Combat  ID  Office  (JCIDO),  Washington,  DC 

HQ  USSOCOM  (SOOP-J/SORR-SCG),  MacDill  AFB,  FL  33621-5323 

Army 

HQ  TRADOC  (ATDO-A),  Ingalls  Rd,  Bldg  133  Room  7,  Fort  Monroe,  VA  23651-5000 
Combined  Arms  Center  (CAC),  Combined  Arms  Doctrine  Directorate  (CADD),  Fort 
Leavenworth,  KS 

US  Army  Infantry  Center,  Fort  Benning,  GA 
CDR  USAFAS,  Fort  Sill,  OK 
CDRUSAAVNCS,  DOTDS,  Fort  Rucker,  AL 
101st  Airborne  Division  (AASLT),  Fort  Campbell,  KY 
10th  Mountain  Division  (Light),  Fort  Drum,  NY 
160th  Special  Operations  Aviation  Regiment  (Abn) 

Marine  Corps 

Marine  Corps  Combat  Development  Command,  Joint  Doctrine  Branch  (C427),  3300 
Russell  Rd,  3rd  Floor  Suite  318A,  Quantico,  VA  22134-5021 
HQ  US  Marine  Corps  Stategy  and  Plans  Division,  Room  5D  616,  Washington,  DC 
20380-1775 

Marine  Aviation  Weapons  and  Tactics  Squadron  One  (MAWTS-1),  P.O.  Box  99200, 
Yuma,  AZ  85369-9200 

Second  Marine  Aircraft  Wing,  Cherry  Point,  NC 

Navy 

Navy  Warfare  Development  Command/Det  N3,  1540  Gilbert  Street,  Norfolk,  VA  23511 
Naval  Strike  and  Air  Warfare  Center  (NSAWC),  Fallon  NAS,  NV 
COMPHIBGRU  TWO,  NAB  Little  Creek,  Norfolk,  VA  23521 

Air  Force 

HQ  Air  Force  Doctrine  Center,  155  N.  Twining  Street,  Maxwell  AFB,  AL  36112 

AFDC  Detachment  1,  216  Sweeny  Bvld.  Ste  109,  Langley  AFB,  VA  23665 

HQ  ACC/  XOIP/XODT,  Langley  AFB,  VA  23665 

HQ  AM  C/D  O/D  OK/XP/D  OKT,  Scott  AFB,  IL  62225 

HQ  U SAF/XPXQ/XO O C ,  Washington  DC 

HQ  USAFE/XPXD,  Ramstein  AFB,  GE 

HQ  AFSOC/DO/DOXT/IN,  Hurlburt  Field,  FL 

USAFWS/WSR/WST,  Nelhs  AFB,  NV 

AC2ISRC/C2S,  Langley  AFB,  VA 

57  WG/DTW,  Nelhs  AFB,  NV 

AWFC/422  TE  S/C  C/DO  A,  Nelhs  AFB,  NV 

720  STG/CC,  Hurlburt  Field,  FL 


x 


Chapter  I 

OVERVIEW 


1.  Introduction 

a.  Background.  Urban  areas  generally  function  as  centers  of  social,  economic, 
industrial,  and  political  power.  These  areas  facilitate  formal  and  informal  civilian 
and  military  interaction,  and  can  offer  ready  access  to  important  resources,  such  as 
labor,  water,  technology,  and  information.  Historically,  United  States  (US)  Forces 
have  operated  within,  or  in  close  proximity  to  urban  areas.  Demographic  and 
population  trends  indicate  that,  in  the  future,  a  majority  of  the  world’s  population 
will  reside  in  urban  areas.  Trends  toward  increased  urbanization  increase  the 
potential  for  US  forces  to  operate  in  urban  areas. 

b.  Doctrine.  US  Army  and  US  Marine  Corps  (USMC)  doctrine  recommends 
isolating  and  bypassing  urban  areas  when  possible  due  to  the  costs  involved. 

Former  Soviet  Union  doctrine  also  recommended  avoiding  large  cities  in  favor  of 
speed  and  maneuver.  However,  avoiding  urban  areas  does  not  prevent  an  adversary 
from  exploiting  its  defensive  advantages.  US  Air  Force  (USAF)  doctrine  maintains 
that  airpower’s  versatility  and  responsiveness  allows  the  simultaneous  application 
of  mass  and  air  maneuver,  almost  anywhere,  from  almost  any  direction.  The  speed, 
range,  precision  weapons,  communications,  command  and  control  (C2),  information 
gathering,  and  transportation  capabilities  of  US  military  aircraft  enable  airpower  to 
play  a  major,  if  not  decisive,  role  in  urban  operations  when  proper  tactics  are 
employed.  This  is  possible  whether  aviation  operations  are  conducted 
independently,  or  in  conjunction  with  the  operations  of  friendly  ground  forces. 
Operations  in  Panama  City,  Baghdad,  Mogadishu,  Port  Au  Prince,  Sarajevo,  and 
Pristina,  are  a  few  examples  where  airpower  has  been  influential  in  urban 
operations  in  the  past. 

c.  Urban  Considerations.  Aviation  urban  operations  can  be  planned  and 
conducted  across  the  range  of  military  operations.  The  two  dominant  characteristics 
affecting  aviation  urban  operations  are  the  existence  of  manmade  construction  and 
the  presence  of  noncombatants.  These  operations  may  be  conducted  on  or  against 
objectives  on  a  complex  urban  topology  and  its  adjacent  natural  terrain.  The 
compressed  battlespace  in  the  urban  environment  creates  unique  considerations  for 
planning  and  conducting  aviation  operations.  These  include: 

(1)  operations  in  urban  canyons, 

(2)  deconfliction  in  confined  airspace, 

(3)  restrictive  rules  of  engagement  (ROE), 

(4)  difficulty  in  threat  analysis, 

(5)  an  overload  of  visual  cues, 


1-1 


(6)  the  presence  of  noncombatants, 

(7)  the  potential  for  collateral  damage,  and 

(8)  the  increased  risk  of  fratricide. 

These  considerations  and  others,  as  well  as  some  historical  lessons  will  be  discussed 
in  this  publication. 

2.  Historical  Lessons 

a.  Background.  Urban  operations  have  been  conducted  many  times  in  the  20th 
century.  See  Table  1-1.  Familiarity  with  historical  lessons  is  fundamental  to 
understanding  the  difficulties  associated  with  conducting  aviation  urban  operations. 
In  many  conflicts  throughout  the  20th  century,  aviation  (air  power)  has  played  an 
important  and  sometimes  decisive  role  in  isolating  and  interdicting  the  flow  of  the 
defender’s  supplies  and  reinforcements  into  the  urban  areas.  Advancements  in 
aircraft  design  and  precision  munitions  in  conjunction  with  specific  training  for 
urban  operations  have  increased  effectiveness  of  these  operations.  For  example,  the 
Israel  Defense  Forces  (IDF)  during  operations  in  Beirut,  successfully  used  aviation 
in  a  compressed  urban  battlespace  through  bombing  by  fixed-wing  aircraft,  ground 
attack  by  helicopters,  and  aerial  medical  evacuation  of  wounded  personnel. 

b.  Tactical  Challenges.  Employment  of  aviation  assets  in  urban  operations 
presents  important  tactical  challenges.  For  example,  one  tactic  used  successfully  by 
both  attackers  and  defenders  for  protection  against  air  and  artillery  attack  has  been 
to  keep  one’s  forces  deployed  in  close  proximity  to  the  enemy;  thus  deterring  enemy 
air  or  artillery  support.  This  “hugging”  tactic,  whether  by  design  or  as  a 
consequence  of  close  combat,  was  often  effectively  used  in  many  modern  urban 
battles. 

c.  Planning  and  Conducting  Operations.  Due  to  the  complexities  and  increased 
challenges  involved  in  conducting  aviation  urban  operations,  the  following  are  some 
of  the  important  areas  of  consideration  when  planning  for  and  conducting 
operations  in  this  environment. 

(1)  Physical  limitations.  Urban  areas  offer  defenders  several  advantages. 
These  include  the  availability  of  obstacles,  cover,  concealment,  and  potential 
strongpoints.  City  layouts  limit  traditional  methods  of  military  operations.  The 
vertical  nature  of  this  environment  and  subterranean  infrastructure  limit  line  of 
sight  (LOS). 

(2)  Surprise.  Surprise  can  help  shift  the  balance  of  combat  power  by 
overcoming  other  disadvantages  and  may  be  critical  to  success  in  urban 
operations.  Surprise  was  achieved  by  the  attacker  at  Aachen  and  Ban  Me  Thout 
and  by  the  defender  at  Suez  City.  Without  the  element  of  surprise,  friendly 
forces  may  encounter  strong,  well-prepared  defenses  without  adequate  warning. 
Rapid,  accurate,  intelligence  analysis  and  dissemination  is  a  key  to  the  element  of 
surprise. 


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Table  1-1.  20th  Century  Urban  Operations 


EBROIN 

1938 

WARSAW 

1939 

ROTTERDAM 

1940 

MOSCOW 

1942 

STALINGRAD 

1942 

LENINGRAD 

1942 

WARSAW 

1943 

PALERMO 

1944 

TOKYO 

1944 

DRESDEN 

1944 

BREST 

1944 

WARSAW 

1944 

AACHEN 

1944 

ORTONA 

1944 

CHERBOURG 

1944 

BRESLAU 

1945 

WEISSENFELS 

1945 

BERLIN 

1945 

MANILA 

1945 

SAN  MANUEL 

1945 

BERLIN  AIRLIFT 

1948-49 

SEOUL 

1950 

BUDAPEST 

1956 

BEIRUT 

1958 

SANTO  DOMINGO 

1965 

SAIGON 

1968 

KONTUM 

1968 

HUE 

1968 

BELFAST 

1972 

MONTEVIDEO 

1972 

QUANGTRI  CITY 

1972 

AN  LOC 

1972 

XUAN  LOC 

1975 

SAIGON 

1975 

BEIRUT 

1975-78 

MANAGUA 

1978 

SIDON 

1982 

KABUL 

1978-87 

TYRE 

1982 

PANAMA  CITY 

1989 

KHAFJI 

1991 

BAGHDAD 

1991-98 

MOGADISHU 

1992-94 

PORT  AU  PRINCE 

1994 

SARAJEVO 

1994-98 

GROZNY 

1994-95 

MONROVIA 

1996 

FREETOWN 

1997 

BELGRADE 

1999 

PRISTINA 

1999 

NOTE:  Bold  type  denotes  direct  US  involvement 

(3)  Isolation.  Sustained  isolation  of  a  defending  force  has  often  afforded  the 
attacker  a  tremendous  combat  advantage.  Conversely,  minimizing  or  overcoming 
the  effects  of  isolation  has  often  enabled  victory  by  defending  forces.  The  offensive 
use  of  airpower  by  the  attacking  force  has  often  significantly  influenced  the  isolation 
of  defending  forces  by  stemming  what  could  otherwise  be  an  unimpeded  flow  of 
manpower,  supplies,  and  weapons  to  replace  their  losses.  The  battle  at  Khafji  is  one 
example,  where,  during  fierce  ground  fighting  in  and  around  the  city,  coalition  air 
forces  destroyed  Iraqi  reinforcements  from  the  air.  However,  airpower’s  influence  on 
isolation  is  not  limited  to  aerial  bombardment.  For  example,  the  employment  of 
airlift  and  special  operations  aircraft  has  helped  attacking  forces  initiate  and/or 
sustain  attacks  to  isolate  defending  forces  by  massing  friendly  ground  troops  into 
urban  areas.  Operations  in  Panama  City  and  Port  Au  Prince  are  two  examples 
where  this  was  the  case.  Additionally,  airpower  has  also  helped  defending  or 
occupying  friendly  forces  and  populations  in  urban  areas  overcome  the  effects  of 
isolation  through  resupply  and  humanitarian  relief  efforts,  such  as  operations  in 
Berlin,  Mogadishu,  and  Sarajevo. 

(4)  Time.  In  most  cases,  the  time  required  for  successful  conclusion  of  an 
urban  operation  exceeded  the  initial  estimates.  Two  operations  where  time  played  a 
critical  role  in  the  attacker’s  strategic  timetable  (and  this  role  was  not  anticipated) 
were  Aachen  and  Stalingrad.  In  these  operations,  the  defenders  delayed  the 


1-3 


attackers  longer  than  was  estimated,  resulting  in  the  modification  of  operational 
or  strategic  plans.  A  well-planned  urban  defense,  even  if  the  defender  is  isolated 
or  lacking  aviation,  armor,  or  artillery,  can  consume  inordinate  amounts  of  the 
attacker’s  time  and  resources.  This  time  can  permit  the  defender  to  reorganize, 
redeploy,  or  otherwise  effectively  marshal  resources  in  other  areas. 

(5)  Intelligence.  Many  defeats  can  be  attributed  to  errors  in  the  initial 
intelligence  assessments.  The  operation  at  Arnhem  in  World  War  II  might  not  have 
occurred  if  the  Allies  had  been  aware  of  the  strength  and  locations  of  the  German 
forces.  At  Stalingrad,  the  attacking  Germans  were  aware  of  the  defending  forces 
facing  them  in  the  Sixth  Army’s  zone.  However,  they  incorrectly  analyzed  the  build¬ 
up  of  Soviet  forces  in  other  areas;  thus  resulting  in  tactical  surprise  at  those  points, 
and  diluting  their  offensive  to  seize  the  city.  Aviation  forces  are  uniquely  suited  to 
provide  timely,  thorough,  and  on-demand  intelligence,  although  the  urban 
environment  poses  some  unique  challenges  to  aerial  and  space  reconnaissance. 

(6)  Forces.  Whether  attacking  or  defending,  the  size  of  the  force  relative  to 
the  enemy’s  can  be  a  critical  determinant  of  success  or  failure.  Historically,  when 
the  attacker  outnumbered  the  defender  and/or  the  quality  of  defending  forces  was 
inferior,  the  defeat  of  the  force  defending  the  city  was  almost  certain.  The  average 
attacker  to  defender  ratio  in  the  battles  referenced  in  Table  1-1  was  four-to-one. 
Nevertheless,  regardless  of  the  size  or  quality  of  the  defensive  forces,  the  defender 
can  exact  enormous  costs  on  the  attacker  in  time,  resources,  and  casualties.  As  was 
seen  at  Khorramshahr,  the  defensive  Iranian  forces,  which  were  outnumbered  four 
to  one,  still  held  the  city  for  approximately  twenty-six  days.  Another  consideration 
for  both  attacker  and  defender  is  the  inversely  proportional  relationship  between 
force  strength  and  combat  duration.  Historically,  the  stronger  the  attacker,  the 
shorter  the  duration  of  the  fight.  Aircraft  and  their  unique  capabilities  provide  a 
significant  force  multiplier  to  either  an  attacker  or  defender. 

(7)  Command,  Control,  and  Communications  (C3).  C3  is  often  difficult  in 
the  urban  environment.  In  particular,  controlling  airspace  and  air  to  ground 
coordination  may  be  hampered  by  physical  and  technical  limitations.  The  urban 
environment  may  adversely  affect  friendly-force  communications,  with  LOS 
communications  severely  limited  at  times.  Effective  communications  requires 
planning  and  clear  orders. 

(a)  Planning  must  address  redundant  and  alternate  means  of 
communications.  Visual  signaling,  while  difficult,  has  proven  to  be  effective  when 
other  means  of  communication  are  unavailable.  The  use  of  commercial  telephone 
systems  or  landlines  may  be  also  appropriate,  but  are  susceptible  to  damage, 
sabotage,  and  monitoring.  Airborne  platforms  or  rooftop  retransmission  systems 
can  help  alleviate  these  problems  by  providing  the  “high  ground”  for 
communications  relay.  The  IDF  for  example,  employed  unmanned  aerial  vehicles 
as  retransmission  platforms  during  the  War  in  Lebanon  (1982)  with  considerable 
success.  In  addition  to  enhancing  operations  by  serving  as  communications 
relays,  airborne  platforms  may  also  provide  commanders  real  or  near-real  time 
intelligence. 


1-4 


(b)  There  is  always  the  possibility  some  subordinate  units  may  be  out  of 
contact  with  higher  headquarters  during  much  of  their  mission  execution. 
Therefore,  clear  orders  to  subordinate  commands,  and  a  thorough  understanding 
of  the  commander’s  intent  is  essential  in  helping  subordinates  understand  the 
larger  context  of  their  actions.  This  allows  them  to  exercise  judgement  and 
initiative  When  situations  change,  making  a  task  obsolete,  an  understanding  of 
intent  is  more  lasting  and  continues  to  guide  subordinate  commanders’  actions. 
General  Chuikov  of  the  62nd  Russian  Army  summed  up  the  concept  of 
commander’s  intent  when  speaking  of  the  battle  of  Stalingrad:  “Fighting  in  a 
city... is  much  more  involved  than  fighting  in  the  field.  Here,  the  ‘big  chiefs’  have 
practically  no  influence  on  the  officers  and  squad  leaders  commanding  units  and 
subunits  and  into  those  of  the  soldiers  themselves.” 

(8)  Weather.  Weather  may  adversely  affect  aviation  operations.  Over¬ 
reliance  on  aviation  forces  may  render  a  force,  particularly  in  the  high  intensity 
environment  of  urban  combat,  susceptible  to  the  uncertainties  of  weather.  In  the 
battle  for  Hue  City  for  example,  US  Marines  were  unable  to  effectively  employ 
aviation  because  of  low  cloud  ceilings.  Consequently,  only  one  flight  of  A-4s  was  able 
to  employ  ordnance  in  support  of  the  Marines  fighting  in  Hue  City  during  the  entire 
battle. 


(9)  Logistics  and  medical.  Urban  operations  require  a  responsive  logistical 
support  system.  Of  particular  importance  is  a  responsive  and  robust  treatment 
and  evacuation  plan  for  casualties.  To  meet  casualty  and  evacuation  needs,  plan 
to  establish  aid  stations  and  landing  zones  as  far  forward  as  the  situation  allows. 

(10)  ROE.  Because  aviation  urban  operations  normally  pose  a  high  risk  of 
civilian  collateral  damage  and  fratricide,  operations-specific  ROE  must  be  crafted 
carefully  to  allow  flexibility  in  fulfillment  of  the  mission.  At  the  same  time,  ROE 
must  limit  the  danger  to  noncombatants  and  friendly  forces.  Because  this  is  such 
a  crucial  issue  in  the  context  of  urban  operations,  some  historical  examples  are 
instructive. 

(a)  Manila-1945.  Before  the  battle  of  Manila  in  1945,  General 
MacArthur  prohibited  aerial  bombardment.  “The  inaccuracy  of  this  type  of 
bombardment  would  result  beyond  question  in  the  death  of  thousands  of  innocent 
civilians.”  He  further  confined  artillery  support  to  observed  fire  on  confirmed 
point  targets.  However,  the  artillery  restrictions  were  removed  after  the  first 
few  days  because  of  growing  US  casualties.  Furthermore,  in  apparent  disregard 
for  the  ROE,  cases  of  air  bombardment  and  strafing  in  support  of  US  forces 
occurred  in  the  latter  stages  of  the  battle.  During  this  operation,  much  of  the  city 
was  destroyed,  or  damaged  and  an  estimated  100,000  civilians  died. 

(b)  Seoul-1950.  At  the  outset  of  the  battle,  US  Marines  entered  the  fight 
under  very  restrictive  ROE.  Both  damage  to  the  city  and  civilian  casualties  were 
to  be  held  to  a  minimum.  There  was  to  be  no  close  air  support  (CAS)  at  all. 
However,  this  restriction  was  lifted  in  the  face  of  heavy  enemy  opposition.  In  the 
aftermath  of  the  US  victory  over  the  defending  North  Korean  forces,  65%  of  the 
city  was  destroyed  and  thousands  of  South  Korean  civilians  were  killed. 


1-5 


(c)  Hue  City-1968.  As  US  Marines  entered  Hue  City  in  1968,  the  use  of 
heavy  artillery,  bombs,  and  napalm  was  prohibited.  The  Army  of  the  Republic  of 
Vietnam  corps  commander’s  request  to  spare  civilians  and  reduce  destruction  to 
the  historic  city  drove  these  restrictions.  However,  as  the  battle’s  progress 
slowed  with  significant  US  Marine  casualties,  this  policy  was  abandoned  and 
artillery  and  tanks  became  a  crucial  factor  in  the  ultimate  success  of  the  battle. 

In  the  aftermath  of  the  US  victory  over  the  defending  North  Vietnamese  forces, 
“the  estimates  tallied  ten  thousand  houses  either  destroyed  or  damaged,  roughly 
forty  percent  of  the  city.” 

3.  Political  and  Civilian  Considerations 

a.  Collateral  Damage.  One  of  the  risks  in  urban  operations  is  the  possibility 
of  widespread  collateral  damage.  While  this  damage  is  unintended,  the  resulting 
images  of  destroyed  homes,  damaged  churches,  and  injured  civilian  casualties 
may  have  severe  operational  consequences.  This  damage  is  exacerbated  by  world 
wide  media  reports  and  enemy  attempts  to  characterize  such  damage  as  unlawful. 
These  media  reports  and  claims  may  affect  strategic  decision  making  and  lead  to 
the  loss  of  international  and  public  support.  Commanders  and  planning  staffs 
must  keep  these  considerations  in  mind  at  all  times  when  planning  or  conducting 
urban  aviation  operations.  One  of  the  ways  in  which  these  issues  can  be  managed 
is  through  the  careful  drafting  and  management  of  ROE.  However,  paramount  to 
the  drafting  of  these  ROE  is  the  need  to  emphasize  the  right  and  obligation  of 
self-defense,  force  protection,  and  military  necessity. 

b.  Military/Civilian  Interaction.  During  urban  aviation  operations,  US  forces 
should  expect  that  many  civilians  and  civilian  objects  would  be  intermingled  with 
military  objectives.  Some  civilians  will  pose  risks  because  they  may  be  hostile  to 
US  Forces.  This  may  involve  civilians  committing  hostile  acts  against  US  or 
friendly  forces.  On  the  other  hand,  the  majority  of  civilians  will  act  strictly  in 
accordance  with  their  status  as  non-combatants.  Non-combatants  should  be 
protected  and  respected  at  all  times.  Therefore,  efforts  must  be  made  to  protect 
non-combatants  and  civilian  objects,  which  by  definition  are  not  military 
objectives.  Military  objectives  are  those  objects,  which  by  their  nature,  location, 
purpose,  or  use  effectively  contribute  to  the  enemy’s  war  fighting  or  war 
sustaining  capability.  However,  the  will  of  the  population  can  be  targeted  by  non¬ 
violent  measures  including  offensive  information  operations  (10).  10  can 
persuade  civilians  to  avoid  any  involvement  in  combat  operations.  10  can  also 
inform  non-combatants  of  the  likely  location  of  combat  operations.  This 
information  assists  them  in  avoiding  any  accidental  involvement,  and  in 
minimizing  the  likelihood  of  incidental  injuries.  However,  these  kinds  of  10 
should  be  consistent  with  operations  security  (OPSEC)  requirements  and  fully 
integrated  with  other  10  actions. 

c.  Post-Hostilities  Support.  After  hostilities  cease,  military  forces  may  be 
required  under  international  law  to  take  on  the  burden  of  providing  support  to 
the  civilian  population  in  any  occupied  territory  until  civilian  authority  is 
restored.  Accordingly,  commanders  must  keep  in  mind  that  destruction  of 
essential  urban  infrastructure  can  complicate  this  post  combat  transition  period. 
Therefore,  air  planners  and  commanders  conducting  aviation  urban  operations 
must  be  mindful  of  all  the  issues  associated  with  civilian  presence. 


