The error rates in multiple FSK systems and the signal-to-noise characteristics of FM and PCM-FS systems

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SaUonal  Bureau  of   Stan...« 
Library,  »-«•  ^^^^ 
APR  8     1963 


^ecltnlcaL   ^^ot& 


167 


THE  ERROR  RATES  IN  MULTIPLE  FSK  SYSTEMS 
AND  THE  SIGNAL-TO-NOISE  CHARACTERISTICS 
OF  FM  AND  PCM-FS  SYSTEMS 


HIROSHI   AKIMA 


U.  S.   DEPARTMENT  OF  COMMERCE 
NATIONAL  BUREAU  OF  STANDARDS 


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^ecknlcal  *^ote  167 
ISSUED  MARCH  25,   1963 


THE  ERROR  RATES  IN  MULTIPLE  FSK  SYSTEMS 

AND  THE  SIGNAL-TO-NOISE  CHARACTERISTICS 

OF  FM  AND  PCM-FS  SYSTEMS 


Hiroshi  Akima 

Central  Radio  Propagation  Laboratory 

National  Bureau  of  Standards 

Boulder,  Colorado 


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II 


CONTENTS 

Page 

1 .  Introduction 1 

2.  The  error  rates  in  multiple  FSK  systenas    3 

3.  Signal-to-noise  characteristics  of  FM  systems    13 

4.  Signal-to-noise  characteristics  of  PCM-FS  systems 18 

5.  Comparisons  between  SSB,    FM,    and  PCM-FS  systems 29 

5.1.  General  considerations    29 

5.2.  Absolute  comparisons 29 

5.3.  Comparisons  with  the  minimum-bandwidth  criterion 31 

5.4.  Comparisons  with  the  minimum-power  criterion 33 

5.5.  Comparisons  with  the  minimum- channel- capacity  criterion 35 

6.  Conclusions •*- t 38 

Acknowledgements 39 

References    40 

Appendix  A.     An  approximate  method  of  calculating  the  element  error  rate  in 
incoherent  FSK  systems  when  the  number  of  frequencies  in  the 

keying  is  very  large    42 

Appendix  B.     The  output  SNR  in  band-dividing  FM  systems 45 

Appendix  C.     The  output  SNR  in  PCM-FS  systems 47 

List  of  Figures   54 

List  of  Symbols ' ; 55 


111 


The   Error  Rates  in  Multiple  FSK  Systems  and  the  Signal-to-Noise 
Characteristics  of  FM  and  PCM-FS  Systems 

Hiroshi  Akima 


The  element  and  symbol  error  rates  in  multiple  FSK  (frequency-shift-keying)  sj'stems 
and  the  output  SNR  (signal-to-noise  ratio)  in  FM  (frequency-modulation)  and  PCM-FS  (pulse- 
code-modulation-frequency-shift)  systems  are  evaluated  for  wide  ranges  of  system  para- 
meters,   assuming  that  the  incoming  signal  and  noise  in  the  demodulator  are  a  fading-free 
signal  and  an  additive  white  Gaussian  noise,    respectively.     It  is  shown  that  the  required 
intrinsic  SNR  for  an  assigned  value  of  symbol  error  rate  in  multiple  FSK  systems  can  be 
reduced  by  increasing  the  number  of  frequencies  in  the  keying.     The  possibility  of  improving 
the  threshold  of  FM  systems  beyond  that  of  conventional  ones  by  modulating  the  carrier  with 
sampled  values  and  demodulating  the  modulated  wave  with  a  band-dividing  demodulator  is 
shown.     The  value  of  the  intrinsic  SNR  at  the  threshold  increases  with  the  value  of  modula- 
tion index  in  band-dividing  FM  systems,    and  with  the  number  of  quantizing  levels  in  PCM-FS 
systems  when  the  base  in  the  coding  or  the  number  of  digits  for  each  sample  is  kept  constant. 
The  maximum  output  SNR  in  PCM-FS  systems  depends  only  on  the  number  of  quantizing  levels 
and  not  on  the  base,   whereas  the  threshold  decreases  as  the  base  increases.     From  the  com- 
parison of  the  threshold  in  band-dividing  FM  systems  with  that  in  PCM-FS  systems  it  is 
shown  that  the  latter  cannot  be  lower  than  the  for^mer  but  can  only  approach  the  former  when 
the  base  approaches  the  number  of  quantizing  levels.     Brief  discussions  on  the  threshold 
effects  in  frequency-lock  and  phase-lock  FM  demodulators  suggest  that  the  threshold  of  these 
feedback  FM  demodulators  cannot  be  improved  beyond  that  of  a  band-dividing  one. 


1.     INTRODUCTION 

In  radio  conamunication  either  the  amplitude,   the  frequency,    or  the  phase  of  a  sinusoidal 
wave  of  radio  frequency  (carrier)  is  modulated  by  a  modulating  signal.     A  modulation  of 
frequency  of  a  carrier  is  called  frequency-modulation  (FM).     In  general,   the  modulating 
signal  can  be  classified  into  two  categories,   i.e.  ,   analog  and  digital,    and  when  the  modulating 
signal  is  digital,   the  frequency  modulation  is  called  frequency-shift-keying  (FSK  or  FS). 

The  information  signal  to  be  transmitted  can  also  be  classified  into  the  same  two 
categories.     The  quality  of  the  signal  at  the  final  destination  can  be  expressed  by  the  output 
signal-to-noise  ratio  (SNR)  and  the  symbol  (or  character)  error  rate  corresponding  to  the 
analog  and  digital  information  signal,    respectively.     The  distinction  between  the  classification 
of  the  naodulating  signal  and  that  of  the  information  signal  must  be  stressed.     In  a  pulse-code- 
modulation  (PCM)  system,   for  example,   the  information  signal  is  analog,   although  the 
modulating  signal  is  digital.     The  quality  of  the  received  signal  in  this  system,   therefore, 
should  be  discussed  with  the  output  SNR. 

One  of  the  nnost  prominent  features  of  FM  systems  is  their  signal-to-noise  improving 
characteristic  over  amplitude-modulation  (AM)  systems,   as  demonstrated  by  Armstrong 
[1936]  .     Many  studies  have  been  carried  out  to  determine  the  signal-to-noise  characteristics 
of  FM  systems.     It  has  been  clarified  that  the  system  has  noise-suppressing  characteristics 


I 


providing  the  SNR  at  the  input  of  the  demodulator  is  equal  to  or  larger  than  the  threshold 
value  of  approximately  10  decibels.     It  has  also  been  shown  that  the  output  SNR  decreases 
rapidly  as  the  input  SNR  decreases  beyond  the  threshold  value  [Crosby,    1937;  Stumpers, 
1948]  .^ 

This  value  of  threshold,   however,   is  valid  only  when  we  use  a  conventional  FM 
demodulator  which  is  composed  of  an  amplitude  limiter,   a  frequency  discriminator,   and  a 
low-pass  filter.     Several  demodulators  have  been  suggested  in  order  to  improve  the  threshold 
of  FM  systems.     A  frequency-lock  demodulator,    suggested  by  Chaffee  [1939]  ,  was  used  in 
the  Project  Echo  satellite  communication  system,   and  yielded  a  considerable  amount  of 
threshold  improvement  [Ruthroff,    1961]  .     On  the  other  hand,   phase-lock  demodulators, 
suggested  by  Lehan  and  Parks  [1953]    as  practical  approaches  to  the  optimum  FM  demodu- 
lator,  have  been  used  in  satellite  tracking  and  telemetering  systems.     A  phase-lock  FM 
demodulator  was  also  developed  for  microwave  telephone  multiplex  communication  channels 
[Morita  and  Ito,    1960]  .     The  threshold  of  the  frequency-lock  and  phase-lock  demodulator 
has  been  studied  by  many     [Jaffe  and  Rechtin,    1955;  Margolis,    1957;  Gilchriest,    1958; 
Weaver,    1959;  Martin,    1960;  Choate,    1960;  Spilker,    1961;Enloe,    1962;  etc.  ],  but  to  the 
author's  knowledge,  the  ultimate  limit  of  improving  the  threshold  has  not  yet  been  determined. 