1-6 


4.  Law  of  War  (LOW)/Law  of  Armed  Conflict  (LOAC) 

It  is  US  policy  that  our  forces  will  abide  by  LOW/LOAC  in  all  their  military 
operations,  no  matter  how  characterized.  Urban  aviation  operations  present  unique 
challenges,  but  these  too  must  be  conducted  in  compliance  with  LOW/LOAC. 
Commanders  and  planners  must  seek  the  advice  of  judge  advocates  at  all  stages  of 
planning  to  ensure  compliance  with  LOW/LOAC.  The  two  most  fundamental  and 
important  LOW/LOAC  concepts  are  distinction  and  proportionality. 

a.  Distinction. 

(1)  The  concept  of  distinction  requires  that  combatants  make  every  effort  to 
distinguish  between  military  targets  and  civilian  persons  or  objects.  The 
principle  of  distinction  prohibits  intentional  attacks  on  non-combatants  or  non¬ 
military  objects.  Urban  operations  require  accurate  targeting,  precision  weapons, 
and  realistic  training  to  distinguish  successfully  between  military  and  civilian 
targets. 

(2)  It  is  extremely  important  to  distinguish  between  non-combatants  and 
combatants.  This  task  can  be  greatly  complicated  by  the  urban  environment. 

Valid  military  targets  or  combatants  belong  to  any  of  the  following  categories: 

(a)  members  of  armed  forces, 

(b)  members  of  organized  militia, 

(c)  members  of  resistance  movements, 

(d)  inhabitants  of  a  non-occupied  area  who  take  up  arms  on  the 
approach  of  the  attacking  force, 

(e)  any  civilian  who  actively  poses  a  direct  threat  to  US  forces, 

(f)  any  structure  that  produces  services  or  warfighting  equipment  for 
the  fighting  force. 

(3)  In  urban  areas,  it  is  often  impossible  to  distinguish  adequately  between 
combatants  and  non-combatants  or  between  military  targets  and  civilian  objects. 
LOW/LOAC  attempts  to  ameliorate  this  dilemma  by  requiring  defending  forces  to 
remove  the  civilian  population  from  the  vicinity  of  military  objectives  and  not  to 
locate  military  objectives  within  or  near  densely  populated  areas.  Although 
strictly  prohibited  by  LOW/LOAC,  recent  experience  demonstrates  that 
defenders  may  attempt  to  render  military  forces  and  objectives  immune  from 
attack  by  mixing  their  soldiers  among  non-combatants  and  using  civilian 
structures  for  overtly  military  purposes.  A  failure  by  an  adversary  to  adequately 
safeguard  the  civilian  population  does  not  relieve  the  attacking  commander  from 
his  obligation  to  consider  civilian  collateral  damage  and  injury — any  attack  must 
still  be  proportionate. 


1-7 


(4)  US  forces  will  face  similar  dilemmas  in  future  operations.  When  an 
unscrupulous  enemy  uses  members  of  the  civilian  population  as  “human  shields”, 
US  forces  are  under  no  legal  obligation  to  assume  all  responsibility  for  their 
safety,  nor  to  place  US  lives  at  undue  risk.  While  US  forces  may  attack  lawful 
targets  consistent  with  the  principle  of  proportionality,  the  enemy  may  exploit 
civilian  casualties  resulting  from  their  use  of  human  shields.  Therefore, 
commanders  should  be  prepared  to  provide  information  to  counter  enemy 
misinformation. 

b.  Proportionality . 

(1)  The  concept  of  proportionality  requires  that  any  application  of  combat 
power  against  a  lawful  military  target  and  any  resulting  damage  to  noncombatant 
life  and/or  property  not  be  disproportionate  to  the  military  advantage  anticipated. 
For  example,  under  most  circumstances  leveling  an  entire  city  block  to  kill  a  single 
sniper  is  disproportionate. 

(2)  The  concept  of  proportionality  as  applied  to  the  high  population  density 
urban  environment  implies  the  need  for  weapons  with  precise  and  controllable 
effects.  Particularly  in  the  urban  environment,  excessive  weapons  effects  can  result 
in  disproportionate  civilian  collateral  damage. 

5.  Rules  of  Engagement 

a.  Background.  Drafting  and  implementing  ROE  is  a  challenging  but  vital  issue 
when  planning  and  executing  urban  operations.  As  in  any  operation,  ROE  must  be 
liberal  enough  to  allow  commanders  operational  flexibility  while  ensuring  friendly 
forces  stay  within  the  mission’s  legal,  political,  and  operational  boundaries. 

Although  tension  exists  between  operational  efficiency  and  necessary  constraints  in 
all  ROE,  the  close  proximity  and  intermingling  of  civilian  persons  and  objects  in  the 
urban  combat  environment  greatly  magnifies  this  tension.  When  drafting  air  ROE, 
this  problem  is  even  more  acute.  Careful  consideration  must  be  given  to  weapon 
system  capabilities  and  C3  assets  when  crafting  air  ROE  for  the  urban 
environment.  The  degree  of  positive  control  of  air  assets  and  surety  of  target 
identification  that  is  both  desirable  and  possible  must  be  carefully  considered. 

b.  Developing  ROE.  During  planning,  ROE  must  be  carefully  drafted  and 
thoroughly  reviewed  in  the  context  of  scenarios  likely  to  be  encountered  by  friendly 
forces — “chair  flying”  and  “what-iffing”  is  essential  at  this  time.  Operational 
planners  should  seek  guidance  and  advice  from  legal  and  civil  affairs  (CA)  personnel 
to  ensure  proposed  ROE  are  consistent  with  LOW/LOAC,  national  directives,  and 
the  mission’s  political  mandate.  During  deployment  and  execution,  commanders 
must  continually  evaluate  the  ROE  and  make  recommendations  for  modifications  as 
required  by  mission  exigencies.  The  ROE  must  be  practical,  realistic,  enforceable, 
flexible,  and  clearly  stated.  Chairman  of  the  Joint  Chiefs  of  Staff  (CJCS)  standing 
ROE  (SROE)  found  in  CJCS  Instruction  (CJCSI)  3121. 01A,  and  other  applicable 
theater  ROE  must  be  analyzed  and  incorporated  during  planning. 


1-8 


c.  ROE  Guidance.  LOW/LOAC  and  the  SROE  provide  authoritative  guidance 
when  drafting  operation-specific  ROE.  With  SROE,  a  system  is  in  place  to  ensure 
authoritative  ROE  guidance  at  all  times,  and  to  develop  mission  specific  rules. 
Units  must  ensure  that  the  ROE  are  available  and  conduct  periodic  ROE  training. 

d.  Publish  and  disseminate  ROE  to  all  levels.  Commanders  must  ensure 
training  facilitates  a  thorough  understanding  of  the  ROE  by  all  members  of  the 
force.  When  the  ROE  changes,  there  must  be  a  system  established  to  ensure  the 
changes  are  disseminated  and  implemented.  Mission  rehearsals  should  include 
ROE  exercises  during  which  individuals  apply  the  ROE  in  realistic  situations. 
Remember,  failure  to  comply  with  ROE  is  punishable  under  the  uniform  code  of 
military  justice  (UCMJ)  and  may  in  extreme  instances  constitute  a  war  crime,  so 
commanders  have  a  moral  obligation  to  ensure  all  their  personnel  are  thoroughly 
familiar  with  mission  ROE. 

6.  Collateral  Damage 

Collateral  damage  is  the  unavoidable  or  unplanned  damage  to  civilian 
personnel  or  property  resulting  from  an  attack  on  a  military  target.  An  important 
fact  to  keep  in  mind  is  that  civilian  collateral  damage  is  not  illegal  under  LOW/ 
LOAC;  excessive  civilian  collateral  damage  is.  Generally,  the  incidental  loss  of 
civilian  life  or  damage  to  civilian  property  must  not  be  excessive  relative  to  expected 
military  damage  to  be  gained  from  the  attack.  This  is  the  concept  of  proportionality 
in  military  attacks.  During  urban  operations,  civilian  collateral  damage  may  be 
significant,  and  the  goal  should  be  to  minimize  collateral  damage  and  the  inherent 
risk  to  non-combatants  to  the  greatest  extent  possible  under  the  circumstances.  The 
risk  to  non-combatants  can  be  mitigated  by: 

a.  appropriate  weapon  selection, 

b.  carefully  drafted  ROE, 

c.  positive  tactical  control  of  offensive  air  assets,  thorough  training  in  urban 
tactics, 

d.  moving  non-combatants  to  a  safer  location  whenever  possible. 

7.  Fratricide  Prevention 

a.  Background.  Fratricide  is  the  employment  of  friendly  weapons  and 
munitions  with  the  intent  to  kill  the  enemy  or  destroy  his  equipment  or  facilities, 
which  results  in  unforeseen  and  unintentional  deaths  or  injury  to  friendly 
personnel.  Fratricide  prevention  is  a  matter  of  concern  in  all  operations.  In 
urban  operations,  the  characteristics  of  the  terrain  create  an  environment  posing 
additional  challenges.  The  challenge  is  minimizing  fratricide  without 
unreasonably  restricting  the  friendly  force’s  ability  to  accomplish  the  mission. 
Reducing  fratricide  requires  accurate  information  pertaining  to  the  location  of 
friendly,  neutral,  and  hostile  personnel.  This  is  facilitated  through  our  training, 
doctrine,  tactics,  techniques,  and  procedures  (TTP),  C3,  and  sensor  employment. 


1-9 


b.  Fratricide  Potential.  Urban  terrain  increases  the  potential  for  fratricide 
because  of  the  likelihood  of  close  quarters,  location  and  identification  (ID) 
problems,  and  unintentional  secondary  weapons  effects.  During  operations  in 
Panama  City  in  Operation  JUST  CAUSE,  infantry  units  operating  in  limited 
visibility  participated  in  a  coordinated  attack  with  aviation  assets.  Smoke 
resulting  from  preparatory  fires  began  to  obscure  much  of  the  area. 

Consequently,  the  fire  control  officer  of  an  AC- 130  aircraft  switched  from  the  low- 
light  level  television  (LLLTV)  to  the  infrared  (IR)  sensor.  This  improved  the 
gunship’s  acquisition  capability,  but  the  gated  laser  intensifier  (GLINT)  tape  on 
friendly  forces  was  not  visible  in  the  thermal  sensor.  In  the  course  of  orbiting  the 
objective,  the  gunner’s  orientation  of  the  perimeter  became  confused.  Without 
the  confirmation  of  the  GLINT  tape,  he  acquired  a  friendly  vehicle  outside  the 
position  and  reported  it  inside  the  position.  In  accordance  with  the  fire  support 
coordination  measures,  the  gunship  was  cleared  to  engage.  Mistaking  the 
friendly  fire  for  enemy  mortar  fire,  the  ground  unit  suffered  several  casualties 
before  transmitting  the  appropriate  alarm.  In  many  ways,  this  incident 
reinforces  the  need  for  thoroughly  planned  and  executed  ROE  in  an  urban 
environment  to  prevent  fratricide. 

c.  Recognizing  Friendly  Forces.  Aviation  units  must  know  the  locations  of 
friendly  ground  forces.  In  Operation  JUST  CAUSE,  units  providing  fire  support 
were  informed  that  another  unit  had  cleared  a  building  to  the  second  floor.  In  fact, 
the  unit  had  cleared  to  the  tenth  floor  and  was  still  conducting  operations  in  the 
building.  Supporting  units,  observing  fire  and  protruding  weapons  began 
suppressive  fires.  This  drew  return  fire  from  the  friendly  unit  in  the  building  for 
several  seconds.  All  units  must  have  standardized,  clearly  understood  procedures 
for  marking  cleared  rooms,  floors,  and  buildings  in  an  urban  area.  These  procedures 
must  be  practiced  and  discernible  even  in  periods  of  limited  visibility  so  friendly 
aviation  units  will  recognize  them. 

8.  Training  Considerations 

a.  Background.  Aviation  missions  cross  the  spectrum  of  operations.  Even  a 
benign  environment,  such  as  disaster  relief  or  civilian  assistance  requires  focused 
training  to  minimize  mission  risks.  Baseline  training  requirements  must  address 
navigating  on  urban  terrain.  It  must  also  address  locating  and  evaluating  drop 
zones  (DZ),  locating  and  evaluating  landing  zones/pickup  zones  (LZ/PZ),  and  safely 
negotiating  manmade  obstacles  during  a  confined  area  takeoff,  or  landing. 

b.  Training  Programs.  Frequent,  realistic  training  is  required  to  overcome  the 
difficulties  associated  with  aviation  urban  operations.  This  environment  requires 
achieving  and  maintaining  a  high  degree  of  aircrew  proficiency.  The  following  areas 
should  be  included  in  unit  training  programs: 

(1)  centralized  control,  decentralized  execution, 

(2)  application  of  ROE, 

(3)  low  level  flight  and  navigation, 


1-10 


(4)  night  operations, 

(5)  and  live  fire  training  exercises  focused  on  target  ID,  terminal  control,  and 
fratricide  prevention. 

c.  Video  and  simulation.  These  aids  can  enhance  planning.  Available  sources 
and  types  of  video  simulation  vary.  Video  footage  may  augment  information 
regarding  hazards,  lighting,  and  human  intelligence  (HUMINT).  The  capability  to 
“fly”  a  route  in  planning  and/or  rehearsal  with  a  video  or  computer  simulation 
provides  advantages  in  mission  planning  and  execution.  Check  with  the  military 
installation  or  urban  training  facility  manager  to  determine  a  site’s  availability  and 
capability. 


1-11 


Chapter  il 

URBAN  CHARACTERISTICS 


1.  Background 

a.  Urban  Characteristics.  The  phrases  “urban  terrain”,  “urban  areas”,  and 
“built-up  areas”,  refer  to  concentrations  of  manmade  structures  and  associated 
population  that  alter  the  natural  landscape.  The  characteristics  of  the  urban 
environment  are  important  to  identify  because  they  influence  operations.  Aircrew 
and  mission  planners  must  establish  order  and  purpose  from  the  apparent  chaos  of 
an  urban  area.  These  areas  range  from  old  to  new,  large  to  small,  and  contain 
populations  from  a  few  thousand  to  millions.  Planners  must  make  sense  of  this 
environment  for  successful  planning. 

b.  Common  Characteristics.  Understanding  the  common  characteristics  is 
important  to  planning.  These  characteristics  include  size,  patterns,  population 
density,  structural  density,  and  building  construction.  One  of  the  most  significant 
characteristics  affecting  urban  operations  is  the  structural  density  -  how  close  the 
buildings  are  to  each  other.  Generally,  population  density  is  directly  proportional  to 
structural  density  except  in  cities  where  most  of  the  people  live  in  the  suburbs  or 
outskirts.  When  planning  urban  operations,  the  general  disposition  and  attitude  of 
the  local  population  are  integral  to  assessments  regarding  the  population  density. 

As  experienced  in  Somalia,  crowds  can  gather  quickly  and  may  interfere  with 
operations. 

2.  Size 

The  following  categories  commonly  are  used  for  classifying  the  size  of  urban 

areas. 

a.  Villages.  Population  less  than  3,000. 

b.  Towns  and  small  cities  (not  part  of  a  major  urban  complex).  Population  3,000 
to  100,000. 

c.  Large  cities  with  associated  urban  sprawl.  Population  100,000  to  the 
millions.  Covers  hundreds  of  square  kilometers. 

d.  Strip  areas.  Urban  areas  built  along  roads  connecting  towns  or  cities. 

3.  Patterns 

a.  Urban  Patterns.  Urban  patterns  reflect  the  nature  of  the  surrounding  terrain 
and  the  relationships  between  different  areas.  Classifying  urban  areas  into 
patterns  aids  in  navigation,  route  and  LZ  selection,  and  observation  techniques. 

The  following  patterns  represent  the  common  classification  patterns. 


11-1 


(1)  Hub.  The  hub  effect  refers  to  an  urban  area’s  effect  on  maneuver.  The 
“hub”  is  the  central  built-up  area  and  the  main  city  around  which  outlying  urban 
areas  are  arrayed.  The  hub  acts  as  an  obstacle  to  surface  maneuver  within  the 
sector.  See  Figure  II-l. 


(2)  Satellite.  It  is  common  to  find  smaller,  dependent  built-up  areas  around  a 
hub.  This  relationship  between  the  primary  urban  area  and  its  associated  smaller 
towns  or  villages  is  referred  to  as  a  satellite  pattern.  Lines  of  communications 
(LOCs)  within  a  satellite  pattern  converge  on  the  hub.  See  Figure  II-2. 


(3)  Network.  Network  patterns  are  complex  arrays  based  on  the  basic  satel¬ 
lite  pattern.  They  consist  of  interlocking  primary  hubs  and  subordinate  satellites. 
LOCs  within  a  network  are  more  extensive  than  those  in  a  simple  satellite  pattern 
and  may  exhibit  a  rectangular,  rather  than  convergent  pattern.  See  Figure  II-3. 


11-2 


(4)  Linear.  Built-up  areas  often  follow  a  linear  feature  or  LOC.  These  built- 
up  areas  are  commonly  found  along  interconnecting  LOCs  within  a  satellite  or 
network  pattern.  Buildings  extending  along  major  and  urban  strips  or  along  the 
banks  of  a  river  or  along  a  coastline  are  also  examples  of  linear  patterns.  See  Figure 


II-4. 


□□□□□DD~aD  pl — ' 


Figure  11-4.  Linear 

(5)  Segment  or  Pie  Slice.  When  an  urban  pattern  is  divided  by  a  dominant 
natural  or  manmade  terrain  feature,  it  creates  a  segmented  pattern.  Rivers,  canals, 
major  roadways,  or  railways  can  create  a  division  of  the  urban  area  or  pattern.  If 
these  features  converge  within  the  hub  or  urban  pattern,  it  can  create  multiple 
segments  or  “pie  slice”  characteristics.  See  Figure  II-5. 


Figure  11-5.  Segment/Pie  Slice 


b.  Street  Patterns.  Another  common  set  of  patterns  in  urban  areas  is  street 
patterns.  Streets  vary  in  pattern  and  in  width.  Outside  the  US,  street  widths  vary 
from  7  to  15  meters  while  boulevards  range  from  25  to  50  meters.  In  the  US,  street 
widths  normally  range  from  15  to  25  meters.  The  following  represent  common 
street  classifications. 


(1)  Rectangular.  Streets  are  grid-like  in  pattern,  with  parallel  streets 
intersected  by  perpendicular  streets.  See  Figure  II- 6. 


Figure  11-6.  Rectangular 


11-3 


(2)  Radial.  Primary  thoroughfares  radiate  out  from  a  central  point.  These 
streets  may  extend  outward  360  degrees  around  the  central  point  or  within  an  arc 
from  a  point  along  a  natural  barrier,  such  as  a  coastline.  See  Figure  II-7. 


(3)  Concentric.  A  pattern  of  successively  larger  loops  or  rings  with  a  common 
center  point.  This  street  pattern  is  found  in  conjunction  with  larger  radial  patterns. 
See  Figure  II-8. 


(4)  Contour  Conforming.  Pronounced  terrain  relief  influences  construction  of 
roadways  along  lines  of  elevation.  Primary  streets  run  parallel  to  the  ground 
contour  with  intersecting  roads  connecting  them.  See  Figure  II-9. 


Figure  11-9  Contour  Conforming 

(5)  Irregular.  Little  or  no  discernible  pattern  resulting  from  unplanned 
expansion  and  modernization  of  population  centers.  Older  European  cities 
frequently  contain  an  “old  city”  section,  which  characterizes  this  lack  of  pattern. 
See  Figure  II- 10. 


11-4 


Figure  11-10.  Irregular 


(6)  Planned  Irregular.  Street  patterns  that  are  specifically  engineered 
without  geometric  patterns  for  aesthetic  or  functional  reasons.  US  subdivisions 
with  curving  streets  and  numerous  cul-de-sacs  are  examples.  See  Figure  II- 11. 


4.  Characteristics 

a.  Background.  The  urban  patterns  have  characteristics  affecting  military 
operations.  These  characteristics  can  be  classified  as: 

(1)  city  core, 

(2)  outlying  high-rise, 

(3)  commercial  ribbon, 

(4)  core  periphery, 

(5)  residential  sprawl, 

(6)  outlying  industrial  areas. 

b.  City  Core  and  Outlying  High-rise.  In  many  cities,  the  core  has  undergone 
more  recent  development  than  the  core  periphery.  As  a  result,  the  two  regions  are 
often  quite  different.  Typical  city  cores  consist  of  high-rise  buildings,  varying 
greatly  in  height.  Modern  planning  for  built-up  areas  allows  for  more  open  spaces 
between  buildings  than  in  old  city  cores  or  in  the  core  peripheries.  Outlying  high- 
rise  areas  are  dominated  by  this  open  construction  style  more  than  city  cores. 


11-5 


c.  Commercial  Ribbons.  These  areas  are  characterized  by  rows  of  stores, 
shops,  and  restaurants  built  along  both  sides  of  major  streets  through  built-up 
areas.  Usually,  such  streets  are  25  meters  wide  or  more.  The  buildings  are 
uniformly  2  to  3  stories  tall,  about  one  story  taller  than  the  dwellings  on  the 
streets  behind  them. 

d.  Core  Periphery.  This  area  consists  of  streets  12  to  20  meters  wide  with 
continuous  fronts  of  brick  or  concrete  buildings.  The  building  heights  are 
uniform,  2  or  3  stories  in  small  towns,  5  to  10  stories  in  large  cities. 

e.  Residential  Sprawl  and  Outlying  Industrial.  These  areas  consist  of  low 
buildings  that  are  1  to  3  stories  tall.  Buildings  are  detached  and  arranged  in 
irregular  patterns  along  the  streets  with  many  open  areas. 

5.  Population  Density 

a.  Background.  The  physical  characteristics  of  an  urban  area  influence  its 
population  density.  Population  density  is  influenced  by  such  urban  features  as 
roadways,  public  transportation,  utilities,  and  building  construction.  Other 
factors  that  determine  the  population  density  include  available  land  resources, 
economic  resources,  and  cultural  characteristics. 

b.  Land  Resources.  Areas  with  little  land  available  for  human  occupation 
tend  to  be  more  densely  populated.  Geographical  limitations  such  as  mountains, 
waterways,  or  islands  also  tend  to  concentrate  population. 

c.  Economic  Resources.  Economics  influence  population  density,  even  with 
severe  limitations  on  available  land.  A  wealthier  nation  can  build  tall  vertical 
structures;  thus  overcoming  a  shortage  of  land. 

d.  Cultural  Characteristics.  Another  set  of  factors  influencing  population 
density  is  the  cultural  and  social  traits  of  its  people.  These  characteristics  can 
influence  the  number  of  civilians  who  choose  to  remain  in  the  area,  affecting  the 
population  density.  If  a  large  number  of  civilians  leave  the  urban  center  and 
decrease  the  population  density,  a  great  concern  is  refugee  control.  If  a  large 
number  of  civilians  remain,  then  the  greater  concern  is  civilian  collateral  damage. 

6.  Structural  Density 

a.  Background.  Structural  density  is  proportional  to  the  population  density. 
While  the  following  categories  refer  primarily  to  the  spatial  relationships 
between  structures,  the  titles  imply  the  function  of  an  area.  Building 
construction  is  assessed  using  these  categories  during  the  joint  intelligence 
preparation  of  the  battlespace  (JIPB)  process.  See  Appendix  B  for  details. 
Remember  that  the  specific  type  of  structural  density  can  be  used  for  a  quick 
direction  reference,  which  aids  situational  awareness. 

b.  Dense,  Random  Construction  (Type  A).  This  type  of  construction  is  found 
in  lesser-developed  and  nondeveloping  nations.  Close  groupings  of  older 


11-6 


buildings  are  found  in  the  center  of  villages,  towns,  and  cities.  A  high  density  of 
close  or  adjoining  structures  along  narrow  streets  characterizes  the  oldest 
sections  of  many  cities.  Port-au-Prince,  Haiti,  with  its  narrow  twisting  roads,  is 
good  example  of  this  construction  type.  A  variety  of  construction  types  and 
materials  may  be  present  with  little  or  no  setback  of  structures  from  the  street 
itself.  In  the  downtown  areas,  buildings  are  often  connected  to  each  other, 
making  ID  of  specific  target  sites  extremely  difficult.  This  construction  type 
considerably  limits  LOS  and  fields  of  fire.  Navigation  is  difficult  and  aircrews  can 
become  disoriented  quickly  without  easily  discernable  references.  See  Figure  II- 


12. 


Figure  11-12.  Type  “A” 

c.  Closed-Orderly  Block  Construction  (Type  B).  Type  B  characterizes 
medium-size  towns  and  large  cities  like  Las  Vegas,  Nevada.  These  areas  consist 
of  residential  and  commercial  buildings  that  often  form  continuous  street  fronts. 
Inner  courtyards  may  be-contained  within  the  block  structure.  See  Figure  11-13. 
Type  B  construction  typically  consists  of  residential  and  commercial  buildings, 
small  factories,  and  wider  roads.  The  average  street  width  is  26  meters  allowing 
greater  vehicle  movement  and  possible  low  hover  operations.  This  allows  better 
fields  of  view  and  longer  LOS  distances.  Distinct  building  types  make  identifying 
the  objective  area  easier  than  in  a  dense  random  type  of  development  but  locating 
friendly  forces  remains  difficult. 


Figure  11-13.  Type  “B” 


11-7 


d.  Residential  Area  Construction  (Type  C).  Type  C  areas  are  often  contiguous 
to  Type  B  areas.  Residential  areas  are  normally  located  on  the  outskirts  of  cities 
and  can  pose  several  problems  for  aircrews.  Residential  areas  normally  consist  of 
rowhouses  or  single  dwellings  with  yards,  trees,  gardens,  and  fences.  The  street 
widths  average  14  meters,  with  building  setback  distances  of  6-8  meters.  This 
provides  an  effective  street  width  or  visibility  corridor  of  up  to  30  meters.  Older 
European  or  colonial  urban  residential  areas  may  have  more  narrow  streets  and 
little  or  no  setback  of  the  dwellings.  See  Figure  11-14.  Closely  spaced  houses  and 
narrow  roads  may  limit  the  availability  of  a  suitable  LZ.  Suburban  areas  may  be 
obstacle  rich  environments.  Power  poles,  wires,  and  communications  towers  are 
generally  numerous.  Cultural  lighting  may  affect  the  performance  of  some  night 
vision  devices  (NVD).  Dense  concentration  of  buildings  and  civilians  in  these  areas 
may  significantly  hamper  ability  to  visually  or  electronically  acquire  and  track 
ground  forces.  LOS  communications  for  aviation  assets  should  not  be  affected  since 
structures  tend  to  be  limited  to  1  and  2  stories. 


Figure  11-14.  Type  “C” 


e.  High-Rise  Area  Construction  (Type  D).  Type  D  construction  is  found  in 
medium-size  and  large  city  residential  developments  and  business  parks.  High-rise 
cities  such  as  Houston,  Texas  and  Ankara,  Turkey  are  examples.  These  cities 
contain  multi-story  apartment  or  office  buildings  separated  by  large  open  areas  such 
as  parking  lots,  parks,  and  individual  one-story  buildings.  See  Figure  11-15.  High- 
rise  cities  tend  to  have  a  stereotypical  downtown  area  with  an  elevated  skyline  and 
development.  These  multi- storied  buildings  offer  many  challenges  to  the  aircrew. 
These  large,  significant  terrain  features  may  simplify  navigation,  but  tall  buildings 
and  narrow  roads  severely  limit  the  ability  to  fly  between  buildings.  Large  open 
areas  for  LZs  or  DZs,  such  as  parks  and  parking  lots,  are  often  adjacent  to  these 
buildings.  If  extremely  steep  ingress/approach  and  egress/departure  angles  are 
required  for  LZ/DZ  access,  utility  may  be  limited.  Open  rooftops  offer  easy  access  to 
insert  ground  teams  and  extract  isolated  personnel,  but  the  very  nature  of  these 
multi-storied  buildings  may  require  out  of  ground  effect  hover  or  aircraft  operating 
near  maximum  power  available  limitations.  Depending  on  weather  conditions, 
aircraft  limitations  may  exclude  this  type  of  maneuver.  The  threat  level  coupled 


11-8 


with  the  ability  to  gain  access  to  rooftops  and  their  structural  integrity  will 
influence  their  use.  Enemy  access  to  upper  levels  and  rooftops  may  allow  them  to 
fire  down  on  aircraft  and  ground  forces  below. 


Figure  11-15.  Type  “D” 

f.  Industrial/Transportation  Construction  (Type  E).  Type  E  areas  are  the 
most  open  and  dispersed  types.  Newer  industrial  or  transportation  areas  are 
generally  located  on  or  near  the  edge  of  towns  and  cities.  They  typically  consist 
of  low,  flat-roofed  factory  buildings,  warehouses,  and  railway  facilities.  Industrial 
buildings  are  large,  functionally  designed,  and  normally  have  large  parking  lots 
or  work  yards  suitable  for  LZ  operations.  See  Figure  11-16.  Aircraft  can  operate 
more  effectively  due  to  the  low  building  profiles,  better  LOS,  and  reliable 
communications.  There  are  some  disadvantages  to  industrial  areas.  One  concern 
is  heightened  exposure  to  secondary  explosions  from  ordnance.  Another  is  the 
flammable  and  explosive  hazard  normally  found  with  petroleum,  oil,  and 
lubricant  tanks,  refineries,  and  factories. 


7.  Building  Construction 


a.  Background.  The  construction  and  types  of  buildings  within  an  area  further 
define  its  characteristics.  When  looking  at  a  city  composition,  planners  should 
analyze  building  types,  construction  materials  and  area  density.  Urban  areas  are 
composed  of  two  types  of  building  composition,  framed  and  mass.  Knowing  the 
difference  assists  in  determining  the  effectiveness  of  munitions  and  the  cover  offered 
to  personnel.  In  many  industrialized  nations  with  modern  cities,  most  buildings  are 
framed.  Examples  of  framed  buildings  are  the  residential  home  with  2  x  4  (or 
larger)  construction,  numerous  non  load-bearing  walls,  and  large  windows. 
Commercial  offices  and  high  rise  buildings  are  generally  framed  with  steel  girders. 
Mass  buildings  are  built  so  exterior  walls  bear  the  weight  of  the  structure.  The 
walls  of  mass  structures  are  usually  thick  and  constructed  of  masonry  materials 
such  as  stone,  brick,  or  reinforced  concrete.  Approximately  62  percent  of  buildings 
outside  the  US  consist  of  mass  construction  technique.  Mass  structures  provide 
more  protection  for  ground  forces  than  framed  buildings.  For  a  more  detailed 
discussion  on  the  link  between  weapons  effects  and  the  type  of  building 
construction,  reference  the  Joint  Munitions  Effectiveness  Manual  (JMEM). 

b.  Construction  Types.  Individual  building  construction  is  analyzed  during  the 
JIPB  process.  See  Appendix  B  for  more  information.  The  definition  of  each  type 
emphasizes  the  construction  and  materials  of  the  structure.  A  particular  single 
family  dwelling,  for  example,  may  be  more  properly  classified  as  Type  1,  not  Type  3 
or  4.  The  following  is  a  description  of  each  type  of  construction: 

(1)  Wood  and  Timber  Frame  Construction  (Type  1)  (Framed  Construction). 
Type  1  buildings  have  wooden  rafters  and  weak  exterior  walls,  offering  little 
protection  from  fires.  Farm  buildings,  older  city  dwellings  and  inexpensive 
private  storage  buildings  are  examples.  The  fire  hazard  for  Type  1  buildings  is 
high. 


(2)  Masonry  Construction  (Type  2)  (Mass  Construction).  Type  2  buildings 
have  strong  stone  or  brick  walls,  and  are  more  suitable  for  defense  than  Type  1. 
Older  governmental  or  institutional  buildings,  such  as  courthouses  and  schools  are 
often  Type  2  construction.  The  fire  hazard  for  Type  2  buildings  is  low. 

(3)  One  or  Two-Family  Dwelling  (Type  3)  (Mass  Construction).  Type  3 
buildings  have  walls  of  solid  or  insulating  brick  or  cinder  blocks  with  ceilings  of 
reinforced  concrete.  They  offer  significant  protection  and  require  little 
reinforcement.  Type  3  buildings  often  contain  strongly  constructed  basements  and 
are  low  fire  hazards. 

(4)  Prefabricated  One-Family  Dwelling  (Type  4)  (Framed  Construction).  Type 
4  buildings  are  pre-cast  of  light  building  materials  and  offer  less  protection  and 
greater  fire  hazard  than  Type  3  buildings.  These  buildings  frequently  contain 
strongly  constructed  basements. 


11-10 


(5)  Low-Rise  Office  Building  (Type  5)  (Framed  Construction).  Type  5 
buildings  have  multi- story  steel  frame  and  reinforced  concrete  construction. 

They  are  frequently  characterized  by  large  expanses  of  glass,  offering  little 
protection  from  direct  fire. 

(6)  High-rise  office  building  (Type  6)  (Framed  Construction).  Type  6 
buildings  are  similar  in  construction  and  characteristics  to  Type  5  office 
buildings,  but  consist  of  six  or  more  stories. 

(7)  Low-Rise  Apartment  Building  (Type  7)  (Framed  Construction).  Type  6 
buildings  are  similar  in  size  to  Type  5  office  buildings,  but  with  less  glass  and 
with  load-bearing  reinforced  concrete  walls.  They  offer  greater  protection  from 
direct  fire. 

(8)  High-rise  apartment  building  (Type  8)  (Framed  Construction).  Type  8 
buildings  are  similar  in  construction  and  characteristics  to  Type  7  apartment 
buildings,  but  consist  of  six  or  more  stories. 

(9)  Industrial/Warehouse  Complexes  (Type  9)  (Framed  Construction).  Type 
9  building  construction  varies  considerably,  but  is  generally  steel  frame  with 
lightweight  exterior  walls.  Reinforced  concrete  floors  and  ceilings  are  found  in 
multistory  Type  9  buildings. 

8.  Features  of  Special  Consideration 

a.  Coastal  Features  and  Waterways. 

(1)  Background.  All  hydrography  associated  with  urban  terrain  warrants 
careful  analysis.  Water  features  represent  possible  mobility  obstacles  to  surface 
forces,  and  are  a  potential  LOC.  The  presence  of  a  coastline  or  major  waterway  is 
often  the  reason  that  a  population  center  came  into  existence  in  a  particular 
place. 


(2)  Port  Facilities.  Port  facilities  represent  a  focal  point  for  commerce  and 
logistics.  They  hold  strategic  significance  in  many  cases.  Control  of  docks  and 
associated  facilities  accommodates  large-scale  transport  functions  into  or  out  of  a 
city.  Port  seizures  may  be  a  primary  objective  for  attacking  forces. 

(3)  Rivers  and  Canals.  Rivers  and  canals  can  divide  urban  areas  and 
represent  significant  physical  obstacles  to  surface  maneuver.  Control  of  bridges 
and  crossing  sites  is  critical  to  ground  mobility  and  security  of  an  urban  area. 
Major  rivers  are  primary  LOCs  at  a  national  level.  Rivers  can  be  used  to 
transport  commodities,  raw  materials,  and  finished  products.  Similarly,  military 
logistics  requirements  can  be  supported  by  the  use  of  rivers  and  canals.  Aircrews 
should  minimize  exposure  time  over  major  LOCs. 


11-11 


b.  Airfields.  Airfields  and  other  landing  sites  are  major  urban  commerce  and 
logistic  centers.  The  flow  of  commercial  and/or  military  traffic  is  vital  to  an 
operation.  The  control  of  these  areas  and  the  airspace  around  them  could  be  a 
decisive  factor  in  an  operation.  Airfields  and  improved  landing  areas  such  as 
wide,  multi-lane,  straight  highways  can  accommodate  large-scale  transport 
aircraft.  Size,  load  bearing  capability,  and  aircraft  parking  areas  figure  greatly 
into  the  value  of  an  airfield.  Seizure  of  an  airfield  is  often  a  primary  objective. 

c.  Subterranean  Features. 

(1)  Background.  Larger  cities  feature  a  variety  of  subterranean  systems  of 
military  significance.  A  complex  network  of  tunnels  and  passageways  may  exist 
below  the  surface.  While  not  visible  or  directly  influencing  aviation  operations, 
subterranean  features  figure  prominently  into  urban  operations. 

(2)  Public  Transport.  Underground  public  transport  systems,  such  as 
subways,  represent  major  LOCs  within  the  urban  environment.  Tunnels 
associated  with  these  systems  can  accommodate  vehicular  traffic  and  large 
numbers  of  troops. 

(3)  Passageways.  Some  cities  contain  sophisticated  underground 
pedestrian  passageways  and  shopping  “malls”  in  the  central  business  district. 
While  generally  not  large  enough  to  support  vehicular  traffic,  these  complexes 
can  be  exploited  for  troop  mobility  and  assembly,  logistical  operations,  and  C2. 
Smaller  utility  passageways  may  be  quite  extensive  and  optimal  for  use  as 
infiltration  routes  by  small  forces. 

(4)  Waterways  and  Tunnels.  Special  operations  forces  (SOF),  sappers, 
terrorists,  or  partisans  may  use  underground  waterways  or  communications 
tunnels.  Storm  sewers  are  generally  large  enough  to  allow  troop  movement.  The 
passageways,  accessed  generally  through  manholes,  may  be  almost  as  extensive  as 
the  street  pattern.  Sanitary  sewers  are  usually  much  smaller,  less  accessible,  and 
less  suitable  for  use  by  troops  than  are  storm  sewers. 

d.  Cultural  Sites.  Cultural  and  historical  sites  such  as  churches,  museums, 
and  mausoleums,  also  are  found  routinely  in  urban  areas.  International  law 
provides  special  protections  for  many  of  these  landmarks.  These  areas  may  be 
designated  in  appropriate  plans  such  as  the  airspace  control  plan.  The  areas  may 
be  designated  as  a  no  fly  area  (NFA),  restricted  fire  area,  restricted  operating 
zone  (ROZ),  etc.  Fire  control  measures  for  other  areas  such  as  medical  treatment 
facilities,  water  purification  plants,  nongovernmental  organization  (NGO) 
operating  locations,  or  other  structures  or  areas  may  be  designated. 


11-12 


Chapter  III 

FLIGHT  OPERATIONS 


1.  Background 

This  chapter  details  the  unique  considerations  of  aviation  urban  operations. 
Urban  operations  may  include  combat,  peacekeeping,  peacemaking,  and 
humanitarian  support  in  non-combat  environments,  as  well  as  combinations  of  all 
types.  Regardless  of  the  type  of  operation,  detailed  planning  and  a  thorough  JIPB 
are  required.  See  Appendix  B. 

2.  Threat  Considerations 

a.  Threat  Analysis.  Intelligence  on  the  threat  will  be  difficult  to  obtain  and  more 
difficult  to  accurately  update.  Areas  of  control  can  change  rapidly  and  may  be 
confusing.  Planners  must  anticipate  rapid  changes  in  the  threat  and  incomplete 
information.  Every  building  and  structure  in  an  urban  area  is  a  potential  enemy 
position.  The  presence  of  snipers,  vulnerability  to  ambush,  and  difficulty  in 
distinguishing  combatants  from  non-combatants  places  participants  under 
additional  psychological  stress. 

b.  Reconnaissance.  Commanders  must  establish  reconnaissance  operations 
early,  using  all  available  assets.  Unmanned  aerial  vehicles  (UAV)  with  data  linked 
video  are  useful  assets.  Manned  aircraft  with  multiple  reconnaissance  systems  such 
as  LLLTV,  forward-looking  infrared  (FLIR),  and  NVDs  can  provide  focused 
concentration  of  specific  areas.  These  visual  systems,  coupled  with  space-based 
intelligence,  surveillance,  and  reconnaissance  systems  (ISR)  assets,  electronic 
intelligence  systems,  voice  interceptions,  direction  finding  (DF)  platforms  networked 
with  ground-based  systems,  CA,  SOF,  and  ground  forces  provide  a  picture  of  the 
urban  environment.  HUMINT  can  provide  information  on  threat  intent  and  forces, 
as  well  as  information  about  city  infrastructure  and  status.  Gathering  detailed 
information  during  the  planning  phase  of  an  aviation  operation  provides  planners 
and  aircrew  with  information  about  threat  positions,  movements,  routes,  and 
weapons. 

c.  Civilian  Population.  A  defending  enemy  force  normally  has  the  advantage  of 
familiarity  with  the  terrain.  The  civilian  population  of  the  area  can  play  an  active 
role  in  the  defense.  Regardless  of  its  activity,  the  larger  the  civilian  population 
remaining  within  the  area,  the  more  influences  it  has  on  military  operations. 

Enemy  or  friendly  forces  can  have  the  support  of  the  remaining  people.  Their 
support  provides  significant  intelligence,  logistics,  and  security,  as  well  as  a 
potential  paramilitary  capability. 

d.  Ground  Threat.  Urban  operations  often  magnify  the  threat  to  aircraft.  Light 
to  medium  antiaircraft  artillery  (AAA)  may  be  employed  from  ground  sites,  the  tops 
of  buildings,  in  or  near  otherwise  protected  (attack  prohibited  by  ROE,  operational 
planning,  etc.,)  structures,  or  mounted  on  civilian  vehicles,  thus  providing  aircrews 
with  a  very  complex  threat  picture.  A  man-portable  air  defense  system 


MI-1 


(MANPADS),  with  its  small  size,  light  weight,  rapid  engagement  capability,  and 
ease  of  concealment,  is  an  excellent  weapon  for  operating  in  close  proximity  to  or  on 
top  of  buildings  and  other  structures.  Heavy  AAA  and  surface-to-air  missiles  (SAM) 
require  open  terrain  due  to  radar  or  siting  requirements.  However,  this  does  not 
prevent  their  employment  within  urban  boundaries.  The  obstructions  and  crowded 
airspace  of  cities  limit  aircraft  defensive  maneuvering  options,  increasing  the 
effectiveness  of  AAA,  MANPADS,  and  SAMs  while  at  the  same  time  providing 
excellent  opportunities  for  the  establishment  of  ambush  sites.  Urban  terrain 
provides  virtually  unlimited  concealment,  thus  complicating  escort  missions, 
suppression  of  enemy  air  defenses  (SEAD),  and  counter  attack.  Restricted  orbits, 
weapons  employment,  and  rotary-wing  landing  approaches  increase  aircraft 
vulnerability  and  limit  defensive  options.  The  terrain  may  also  limit  suppression 
options.  The  cluttered  environment  (e.g.,  lights,  fires,  smoke,  dust,  etc.)  makes 
identification  of  missile  launches  or  ground  fire  more  difficult.  Aircrews  and 
planners  should  also  consider  the  effects  of  fixation  and  visual  confusion.  Missions 
requiring  landing  operations  must  also  consider  ground  threats  such  as  artillery, 
mortars,  or  snipers.  Planners  must  expand  their  view  of  what  constitutes  a  threat 
to  aviation  operations  in  the  urban  environment. 

3.  Weather 

a.  Background.  The  aviation  commander  must  establish  minimum  weather 
requirements  before  conducting  operations.  Weather  conditions  affect  the  employment 
of  all  aircraft  and  weapons  systems.  Adverse  weather  will  hinder  the  employment  of 
UAVs,  radar,  FLIR,  laser,  optical  systems,  NVDs,  and  IR  weapons. 

b.  Ceilings.  Low  ceilings  affect  all  aviation  assets,  especially  fixed-wing  aircraft. 
Low  ceilings  can  obscure  high  rise  rooftops,  and  other  obstructions  such  as  power 
lines,  towers,  and  smokestacks.  Low  ceilings  can  also  deny  fixed-wing  aircraft  the 
required  time  and  altitude  to  obtain  a  satisfactory  ordnance  delivery  solution.  The 
presence  of  high  rise  buildings  and  low  ceilings  decreases  the  effective  above  ground 
level  (AGL)  operating  area.  Low  ceilings  will  also  affect  the  performance  of  laser- 
guided  weapons.  In  addition,  artificial  lighting  against  a  low  overcast  will  highlight 
aircraft  flying  under  the  overcast  to  ground  observers. 

c.  Visibility.  Smog  buildup  from  industrial  areas  and  vehicle  exhausts  also 
reduce  visibility.  Smoke  from  fires  and  dust  from  damage  and  destruction  may 
reduce  the  visibility  in  otherwise  clear  conditions.  Reduction  in  visibility  can 
significantly  degrade  the  performance  of  weapons  sensors  and  laser  or  optically 
guided  munitions. 

d.  Winds.  In  urban  areas,  the  city  structure  affects  wind  patterns.  Wind 
patterns  are  “broken  up”  and  tunneled  down  streets  and  alleys.  While  the  wind  may 
be  calm  along  one  end  of  a  block,  it  can  be  turbulent  at  another.  City  structure  also 
influences  the  location  of  turbulent  areas.  Therefore,  predicting  turbulent  areas  is 
difficult.  Turbulence  affects  aircraft  performance  and  weapons  delivery. 

e.  Temperatures.  IR  signatures  are  affected  by  the  proximity  of  other  buildings 
and  structures  (for  example,  shadowing  and  winds).  Times  of  thermal  crossover 


MI-2 


occur  when  objects  viewed  through  IR  sensors  may  be  indistinguishable  due  to  their 
temperature  similarities  with  their  backgrounds.  Thermal  crossover  in  urban  areas 
may  be  relatively  insignificant  due  to  shadowing  effects  of  structures  and  the  types 
of  materials  (e.g.,  asphalt,  concrete,  etc.)  making  up  the  background.  However, 
when  using  a  FLIR,  aircrews  must  pay  particular  attention  during  this  period. 
Furthermore,  during  this  period,  thermal  crossover  is  particularly  sensitive  to  wind, 
which  can  affect  differences  in  target  and  background  temperatures.  Urban 
temperatures  are  generally  higher  than  those  in  rural  areas  and  can  be  10  to  20 
degrees  higher  than  the  surrounding  environment.  High  thermal  contrast  can 
adversely  affect  thermal  sight  performance. 

4.  Command,  Control,  and  Communications 

a.  Commander’s  Intent.  A  clear  understanding  of  the  commander’s  intent  is  an 
imperative  for  all  operations,  facilitating  initiative  in  harmony  with  the 
commander’s  desires.  Through  a  mission  type  or  operation  order  (OPORD),  the 
commander  states  his  intent,  allowing  subordinates  the  initiative  to  achieve 
objectives  in  whatever  method  the  subordinate  deems  appropriate.  In  the  complex 
urban  environment,  maintaining  communications  can  be  difficult  because  of 
interference  caused  by  structures  restricting  LOS  systems.  This  increases  reliance 
on  decentralized  execution.  Detailed  mission  orders  and  briefings  aid  in  conducting 
operations. 

b.  C3  Planning.  A  detailed,  flexible,  and  redundant  C3  plan  is  essential.  Aerial 
or  rooftop  retransmission  systems  and  the  use  of  remote  antennas  may  overcome 
some  of  these  problems.  Airborne  C3  support  systems  (e.g.,  airborne  battlefield 
command  and  control  center  (ABCCC),  Airborne  Warning  and  Control  System 
(AWACS),  joint  surveillance  target,  attack,  radar  system  (JSTARS),  and  joint 
airborne  communications  center/command  post  (JACC/CP)  equipped  C-130/Cl41s) 
may  alleviate  some  of  these  difficulties.  Another  option  is  an  appropriately 
equipped  UH-60  or  UH-1  helicopter.  Each  of  these  platforms  has  inherent 
capabilities  and  weaknesses  that  may  make  them  more  or  less  desirable  for 
operations  in  urban  environments.  Reference  system  publications  and  joint 
planning  publications  for  more  detailed  information  on  capabilities. 

c.  Air  Asset  Control.  Although  all  air  assets  should  remain  under  positive 
control  to  the  greatest  extent  possible,  procedural  control  measures  may  be  required 
for  air  operations  in  the  objective  area.  This  is  especially  true  in  situations  where 
airborne  C3  assets  are  unavailable  or  unable  to  communicate  due  to  interference. 
Visual  signaling  may  also  be  affected  by  vertical  development  in  urban  areas. 
Normal  urban  clutter  makes  it  harder  to  differentiate  these  signals  from  their 
background. 

d.  Common  Frequency.  A  common  frequency  for  all  units  facilitates  rapid 
transfer  and  understanding  of  information.  Specific  information  concerning  multi- 
Service  tactics,  techniques,  and  procedures  (MTTP)  for  air-to-air,  air-to-  surface,  and 
surface-to-air  brevity  codes  is  found  in  Service  manuals,  Field  Manual  (FM)  90-38, 
Marine  Corps  Reference  Publication  (MCRP)  3-25B,  Naval  Warfare  Publication 
(NWP)  6-02.1,  and  Air  Force  Tactics,  Techniques,  and  Procedures  (Interservice) 


MI-3 


(AFTTP(I))  3-2.5.  The  issue  of  common  frequency  use,  particularly  for  encrypted 
transmission,  can  be  greatly  complicated  in  multinational  operations.  Planners 
should  consider  this  issue  and  develop  methods  for  in-the-clear  communications  if 
necessary. 