An  important  idea  for  analyzing  the  signal-to-noise  characteristics  of  FM  systems  was 
suggested  by  Lehan  [1954]  .     He  proposed  the  conceptual  idea  of  dividing  the  receiver  band- 
width into  many  channels  (the  bandwidth  of  each  channel  being  equal  to  twice  the  maximum 
frequency  of  the  information  signal),   measuring  the  amplitude  at  each  channel,   selecting  the 
channel  with  maximum  amplitude  as  a  signal  channel  from  amplitude  comparisons,   and 
assuming  that  the  frequency  is  measured  by  the  center  frequency  of  the  signal  channel.     In 
his  paper  the  transmitted  wave  is  assumed  to  be  frequency -modulated  by  a  discrete  signal, 
which  coincides  with  the  original  information  signal  at  every  sampling  point,   equally  spaced 
by  a  Nyquist  interval.     He  also  suggested  a  phase-lock  FM  demodulator  as  a  practical 
approach  to  his  band-dividing  one.     This  band-dividing  idea  was  further  developed,   and  the 
signal-to-noise  characteristics  of  ah  FM  system  with  a  band-dividing  demodulator  were 
determined  [Akima,    1961,    1963;  Battail,    1962]  .     The  above  studies  also  suggest  the 
similarity  of  FM  systems  to  PCM-FS  systems.     The  PCM  system  was  invented  by  Reeves 
[1939;  1942]  ,   and  the  superiority  of  the  system  was  demonstrated  by  Goodall  [1947]  ,     The 
basic  characteristics  of  the  system  were  discussed  by  Oliver,   et.   al,   [1948]  .     The  essential 
feature  of  the  PCM  system  is  sampling  at  every  sampling  point,   quantizing  the  sampled  value 
into  L  quantizing  levels,   and  coding  the  quantized  value  with  the  base  in  the  coding  N.     The 
system  uses  n  elements  for  every  sampled  value,   where  n  is  equal  to  log    L.     When  the 

coded  signal  is  used  to  frequency-modulate  the  carrier,   the  system  is  called  PCM-FS  system. 

Although  PCM  systems  were  originated  with  the  base  N  =    2,   a  better  system  can  be 
obtained  if  N  is  increased,   as  shown  by  Billings  [1958]  and  Viterbi  [1962]  . 

Consider  that  the  sampled  value  from  an  analog  information  signal  at  every  sampling 
point,   equally  spaced  by  a  Nyquist  interval,   is  quantized  into  L  levels,   and  that  this  quantized 
signal  is  used  to  frequency-modulate  the  carrier.     Then  the  modulated  wave  is  the  same  as 
the  one  in  a  multiple  FSK  system.     If  the  number  of  the  quantizing  levels  L  is  very  large,   the 
modulated  wave  can  be  considered  to  yield  approximately  the  same  amount  of  information  as 
the  continuously  frequency- modulated  wave  by  the  original  information  signal.     On  the  other 
hand,  the  discrete  modulation  can  also  be  considered  to  be  a  special  case  of  PCM-FS  with 
the  base  in  the  coding  N  equal  to  the  number  of  quantizing  levels  L.     The  above  observations, 
therefore,   indicate  the  necessity  of  constructing  a  general  theory  which  covers  the  signal-to- 
noise  characteristics  of  both  FM  and  PCM-FS  systems. 

It  is  clear  from  these  observations  that  the  starting  point  of  this  theory  is  to  analyze 
the  error  rates  in  multiple  FSK  systems.     The  superiority  of  the  multiple  FSK  system  to 
binary  ones  was  shown  by  Jordan,   et.   al.   [1955], and  Robin  and  Murray  [1958]  experimentally. 


Figures  in  brackets  indicate  the  literature  references  on  page  40. 


Although  the  element  error  rates  in  the  multiple  FSK  systemis  have  been  studied  theoretically 
[Reiger,    1958;  Turin,    1958;  Helstrom,    1960;  Viterbi,    1962]  ,  the  symbol  (or  character) 
error  rates  have  not  yet  been  studied  satisfactorily.* 

In  this  paper  the  error  studies  on  multiple  FSK  systems  are  extended  and,   based  on 
these  studies,   the  output  SNR  in  FM  and  PCM-FS  systems  are  calculated  for  wide  ranges  of 
system  parameters.     The  signal-to-noise  characteristics  of  these  systems  are  compared 
with  each  other. 

There  are  several  methods  of  comparing  these  characteristics  of  communication 
systems  [Jelonek,    1952;  Beard  and  Wheeldon,    1960;  Helstrom,    1960;  Lieberman,    1961]  . 
In  this  paper,    however,   these  characteristics  are  discussed  from  the  standpoint  of  communi- 
cation system  engineering.     For  this  purpose  the  quality  of  the  signal  at  the  final  destination 
is  expressed  by  the  symbol  error  rate  and  the  output  SNR  corresponding  to  the  digital  and 
analog  information  signal,    respectively,    and  the  concepts  of  the  intrinsic  bandwidth  and 
intrinsic    SNR    [de  Jager  and  Greefkes,    1957]  are  effectively  used  in  representing  the 
characteristics . 