5.  Airspace  Control 

a.  Compressed  Airspace.  Compressed  airspace  and  a  unique  three-dimensional 
environment  characterize  aviation  urban  operations.  These  factors  increase 
planning  and  execution  problems,  especially  when  in  close  proximity  to  friendly 
forces  and  non-combatants.  The  compressed  urban  airspace  brings  separate  and 
diverse  missions  into  close  proximity.  For  example,  an  airdrop  of  supplies  could  be 
performed  simultaneously  with  CAS  missions  protecting  the  unit  being  supplied. 
Knowledge  of  other  missions  tasked  for  the  same  area  is  vital  to  avoid  interference. 

b.  Control  Measures.  Develop  positive  and  procedural  control  measures  for 
specific  airspace.  This  will  assist  in  eliminating  mission  conflicts.  These  measures 
must  also  consider  ongoing  host  nation  (HN)  or  foreign  military  airspace 
requirements.  A  useful  method  of  implementing  positive  control  is  execution  of  a 
joint  air  tasking  order  (ATO)  through  the  Theater  Air  Ground  System  (TAGS).  The 
joint  ATO  assures  deconfliction  and  synchronization  of  aviation  assets. 

Multinational  air  assets  may  also  be  included  in  the  joint  ATO.  A  combination  of 
positive  and  procedural  control  measures  may  be  appropriate  because  of  the 
potential  for  high  volumes  of  air  traffic  over  urban  areas.  For  example,  establishing 
a  ROZ  or  high-density  airspace  control  zone  (HIDACZ)  over  the  area  of  operations  is 
one  means  to  facilitate  the  simultaneous  employment  of  aerial  platforms. 

Heightened  awareness  of  support  missions  operating  in  and  throughout  the  general 
area  must  be  maintained.  Detailed  information  concerning  multi-Service 
procedures  for  integrated  combat  airspace  command  and  control  (ICAC2)  is  provided 
in  Service  manuals,  FM  100-103-1,  MCRP  5-61,  NWP  3-52.1,  and  AFTTP(I)  3-2.16. 

6.  Air-to-Ground  Coordination 

Air-to-ground  coordination  is  improved  using  overlays  and  pictures.  Figure 
III- 1  depicts  an  example  of  a  ground  unit’s  control  measures.  The  sketch  numbers 
major  structures  and  labels  building  corners  (A-D)  providing  a  legend  to  identify 
each  building.  Establishing  objectives  and  phase  lines  assists  in  understanding  the 
ground  scheme  of  maneuver  and  is  one  method  to  integrate  both  air  and  ground 
operations.  Specific  information  concerning  multi-Service  procedures  for  a  TAGS  is 
provided  in  Service  manuals,  FM  100-103-2,  MCWP  3-25.2,  NWP  3-56.2,  and 
AFTTP(I)  3-2.17. 

7.  Maps  and  Charts — Selection  and  Preparation 

a.  General  Considerations.  Consider  all  types  of  geospatial  products  ranging 
from  paper  maps  and  charts  to  digital  mapping  databases  including  commercial  as 
well  as  government  products.  Maps  with  a  larger  scale  than  1:50,000  (i.e.,  1:24,000 
or  1:12,500)  provide  greater  detail  for  urban  mission  planning  and  execution. 
Numerous  large-scale  maps  exist  to  assist  aircrews. 


MI-4 


LEGEND 

51  Factory 

52  Warehouse 

53  Private  Home 

54  Town  House 

55  Private  Home 

56  Church 

57  Municipal  Building 

58  Power  Station 

59  Private  Home 

60  Town  House 

61  Radio  Station 

62  School 

63  Private  Home 

64  Private  Home 


65  Bank  ■  Generator/Box 

66  Vet  Clinic 

67  Office  Building  "  "  Fence 

68  Gas  Station 

69  Post  Office 

70  City  Hall 

71  Water  Tower 

72  health  Clinic 

73  Private  Home 

74  Hotel 

75  store 

76  Fire  Station 

77  Police  Station 


Figure  MI-1.  Ground  Unit  Control  Measures 

b.  Government  Products.  The  National  Imagery  and  Mapping  Agency  (NIMA) 
produces  1:12,500  scale  maps  for  specific  urban  areas  as  specified  by  the  customer. 

A  non-combatant  evacuation  operation  (NEO)  intelligence  support  handbook  (NISH) 
is  also  available  for  every  American  Embassy  (classified  SECRET).  The  NISH  is 
intended  to  augment  the  planning  for  NEO  or  hostage  recovery  operations  and 


MI-5 


contains  information  such  as  pre-surveyed  LZ  listings.  Planners  must  consider 
currency  of  terrain  information  during  planning. 


c.  Civilian  Maps.  Commercially  available  civilian  or  tourist  maps  may  show 
greater  and  more  current  urban  detail  than  military  maps.  While  street  maps  and 
tourist  maps  do  not  normally  show  terrain,  they  often  provide  useful  information  on 
current  street  and  bridge  locations,  street  names,  shapes  of  prominent  buildings, 
and  cultural  features.  Civilian  maps  usually  have  a  reference  grid  overlay  that,  if 
available  in  sufficient  quantities,  may  be  useful  as  a  supplemental  terrain  reference 
during  urban  operations.  However,  these  maps  do  not  come  marked  with  the 
Military  Grid  Reference  System  (MGRS)  or  universal  transverse  mercator  (UTM) 
references.  Although  marked  with  a  common  reference  grid,  commercial  maps  or 
charts  should  not  be  used  as  a  reference  for  employing  munitions.  Ensure  all  units 
disseminate  any  approved  non-standard  reference  systems  to  enable  proper  target 
ID  and  fratricide  prevention. 


WARNING:  Check  the  reference  system  used  to  prepare  a  map  or  chart  (i.e., 
World  Geodetic  System  1984  (WGS-84),  Tokyo  Special,  etc.).  Different  datum 
can  cause  significant  confusion  and  errors. 


d.  Geospatial  Products.  Units  must  maintain  accurate  geospatial  products  for 
their  operational  area  and  continuously  update  them  as  new  features  and  hazards 
are  identified.  This  is  a  shared  responsibility  for  aircrews,  intelligence  personnel, 
and  operations  sections.  For  example,  the  intelligence  staff,  as  part  of  the  JIPB 
process,  should  conduct  initial  preparation  of  the  maps  and  charts  since  intelligence 
sources  may  be  the  only  source  of  hazard  information  before  mission  execution. 
Other  sources  of  hazards  include  the  airspace  authority  that  publishes  known  flight 
hazards,  such  as  the  notice  to  airmen.  Detailed  analysis  of  flight  hazards  during 
mission  planning  is  critical  to  safe  flight  operations  in  urban  terrain.  Many  hazards 
may  be  unlit  and  difficult  to  discern  amongst  the  bright  ground  lights.  Several 
types  of  flight  hazards  exist: 

(1)  Physical  Hazards.  The  majority  of  physical  hazards  within  an  urban  area 
are  manmade.  These  include  antennas,  wires,  power  lines,  Tube-launched,  optically 
tracked,  wire-guided  (TOW)  missile  wires,  and  other  obstructions. 

(2)  Environmental  Hazards.  Environmental  hazards  include  meteorological 
effects,  extremes  in  artificial  illumination,  and  unpredictable  wind  effects. 

(3)  Natural  Hazards.  Natural  hazards  include  tall  trees,  and  areas  of  high 
bird  concentration. 

(4)  Air  Traffic  Hazards.  The  high  volume  of  air  traffic  over  and  within  urban 
areas  is  another  significant  hazard. 

(5)  Other  Hazards.  Other  hazards  include  high  intensity  radio  transmission 
areas.  All  known  radio  emitters  should  be  assessed  for  potentially  adverse  effects 
on  aircraft  systems. 


MI-6 


8.  Route  Planning  and  Navigation 


a.  Planning  Factors.  Appropriate  flight  profile  and  route  selection  are  perhaps 
the  most  difficult  planning  factors.  A  dynamic  flight  profile  offers  the  best 
survivability  and  responsiveness.  Aircrews  should  base  their  flight  profile  on 
traditional  factors  of  mission,  enemy,  terrain  and  weather,  troops  and  support 
available,  and  time  available.  Special  consideration  must  be  given  to  the  unique 
characteristics  of  urban  terrain.  Plan  appropriate  routes  and  altitudes  to  consider 
known  threats  and  exploit  environmental  factors  such  as  wind  direction,  moon  angle 
and  azimuth,  and  urban  noise. 

b.  Navigation  Techniques.  In  an  urban  environment,  a  small  navigational  error 
(i.e.,  a  couple  of  city  blocks)  can  rapidly  evolve  into  disorientation.  Although  natural 
land  features  (rivers,  lakes,  etc.)  are  preferable  landmarks,  they  may  not  be  useable 
during  various  flight  profiles.  Manmade  features  may  provide  the  majority  of 
available  navigation  aids.  If  possible,  pick  large  recognizable  features  for 
navigation.  Examples  include  cemeteries,  stadiums,  cathedrals,  and  major  roads. 
Linear  features,  such  as  major  highways,  rivers,  railways,  canals,  and  coastlines 
provide  easily  recognizable  boundaries  and  references  to  assist  aircrews  in 
maintaining  orientation.  Prominent  rail  and  highway  interchanges  are  useful  as  en 
route  checkpoints.  However,  remember  that  in  enemy-held  areas,  these  same 
prominent  features  might  be  protected  by  anti-air  weapon  systems.  As  aircrews 
become  more  familiar  with  the  operational  area,  more  use  is  made  of  local 
landmarks  during  flight. 

c.  Enhancing  Survivability.  Low-level  flight  techniques,  adapted  for  urban 
terrain,  may  be  employed  to  enhance  survivability.  Remaining  unseen  visually  and 
electronically  is  the  most  effective  method  of  preventing  an  engagement  by  hostile 
forces.  Obviously,  if  there  is  no  tactical  reason  to  operate  in  low  profiles  (i.e., 
disaster  assistance  operations),  higher  profiles  are  more  suitable  and  safer.  “High” 
versus  “low”  is  matter  of  carefully  weighing  the  factors,  making  an  informed 
decision,  and  remaining  flexible  if  the  situation  dictates  a  profile  change.  The 
navigation  techniques  employed  and  the  use  of  night  systems  will  factor  greatly  into 
the  degree  of  risk  and  effectiveness  of  a  particular  profile.  Distilled  to  its  most  basic 
elements,  the  issue  is  this:  “do  aircrews  want  brief  exposure  to  hostile  weapons  at 
close  range,  or  continuous  enemy  observation  and  exposure  to  weapons  at  extended 
slant  range?” 

d.  Route  Planning.  A  network  route  structure  of  air  control  points  (ACP)  and 
routes  (preferably  surveyed)  may  be  used  to  facilitate  route  planning,  navigation 
and  C3.  See  Figure  III-2.  ACPs  are  especially  useful  for  aircraft  navigation  systems 
that  require  visual  updates.  Different  sequences  of  ACPs  appropriate  to  the  mission 
may  be  assigned  code  words  to  facilitate  operational  security,  control,  and  route 
changes  in  flight.  For  example,  “Broadway”  may  be  a  route  with  ACP  sequence  2,  7, 
and  8;  “Wall  Street,”  ACPs  1,  6,  and  3;  “Bourbon”,  ACPs  4,  and  9;  etc.  Before  ever 
being  used  in  a  tactical  environment,  a  clearly  defined  initial  point  (IP)  should  be 
verified  by  aircrews  of  high  performance  aircraft  to  ensure  that  both  IP  data  and 
aircraft  systems  are  correct  and  reliable.  Offset  aimpoints  may  also  facilitate  target 
ID.  The  location  of  these  points  should  be  published  in  all  applicable  plans  and 


Figure  MI-2.  Network  Route  Structure 


orders.  In  situations  where  enemy  forces  are  present,  great  care  must  be  taken  to 
avoid  predictability  of  routes.  Whenever  possible,  plan  to  use  routes,  battle 
positions,  attack  by  fire  positions,  airspace  coordination  areas  (ACA),  holding  areas, 
and  orbits  over  friendly  held  terrain  that  do  not  expose  aircraft  to  threats.  Terrain 
and  congested  airspace  may  force  repeated  use  of  ACPs,  LZs  and  flight  profiles.  The 
habitual  flying  of  routes  from  one  obvious  feature  to  the  next,  or  along  LOCs,  is 
strongly  discouraged  in  the  presence  of  enemy  forces  or  potentially  hostile  civilians. 
Avoid  predictability  of  flight  routing  in  all  but  the  most  benign  of  operational 
environments.  Track  the  frequency  that  each  ACP  is  used  to  better  control  route 
over-use.  Route  names  and  “call  signs”  should  not  be  re-used  repetitively  with  the 
same  ACP  sequence.  Flight  profiles  must  take  into  consideration  small  arms,  AAA, 
MANPAD,  and  SAM  weapon  ranges  and  communications. 


MI-8 


e.  Effective  Navigation.  Navigation  over  urban  terrain  can  be  more  difficult 
than  over  natural  terrain  due  to  an  over-abundance  of  cues.  Navigation  is  also  more 
difficult  for  rotary-wing  aircraft  because  most  maps  do  not  show  the  vertical 
development  of  urban  terrain.  The  high  density  of  structures,  variety  of 
geographical  references,  and  high  light  levels  can  create  “visual  saturation.”  Rapid 
displacement  from  position  to  position  can  sometimes  create  confusion  between 
aerial  and  ground  observers  as  to  cardinal  directions  or  locations.  Familiarity  with 
the  characteristics  of  urban  terrain  allows  aircrews  to  discern  key  features  in  this 
environment.  Navigational  aids,  such  as  the  global  positioning  system  (GPS),  have 
reduced  but  not  eliminated  this  problem.  Effective  navigation  over  large  towns  and 
cities  can  require  the  use  of  a  variety  of  navigational  systems  and  techniques.  The 
use  of  GPS  eases  the  problems  associated  with  night  navigation  and  orientation; 
whereas,  handheld  laser  pointers  or  designators  ease  the  problems  associated  with 
orientation  and  target  ID.  Aircrews  must  monitor  their  equipment  closely  and 
crosscheck  their  position  by  all  available  means.  Navigation  systems  may  be 
degraded  due  to  interference  induced  by  buildings.  Aircrews  should  perform 
detailed  mission  planning  to  maximize  the  effectiveness  of  all  available  assets. 

9.  Night  Vision  Devices 

a.  Considerations.  When  planning  for  and  employing  NVDs,  aircrews  must  pay 
careful  attention  to  the  color,  location,  and  intensity  of  urban  lights,  in  addition  to 
the  moon  angle  and  lunar  illumination  along  the  flight  route  and  in  the  objective 
area.  Night  imagery  of  the  area  is  an  important  tool  for  effective  analysis  and 
mission  planning.  To  determine  when  and  where  to  use  NVD,  image  intensifiers,  or 
IR  sensors,  a  detailed  analysis  of  the  area  is  necessary.  Aircrews  should  prepare  to 
make  frequent  and  rapid  transitions  from  aided  to  unaided  flight  during  urban 
flights. 

b.  Characteristics.  Night  vision  goggles  (NVG),  and  FLIR/Integrated  Display 
System  (IDS)  are  affected  by  the  composition  and  surface  conditions  of  urban 
terrain.  A  rural  battlefield  has  a  somewhat  homogeneous  composition  where  man¬ 
made  objects  contrast  sharply.  However,  in  an  environment  that  consists  primarily 
of  manmade  objects  there  is  very  little  consistency  in  the  thermal/visual  scene. 

High  light  levels  in  urban  areas  create  special  problems.  The  volume  and  irregular 
patterns  of  ground  lights  in  urban  areas  affect  NVG  operations.  The  FLIR/IDS  is  an 
excellent  identification  aid  for  terrain  features  and  hazards  in  brightly-lighted  night 
urban  environments  as  it  is  not  susceptible  to  blooming  effects  from  overt  lighting 
as  are  NVG.  Brightly  lit  cities  can  be  navigated  without  NVDs,  but  discerning 
detail  in  darkened  areas  or  shadows  requires  using  image  intensifiers  or  IR  sensors. 
Relatively  dark  areas,  such  as  large  city  parks,  are  readily  identified  and  make  good 
navigation  references  at  night.  Cultural  lighting  will  often  washout  NVG, 
decreasing  their  effectiveness. 

c.  Environmental  Concerns. 

(1)  Lighting  Condition.  Operations  conducted  during  twilight,  dawn,  or  dusk 
may  present  problems.  The  rapid  changes  in  the  illumination  during  these  periods 
and  the  inability  of  the  eyes  to  quickly  adjust  make  it  difficult  for  aircrews  to 


MI-9 


observe  terrain  features  and  see  other  aircraft.  FLIR  devices  are  not  affected  by 
artificial  light  and  are  generally  effective  navigation  and  targeting  systems  during 
this  period.  However,  they  are  subject  to  being  overpowered  by  intense  heat  sources 
within  their  field  of  view.  Very  hot  areas,  such  as  factory  smoke  stacks  or  fires, 
make  the  details  of  objects  with  lower  thermal  contrast  difficult  to  discern.  Hostile 
forces  may  attempt  to  degrade  the  effectiveness  of  thermal  systems  by  lighting 
bonfires,  buildings,  cars,  tires,  etc.  in  the  area  of  operations.  If  a  supported  ground 
unit  is  using  laser  pointers,  aircrews  using  FLIR  will  not  be  able  to  detect  the  spot. 
The  laser  pointer  is  detectable  with  NVG. 

(2)  Thermal  Clutter.  FLIR/IDS  thermal  clutter  occurs  when  there  are  a 
number  of  objects  in  the  sensor’s  field  of  view  with  approximately  the  same  thermal 
signature.  These  objects  can  be  “cool”,  leading  to  an  overall  dark  image,  or  “hot” 
enough  to  result  in  an  image  saturated  with  bright  spots.  Overlapping  hot  spots 
results  in  overall  reduced  image  quality.  Using  the  gain  and/or  polarity  functions 
can  enhance  FLIR/IDS  imagery  enough  to  highlight  cultural  features.  Smoke  from 
a  smoke  grenade  and/or  burning  diesel  fuel  will  not  affect  the  FLIR/IDSs 
performance.  A  good  rule  of  thumb  is  that  if  you  can  detect  a  target  with  a  FLIR/ 
IDS  and  consistently  employ  the  laser  ranging  and  designation  functions,  then  you 
can  most  likely  designate  and  lase  the  target  satisfactorily  for  a  laser-guided 
weapon.  Generally  all  buildings  will  be  seen  and  recognizable  on  the  FLIR/IDS. 
Building  roofs  will  present  a  different  signature  from  walls  due  to  the  material 
emissivity,  and  this  may  act  as  another  cue  aiding  target  acquisition.  If  aircraft  are 
forced  to  operate  below  200’ AGL,  then  the  low  slant  angle  will  make  building 
acquisition  difficult  and  personnel/vehicle  target  acquisition  more  difficult.  Slight 
variations  in  construction  material  for  either  roads  or  structures  can  alter  the  image 
enough  to  inhibit  target  acquisition  and  tracking.  For  example,  while  the  terminal 
guidance  controller  may  see  an  NVG  image  of  two  contrasting  materials  around  a 
target,  the  aircrews  using  a  FLIR/IDS  may  not  see  the  same  contrast  due  to  the 
differences  in  temperature  and  emissivity.  Furthermore,  airspeed  and  altitude  can 
have  the  same  affect. 

(3)  Thermal  Reflection.  Thermal  reflections  can  produce  odd  signatures, 
making  target  ID  difficult.  Smooth  or  glassy  surfaces  such  as  windshields, 
unpainted  metal  surfaces,  or  water  are  examples  of  thermal  reflectors.  They  can 
reflect  IR  radiation  images,  like  a  mirror,  of  other  nearby  sources.  They  can  appear 
very  dark  because  they  reflect  the  low  radiant  temperatures  from  the  night  sky. 
Most  buildings  constructed  from  concrete  or  brick  will  have  high  thermal  mass, 
meaning  their  rate  of  temperature  gain  will  be  slow  during  the  day  (until  noontime) 
and  rate  of  loss  will  be  slow  during  the  night.  Urban  structures  viewed  mid-day  can 
be  distinctly  different  from  a  late  afternoon  view  after  having  been  heated 
throughout  the  day;  structures  of  plywood  or  aluminum  lose  heat  quickly  and 
provide  high  thermal  contrast  with  backgrounds  that  cool  more  slowly.  As  late 
afternoon  approaches,  heat  dissipates  quickly.  In  the  morning,  objects  facing  the 
sunrise  will  heat  more  quickly,  appearing  hotter  than  objects  that  face  away  from 
sunrise.  Air  conditioning  or  heating  units  on  buildings  can  produce  localized  hot 
spots.  Windows  will  appear  very  dark  when  reflecting  the  night  sky  temperature. 
However  in  a  combat  zone,  as  was  seen  in  Bosnia,  many  building  windows  may  be 
broken  out. 


111-10 


(4)  Smoke/Fog.  FLIR/IDS  visibility  through  fog  or  smoke  is  very  good. 
However,  smoke  from  burning  phosphorous  or  flares  significantly  hinder  thermal 
transmission.  The  atmosphere  can  attenuate  transmission  of  IR  energy  through 
refraction,  absorption  or  scattering.  High  water  vapor  concentrations,  which  occur 
at  high  humidity,  are  responsible  for  the  majority  of  IR  absorption.  Urban  areas  can 
have  significant  concentrations  of  carbon  dioxide,  which  is  also  an  IR  absorber,  can 
potentially  degrade  FLIR/IDS  performance.  In  practice,  carbon  dioxide  absorption 
does  not  usually  impact  FLIR  performance. 

10.  Rotary-Wing  Operations 

a.  Background.  A  typical  rotary-wing  urban  flight  profile  consists  of  modified 
low-level  and  contour  techniques.  Aircrews  must  evaluate  obstacles,  ambient  light 
levels,  and  available  navigation  cues  as  well  as  types  and  locations  of  threat  sources 
to  determine  the  optimum  altitude  and  airspeed.  Maintaining  higher  airspeeds  can 
minimize  exposure  time.  To  limit  exposure  to  antiaircraft  weapons,  the  preferred 
method  of  ingress  and  egress  is  a  low,  swift  flight  profile.  However,  slower  flight 
speeds  may  be  necessary  to  allow  enough  time  to  precisely  identify  and  navigate  to 
the  objective  area.  Avoid  true  nap-of-the-earth  flight  as  it  exposes  the  aircraft  to  a 
greater  potential  for  engagements.  Slow  speeds  coupled  with  low  altitudes  can  put 
the  aircraft  and  aircrews  at  greater  ground  threat  risk  (small  arms,  rocket-propelled 
grenades,  etc.).  A  low  density  of  structures  or  extensive  enemy  use  of  high  rooftops 
diminishes  the  masking  advantages  of  low  flight  profiles.  To  buffer  obstacle  and 
hazard  clearance,  a  higher  flight  altitude  (300  to  500  feet  AGL)  over  a  city,  day  or 
night  may  be  necessary.  However,  flight  at  higher  en  route  altitudes  exposes  the 
aircraft  to  observation  as  it  approaches  the  objective  and  makes  it  far  more 
vulnerable  to  engagement  during  the  descent  for  landing.  This  exposes  aircraft  to 
shoulder-launched  or  radar-guided  SAM  threats.  However,  the  trade-off  provides  a 
better  margin  of  safety  from  the  hazards  of  unlit  towers,  cranes,  and  power-lines 
that  blend  into  the  urban  landscape  and  are  more  difficult  to  detect. 

b.  Flight  Profile.  Areas  of  consideration  when  determining  flight  profiles 
include: 

(1)  The  mission  requirements. 

(2)  The  hazards  to  flight. 

(3)  The  integrated  air  defense  system  (IADS)  in  use  by  adversary  forces. 

(4)  The  small  arms  threat. 

(5)  The  terrain  relief  and  building  height  in  and  around  the  area. 

(6)  The  density  of  structures. 

(7)  The  accessibility/security  of  high,  dominant  rooftops. 

(8)  The  dominant  natural  terrain  around  the  urban  area. 


111-11 


(9)  The  SAM  threat. 


c.  Multi-ship  Operations.  Multi-ship  rotary-wing  operations  are  challenging 
and  can  require  application  of  unique  formation  techniques,  especially  when 
operating  with  NVDs.  To  prevent  the  loss  of  visual  contact  with  other  aircraft 
among  ground  lights,  a  non-traditional  vertical  “stack-down”  formation  positioning 
may  be  required.  Planning  must  include  formation  break-up  and  rendezvous 
procedures  if  visual  contact  is  lost  within  the  flight  or  evasive  maneuvering  is 
executed.  When  multiple  aircraft  are  operating  together,  consider  greater  formation 
spacing  to  facilitate  more  flexible  maneuvering  while  still  providing  mutual  support. 
A  wingman  flying  in  a  vertical  “stack  down”  position  from  the  preceding  helicopter 
will  not  have  the  flexibility  of  maneuver  normally  enjoyed  in  the  traditional  vertical 
“stack  up”  position.  Maintain  a  position  that  compensates  for  the  illumination 
pollution,  but  avoids  jeopardizing  the  aircraft  by  greater  exposure  to  obstacle 
hazards  or  increased  formation  collision  potential. 


WARNING:  If  stacking  down,  pay  strict  attention  to  disk  spacing  and  have  a 
pre-briefed  formation  break-up  plan.  Formation  break-up  from  a  stack-low 
position  is  more  dangerous  than  from  a  stack-high  position. 


d.  Aircraft  Lighting.  For  both  day  and  night  operations,  Aircrew  should 
experiment  with  aircraft  external  lighting  to  best  accommodate  the  mission, 
otherwise  follow  standing  operating  procedures  (SOP).  If  overt  external  lighting  is 
mandated,  use  the  flash  position  to  better  distinguish  aircraft  from  static  light 
sources.  In  brightly-lighted  areas,  covert  lights  may  not  be  visible.  Aircrew  should 
weigh  mission  lighting  needs  against  the  possibility  of  visual  detection  by  the 
enemy.  During  Operation  JUST  CAUSE,  reflective  tape  was  placed  on  all  friendly 
aircraft  to  assist  in  identification  during  ingress  and  egress.  Bright  ambient 
illumination  can  be  favorable  at  times.  During  Operation  EASTERN  EXIT,  the 
1991  NEO  operations  in  Somalia,  evacuees  commented  that  in  the  darkened  landing 
zone,  they  could  hear  the  helicopters  but  did  not  see  them  until  they  were  already  on 
the  ground. 

11.  Fixed-Wing  Operations 

a.  AC- 130  Gunship  Operations.  Due  to  AC- 130  characteristics  and  their 
requirement  to  fly  under  the  protection  of  darkness  in  higher  threat  environments, 
special  consideration  must  be  given  to  the  threat.  Commanders  and  planners  must 
consider  the  threat  determined  in  the  JIPB  process  before  tasking  the  AC- 130 
because  its  effectiveness  in  interdiction  or  ground  support  missions  could  be  limited 
by  a  number  of  factors  unique  to  the  urban  environment.  Using  a  wide  range  of 
altitude  and  orbit  patterns,  the  AC- 130  is  a  versatile  platform  and  can  perform 
missions  ranging  from  C3  to  CAS.  If  employed  correctly,  the  AC- 130  can  provide 
commanders  with  excellent  situational  awareness.  The  AC-130H  and  the  AC-130U 
currently  employed  generally  operate  in  the  same  manner  but  have  some 
differences.  The  AC-130U  is  all  weather  capable  for  interdiction  and  can  predict 
impact  points  of  fired  ordnance.  Reconnaissance  in  instrument  meteorological 
conditions  is  degraded  due  to  the  ability  to  detect  only  radar  significant  targets  (i.e., 


111-12 


buildings,  LOCs,  vehicles,  etc.),  but  not  enemy  personnel.  In  visual  meteorological 
conditions,  both  the  “H”  model  and  the  “U”  model  are  effective.  While  in  the 
weather,  use  of  radar  beacons  along  with  a  target  reference  points  (TRP),  grid, 

UTM,  or  latitude/longitude  are  highly  desirable  to  identify  friendly  positions  and 
initiate  calls  for  fire.  During  night  operations,  the  AC- 130  can  provide  excellent 
covert  illumination  with  its  IR  spotlight. 

b.  Fighter/Attack  Operations  (AV-8,  A-10,  F-16,  F/A-18,  etc.).  Missions  involving 
these  aircraft  take  into  consideration  en  route  threat  status,  weather,  and  airspace 
restrictions  in  much  the  same  manner  as  missions  in  non-urban  environments.  If 
friendly  ground  forces  or  non-combatants  are  a  factor,  aircrews  will  conduct  the 
mission  as  a  CAS  mission.  If  friendly  ground  forces  or  non-combatants  are  not  a 
factor,  then  it  may  be  conducted  as  a  strike  mission.  For  example,  this  method  was 
used  during  operations  in  Kosovo  and  Serbia  in  1999.  Once  in  the  target  area, 
terminal  procedures  are  governed  by  target  area  threats,  location  of  friendly  forces 
or  civilians,  onboard  sensor  and  weapon  availability,  and  specific  target  geometry. 
For  example,  in  a  low  threat  environment  status,  aircraft  can  orbit  the  objective 
overhead  for  target  acquisition  in  support  of  the  ground  element.  As  the  threat  level 
increases,  aircrew  may  elect  to  offset  from  the  threat  while  keeping  sensors  on  the 
target  area.  They  may  also  choose  to  climb  or  employ  contact  point  to  IP  ingress 
tactics. 

c.  Airlift  Operations.  Airlift  missions,  in  general,  can  be  broadly  categorized  as 
either  airland  or  airdrop.  By  far,  the  vast  majority  of  airlift  missions  are  airland. 
Consequently,  since  most  airfields  are  in  or  near  cities,  most  airlift  missions  will 
involve  some  planning  for  urban  environments.  Airdrop  missions  may  be  conducted 
in  conjunction  with  humanitarian  and  disaster-relief  efforts  and  often  will  be 
performed  in  or  near  urban  environments.  Direct  airdrop  support  of  ground  forces 
operating  in  urban  areas,  while  relatively  rare,  will  require  precise  navigation  and 
considerable  pre-mission  planning/coordination.  In  the  event  of  humanitarian  or 
disaster-relief  missions,  aircrews  and  planners  may  be  required  to  coordinate  with 
numerous  NGO  relief  agencies,  many  of  which  are  unfamiliar  with  airlift  and 
military  operations.  Prior  coordination  and  direct  control  of  these  personnel  during 
drop  and  on/off  load  operations  will  greatly  aid  in  safe  mission  performance. 

(1)  En  Route  Operations.  Basic  planning  considerations  for  en  route  portions 
of  both  airland  and  airdrop  missions  in  urban  areas  should  be  the  same  as  for 
operations  in  other  environments.  The  nature  of  urban  terrain,  however,  can  limit 
the  flexibility  of  how  these  considerations  are  applied.  For  instance,  formation 
airdrop  operations  increase  mass  on  target  and  shorten  the  time  required  to  secure 
drop  zones.  Urban  areas,  however,  may  not  allow  the  use  of  large  formations  due  to 
confined  airspace,  obstacle  altitudes,  and  the  requirement  for  verbally  initiated 
release  system  (VIRS)  drops.  These  limitations  drive  planners  to  the  use  of  multiple 
small  formations  or  single  ship  operations.  Likewise,  the  nature  of  urban  threats 
and  the  inability  to  positively  secure  airfields  24  hours  a  day  can  severely  limit 
route  and  altitude  selection  for  airland  missions.  Humanitarian  and  disaster-relief 
missions,  as  well  as  normal  logistics  support  missions,  can  involve  considerable 
threat  to  aircrews  due  to  political  sensitivities  and  the  possibility  of  terrorist 
activities.  The  capability  to  use  aircraft  defensive  systems  over  or  near  urban  areas 


111-13 


for  either  airland  or  airdrop  missions,  particularly  if  those  missions  are  considered 
“non-combat”  in  nature,  may  need  to  be  coordinated  in  advance. 

(2)  Airland.  Approach  and  departure  operations  at  urban  airfields  where 
threats  have  been  identified  or  are  suspected  cause  planners  significant  problems. 
Aircraft  are  most  vulnerable  during  approach  and  departure  due  to  their  slow  speed, 
configuration,  predictability,  and  lack  of  maneuverability.  Close  proximity  of 
buildings  and  LOCs  to  flight  paths  will  require  either  the  use  of  security  measures 
(e.g.,  helicopter  or  foot  patrols  of  the  area  at  random  intervals)  or  specific  aircraft 
tactics  (e.g.,  random  steep  or  shallow  approaches/departures)  to  lessen  the 
possibility  of  attack.  These  efforts  will  be  less  effective  if  structural  density 
increases  near  the  airfield.  Tactical  approach  selection  must  be  based  on  threat, 
terrain,  obstacles,  and  the  proximity  of  the  airfield  to  significant  urban  features  not 
under  the  control  of  security  forces.  The  use  of  overt  aircraft  external  lighting 
should  be  carefully  considered  when  MANPADS  threats  are  a  possibility. 
Coordination  with  air  traffic  control  (ATC)  and  airfield  defense  forces  is  mandatory 
to  ensure  safety  and  prevent  fratricide.  This  may  involve  considerable  coordination 
with  HN  personnel.  Aircrews  should  be  aware  that  control  of  civilians  on  runways 
has  been  a  problem  in  past  humanitarian  operations.  Vigilance  during  approaches 
to  minimally  controlled  airfields  in  urban  areas  must  be  practiced  to  ensure  go- 
arounds  can  be  performed  in  the  event  civilians  cross  or  enter  runway  areas. 

(3)  Airdrop.  As  with  all  airdrops,  primary  considerations  for  urban  airdrop 
missions  will  revolve  around  drop  and  escape  procedures,  locations  and  markings  of 
DZs,  run-ins,  IP  selection,  and  aircraft/formation  tactics.  The  unique  aspects  of 
urban  terrain  and  their  effects  on  airdrop  missions  must  be  considered  to  ensure 
success.  The  large  numbers  of  visual  cues  found  in  urban  terrain  (e.g.,  buildings, 
lights,  vehicles,  etc.)  will  complicate  DZ  marking  and  route  visual  turn  point  ID. 
Positive  radio  contact  with  DZ  personnel  may  be  more  difficult  and  take  longer  to 
establish  due  to  interference  from  structures/electronic  sources.  The  possibility  of 
unapproved  personnel  on  the  DZ  must  be  considered  and  additional  no-drop 
procedures  should  be  coordinated.  Be  aware  that  DZ  control  personnel  may  offset 
from  the  proposed  DZ  area  to  avoid  giving  away  its  position  and,  consequently, 
enable  civilians  to  “rush”  the  airdrop  loads. 

12.  Airfields 

a.  Background.  Many  airfields  are  located  in  or  near  urban  areas.  Planning  for 
aviation  urban  operations  should  include  an  assessment  of  available  airfield 
facilities.  Urban  airfield  operations  are  a  challenge  for  forces  tasked  with  operating 
and  securing  them.  The  airfield  location  is  known  and  easily  identified.  Aircraft 
may  be  vulnerable  during  approach,  landing,  hover,  and  departure  operations  even 
to  low  technology  threat  systems. 

b.  Airfield  Operations.  On  the  ground,  aircraft  are  susceptible  to  surface-to- 
surface  threats  such  as  artillery,  mines,  booby  traps,  mortars,  rockets,  missiles,  and 
weapons  of  mass  destruction.  Planners  should  also  anticipate  and  include  in  their 
assessment  the  presence  of  major  roads  and  the  proximity  of  urban  structures  and 


111-14 


industrial  facilities  in  and  around  the  airfield  approach/departure  routes.  As  a 
minimum,  consider  the  following  when  planning  airfield  operations: 

(1)  Arrival  and  departure  routing  and  maneuver  limitations, 

(2)  Size  of  useable  runways  (length/width/obstructions), 

(3)  Turnaround  areas  and  the  capability  for  emergency  departure, 

(4)  Taxiways  and  obstructions  to  taxi  routes, 

(5)  Aircraft  and  vehicle  parking  areas,  on/offload  sites,  access  to  each, 

(6)  Ground  access  routes  and  securing  them, 

(7)  Security  of  airfield  buildings  and  the  perimeter, 

(8)  Hazardous  terrain,  towers,  buildings,  wires,  etc.  near  flight  areas, 

(9)  Instrument/visual  procedures, 

(10)  Terminal  area  threats, 

(11)  Weather, 

(12)  Base  infrastructure  and  billeting  for  aerial  port  of  debarkation  personnel, 

(13)  Security  of  approach  and  departure  corridors, 

(14)  Fuel  and  fuel  transfer  support. 

13.  Helicopter  Landing  Zones  (HLZ) 

a.  Background.  Studying  city  composition,  imagery,  and  maps  provides  a  good 
foundation  for  choosing  HLZs.  Updated  imagery  should  be  reviewed  to  accurately 
assess  HLZ  size  and  hazards.  If  possible,  imagery  should  be  taken  at  the  same  time 
of  day  that  the  HLZs  are  to  be  used.  This  allows  analysis  of  illumination  and 
shadow  conditions  to  be  encountered  during  the  actual  mission.  Ground  photos  can 
provide  valuable  hazard  information  and  terrain  reference.  Carefully  examine  HLZ/ 
PZ  reports  and  diagrams  from  reconnaissance  assets  and  make  these  available  to  all 
participants.  Annotate  all  images  and  diagrams  with  magnetic  north  and 
navigation  references. 

b.  Selection.  Consider  selecting  an  urban  HLZ  that  is  readily  identifiable  and 
accessible.  Most  major  cities  have  urban  parks  near  the  central  business  district 
that  may  provide  a  suitable  HLZ.  Other  potential  HLZs  include  athletic  stadiums, 
parking  lots,  and  rooftops.  Alternate  HLZs  in  the  objective  area  and  emergency 
HLZs  en  route  should  be  planned  to  the  same  degree  of  detail  as  primary  HLZ. 

Some  structures  can  accommodate  helicopters  landing  on  the  rooftop.  In  cases 


111-15 


where  the  load  bearing  capacity  can  be  readily  evaluated,  (such  as  with  existing 
rooftop  helipads  or  with  the  availability  of  building  design  data),  rooftops  constitute 
viable  HLZs.  Some  major  cities  have  codes  requiring  rooftop  helipads  for  buildings 
taller  than  a  certain  number  of  stories.  These  pads  may  have  the  maximum  weight 
bearing  capacity  painted  on  the  pad.  The  load  bearing  capacity  of  a  rooftop  cannot 
be  accurately  determined  by  simple  observation.  Roof  clutter,  such  as  antennas, 
lightning  rods,  and  wires,  can  obstruct  the  landing  area.  Aircrews  must  also  be 
aware  of  the  unpredictable  wind  and  venturi  effects  associated  with  flight  in  close 
proximity  to  very  tall  buildings,  as  well  as  out-of-ground-effect  operating 
requirements.  These  effects  can  require  additional  power  during  operations  to  and 
from  high  rise  rooftops. 

c.  Quality.  HLZs,  particularly  those  suitable  for  large  multi-ship  formations,  are 
often  limited  in  urban  terrain.  A  careful  balance  must  be  made  between  the  limited 
availability  of  suitable  HLZs  and  exposure  to  observation,  direct  fire,  or  an  ambush. 
Consider  whether  the  mission  is  conducted  during  daylight  or  darkness.  Daylight 
allows  rapid  ingress,  egress,  and  facilitates  navigation,  but  also  allows  for  easier 
observation  and  engagement  by  the  enemy.  Night  or  NVG  missions  offer  improved 
concealment  and  HLZ  security,  but  require  slower  airspeeds  and  increase  the 
difficulty  of  navigation. 

d.  Tactical  Considerations.  The  tactical  considerations  for  HLZ/PZ  selection, 
including  mission,  location,  and  security,  are  exacerbated  in  urban  terrain.  If  there 
are  more  aircraft  than  a  single  HLZ  can  accommodate,  select  multiple  HLZs  in 
proximity  to  the  objective.  Control  measures  must  be  adequate  to  deconflict  the 
movement  of  all  elements.  Formations  of  assault  helicopters  should  be  no  larger 
than  will  be  able  to  land  at  the  HLZ  simultaneously.  All  secondary  or  alternate 
HLZs  should  be  at  least  the  same  size  to  prevent  unnecessary  exposure  to  aircraft 
waiting  to  land.  Give  special  consideration  to  the  possibility  that  threats  from 
multistory  buildings  can  be  above  the  vertical  fields  of  fire  of  the  aircraft  gunners. 

e.  Alternate  Insertion/Extraction  (AIE).  Aircrews  can  use  a  variety  of 
techniques  for  AIEs  onto  rooftops.  These  methods  include: 

(1)  remaining  light  on  the  landing  gear  after  touchdown, 

(2)  hovering  with  a  single  skid  or  landing  gear  touching  the  structure, 

(3)  rappelling, 

(4)  fast  rope, 

(5)  rope  ladders, 

(6)  hoist  operations. 

If  rooftop  insertions  are  attempted,  planners  must  consider  enemy  line  of  sight  to 
the  rooftop  and  potential  exposure  of  helicopters  and  troops  to  enemy  fire  while  in 
critical  flight  profiles.  If  more  than  one  insertion/extr action  element  is  required, 


111-16 


consider  utilizing  multiple  insertion  flight  profiles  to  remain  unpredictable  and  to 
avoid  objective  area  congestion.  In  general,  fast  ropes  and  hoist  cables  are 
manufactured  in  fixed  lengths.  Planners  must  ensure  that  AIE  equipment 
requirements  and  availability  are  determined  and  that  missions  are  not  assigned 
that  exceed  current  inventories  and  configurations. 

14.  Special  Use  Areas 

a.  Drop  Zone.  The  availability  of  usable  DZs  may  be  limited.  Parks,  roads, 
railroad  yards,  airfields,  athletic  stadiums,  and  industrial  storage  sites  are  the  most 
likely  locations  for  airdrops.  DZ  operations  in  urban  terrain  are  difficult  due  to 
surface  obstructions,  navigation,  and  positive  ID  of  the  DZ.  Communications 
limitations,  positive  marking,  DZ  control,  and  the  availability  of  accurate,  timely 
intelligence  also  affect  airdrop  accuracy.  Lessons  learned  from  recent  operations 
emphasize  the  importance  of  positively  controlling  personnel  near  the  DZ,  or 
concealing  DZ  locations  until  immediately  before  airdrops  occur.  This  reduces  the 
possibility  of  situations  where  civilians  are  injured  by  the  airdrop.  One  exception  to 
this  is  the  airdrop  of  meals  ready  to  eat  (MRE),  which  have  been  conducted  directly 
over  urban  areas  using  the  tri-wall  aerial  distribution  system  that  free-falls  and 
spreads  individual  packets  over  a  wide  area. 

b.  Forward  Arming  and  Refueling  Point  (FARP).  Assessment  of  potential  FARP 
locations  is  similar  to  the  basic  considerations  for  LZ/PZ  selection.  Consider  the 
location’s  ability  to  accommodate  the  refueling/rearming  element,  the  number  of 
points  required,  whether  the  landing  and  holding  area  is  adequately  sized  for  the 
number  and  type  of  aircraft  to  be  used,  and  if  there  is  sufficient  movement  area. 
Aircraft  in  an  urban  FARP  are  vulnerable  during  refuel/rearm  operations  due  to  the 
proximity  of  concealment  for  threat  forces.  FARP  locations  should  provide 
concealment  from  the  surrounding  terrain,  buildings,  and  facilitate  securing 
potential  ground  entry  and  exit  routes.  Sports  stadiums  may  be  suitable  for  this 
purpose. 

c.  Contingency  Areas.  Loitering  in-flight  over  urban  terrain  is  very  dangerous, 
especially  during  day  combat  operations.  Planning  for  in-flight  contingencies  may 
require  use  of  assembly  areas  (AA)  or  holding  areas.  When  necessary,  plan  to  loiter 
or  hold  at  control  points  well  away  from  the  urban  area.  The  selection  of  AAs  or 
holding  areas  requires  the  same  consideration  of  technical  and  tactical  factors  as 
HLZs  and  FARPs.  Selection  of  the  proposed  area(s)  requires  a  security  assessment. 
Concealment,  the  presence  of  friendly  ground  forces  for  security,  and  protective  or 
covered  facilities  for  personnel  and  equipment  also  must  be  considered.  The 
communications  plan  must  ensure  an  adequate  communications  capability  with 
elements  in  the  holding  area.  This  can  involve  the  use  of  an  airborne  command  and 
control  asset  or  retransmission  platform. 


111-17 


Chapter  IV 

WEAPONS  EMPLOYMENT 


“We  cannot  destroy  or  significantly  damage  the  infrastructure  of  a  foreign  urban 
center  in  pursuit  of  mission  attainment  and  expect  the  population  to  remain 
friendly  to  either  US  forces  or  those  we  support.  Neither  can  we  indiscriminately 
use  force  in  imprecise  ways  that  cause  unnecessary  non-combatant  casualties.” 

The  Defense  Science  Board  Report  on  MOUT 


1.  Introduction 

Aviation  urban  operations  require  extensive  intelligence  collection  and  a 
flexible  and  capable  targeting  capability.  Weapons  requirements  for  urban 
operations  can  be  different  from  those  for  open  terrain  operations.  Planners 
must  consider  military  necessity,  proportionality,  collateral  damage,  non- 
combatant  casualties,  and  precision  engagement  weapons.  The  ordnance 
requirements  for  a  specific  mission  must  focus  on  the  target,  employment 
techniques,  minimum  collateral  damage,  and  the  capability  to  safely  employ  in 
proximity  to  friendly  ground  forces. 

2.  Weapons  Selection 

a.  Background.  The  focus  of  weapons  selection  is  to  produce  a  desired 
weapons  effect  on  a  target  while  avoiding  fratricide  and  minimizing  collateral 
damage.  Other  factors  influencing  weapons  selection  are  commander’s  intent, 
LOW/LOAC,  ROE,  day  or  night  employment,  target  type,  proximity  of  buildings, 
and  friendly/non-combatant  positions.  In  the  urban  environment,  some  type  of 
precision  munitions  is  often  the  first  choice.  Non-precision  munitions  may  be 
used  depending  on  the  situation. 

b.  Collateral  Damage.  Minimizing  collateral  damage  protects  non-combatants 
and  property,  facilitates  future  operations,  and  reduces  the  costs  of  rebuilding. 
The  presence  and  proximity  of  friendly  ground  forces  and  the  effects  of  rubble  can 
be  essential  considerations  in  weapons  selection.  To  achieve  the  desired  level  of 
damage,  it  is  necessary  to  carefully  select  the  weapons  load  (Appendix  C).  For 
example,  cluster  and  general  purpose  munitions  are  effective  against  troops  and 
vehicles  in  the  open.  On  the  other  hand,  hardened,  mobile,  or  pinpoint  targets 
may  require  precision  munitions.  In  all  cases,  the  requesting  commander  should 
know  the  type  of  munitions  scheduled  for  delivery,  and  the  residual  effects  caused 
by  these  munitions  (e.g.,  unexploded  ordnance). 

c.  Considerations.  Planners  and  aircrew  must  consider  the  following  when 
choosing  weapons. 