In  order  to  analyze  the  basic  characteristics  of  the  systems  it  is  assumed  throughout 
this  paper  that  the  incoming  signal  in  the  demodulator  is  a  fading-free  signal,    and  that  the 
incoming  noise  is  an  additive  Gaussian  noise  with  a  flat  spectrum  across  the  bandwidth  of 
interest.  ^ 


2.     THE  ERROR  RATES  IN  MULTIPLE  FSK  SYSTEMS 
The  element  error  rate  p     in  multiple  FSK  systems  with  coherent  detectors  is  given  by 


(v-v^)^ 
p      = \      exp( ]^1  - 


\    exp;  -^  )du  ^dv,     (1) 


where  N  is  the  number  of  frequencies  in  the  keying  and  v     is  the  normalized  amplitude  of  the 

incoming  signal  voltage  with  the  effective  value  of  the  noise  voltage  in  each  channel  as  a  unit 

[Helstrom,    1960;  Lieberman,    1961]  .     If  we  define  the  chcinnel  SNR  R     as  the  ratio  of  the 

c 

incoming  signal  power  to  the  incoming  noise  power  in  each  channel,  the  relation  between  v 
and  R     is  given  by 

R      =    V   ^  /2.  (2) 

c  s 

In  an  ideal  case  where  the  bandwidth  of  each  channel  B     can  be  equal  to  the  reciprocal  of  the 
unit  time  duration  of  each  digit,   R     coincides  with  the  alternative  expression  of  signal  energy 


A  digital  information  signal  is  composed  of  a  sequence  of  symbols  (or  characters),   and 
each  symbol  (or  character)  is  transmitted  as  a  sequence  of  elements. 


-4- 

in  each  digit  per  noise  power  density.     The  values  of  p     are  calculated  by  an  electronic 
computer  as  a  function  of  N  and  R    ,   and  shown  in  figure  1. 

On  the  other  hand,  the  element  error  rate  p     in  multiple  FSK  systems  with  incoherent 
detectors  is  given  by 


2^      2 
=  ,       V    +v 

V  exp'  - 


2 


N-  1 


dv 


(3) 


or  by  its  equivalent 


N 

=  n!  2.  ^-'^  [  kj^^K""^^"  J 

^k=2 


(4) 


where  N  and  v     are  the  same  as  before,   and  the  function  I„(x)  is  a  modified  Bessel  function 

of  the  1st  kind  of  the  0th  order,   and  (        i  is  the  number  of  combinations  of  k  out  of  N 

[Reiger,    1958;  Lieberman,    1961]  .     For  relatively  small  values  of  N,   (4)  can  be  used.     For 
large  values  of  N,   however,   the  numerical  integration  of  (3)  is  more  convenient  than  using 
(4),     The  values  of  p     are  calculated  by  an  electronic  computer  as  a  function  of  N  and  R   , 

and  shown  in  figure  2. 

In  either  case  of  coherent  or  incoherent  detectors  the  element  error  rate  p     approaches 

(N-l)/N  when  R     tends  to  zero.     For  large  value  of  R   ,   on  the  other  hand,   p     can  be 
c  c  e 

approximated  by  (N-1)  times  that  in  a  binary  system  [Helstrom,    1960]  . 

Some  of  the  curves  in  figures     1  and  2  are  compared  with  each  other  in  figure    3.     It 
is  clear  from  figure     3  that  the  coherent  detection  is  always  better  than  the  incoherent  one 
but  the  difference  between  the  two  detections  decreases  as  the  number  of  frequencies  N 
increases.     Because  of  the  difficulties  often  encountered  in  practical  implementations,  we 
shall  continue  our  present  study  only  on  the  incoherent  detection. 