(1)  Hard,  smooth,  flat  surfaces  with  90-degree  angles  are  characteristic  of 
man-made  targets.  Due  to  aviation  delivery  parameters,  munitions  will  normally 


IV-1 


strike  a  target  at  an  angle  less  than  90  degrees.  This  can  reduce  the  effect  of 
munitions  and  increase  the  chance  of  ricochets.  The  tendency  of  rounds  to  strike 
glancing  blows  against  hard  surfaces  means  that  up  to  25  percent  of  impact-fuzed 
rounds  do  not  detonate  when  fired  onto  rubbled  areas. 

(2)  Engagement  times  are  short.  Enemy  personnel  can  present  fleeting 
targets  of  opportunity;  thus,  the  actual  amount  of  time  from  target  discovery  to 
identification  as  hostile  to  weapons  application  can  be  very  limited. 

(3)  Depression  and  elevation  limits  create  dead  space.  Tall  buildings  form 
deep  canyons  that  are  often  safe  from  indirect  fire.  Target  engagement  from 
oblique  angles,  both  horizontal  and  vertical,  must  be  considered. 

(4)  Smoke,  dust,  and  shadows  mask  targets.  Additionally,  rubble  and  man¬ 
made  structures  can  mask  fires.  Targets,  even  those  at  close  range,  tend  to  be 
indistinct. 

(5)  Urban  fighting  often  involves  units  attacking  on  converging  routes.  The 
risks  from  friendly  fires,  ricochets,  and  fratricide  must  be  considered  during  the 
planning  of  operations.  During  operations,  control  measures  must  be  continually 
adjusted  to  reduce  risks.  Ground  units  must  clearly  mark  their  positions  to  avoid 
fratricide. 

(6)  Friendly  and  enemy  ground  forces  might  be  inside,  outside,  or  around 
the  same  building.  The  surrounding  environment  in  urban  operations  means  that 
the  effect  of  the  weapon  and  the  position  of  friendly/enemy  personnel  with 
relation  to  structures  must  be  considered.  Usually  the  man-made  structure  must 
be  attacked  before  enemy  personnel  inside  can  be  attacked.  Therefore,  choose 
weapons  and  demolitions  for  employment  based  on  their  effects  against  the 
buildings  material  composition  rather  than  against  enemy  personnel. 

(7)  Munitions  can  produce  secondary  effects,  such  as  fires. 

3.  Tactical  Target  Development 


NOTE:  The  urban  environment  presents  a  variety  of  potential  targets.  In 
addition  to  military  target  types,  staffs  and  aircrews  must  train  to  effectively 
analyze  all  potential  targets,  determine  if  they  are  suitable  for  engagement,  and 
select  the  type  and  quantity  of  weapons  required  to  achieve  the  desired  results. 


a.  This  section  focuses  on  urban  target  development.  For  specific  guidance  on 
targeting,  planners  should  refer  to  FM  6-20-10/MCRP  3-1.6.14,  Tactics, 

Techniques,  and  Procedures  for  the  Targeting  Process.  Criticality,  accessibility, 
recoverability,  vulnerability,  effect,  and  recognizability  (CARVER)  is  one  method 
that  may  be  used  by  tactical  targeting  planners  to  analyze  urban  tactical 
targeting. 


IV-2 


(1)  Criticality.  A  target  is  critical  when  its  damage  or  destruction  has 
significant  influence  on  the  enemy’s  ability  to  conduct  or  support  operations. 
Consider  each  target  in  relative  importance  to  other  targets  of  the  same  complex 
designated  for  attack.  The  criticality  of  a  target  is  dependant  on  the  situation. 
For  example,  when  an  enemy  has  few  locomotives,  railroad  bridges  may  be  less 
critical  as  targets;  however,  safeguarding  bridges  may  be  critical  when  friendly 
forces  require  using  them  later. 

(2)  Accessibility.  A  target  is  accessible  when  it  can  be  occupied  physically 
or  covered  by  direct  or  indirect  weapons  fire. 

(3)  Recoverability.  Target  recoverability  is  measured  in  time;  i.e.,  how  long 
it  takes  the  enemy  to  replace,  repair,  or  bypass  the  destruction/damage  inflicted 
on  the  target. 

(4)  Vulnerability.  A  target  is  vulnerable  if  a  force  has  the  means  to  attack 
it. 


(5)  Effect.  The  possible  military,  political,  economic,  and/or  sociological 
impacts  of  target  attack,  for  example,  enemy  reprisals  against  local  civilians, 
must  be  considered. 

(6)  Recognizability.  A  target  or  target  component  is  recognizable  if  it  can 
be  identified  under  varying  weather,  light,  and  seasonal  conditions  without 
confusion  with  other  targets  or  components. 

b.  Tactical  aviation  operations  involve  targeting  structures,  vehicles,  roads, 
personnel,  and  underground  objects  dispersed  in  the  urban  infrastructure.  Refer 
to  the  JMEM  for  appropriate  weapons  recommendations  to  achieve  desired 
results. 

(1)  Structures.  Structures  can  be  grouped  into  those  that  may  or  may  not 
be  destroyed.  Situations  will  occur  where  both  friendly  and  enemy  troops  are  in 
the  same  building.  Eliminating  the  enemy  without  causing  harm  to  friendly 
troops  can  be  achieved  with  careful  weapons  selection  and  placement. 

(2)  Vehicles.  Vehicles  are  another  element  of  consideration  in  an  urban 
environment.  Confined  spaces  and  unpredictable  routes  make  targeting  moving 
vehicles  difficult.  Since  urban  operations  inherently  generate  close  quarters 
engagements,  an  aircraft  simply  may  not  have  time  to  achieve  a  firing  solution  on 
a  moving  vehicle.  Passing  a  fire  mission  request  to  an  aircraft  as  early  as  possible 
is  a  necessity. 

(3)  Roads  and  bridges.  These  restricted  avenues  of  movement  can  work  in 
favor  of  the  friendly  forces.  Air  assets  can  destroy,  or  make  impassible,  roads  or 
bridges  to  impede  the  enemy’s  progress.  A  destroyed  roadway  can  isolate  an 
enemy  unit  or  force  them  to  abandon  their  vehicles,  both  of  which  could  be  to  the 
benefit  of  the  friendly  ground  forces.  However,  once  an  obstacle  is  created,  it 
becomes  an  obstacle  to  both  sides. 


IV-3 


(4)  Personnel.  Engaging  personnel  in  urban  terrain  is  difficult  due  to  the 
abundance  of  cover.  If  limiting  collateral  damage  is  also  a  consideration,  the 
problem  is  compounded.  Ground  force  assistance  in  tracking  and  target  ID  is 
critical.  Aircrews  will  have  to  select  appropriate  weapons  to  get  the  desired 
results. 

(5)  Underground.  Underground  targets,  such  as  basements,  subways,  and 
bunkers,  require  careful  weapon  consideration.  Although  many  of  the  types  of 
weapons  used  in  urban  CAS  do  not  have  the  ability  to  penetrate  underground 
targets,  damaging  their  access  could  be  the  only  results  required.  Ground  forces 
identifying  entrances  and  exits  to  underground  sites  will  allow  air  assets  to 
destroy  these  and  effectively  remove  them  as  a  potential  threat  to  ground  forces 
or  as  a  useable  sanctuary  for  enemy  forces. 

4.  Targeting  Grids  and  Reference  Techniques 

Ground  maneuver  elements  generally  use  a  terrain-based  reference  system 
during  urban  operations.  MGRS  coordinates  have  little  meaning  at  street  level. 
Common  control  methods  include  urban  grid  (Figure  IV-1),  bullseye  targeting 
(Figure  IV-2),  objective  area  reference  grid  (Figure  IV-3),  and  TRPs  (Figure  IV-4). 
These  techniques  are  based  on  the  street  and  structure  pattern  present,  without 
regard  to  the  MGRS  grid  pattern.  Aircrew  must  plan  to  transition  to  the  system 
in  use  by  the  ground  element  upon  arrival  in  the  objective  area.  For  example, 
references  to  the  objective  or  target  may  include  local  landmarks  such  as,  “The 
third  floor  of  the  Hotel  Caviar,  south-east  corner.”  This  transition  should  be 
facilitated  by  using  a  “big  to  small”  acquisition  technique. 


Bravo- 1 ,  south 
corner.  Sniper  top 
floor  window.” 


IV-4 


Figure  IV-4.  Target  Reference  Points 


IV-5 


5.  Target  Marking  and  Friendly  Positions 


The  close  proximity  of  friendly  forces  to  targets  makes  positively  locating 
and  marking  of  both  friendly  units  and  targets  critical.  Procedures  must  be 
clearly  understood  and  all  participants  must  be  issued  the  appropriate  devices. 
All  fire  support  assets  should  be  familiar  with  the  friendly  marking  system.  The 
methods  to  do  this  are  limited  only  by  the  creativity  of  the  ground  forces  and 
aircrews.  Commanders  should  use  this  section  as  a  reference  and  not  limit 
themselves  to  only  these  methods.  Aircrews  require  positive  location  of  the 
target  and  friendly  positions  before  expending  ordnance.  Methods  employed 
must  be  adapted  to  the  existing  conditions.  Positive  air  to  ground 
communications  are  essential  to  coordinate  and  authenticate  markings.  Table  IV- 
1  lists  some  common  marking  methods  and  describes  their  merits  and 
shortcomings.  All  personnel  must  understand  both  the  strengths  and  weaknesses 
of  available  methods  and  equipment  and  how  they  pertain  to  urban  conditions. 
They  need  to  choose  the  appropriate  method,  equipment  or  equipment 
combination  for  the  conditions  at  hand.  The  following  sections  address  several 
factors  to  consider  when  using  target  marking  methods  and  equipment. 

a.  Aircrews  and  terminal  controllers  must  become  familiar  with  the  roof 
characteristics  of  buildings  before  a  mission  since  this  often  will  be  the  first 
characteristic  used  for  identification  by  aircrew.  Flat  roofs,  pitched  roofs,  domed 
roofs,  roofs  with  towers  or  air  conditioning  units  on  top  will  aid  in  visual  and 
thermal  acquisition.  Additional  structural  features  revealed  in  imagery  will  aid 
in  confirmation.  This  method  of  terrain  association  will  prove  invaluable  for 
visual  engagement  or  reconnaissance  since  structures  are  often  too  close  for 
relying  on  mere  grid  coordinates. 

b.  The  visual  signaling  or  marking  of  positions  allows  more  ease  in 
determining  the  location  of  friendly  forces.  During  building  clearing  operations, 
the  progress  of  friendly  units  (both  horizontally  and  vertically)  may  be  marked 
with  spray  paint  or  bed  sheets  hung  out  of  windows.  Often,  the  simplest  methods 
are  the  best.  Traditional  signaling  devices,  such  as  flares,  strobes,  and  signaling 
mirrors  may  be  effective  as  well.  Target  marking  or  an  orientation  on  enemy 
positions  may  also  be  accomplished  using  signaling  procedures.  Common 
techniques  include  the  use  of  smoke,  laser  pointer  devices,  or  tracers  (Table  IV- 1). 
Devices  are  available  which  aid  in  the  recognition  of  friendly  forces  under 
difficult  battlefield  conditions.  Fluid  tactical  situations,  intermingling  of  forces, 
and  urban  terrain  all  contribute  to  difficulty  in  identifying  friendly  troops  and 
equipment.  The  use  of  GLINT  tape,  combat  ID  panels,  and  IR  beacons  assist  in 
the  ID  of  friendly  ground  forces  on  urban  terrain.  Standardized  usage  of  ground 
lighting,  thermal  contrast,  and  interposition  of  structures  influence  the 
effectiveness  of  these  devices. 


IV-6 


Table  IV-1.  Target  and  Friendly  Marking  Methods 


METHOD 

DAY  / 
NIGHT 

ASSETS 

FRIENDLY 

MARKS 

TARGET 

MARKS 

REMARKS 

SMOKE 

D/N 

ALL 

GOOD 

GOOD 

Easily  identifiable,  may  compromise  friendly  position, 
obscure  target,  or  warn  of  fire  support  employment. 
Placement  may  be  difficult  due  to  structures. 

SMOKE  (IR) 

D/N 

ALL 

NVD  AT 
NIGHT 

GOOD 

GOOD 

Easily  identifiable,  may  compromise  friendly  position, 
obscure  target,  or  warn  of  fire  support  employment. 
Placement  may  be  difficult  due  to  structures.  Night  marking 
is  greatly  enhanced  by  the  use  of  IR  reflective  smoke 

ILLUM,  GROUND 
BURST 

D/N 

ALL 

N/A 

GOOD 

Easily  identified,  may  wash  out  NVD’s. 

SIGNAL  MIRROR 

D 

ALL 

GOOD 

N/A 

Avoids  compromise  of  friendly  location.  Dependent  on 
weather  and  available  light  and  may  be  lost  in  reflections 
from  other  reflective  surfaces  (windshields,  windows,  water, 
etc.) 

SPOT  LIGHT 

N 

ALL 

GOOD 

MARGINAL 

Highly  visible  to  all.  Compromises  friendly  position  and 
warns  of  fire  support  employment.  Effectiveness  is 
dependent  upon  degree  of  urban  lighting. 

IR  SPOT  LIGHT 

N 

ALL  NVD 

GOOD 

MARGINAL 

Visible  to  all  with  NVG’s.  Less  likely  to  compromise  than 
overt  light.  Effectiveness  dependent  upon  degree  of  urban 
lighting. 

IR  LASER 
POINTER 
(below  .4  watts) 

N 

ALL  NVD 

GOOD 

MARGINAL 

Effectiveness  dependent  upon  degree  of  urban  lighting. 

IR  LASER 
POINTER  (above 
.4  watts) 

N 

ALL  NVD 

GOOD 

GOOD 

Less  affected  by  ambient  light  and  weather  conditions. 

Highly  effective  under  all  but  the  most  highly  lit  or  worst 
weather  conditions.  IZLID-2  is  the  current  example. 

VISUAL  LASER 

N 

ALL 

GOOD 

MARGINAL 

Highly  visible  to  all.  Risk  of  compromise  is  high. 

Effectiveness  dependant  upon  degree  of  urban  lighting. 

LASER 

DESIGNATOR 

D/N 

PGM  OR 
LST 

EQUIPED 

N/A 

GOOD 

Highly  effective  with  PGM.  Very  restrictive  laser  acguisition 
cone  and  requires  line  of  sight  to  target.  May  require  pre¬ 
coordination  of  laser  codes 

TRACER 

D/N 

ALL 

N/A 

MARGINAL 

May  compromise  position.  May  be  difficult  to  distinguish 
mark  from  other  gunfire.  During  daytime  use,  may  be  more 
effective  to  kick  up  dust  surrounding  target. 

ELECTRONIC 

BEACON 

D/N 

SEE 

REMARKS 

EXCELLENT 

GOOD 

Ideal  friendly  marking  device  for  AC-130  and  some  USAF 
fixed  wing  (not  compatible  with  Navy  or  Marine  aircraft). 

Least  impeded  by  urban  terrain.  Can  be  used  as  a  TRP  for 
target  identification.  Coordination  with  aircrews  essential  to 
ensure  equipment  and  training  compatibility. 

STROBE 

(OVERT) 

N 

ALL 

MARGINAL 

N/A 

Visible  by  all.  Effectiveness  dependent  upon  degree  of 
urban  lighting. 

STROBE  (IR) 

N 

ALL  NVD 

GOOD 

N/A 

Visible  to  all  NVDs.  Effectiveness  dependent  upon  degree 
of  urban  lightinq.  Coded  strobes  aid  in  acquisition 

FLARE  (OVERT) 

D/N 

ALL 

GOOD 

N/A 

Visible  by  all.  Easily  identified  by  aircrew. 

FLARE  (IR) 

N 

ALL  NVD 

GOOD 

N/A 

Visible  to  all  NVDs.  Easily  identified  by  aircrew. 

GLINT/IR  PANEL 

N 

ALL  NVD 

GOOD 

N/A 

Not  readily  detectable  by  enemy.  Very  effective  except  in 
highly  lit  areas. 

COMBAT 

IDENTIFICATION 

PANEL 

D/N 

ALL  FLIR 

GOOD 

N/A 

Provides  temperature  contrast  on  vehicles  or  building.  May 
be  obscured  by  urban  terrain. 

VS-17  PANEL 

D 

ALL 

MARGINAL 

N/A 

Only  visible  during  daylight.  Easily  obscured  by  structures. 

CHEMICAL  HEAT 
SOURCES 

D/N 

ALL  FLIR 

POOR 

N/A 

Easily  masked  by  urban  structures  and  lost  in  thermal 
clutter.  Difficult  to  acquire,  can  be  effective  when  used  to 
contrast  cold  background  or  when  a/c  knows  general 
location. 

SPINNING  CHEM 

LIGHT 

(OVERT) 

N 

ALL 

MARGINAL 

N/A 

Provides  unique  signature.  May  be  obscured  by  structures. 
Provides  a  distinct  signature  easily  recognized. 

Effectiveness  dependent  upon  degree  of  urban  lighting. 

SPINNING  CHEM 
LIGHT  (IR) 

N 

ALL  NVD 

MARGINAL 

N/A 

Provides  unique  signature.  May  be  obscured  by  structures. 
Effectiveness  dependent  upon  degree  of  urban  lighting. 

IV-7 


c.  During  both  high  and  low  ambient  light  conditions,  expect  to  see  significant 
urban  shadowing  from  buildings  when  cultural  lights  are  present.  Shadows  will 
hide  personnel  and/or  vehicular  targets  from  both  the  terminal  guidance 
controller  and  the  aircrew  like  the  shadows  that  hide  small  hills  against  the 
background  of  larger  mountains.  Shadows  will  hide  non-thermally  significant 
targets,  but  thermal  targets  still  can  be  seen.  When  a  combination  of  sensors  has 
to  be  used  to  acquire  and  identify  the  target,  a  sensor  hand-off  plan  must  be 
briefed  thoroughly.  The  use  of  aircraft  with  integrated  GPS  will  reduce  the 
amount  of  time  spent  finding  the  target  area.  Time  permitting,  inputting  a  target 
grid  into  the  GPS  or  inertial  navigation  system  (INS)  will  provide  fire  control 
cues  (range,  heading,  time)  to  the  target  that  will  aid  in  quicker  target  acquisition 
and  help  distinguish  friendly  forces  from  enemy  forces.  Because  CAS  missions 
may  involve  short  firing  ranges,  expect  a  minimum  tracking  time,  and  thus, 
minimum  time  to  optimize  the  sensor. 

6.  Television/Electro-optical  (TV/EO) 

TV/EO  sensors  are  subject  to  many  of  the  same  limitations  as  the  naked 
eye,  particularly  TV  with  no  low  light  capability.  Aircrews  will  encounter 
difficulties  in  acquiring  a  target  and  achieving  lock-on  if  smoke,  buildings,  or 
other  urban  factors  repeatedly  interrupt  LOS.  Low  light  or  all  light  TV/EO 
sensors  may  require  frequent  gain  and  filter  changes  to  accommodate  varying 
light  levels  in  urban  areas.  Normal  means  of  target  and  friendly  ID  are  likely  to 
prove  ineffective.  IR  strobes,  overt  strobes,  and  laser  pointers  normally  visible  to 
TV/EO  sensors  can  be  lost  in  the  light  clutter.  Typical  TV/EO  resolution  is  not 
sufficient  at  medium  and  extended  ranges  to  discriminate  between  a  friendly 
position  or  a  target  and  its  surrounding  urban  features.  Ground  personnel  need 
to  utilize  more  aggressive  and  overt  means  of  identifying  their  position  and  that 
of  the  target  if  TV/EO  sensors  are  to  be  used  to  identify,  track  and  engage  targets 
on  urban  terrain. 

7.  Electronic  Beacons 

Electronic  beacons  can  be  an  effective  tool  for  friendly  ID  in  an  urban 
environment,  especially  when  friendly  troops  are  on  the  move.  However,  a 
significant  drawback  to  beacons  is  that  only  a  few  aircraft  can  track  them.  When 
other  means  of  ID  prove  time  consuming,  a  beacon  may  help  locate  a  friendly 
position  quickly.  When  a  friendly  ground  team  is  on  the  move,  no  matter  whether 
on  foot  or  in  a  vehicle,  a  beacon  offers  a  good  way  to  track  the  movement.  When 
LOS  is  repeatedly  interrupted,  a  beacon  tracking  radar  can  temporarily  break 
lock  from  the  friendly  position.  However,  when  LOS  is  reestablished,  the  beacon 
tracking  radar  can  reacquire  the  friendly  troops.  Further,  when  urban  terrain 
prevents  visual  contact  with  a  friendly  position,  target  location  can  be  passed  via 
reference  to  a  beacon.  If  necessary,  an  aircraft  can  attack  a  target  with  nothing 
more  than  an  offset  from  the  beacon.  This  method  should  only  be  employed  as  a 
last  resort  since  it  will  not  provide  the  precision  normally  desired  in  an  urban 
environment. 


IV-8 


8.  Laser  Designation 


a.  Background.  One  of  the  greatest  challenges  for  an  aircraft  in  urban  terrain 
is  achieving  and  maintaining  LOS  with  a  target  or  friendly  position.  Laser 
designation  requires  uninterrupted  LOS  to  identify  and  engage  a  target.  Rotary¬ 
wing  aircraft  may  use  their  hover  capabilities,  but  only  in  the  most  permissive 
environments.  This  may  mean  a  rotary- wing  lasing  platform  has  to  be  very  near 
the  target  to  keep  the  spot  on  the  target  until  ordnance  impact.  Smoke  from 
burning  buildings  or  other  fires  can  drift  across  the  laser  to  target  line  causing 
beam  attenuation.  While  this  is  also  true  on  an  open  battlefield,  urban  areas 
typically  contain  more  potential  smoke  sources  than  found  in  natural  terrain. 

b.  Lasers.  Most  laser  designating  platforms  cannot  actually  see  their  laser 
spot  on  a  target.  Lasers  are  often  boresighted  to  other  supporting  sensors  like 
FLIR/IDS  or  TV/EO.  If  the  supporting  sensor  cannot  see  a  target,  then  the  laser 
cannot  effectively  mark  the  target.  Furthermore,  although  a  FLIR/IDS  can  “see”  a 
target,  the  laser  may  not  be  capable  of  guiding  ordnance  against  it  since  smoke, 
invisible  to  the  FLIR/IDS,  can  effectively  attenuate  the  laser  energy.  The  most 
important  factor  affecting  FLIR  performance  is  water  vapor  concentration,  which 
is  indicated  by  high  relative  humidity,  and  expressed  by  absolute  humidity.  The 
impact  of  high  water  vapor  concentration  (indicated  by  high  humidity)  is  greater 
on  FLIR/IDS  performance  than  its  impact  on  laser  performance.  In  other  words, 
if  the  target  can  be  detected  with  a  FLIR  in  clear  air,  then  the  laser  should 
provide  sufficient  energy  for  seeker  acquisition.  As  a  rule  of  thumb,  if  a  target 
can  be  detected  with  a  supporting  sensor  and  consistently  ranged  to  with  a  laser, 
it  is  likely  that  the  laser  will  designate  satisfactorily  for  a  laser-guided  weapon. 

As  an  additional  consideration,  many  targets  are  relatively  small  and  can  only  be 
acquired  at  relatively  short  range.  For  low  and  medium  threats,  where  a  great 
amount  of  time  is  available  to  use  the  FLIR/IDS  to  point  the  laser,  target 
acquisition  methods  are  simple.  As  the  threat  escalates  and  the  time  available  for 
target  acquisition  shrinks,  targeting  with  the  FLIR/IDS  becomes  more  difficult. 

9.  Clearance  to  Drop/Fire  for  CAS  Missions 

a.  Background.  The  responsibility  for  ordnance  delivery  rests  with  the 
maneuver  force  commander.  The  terminal  controller  has  the  authority  to  clear 
aircraft  to  release  weapons  after  specific  or  general  release  approval  from  the 
maneuver  force  commander.  For  specific  guidance  see  Joint  Publication  (JP)  3- 
09.3,  JTTP  for  Close  Air  Support,  Chapter  5.  Additional  references  are  the  MTTP 
found  in  FM  90-20,  MCRP  3-16. 8B,  NWP  3-09.2,  and  AFTTP(I)  3-2.6,  J-Fire, 
Multiservice  Procedures  for  the  Joint  Application  of  Firepower. 

b.  Positive  control.  Positive  control  will  be  used  to  the  maximum  extent 
possible.  For  specific  guidance,  refer  to  JP  3-09.3,  Chapter  5.  Additional 
references  are  the  MTTP  found  in  FM  90-20,  MCRP  3-16. 8B,  NWP  3-09.2,  and 
AFTTP(I)  3-2.6,  J-Fire,  Multiservice  Procedures  for  the  Joint  Application  of 
Firepower. 


IV-9 


c.  Reasonable  Assurance.  Aircrews  normally  operate  under  positive  control 
and  receive  a  “cleared  hot”  before  releasing  ordnance  in  a  CAS  environment. 
During  combat  operations,  low  altitude  flight,  and  deteriorating  battlefield 
conditions,  such  as  communications  jamming,  can  prevent  the  receipt  of  positive 
clearance.  JP  3-09.3  recommends  that  a  joint  force  commander  (JFC)  establish 
guidelines  that  allow  CAS  missions  to  be  conducted  utilizing  reasonable 
assurance.  Reasonable  assurance  is  not  a  routine  procedure  but  a  set  of  specific 
guidelines.  It  is  not  a  “comm  out”  method  of  attack.  The  JFC  establishes  the 
conditions  for  reasonable  assurance  and  when  they  will  be  in  effect. 

d.  Risk-Estimate  Distances.  Risk-estimate  distances  are  based  on 
fragmentation  patterns  and  allow  the  ground  forces  commander  or  combat  air 
commander  to  estimate  the  risk  in  terms  of  the  percent  of  friendly  casualties  that 
may  result  from  an  air  strike  against  an  enemy  threat  along  the  forward  line  of 
own  troops.  First  and  foremost,  all  aircrews  must  understand  their  aircraft 
weapons’  capabilities  and  limitations.  Secondly,  the  ground  commander  must 
have  a  clearly  defined  intent  and  ROE  that  is  understood  by  all  aircrews  to 
ensure  the  proper  matching  of  weapons  to  targets. 


NOTE:  The  recommended  probability  of  incapacitation  (Pi)  distances  from 
friendly  troops  assumes  flat  open  terrain,  not  urban  terrain  with  buildings 
for  cover  and  vertical  structures  that  may  mask  the  effects  of  ordnance 
fragment  patterns.  In  some  cases,  closer  delivery  can  be  made  if  terrain 
(friendly  cover)  permits  or  if  the  tactical  situation  is  urgent.  The  forward 
air  controller  (FAC)  shall  inform  the  ground  unit  commander  of  the  risks 
involved  before  commencing  such  a  strike. 


10.  Fixed-wing  Targeting  and  Engagements  (AV-8B,  A-10,  O/A-10,  F-14, 
F-15E,  F-16,  F/A-18,  and  F-117) 

a.  Targeting  and  engagements.  The  standard  9  line,  CAS  control  brief  will  be 
the  preferred  method  of  controlling  fixed-wing  aircraft  when  conducting  CAS. 
The  available  weapons  suites  for  selected  fixed-wing  aircraft  are  shown  in  Table 
IV-2. 


IV-10 


Table  IV-2.  Fixed-wing  Weapons  Suites 


Aircraft 

M/D/S 

Using 

Service 

Ordnance 

Laser  C 
LST 

apability 

LTD 

Marking  Capability 

Beacon 

Capability 

Other 

Systems 

AV-8B 

USMC 

LGBs 

Maverick 

GP  Bombs 

CBUs 

2.75”  Rockets 

5.00”  Rockets 
Napalm 

25mm  cannon 
AGM-122  Sidearm 

YES 

NO 

Rockets 

25mm  HEI  rounds 
LUU-2  Flares 

None 

TV 

GPS 

NVG 

AV-8B  “Plus” 

USMC 

As  Above 

YES 

NO 

Rockets 

None 

NVG 

FUR 

Radar 

A/OA-IOA 

USAF 

Maverick 

GP  Bombs 

CBUs 

HE  rockets 

30mm  cannon 

YES 

NO 

WP  Rockets 

30mm  HEI 

IR  pointer 
LUU-1/2 

LUU-5/6 

LUU-19 

M257  IR  Rockets 
M278  Covert  Rockets 

None 

NVG 

F-14 

USN 

LGBs 

GP  Bombs 

CBUs 

20mm  cannon 

Aerial  mines 

NO 

YES 

Laser 

WP 

LUU-2  Flares 

None 

NVG 

Radar 

TGP 

LLTV 

F-15E 

USAF 

LGBs 

AGM-130 

GBU-15 

Maverick 

GP  Bombs 

CBUs 

20mm  cannon 

NO 

YES 

Laser 

20mm  HEI  rounds 

PPN-19 

PPN-20 

UPN-25/34 

TPN-23/26 

SST-181 

X/XE 

PRD-78/80 

SMP-1000 

NVG 

FUR 

TGP 

Radar 

F-16C 

(less 

LANTIRN) 

USAF 

LGBs 

Maverick 

GP  Bombs 

CBUs 

20mm  cannon 

YES 

(Some) 

NO 

Laser  (some) 

WP  rockets 

20mm  HEI  rounds 

PPN-19 

PPN-20 

UPN-25/34 

TPN-23/26 

SST-181 

X/XE 

PRD-78/80 

SMP-1000 

Radar 

NVG 

TGP  (some) 
SADL  (some) 

F-16CG 

(with 

LANTIRN) 

USAF 

LGBs 

Maverick 

GP  Bombs 

CBUs 

20mm  cannon 

NO 

YES 

Laser 

WP  Rockets 

20mm  HEI  rounds 

PPN-19 

PPN-20 

UPN-25/34 

TPN-23/26 

SST-181 

X/XE 

PRD-78/80 

SMP-1000 

NVG 

FUR 

TGP 

Radar 

GPS 

IDM 

F-16CJ 

USAF 

HARM 

JDAM 

Maverick 

GP  Bombs 

CBUs 

20mm  cannon 
JSOW 

NO 

NO 

20mm  HEI 

PPN-19 

PPN-20 

UPN-25/34 

TPN-23/26 

SST-181 

X/XE 

PRD-78/80 

SMP-1000 

NVG 

Radar 

GPS 

IDM 

HTS 

F/A-18 

USN  (A/C) 
USMC  (A/C/D) 

LGBs 

Maverick 

SLAM 

HARM 

GP  Bombs 

CBUs 

2.75”  Rockets 

5.00”  Rockets 
Napalm/FAE 

20mm  cannon 

Laser  Maverick 
JSOW 

JDAM 

YES 

YES 

Laser 

WP  Rockets 

HE  Rockets 

LUU-2  Flares 

20mm  HEI  rounds 

IR  Pointer  (F/A-18D 
only) 

None 

FUR 

GPS 

NVG 

Radar 

Notes: 

1 .  All  fixed-wing  aircraft  shown  also  have  aerial  missiles 

2.  All  aircraft  that  drop  CBUs  can  also  drop  aerial  mines 

IV-11 


b.  Roles.  Fixed-wing  aircraft  can  be  employed  in  the  following  roles: 


(1)  Offensive  Counter  Air  (OCA), 

(2)  Defensive  Counter  Air  (DCA), 

(3)  Strategic  Attack, 

(4)  CAS, 

(5)  Interdiction, 

(6)  Armed  Reconnaissance, 

(7)  Escort, 

(8)  Airborne  FAC  [FAC (A)], 

(9)  SEAD, 

(10)  Supporting  Arms  Coordinator,  Airborne  [SAC(A)]. 

c.  Employment.  Not  all  of  the  previously  mentioned  fixed-wing  employment 
missions  will  be  used  in  all  urban  operations.  More  information  on  OCA  and  DCA 
missions  can  be  found  in  JP  3-01,  Joint  Doctrine  for  Countering  Air  and  Missile 
Threats;  furthermore,  strategic  attack,  interdiction,  and  escort  may  be  found  in 
JP  3-03,  Doctrine  for  Joint  Interdiction  Operations.  Lastly  SEAD  missions  are 
discussed  in  JP  3-01.4,  Joint  Suppression  of  Enemy  Air  Defenses.  The  fixed-wing 
missions  addressed  in  this  section  are  armed  reconnaissance,  FAC(A),  and  CAS. 

(1)  Armed  Reconnaissance.  In  the  armed  reconnaissance  mission,  the 
tasked  aircraft  take  off  with  no  assigned  target  to  attack.  Instead,  they  are  given 
a  designated  sector.  They  conduct  the  reconnaissance  in  advance  of  ground 
forces.  Potential  targets  might  include  reserves,  logistic  centers,  C2  facilities, 
bridges,  and  railroads. 

(2)  FAC(A).  The  FAC(A)  mission  has  advantages  because  of  the  potentially 
restricted  LOS  that  a  ground  FAC  encounters.  The  FAC(A)  may  be  able  to  better 
position  himself  to  mark  a  target  for  attacking  aircraft.  The  FAC(A)  also  has  the 
same  vantage  point  of  the  target  area  as  the  attacking  aircraft. 

(3)  CAS.  Fixed-wing  aircraft  tasked  with  CAS  provide  timely,  precision- 
delivered  ordnance  that  can  mean  the  difference  between  victory  and  defeat. 

CAS  has  a  devastating  effect  upon  the  enemy.  Both  his  morale  and  will  to  fight 
are  affected.  Target  acquisition  and  location  will  be  the  most  difficult  aspects  of 
urban  fixed-wing  CAS. 


IV-12 


11.  Fixed-wing  Targeting  and  Engagements  (AC-130) 


a.  Background.  In  a  typical  AC- 130  CAS  mission,  the  aircraft  places  fire 
against  targets  in  close  proximity  to  friendly  forces.  CAS  engagement  distances 
may  be  reduced  to  “danger  close,”  which  is  that  distance  producing  a  0.1  percent 
Pi  based  on  USAF  61A1-3-4,  JMEM  data.  For  the  AC-130’s  weapons,  danger  close 
is  200  meters  (m)  for  the  105  millimeter  (mm)  and  125  m  for  the  40mm  and  25mm. 
For  engagements  inside  danger  close,  the  ground  commander  must  accept 
responsibility  for  the  increased  potential  for  injury  to  his  troops.  Engagements 
on  urban  terrain  may  be  well  inside  danger  close  distances.  In  fact,  many  may  be 
at  less  than  50  m. 

b.  Marking  Friendly  Forces.  The  most  important  step  in  any  CAS  engagement 
is  to  locate  the  friendly  forces.  This  is  doctrinally  accomplished  with  some  type  of 
marking  that  can  be  seen  visually  from  the  aircraft  or  observed  using  the  aircraft 
sensors.  In  an  urban  environment,  the  ambient  lighting  may  obscure  the  marking. 
This  makes  some  other  form  of  marking  necessary,  such  as  IR  sensors  or 
electronic  beacons. 

(1)  IR  Sensors.  IR  chemlights,  MRE  heaters,  space  blankets,  and 
temperature  absorbing  panels  provide  markings  significant  to  IDS  or  low  light 
level  TV  systems. 

(2)  Electronic  Beacons.  The  currently  fielded  PPN-19  radar  beacon  is  large 
and  heavy,  making  it  burdensome  for  lightly  equipped,  fast  moving  troops. 
However,  a  new  micro-transponder,  the  smaller  selectable  strike  (SST)-201,  is 
being  fielded  to  provide  a  usable  radar  beacon  that  is  lightweight  and  easily 
employed.  This  capability  can  be  used  to  locate  the  friendly  forces  and  orient  the 
sensors  to  the  target  for  a  direct  engagement.  It  can  also  be  used  as  a  fire  control 
offset  to  engage  the  target. 

c.  Locating  the  Target.  Locating  the  target  usually  is  accomplished  by 
locating  the  friendly  forces  first.  From  the  friendly  location,  a  bearing  and  range 
offset  is  often  used  to  orient  the  AC-130  to  the  target  area.  From  the  target 
description,  the  gunship  attempts  to  positively  identify  the  target.  In  urban 
terrain,  a  detailed  talk-on  with  reference  points  expedites  target  acquisition. 
Another  very  effective  technique  is  for  the  friendly  team  to  designate  the  target 
with  an  IR  target  designator,  like  the  laser  pointer  long  range  (LPL)-30.  This  is 
the  most  expeditious  and  accurate  method  of  target  confirmation.  Again,  ambient 
lights  in  the  urban  environment  may  obscure  the  marker.  The  HC-130H  gunship 
is  equipped  with  an  infrared  zoom  laser  illuminator  designator  (IZLID)  to  aid  in 
target  confirmation.  The  gated  laser  illuminator  casts  a  very  large  and  diffused 
IR  spot  on  the  target  area.  Whatever  the  method,  target  confirmation  is  crucial 
to  eliminate  fratricide  and  collateral  damage. 

d.  Roles.  The  AC-130H/U  is  ideally  suited  for  fire  support  in  low  threat  urban 
environments.  Within  permissive  environments,  the  AC-130H/U  is  effective  in 
the  following  roles: 


IV-13 


(1)  CAS-primary  mission, 

(2)  Interdiction, 

(3)  Armed  reconnaissance, 

(4)  Point  defense, 

(5)  Escort, 

(6)  Surveillance, 

(7)  LZ/PZ/DZ  security  support, 

(8)  Airborne  C2  (limited), 

(9)  Search  and  rescue  (SAR)  support. 

e.  Aircraft  Systems.  A  full  array  of  imaging  and  target  designation  systems, 
precision  navigation  and  secure  communications  equipment,  and  a  defensive 
avionics  suite  is  standard.  Additionally,  the  APQ-180  navigation/fire  control 
radar  (AC-130U)  offers  adverse  weather  delivery  capability.  The  weapons  suite 
aboard  the  AC-130H/U  includes  items  in  the  Table  IV-3. 


Table  IV-3.  AC-130H/U  Weapons  Suite 


Aircraft 

M/D/S 

Using 

Service 

Ordnance 

Laser  C 
LST 

apability 

LTD 

Marking 

Capability 

Beacon 

Capability 

Other 

Systems 

AC-130H 

USAF 

M2A1  Modified  40mm 
M-102  105mm 

NO 

YES 

1688 

ONLY 

LTD/R 

GLINT 

IZLID-2 

40mm 

105mm 

PPN-19 

UPN-25 

SST-181 

SST-201 

NVG 

FLIR 

LLLTV 

GPS 

INS 

APQ-150 

AC-130U 

USAF 

GAU-12U  25mm 
M2A1  Modified  40mm 
M-102  105mm 

NO 

YES 

LTD/R 

GLINT 

40mm 

105mm 

PPN-19 

UPN-25 

SST-181 

SST-201 

NVG 

FLIR 

ALLTV 

GPS 

INS 

APQ-180 

IV-14 


f.  Weapons  Data.  Weapons  applicability,  delivery  altitude,  munitions  data 
are  included  in  Table  IV-4. 


Table  IV-4.  AC-130H/U  Weapons  Applicability 


Weapon 

Target  Types 

Min/Max  Alt 
(AGL) 

Rds/Min 

Combat  Load 

Remarks 

25mm 

Pers  under  light  cover  &  light 
vehicles 

3000/15000' 

1800 

3000 

HEI 

40mm 

Pers  under  medium  cover  &  all 
light  vehicles 

4500/18000' 

100 

256/500* 

HEI 

API 

HEI-P 

105mm 

Pers,  light  vehicles,  &  buildings 

4500/20000' 

10-Jun 

100/174* 

HE  (point 
detonate  or 
delay) 
HEHF 

*  If  equipped  with  additional  ammunition  rack.  (AC-130H) 

g.  Call  For  Fire.  The  call  for  fire  method  for  AC-130s  differs  from  the 
standard  CAS  “nine-line”.  Five  lines  of  data  are  passed,  as  follows: 

(1)  Observer/warning  order, 

(2)  Friendly  location/mark, 

(3)  Target  location, 

(4)  Target  description/mark, 

(5)  Remarks  (Include  threats  to  gunship). 

12.  Rotary-wing  Targeting  and  Engagements  (AH-1,  AH-1W,  AH-6,  AH-64, 
MH-60,  OH-58D,  UH-1N  ) 

a.  Targeting  and  engagements.  The  standard  9  line,  CAS  control  brief  will  be 
the  preferred  method  of  controlling  rotary-wing  aircraft  when  conducting  CAS 
engagements.  The  available  weapons  suites  for  selected  rotary-wing  aircraft  are 
shown  in  Table  IV- 5. 


IV-15 


Table  IV-5.  Rotary-wing  Weapons  Suites 


Aircraft 

Using 

Ordnance 

Laser  Capability 

Marking 

Beacon 

Other 

M/D/S 

Service 

LST 

LTD 

Capability 

Capability 

Systems 

AH-1 

USA 

TOW 

YES 

NO 

WP  Rockets 

None 

NVG 

2.75”  Rockets 

20mm 

AH-1W 

USMC 

Flellfire 

NO 

YES 

Rockets 

None 

NVG 

TOW 

WP 

CCDTV 

Sidewinder 

LASER 

FLIR  (with 

Sidearm 

5”  Rockets 

2.75”  Rockets 

organic  CCDTV 
system) 

GPS 

20mm 

DVO 

AH-6 

USA  (SOF) 

Flellfire 

NO 

YES 

WP 

None 

NVG 

2.75”  Rockets 

Smoke 

FLIR 

.50  Caliber 

LASER 

GPS 

7.62mm  Minigun 

AH-64 

USA 

Flellfire 

YES 

YES 

WP 

None 

NVG 

2.75”  Rockets 

Smoke 

FLIR 

30mm  HEDP 

LASER 

GPS 

Stinger 

DTV 

MH-60 

USA  (SOF) 

Flellfire 

NO 

YES 

None 

None 

NVG 

30mm  HEDP 

Smoke 

FLIR 

2.75”  Rockets 

LASER 

GPS 

.50  Caliber 

7.62mm  Minigun 

OH-58D 

USA 

Hellfire 

NO 

YES 

WP 

None 

NVG 

2.75”  Rockets 

Smoke 

FLIR 

.50  Caliber 

LASER 

GPS 

Stinger 

DTV 

UH-1N 

USMC 

2.75”  Rockets 

NO 

NO 

WP 

None 

NVG 

.50  Caliber 

FLIR 

7.62mm  minigun 

GPS 

MH-53 

USAF  (SOF) 

.50  Caliber 

NO 

NO 

None 

None 

NVG 

7.62  Minigun 

FLIR 

GPS 

TFTA 

HH-60 

USAF 

7.62mm  Minigun 

NO 

NO 

None 

None 

NVG 

FLIR 

GPS 

b.  Roles.  Rotary-wing  aircraft  can  be  employed  in  the  following  roles: 

(1)  CAS, 

(2)  Interdiction, 

(3)  Armed  reconnaissance, 

(4)  Escort, 

(5)  FAC  (A), 

(6)  SEAD, 

(7)  Assault  support, 

(8)  Logistic  support, 

(9)  C2, 


IV-16 


(10)  Combat  SAR  (CSAR), 


(11)  Airmobile  assault, 

(12)  Medical  evacuation  (MEDEVAC). 

c.  Running/diving  fire.  Rotary- wing  aircraft  should  make  running  and  diving 
fire  engagements  along  corridors  of  visibility.  These  engagements  require 
continuous  movement  to  minimize  exposure  time.  Before  unmasking,  all  weapons 
should  be  configured  and  armed.  In  situations  where  only  one  aircraft  at  a  time  is 
in  a  position  to  engage,  the  lead  aircraft  fires  as  soon  as  possible  after  achieving  a 
firing  solution,  then  a  break  turn  is  made  toward  masking  terrain  immediately 
after  firing.  The  wingman  provides  suppression  when  lead  makes  the  break. 

Avoid  flight  into  other  target  visibility  corridors  during  the  egress.  Re-attacks 
should  be  from  alternate  directions  to  avoid  predictability.  (Figure  IV-5) 


Figure  IV-5.  Running/Diving  Fire  Engagement 

d.  Hover  Fire.  Hovering  fire  engagements  are  not  recommended,  but  may  be 
made.  The  normal  considerations  apply  for  the  selection  of  firing  positions. 
Buildings  and  structures,  which  offer  cover  and  concealment  from  the  target  area, 
are  treated  like  natural  terrain.  It  must  again  be  emphasized,  however,  that  all 
urban  features  are  potential  enemy  positions.  Features  selected  for  vertical 
unmasking  should  not  be  significantly  taller  than  surrounding  structures.  They 
should  be  selected  to  provide  target  visibility  at  the  lowest  possible  altitude. 
Many  rotary-wing  engagements  will  be  conducted  at  very  close  ranges  (<500m), 
often  inside  the  minimum  range  for  the  Hellfire  missile.  At  such  close  ranges,  use 
of  the  cannon  is  highly  recommended.  Minimize  the  time  spent  stationary  in  the 
position.  Plan  multiple  firing  points  and  egress  routes  providing  maximum  cover 
and  concealment.  (Figure  IV-6)  Second  to  enemy  fire,  wire  and  tower  obstacles 
will  present  the  biggest  hazard  to  flight  when  pulling  off  a  target  run  in  the  urban 
environment. 


IV-17 


Figure  IV-6.  Hover  Fire  Engagement 

13.  Artillery,  Mortars,  and  Naval  Surface  Fire  Support  (NSFS) 

a.  Background.  Artillery,  mortars,  and  NSFS  are  used  in  aviation  urban 
operations  for  target  marking,  illumination,  and  SEAD.  Marking  smoke  may  be 
white  phosphorus  (WP),  red  phosphorus,  or  illumination  rounds  set  for  ground 
burst.  Illumination  rounds  provide  additional  light  to  aid  in  night  operations. 
They  are  used  to  illuminate  areas  of  suspected  enemy  activity,  provide  direction, 
mark  targets,  or  “wash  out”  enemy  passive  NVD  when  used  at  ground  level.  IR 
illumination  rounds  are  especially  effective  in  urban  areas  devoid  of  artificial 
light  sources.  Planning  must  ensure  that  aircrews  will  be  flying  with  NVG. 
However,  balance  using  illumination  rounds  for  target  marking  with  the  high 
potential  for  creating  unwanted  smoke  and  fires.  Mortars  are  ideally  suited  for 
SEAD  because  of  their  high  angle  fire.  This  is  especially  true  against  highly 
mobile  MANPADS  that  are  often  employed  from  rooftops. 