Next  we  shall  calculate  the  symbol  (or  character)  error  rate  in  multiple  FSK  systems. 
If  the  information  signal  is  an  L-alphabet  system,   or  if  it  consists  of  L  symbols  (or  charac- 
ters),  and  when  it  is  transmitted  over  an  FSK  link  with  N  frequencies,  the  number  of  elements 
n  for  each  symbol  is  related  to  L  and  N  by 


L 


N 


(5) 


As  each  element  error  occurs  independently  under  the  conditions  assumed  in  this  paper,  the 
symbol  error  rate  p     can  be  obtained  by 


=    1 


(1 


Pe^    • 


(6) 


To  study  the  system  performances  we  shall  introduce  the  concepts  of  the  intrinsic 
bandwidth  and  the  intrinsic  SNR.     The  intrinsic  bandwidth  is  a  bandwidth  which  is  intrinsic 
to  the  information  signal.     Although  there  is  some  arbitrariness  in  defining  the  intrinsic 
bandwidth,   it  is  convenient  in  digital  systems  to  take  a  binary  system  as  a  reference  system 


-5- 


ELEMENT   ERROR    RATE  IN 
COHERENT  FSK  SYSTEMS 


10" 


10-2 


a 

> 

CL 

LU 

'♦ 

^ 

10- 

-3 

q: 

(T 

o 

cr 

LjJ 

10" 

4 

1- 

2 

LU 

^ 

-5 

LjJ 

10 

_) 

LU 

10' 


10" 


10' 


-        ~^--^ 

^ 

1     1     1     1 

1   1   I   1 

1    1    1    1 
-N  =  1024 

^512 
/V256 
/^I28    " 
^  .fi4 

- 

\N 

- 

- 

- 

N=  32-^ 
16-^ 

4/^ 
3>/ 

x'^^K^^X ' 

- 

- 

2 

— \u\\\\\\vi 

" 

1    1    1    1 

1     1     1     1 

1    1    1    1 

1    1    1    1   lllllll  1    1    1 

•5  0  5  10  15  20 

SNR   IN  SIGNAL  CHANNEL    Rq    IN  DECIBELS 


Figure 


10" 


10-2 


CL 


< 


10-3 


o 
cr 

(T    10-4 

I- 
-z. 

UJ 

Ld    I0"5 

_l 

LU 


10-6 


-7 


10 


10-8 


ELEMENT  ERROR   RATE  IN 
INCOHERENT  FSK  SYSTEMS 


****sJ''*\*V*^Vvx 

^N  =  1024 
^      ^512 

^^256 
$^^-^128 
^^/64 

N=  32^ 
8^^ 

^ 

2' 

11 

■ 

1 

-5  0  5  10  15  20 

SNR   IN  SIGNAL  CHANNEL    Rq    IN  DECIBELS 


Figure  2 


■7- 


A   COMPARISON  OF  ELEMENT   ERROR  RATE 

BETWEEN  COHERENT  AND  INCOHERENT 

FSK  SYSTEMS 


-5  0  5  10  15  20 

SNR   IN  SIGNAL  CHANNEL    Re    IN  DECIBELS 


Figure  3 


and  to  take  the  reciprocal  of  the  duration  of  each  element  in  the  binary  system  as  the 
intrinsic  bandwidth  B..     The  value  of  B.  expressed  in  cycles /second  is  equal  to  the  value  of 

the  transmission  rate  expressed  in  bits /second.     Then  the  intrinsic  SNR  R.  in  digital  systems 
can  be  defined  as  the  ratio  of  the  incoming  signal  power  to  the  incoming  noise  power  contained 

in  a  band  of  width  B.. 

1 


When  the  number  of  frequencies  N  is  increased  in  FSK  systems,   the  duration  of  each 
element  can  be  increased  to  log   N  times  that  in  binary  systems  in  order  to  transmit  an 

equal  amount  of  information.     The  channel  bandwidth  B     can,  therefore,   be  reduced  by  a 

factor  log  N.     As  the  intrinsic  bandwidth  B.  is  equal  to  the  channel  bandwidth  B     in  ideal 
l  1  c 

binary  FSK  systems,  we  obtain  the  relations 

B 


B.  /log  N 
1  2 


(7) 


and 


R. 


R^/log^N. 


(8) 


The  symbol  error  rates  for  some  values  of  L  and  N  are  calculated  from  the  element 
error  rates  given  above,   and  shown  in  figures    4,    5,   and  6  as  a  function  of  the  intrinsic 
SNR  R..     It  is  clear  from  these  figures  that  the  required  intrinsic  SNR  (or  the  required 

signal  power)  for  an  assigned  value  of  symbol  error  rate  in  multiple  FSK  systems  can  be 
reduced  by  increasing  the  number  of  frequencies  in  the  keying. 