(1)  Artillery.  Artillery  can  be  effective  in  an  urban  environment  because  of 
the  capability  for  high  trajectory  firing.  High-angle  fire  is  required  when  firing 
from  or  within  built-up  areas,  or  over  high  terrain  features.  However,  positioning 
artillery  units  in  the  urban  environment  creates  additional  airspace  deconfliction 
concerns  due  to  the  high-angle  firing  requirement.  The  observer  must  also 
realize  that  there  is  increased  dispersion  during  high-angle  fire.  Some  of  the 
most  effective  types  of  projectiles  and  fuzes  are  as  follows: 

(a)  Copperhead.  Copperhead  is  a  155-mm  cannon-launched  guided 
projectile  with  a  shaped  charge  warhead  and  a  laser  seeker.  Copperhead  homes 
in  on  laser  energy  reflected  from  the  target  during  the  final  portion  of  its 
trajectory.  Copperhead  should  be  used  only  when  direct  fire  systems  are  unable 
to  engage.  Fire  planning  for  Copperhead  should  consider  the  engagement  ranges 
of  the  laser  designator.  Moving  targets  can  normally  be  engaged  out  to 
approximately  3  kilometers  (km),  while  stationary  targets  can  be  engaged  out  to  5 
km.  Laser  designation  requires  an  uninterrupted  line  of  sight  between  the 
designator  and  the  target.  Any  obstructions  weaken  the  laser  signal  causing  a 


IV-18 


decrease  in  the  performance  of  the  Copperhead  round.  Copperhead  engagements 
must  be  carefully  analyzed  for  effects  of  the  gun-target  line,  observer-target  line, 
and  masking  effects  of  surrounding  structures  during  the  terminal  guidance 
phase  of  trajectory. 

(b)  Delay  fuzing.  Required  for  penetration  of  reinforced  or  hardened 

rooftops. 


(c)  Variable  time  (VT)  fusing.  Required  for  an  airburst.  Effective  in 
clearing  rooftops,  but  has  greater  potential  for  collateral  damage. 

(2)  Mortars.  Mortars  are  generally  very  effective  in  urban  terrain  due  to 
their  high  angle  trajectories.  Several  systems  are  available  depending  on  the 
ground  units  involved  in  the  operation.  These  systems  include: 

(a)  60-mm  Mortar.  The  (M224)  60-mm  mortar  is  in  Army  airborne,  air 
assault,  light  infantry,  and  ranger  companies  and  all  Marine  rifle  companies.  The 
current  family  of  ammunition  consists  of  high  explosive  (HE),  smoke, 
illumination,  and  IR  illumination. 

(b)  81-mm  Mortar.  The  (M252)  81-mm  mortar  is  in  all  Marine  infantry, 
and  Army  light  battalions.  The  current  family  of  ammunition  consists  of  HE, 
smoke  (Red  phosphorus),  illumination,  and  IR  illumination. 

(c)  120-mm  Mortar.  The  120-mm  mortar  is  fielded  in  a  heavy  Army 
battalion.  The  current  family  of  ammunition  consists  of  HE,  smoke,  and 
illumination,  and  IR  Illumination. 

(3)  NSFS.  When  available,  NSFS  provides  effective  fire  support  to  forces 
operating  near  coastal  waters.  However,  equipment  limitations,  enemy 
electronic  warfare,  and  unfavorable  atmospheric  conditions  can  interrupt  radio 
communications  to  control  NSFS.  Naval  guns  are  not  normally  suitable  for  high- 
angle  fire  because  of  their  high  muzzle  velocity. 

(a)  NSFS  ships  normally  remain  under  control  of  the  Commander, 
Amphibious  Task  Force  (CATF).  Ship  positioning  and  method  of  delivery  remain 
with  the  ship  captain.  When  the  ships  are  threatened,  the  target-attack 
priorities  of  the  ship  may  cause  it  to  hold  or  cancel  land  force  fire  missions  until 
the  threat  is  removed. 

(b)  NSFS  ships  are  normally  assigned  one  of  two  missions:  direct 
support  or  general  support.  A  ship  in  direct  support  delivers  both  planned  and 
on-call  fires.  General  support  missions  are  assigned  to  ships  supporting  forces  of 
brigade  size  and  larger.  The  supported  force  selects  the  targets,  the  timing  of 
fires,  and  the  method  of  adjustment  of  fires. 

(c)  NSFS  has  a  variety  of  weapons  ranging  from  conventional  armament 
to  missiles.  NSFS  ships  also  have  a  large  variety  of  ammunition  and  high  rates  of 


IV-19 


fire,  allowing  them  to  attack  a  variety  of  targets.  The  ships  are  mobile,  allowing 
positioning  to  take  advantage  of  their  limited  deflection  pattern. 

(d)  Close  supporting  fire  is  most  effective  when  the  gun-target  line  is 
parallel  to  friendly  front  lines.  The  relatively  flat  trajectory  of  naval  gunfire 
results  in  a  large  range  probable  error.  Hydrographic  conditions  may  cause  the 
ship  to  take  up  firing  positions  that  cause  the  gun-target  line  to  be  perpendicular 
to  friendly  front  lines.  When  this  change  in  the  gun-target  line  happens,  it  makes 
naval  gunfire  less  suitable  to  engage  targets  close  to  friendly  troops. 

14.  Close  Air  Support 

CAS  requests  consist  of  two  types:  preplanned  and  immediate.  Preplanned 
CAS  requests  are  further  divided  into  scheduled  and  on-call,  which  are  processed 
in  ample  time  to  provide  the  munitions  required.  On  the  other  hand,  immediate 
requests  provide  the  munitions  available,  which  may  not  be  the  most  suitable. 
Immediate  CAS  performed  under  the  control  of  a  non-qualified  controller  is 
called  Emergency  CAS.  Careful  consideration  and  SOPs  on  how  to  conduct 
emergency  CAS  are  necessary.  Decentralized  execution  is  critical;  however, 
personnel  at  all  levels  need  to  be  ready  to  assist  and  clarify  whenever  possible. 
Ideally,  match  the  simplest  means  available  to  control  the  aircraft  with  the 
controllers’  requirements.  Aircrews  and  other  supporting  personnel  may  need  to 
pull  information  from  the  controller.  Taking  the  extra  time  to  build  a  clear 
picture  of  the  situation  increases  the  odds  of  mission  success.  For  additional 
guidance,  refer  to  JP  3-09.3.  Additional  references  are  the  MTTP  found  in  FM  90- 
20,  MCRP  3-16.8B,  NWP  3-09.2,  and  AFTTP(I)  3-2.6,  J-Fire,  Multiservice 
Procedures  for  the  Joint  Application  of  Firepower. 

15.  Munitions  Effectiveness 

a.  Background.  Analyzing  the  effects  that  munitions  will  have  on  buildings  is 
an  important  consideration  in  urban  operations.  Modern  construction  and  design 
improvements  provide  many  buildings  with  resiliency  to  the  blast  effects  of  bomb 
and  artillery  attack.  Although  modern  buildings  may  burn  easily,  they  often 
retain  their  structural  integrity  and  remain  standing.  A  large,  modern  structure 
can  take  between  24  to  48  hours  to  burn  out.  Once  buildings  become  skeletal, 
they  are  still  useful  to  the  military.  Table  IV- 6  summarizes  the  general 
characteristics  of  building  materials  worldwide  and  can  be  useful  when 
determining  the  proper  munitions  to  employ. 


IV-20 


Table  IV-6.  Wall  Thickness  and  Incidence  of  Occurrence  of  Building  Types 


Building  Type 

Wall  Thickness 
Centimeter  (cm) 

Occurrence 

All  Building  Types  (%) 

Mass  Construction  (Load  Bearing  Outer 
Walls)  Stone 

75 

0.6 

Brick 

34-65 

62.9 

Reinforced  concrete  (Poured-in-Place  Tilt- 
Up  Combination) 

15-25 

6.1 

Bow-Wall  Principle 

15-25 

0.8 

Framed(Nonload-Bearing  Walls)  Wood 

15 

15.8 

Steel/Concrete  Heavy/Cladding 

36 

1.8 

Steel/Concrete  Light/Cladding 

17 

12.0 

b.  Weaponeering.  The  JMEM  defines  specific  weaponeering  procedures  to 
accomplish  this  analysis.  The  weaponeering  process  can  be  quite  involved  and 
requires  training.  Expedient  models  can  be  developed  based  on  preliminary 
analysis  of  generic  targets.  Mission  planners  should  be  most  concerned  with  the 
factors  of  blast  effects,  fragmentation,  and  circular  error  probable  (CEP).  CEP  is 
an  indicator  of  the  delivery  accuracy  of  a  weapon  system  and  is  used  as  a  factor  in 
determining  the  probable  damage  to  a  target.  Information  specific  to  all  these 
planning  factors  is  found  in  the  JMEM.  Specifics  of  weapon  penetration,  accuracy 
and  performance  can  be  calculated  quickly  and  easily.  In  addition,  rough 
estimates  of  possible  collateral  damage  can  be  determined  using  the  target  offset 
portion  of  the  JMEM  algorithms.  The  JMEM  does  not  produce  collateral 
weapons  effects  on  friendly  personnel  in  close  proximity  and  shielded  by  some 
form  of  structure.  The  Joint  Warfare  Assessment  Center  (JWAC)  located  at 
Dahlgren,  Virginia,  performs  classified  computer  simulations  for  these  situations. 
Although  primarily  tasked  by  the  theater  commander  for  deliberate  targeting, 
they  can  provide  to  any  user  the  weapons  effect  characteristics  in  an  urban  area 
for  general-purpose  bombs,  laser-guided  bombs,  Maverick  missiles,  and  high¬ 
speed  anti-radiation  missile  (HARM).  Send  a  request  for  information  via  Joint 
Deployable  Intelligence  Support  System  (JDISS)  ([email protected])  or  by 
telephone,  Defense  Switched  Network  (DSN):  249-1992/4587.  They  require  at  a 
minimum:  scene  composition,  aimpoints,  attack  direction,  weapon/fuze 
combination,  and  time  over  target.  Additionally,  using  the  collateral  damage 
estimate  tool  (CDET),  JWAC  can  provide  glass  breakage  plots,  eardrum  rupture 
plots  (friendly,  enemy,  and  non-combatant  concerns),  and  panel  damage  versus 
distance  from  impact  point. 

16.  Munitions  Delivery 

a.  Background.  Urban  terrain  introduces  a  unique  challenge  to  aircrews  and 
ground  personnel  alike  with  the  notion  of  the  urban  canyon.  Simply  stated,  an 
urban  canyon  exists  when  a  target  or  target  set  is  shielded  by  vertical  structures. 
Unlike  most  natural  terrain,  the  vertical  characteristics  of  urban  terrain  can 
greatly  affect  delivery  options. 

b.  LOS.  Urban  terrain  typically  creates  corridors  of  visibility  running 
between  structures.  Street  level  targets  are  only  visible  along  the  street  axis  or 


IV-21 


from  high  angles.  The  interposition  of  structures  around  a  target  interrupts  LOS 
from  many  directions.  Rooftop  targets  may  be  approachable  from  a  wider  range 
of  azimuths.  Targeting  a  specific  face  and  story  of  a  building  can  limit 
engagement  heading.  The  presence  of  buildings  and  other  structures  in  urban 
terrain  creates  corridors  of  visibility  along  streets,  rivers,  and  railways. 

Achieving  LOS  with  an  objective  at  street  level  is  much  easier  along  the  axis  of 
the  roadway  as  opposed  to  perpendicular.  Large  cities  in  particular  create  a 
canyon  effect  in  terms  of  visibility.  Look  down  is  required  into  areas  surrounded 
by  tall  structures  if  roadways  do  not  create  an  adequate  avenue  of  observation. 
(Figure  IV- 7) 


c.  Employment  Range.  The  employment  range  for  ordnance  from  both  fixed-, 
and  rotary-wing  aircraft  is  significantly  reduced  in  urban  areas.  Delivery  of 
direct  fire  weapons  is  typically  at  medium  to  close  range,  due  to  masking  effects 
of  city  structures.  The  amount  of  sensor  depression  required  to  achieve  LOS  with 
an  objective  is  called  look-down.  The  look-down  angle  required  to  achieve  LOS 
with  an  area  is  determined  based  on  the  lateral  distance  to  masking  structures 
and  the  height  of  those  structures.  There  may  be  an  increase  in  minimum 
engagement  ranges  because  of  high  look  down  angles,  thus  making  many  close 
engagements  possible.  The  higher  the  aircraft  above  the  intended  target  the 
more  stand  off  is  needed.  Fields  of  fire  tend  to  be  very  narrow  for  the  same 
reason.  Often  only  one  aircraft  at  a  time  can  be  in  a  position  suitable  for 
engagement  of  the  target.  Higher  angle  deliveries  may  provide  better  look  angles 
and  visibility  into  a  target  area  as  well  as  a  better  ballistic  trajectory  when 
delivering  ordnance  near  tall  structures.  See  Figures  IV-8  and  IV-9. 


IV-22 


z 


X 


OBJ 


Figure  IV-8.  Look-Down  View  (Greater  angle  required) 


Figure  IV-9.  Look-Down  Angle 

The  central  problem  lies  in  maintaining  LOS  to  the  intended  target  with  enough 
time  to  acquire  the  target,  achieve  a  weapons  delivery  solution,  and  fly  to  those 
parameters.  Visibility  limitations  on  marking  devices  in  the  urban  environment 
are  geometric  in  nature.  The  use  of  any  pointer  or  laser  requires  LOS.  In 
addition,  the  aircraft  must  have  LOS  with  the  target  to  see  the  mark.  Urban 
terrain  severely  limits  LOS  opportunities.  Due  to  the  close  proximity  of 
structures  to  one  another,  there  may  be  very  narrow  fields  of  view  and  limited 
axes  of  approach.  The  high  number  of  reflective  surfaces  in  an  urban  setting 
presents  an  additional  challenge.  Laser  energy  can  be  reflected  and  present 
multiple  false  returns.  For  these  reasons,  urban  fire  support  can  be  expected  to 
be  more  time  consuming  and  be  much  more  dependent  on  good  communications. 
Combinations  of  marking  devices  and  clear  talk-on  procedures  will  be  essential  to 
safe  and  effective  fire  support. 

d.  Lasing  Techniques.  Aircrews  should  consider  using  buddy  lasing  or  remote 
lasing  tactics  for  laser-guided  munitions  when  urban  effects  preclude  the 
attacking  aircraft  from  maintaining  LOS  with  the  target  until  ordnance  impact. 


IV-23 


However,  if  designating  with  a  ground  based  laser  along  a  narrow  street  bounded 
by  tall  buildings,  LOS  geometry  may  allow  the  weapon  to  receive  reflected  laser 
energy  only  within  the  20  degree  safety  zone;  the  area  from  which  a  weapon 
should  not  be  released  normally.  As  in  any  delivery,  aircrews  must  consider  the 
target,  the  threat,  the  weapon,  and  the  weather.  Aircrews  must  also  consider  the 
potential  miss  distances  for  “precision”  munitions  when  their  guidance  source  is 
interrupted  or  removed. 

e.  Delivery  Parameters.  Several  factors  will  drive  the  aircrew’s  selection  of 
delivery  parameters  for  a  given  weapon  in  urban  terrain.  Many  deliveries  tend  to 
limit  avenues  of  approach  due  to  LOS  requirements  between  the  aircraft  and 
target.  The  presence  of  buildings  and  other  structures  in  urban  terrain  creates 
corridors  of  visibility  along  streets,  rivers,  and  railways.  Achieving  LOS  with  an 
objective  at  lower  altitudes  is  much  easier  along  the  axis  of  the  roadway  rather 
than  perpendicular  to  it.  Large  cities,  in  particular,  create  a  canyon  effect  in 
terms  of  visibility.  Areas  surrounded  by  tall  structures  must  be  looked  down  into 
if  roadways  do  not  create  an  adequate  avenue  of  observation. 

f.  Run-in.  When  working  with  a  FAC  or  tactical  air  control  party/post 
(TACP),  suggested  run-in  headings  should  be  given  that  allow  the  maximum 
probability  of  target  ID.  The  aircrew  should  build  a  mental  image  of  the  target 
before  ingress  so  that  target  and  friendly  location  is  facilitated.  If  possible,  a  dry 
pass  may  be  warranted  to  determine  if  proper  LOS  requirements  can  be  met  for 
employment  with  the  selected  set  of  delivery  parameters.  Other  factors  such  as 
threats  or  weather  may  force  the  aircraft  to  deliver  from  low  altitude.  This 
increases  the  importance  of  attacking  from  a  sufficient  avenue  of  approach  to 
allow  target  ID  and  weapons  employment  given  the  inherent  LOS  limitations. 

g.  Proximity  of  Friendly  Troops/Non-Combatants.  Urban  operations  increase 
the  potential  for  weapons  employment  close  to  friendly  forces  or  non-combatants. 
Weapons  delivery  in  these  situations  must  attempt  to  eliminate  the  possibility  of 
fratricide  and  minimize  collateral  damage. 

h.  Munitions  Classes.  Table  IV- 7  provides  a  listing  of  classes  of  munitions 
that  may  be  considered  for  use  on  urban  terrain. 


Table  IV-7.  Munitions  and  Delivery  Techniques 


Munitions 

Method 

GP 

Rocket 

Gun 

MAV 

LGB  Self 

LGB  Assisted 

Level 

X 

X 

X 

X 

X 

X 

Dive 

X 

X 

X 

X 

X 

X 

Pop 

X 

X 

X 

X 

X 

X 

Toss 

X 

Loft 

X 

X 

X 

X 

IV-24 


i.  Advantages/Disadvantages. 


(1)  Each  of  the  munitions  and  delivery  techniques  has  unique  advantages 
and  disadvantages.  Table  IV- 8  outlines  some  advantages  and  disadvantages  of 
selected  munitions  and  the  various  delivery  techniques  associated  with  fixed- 
wing  aircraft. 


Table  IV-8.  Munitions  Advantages  and  Disadvantages 


na 

Advantage 

Disadvantage 

General  Purpose  Bombs 

Multi-Service  common, 

Selectable  fuzing  options 

Multi-target  effective 

Varying  weapons  effects 

Good  standoff 

Non-precision 

Rockets 

Multi-Service  common 

Light  armor  effective 

Varying  weapons  effects 

Good  marking  device 

Non-precision 

Decreased  standoff 

Increased  aircrew  exposure 

20mm/30mm  Cannon 

Multi-Service  common 

Light  armor  effective  (20mm  cannon) 

All  armor  effective  (30mm  cannon) 

Decreased  standoff 

Increased  aircrew  exposure 

Maverick  Missiles 

Multi-Service  common 

Increased  standoff 

Precision  capability 

Mobile  target  effective 

Decreased  effectiveness  in  adverse  weather  and 
non-optimal  atmospheric  conditions 

Laser  Guided  Bombs 

Increased  standoff 

Precision  capability 

Multi-target  effective 

Mobile  target  effective 

Decreased  effectiveness  in  adverse  weather 

and  non-optimal  atmospheric  conditions 

Requires  guidance  post  release 

JDAM 

Multi-Service  common 

Selectable  fuzing  options 

Multi-target  effective 

All  weather  capable 

Accurate 

Good  standoff 

Not  compatible  for  moving  targets 

Requires  precise  target  coordinates 

JSOW  /  AGM-154 

Multi-service  common 

Selectable  fuzing  options 

Multi-target  effective 

All  weather  capable 

Accurate 

Good  standoff 

Compatible  for  some  moving  targets 

Requires  precise  target  coordinates 

IV-25 


(2)  The  advantages  and  disadvantages  associated  with  fixed-wing  delivery 
methods  and  techniques  are  listed  in  Table  IV-9. 


Table  IV-9.  Delivery  Methods  Advantages  and  Disadvantages 


Delivery 

Method 

Advantages 

Disadvantages 

Level 

Increased  Standoff 

Decreased  Accuracy  (Non-PGM) 

Dive 

Good  Standoff  (Medium  to  High  Altitude)  Increasingly 
Accurate  Computed  Deliveries  Highly  Accurate  (PGM) 

Axis  Restrictive 

Pop 

Decreased  Long  to  Medium  Range  Threat  Acquisition 
&  Targeting  Time 

Increased  exposure  to  target  area  threat  arrays 

Minimal  target  tracking  time 

Axis  restrictive 

Toss 

Good  Standoff 

Decreased  aircrew  exposure 

Decreased  accuracy 

Axis  restrictive 

Loft 

Excellent  Standoff 

Decreased  accuracy  (Non-PGM) 

(3)  Buddy  lasing  of  laser-guided  bombs  (LGB)  can  be  executed  from  several 
axes  that  are  dictated  by  the  designator  (air  or  ground).  A  list  of  profiles  with 
associated  advantages  and  disadvantages  is  in  Table  IV-10. 


Table  IV-10.  Airborne  and  Ground  Designators  Advantages  and  Disadvantages 


Type  Designator 

Advantages 

Disadvantages 

Airborne: 

Increased  Standoff 

Larger  laser  spot  size 

Larger  target  area  footprint 

Increased  susceptibility  to  podium  effect 

1.  Trail  Position 

Increased  probability  of  success  (spot  detection) 

Axis  restrictive 

Increased  standoff 

Increased  platform  predictability 

2.  Overhead  Wheel  Position 

Decreased  platform  predictability 

Decreased  effectiveness  in  target  areas  with 

Good  standoff 

varying  vertical  developments  (podium  effect) 

3.  Offset  or  Opposing  Wheel 

Decreased  platform  predictability 

Axis  Restrictive 

Position 

Excellent  Standoff 

Increased  susceptibility  to  podium  effect, 
coordination  intensive 

Ground 

Smaller  laser  spot  size 

Axis  restrictive 

Decreased  targeting  ambiguity 

Increased  designator  exposure 

Rapid  battle  damage  assessment  (BDA) 

Coordination  intensive 

IV-26 


Appendix  A 

AIR  MISSION  PLANNING  GUIDELINES 

The  following  items  are  areas  to  review  during  mission  planning.  While  these 
topics  may  be  common,  they  have  increased  applicability  to  aviation  urban 
operations. 

1.  Mission  Analysis 

a.  Determine  restrictions  and  constraints. 

b.  Determine  number  of  aircraft  required  to  accomplish  mission  (minimize,  if 
possible). 

c.  Update  information  before  takeoff,  en  route,  and  as  often  as  necessary 
during  the  mission  (urban  air  operations  can  become  very  fluid). 

2.  Conduct  Risk  Assessment  and  Management 

3.  Friendly  Situation 

a.  Obtain  current  information  regarding  friendly  forces. 

b.  Analyze  the  concept  of  operations. 

4.  Threat 

a.  Know  enemy  capabilities  and  limitations. 

b.  Review  known  enemy  positions. 

5.  Terrain  Analysis 

a.  Perform  flight  hazards  assessment,  physical  and  environmental. 

b.  Determine  dominant  terrain/structures. 

c.  Determine  surface  mobility,  above  ground,  street  level,  and  subterranean. 

d.  Determine  degree  of  terrain  relief  and  variations  in  building  height. 

6.  Weather 

a.  Evaluate  weather  and  illumination  data. 

b.  Evaluate  enemy’s  weather  capabilities. 


A-1 


7.  Route  Planning  and  Navigation 

a.  Plan  ingress,  egress,  and  contingency  routes  to  minimize  the  duration  of 
flight  over  urban  terrain. 

b.  Use  alternate  flight  routes,  be  unpredictable.  (Urban  operations  tend  to 
overuse  routes) 

8.  Terminal  Area  Procedures 

a.  Plan  terminal  area  actions  in  detail  (airfields,  HLZs,  PZs,  DZs,  etc.). 

b.  Determine  the  effects  of  weather  (urban  specific)  and  enemy  positions. 

9.  Communications 

a.  Determine  communications  limitations  between  aircrew  and  ground  forces. 

b.  Include  visual  signals. 

c.  Create  a  solid  alternate  communications  plan. 

10.  Airspace  Control 

a.  Know  the  controlling  agencies  and  required  procedures. 

b.  Request  additional  measures  as  required. 

11.  Rules  of  Engagement 

a.  Ensure  identification,  friend,  or  foe  (IFF)  and  aircraft  survivability 
equipment  (ASE)  is  working. 

b.  Understand  the  purpose  and  demarcation  lines  for  IFF  and  ASE.  (more 
complicated  in  urban  operations) 

12.  Weapons  Selection  and  Employment 

a.  Clearly  mark  and  confirm  targets;  kno
…[truncated]