We  shall  give  a  brief  comment  on  band  occupancy  in  multiple  FSK  systems.     As  the 

overall     bandwidth  B     is  equal  to  NB   ,    and  as  the  channel  bandwidth  B     is  related  to  the 
a  c  c 

we  obtain  the  relation 


intrinsic  bandwidth  B.  by  {!] 


B    /B.    =    N/log  N. 

3.         1  ^ 


(9) 


The  values  of  the  bandwidth  ratio  B    /B. 

a      1 

for  some  integers  of  N  are  given  in  Table  1. 

It  is  clear  from  the  table  that  the  ratio  B    /B. 

a      1 

decreases  at  first,  but  it  increases  after 

passing  its  minimum,    as  N  increases,   (The 

minimum  takes  place  at  N  =  e  =  2,7183,   and 

the  minimum  value  is  e/log  e  =  1,8842,  )    It 

is  important  to  notice  that  the  ternary  system 
requires  a  narrower  bandwidth  than  the  binary 
one  and  the  quaternary  system  requires  the 
same  bandwidth  as  the  binary  one,   and  these 
systems  achieve  a  reduction  of  the  required 
intrinsic  SNR.     A  greater  reduction  of  the 
required  intrinsic  SNR  by  increasing  the 
number  of  frequencies  N  beyond  4,   however, 
must  be  accompanied  by  an  increase  of  the 
bandwidth  ratio  B    /B., 


Table  1.     Bandwidth  ratio 
B    /B.  in  N-ary  FSK  systems. 


N 

B  /B. 
a   1 

2 

2 

3 

1.893 

4 

2 

5 

2.153 

6 

2,321 

8 

2,667 

16 

4 

32 

6.4 

64 

10.67 

128 

18.29 

256 

32 

512 

56.89 

1024 

102.4 

SYMBOL  ERROR  RATE  IN  INCOHERENT 
32- SYMBOL  FSK   SYSTEMS 


10" 


10 


r2 


Ld    10"^ 
< 

(T 

2   10-4 

a: 

LU 


10 


r5 


10 


v-6 


-7 


10 


10-8 


^ 

^ 

L  =  32 

\ 

N  =  32 

\  N  =  2 

\ 

\ 

\ 

1 

\ 

-5  0  5  10  15  20 

INTRINSIC    SIGNAL-TO-NOISE   RATIO    Rj 

IN     DECIBELS 


Figure  4 


-10- 


SYMBOL  ERROR   RATE  IN  INCOHERENT 
64-SYMBOL  FSK  SYSTEMS 


10- 


10" 


a. 

^    10-3 

< 
QC 

^    10-^ 
Ld 


O 
CD 

>- 
C/) 


10-5 


10-6 


10 


,-7 


10 


r8 


^ 

^ 

L  =  64 

Y 

u 

\ 

64  \e  \a 

\n  =  2 

\\ 

\\ 

\  \ 

\\ 

\  \ 

\ 

\\ 

1 

\ 

-5  0  5  10  15  20 

INTRINSIC    SIGNAL-TO -NOISE    RATIO   Rj 

IN     DECIBELS 


Figure  5 


-11- 


SYMBOL  ERROR  RATE  IN  INCOHERENT 
256-SYMBOL  FSK  SYSTEMS 


I0-' 


,-2 


10^ 


LjJ   10-3 

< 
cr 

g  10-4 
en 

LU 


O 

I    10-5 

>- 
CO 


10" 


10-7 


10' 


■8 


\\^ 

\ 

L  =  256 

V\ 

Y 

, 

256\ 

\l6       \4 

\n=2 

^ 

\\ 

\ 

\\ 

\  \ 

\\ 

\  \ 

\  \ 

\ 

1 

^ 

\      \ 

-5  0  5  10  15  20 

INTRINSIC    SIGNAL-TO- NOISE    RATIO    Rj 

IN     DECIBELS 


Figure  6 


-12- 


ASYMPTOTIC   BEHAVIOR   OF 
INCOHERENT  FSK  SYSTEMS 


10- 


10-2 


\^    10-3 
< 


(T 

o 
cr 
en 


Ll) 

LU 

_l 
Ld 


10" 


-5 


10 


10-6 


10-^7 


10 


-8 


— 

1 

lu 

N  =  2 

/25 

'^  2'0 

^2^0 

/^2^ 

N=280> 
2i6a 

2320 
2640- 

uv 

^\^Jk 

00\ 

lU 

1 

\\ 

1 

-a 

CM 

in 

1 

._  ^ 

1 

-5-  0 

INTRINSIC 


5  10 

SIGNAL-TO-NOISE 

IN     DECIBELS 


15  20 

RATIO   R| 


Figure  7 


-13- 

So  far  we  have  studied  a  system  in  which  one  carrier  is  modulated  or  keyed  by  n 
elements  for  each  symbol  in  time  sequence.     We  can  consider  another  system,   in  which  n 
carriers  are  keyed  simultaneously  by  frequency  division.     In  the  latter  system  the  duration 
of  each  element  can  be  increased  to  n  times  that  in  the  former,   and  therefore,  the  channel 
bandwidth  B     csin  be  reduced  by  a  factor  n,   i.   e. , 

B       =    B./  (n  log   N),  (10) 

C  X  (^ 

instead  of  (7).     To  keep  the  same  error  rate  in  these  two  systems  the  channel  SNR  R 

should  be  kept  constant,   because  the  element  error  rate  p     depends  only  on  R     and  N.     As 

the  noise  power  in  each  channel  is  reduced  by  a  factor  n,  the  signal  power  of  each  carrier 

in  the  latter  can  be  reduced  by  the  same  factor.     The  total  signal  power  in  the  latter,   however, 

should  be  the  same  as  the  signal  power  in  the  former,  because  n  carriers  are  used  in  the 

latter.     Moreover,  the  overall    bandwidth  B     in  the  latter  is  the  same  as  in  the  former, 

a 

because  we  must  employ  n  times  N  frequencies  in  the  latter.     It  is  clear  from  these  observa- 
tions that  both  (8)  and  (9)  hold  in  the  latter  as  well  as  in  the  former,   and  therefore,   figures 
4,    5,   and  6  are  valid  in  the  latter,  too. 

It  is  interesting  to  observe  how  the  multiple  FSK  systems  behave  when  the  number  of 
frequencies  N  is  increased.     This  behavior  has  already  been  studied  by  Turin  [1959]  ,  but  it 
will  be  studied  here  with  a  higher  order  approximation  given  in  Appendix  A.     The  relations 
between  the  element  error  rate  p     and  the  intrinsic  SNR  R.  are  calculated  by  this  approxi- 
mation and  are  shown  in  figure  7.     In  the  limit  of  infinite  N,  the  relation  becomes  a  vertical 
straight  line  at  R.  =  log   2  (=  -  1.  592  db).     It  is  shown  how  slowly  this  critical  value  of  R.  can 

be  approached  by  increasing  N.     This  critical  value  of  R.  corresponds  to  r  =  1  in  Turin's 

paper,   and  therefore,   it  coincides  with  the  value  which  is  obtained  by  letting  the  channel 
capacity  be  equal  to  the  transmission  rate  in  Shannon's  channel-capacity  theorem  [Shannon, 
19481  . 


3.     SIGNAL-TO-NOISE  CHARACTERISTICS  OF  FM  SYSTEMS 

In  this  section  we  shall  discuss  the  signal-to-noise  characteristics  of  a  communication 
system  in  which  a  radio  frequency  carrier  is  frequency- modulated  by  an  analog  signal.  This 
system  is  called  the  frequency- modulation  (FM)  system  in  its  narrower  sense. 

In  the  transmission  of  an  analog  information  signal  it  is  convenient  to  take  a  single - 

sideband  (SSB)  system  as  a  reference  and  to  take  the  maximum  frequency  of  the  information 

signal  f      as  the  intrinsic  bandwidth  B.,   i.   e.,   B    =  f     .     The  intrinsic  SNR  R.  can  be  defined 
•'m  ii-'m  1 

as  the  ratio  of  the  incoming  signal  power  to  the  incoming  noise  power  contained  in  a  band  of 

width  B.,   in  exactly  the  same  manner  as  in  the  transmission  of  a  digital  information  signal. 

The  quality  of  the  signal  at  the  final  destination  can  be  expressed  in  terms  of  the  output 

SNR  R     ^. 
out 

The  minimum  overall    bandwidth  of  an  FM  receiver  B     can  be  expressed  by  the  well- 
known  relation 

B       =    2(1  +  m)  f      =2(l+m)B.,  (11) 

a  ■'m  1 

where 

m    =     i  J -f     =    modulation  index  (12) 

■'d   •'m 


-14- 

and   f     is  the  maximum  frequency  deviation   of  the  modulated  wave. 

In  receiving   a  frequency-modulated   signal  there   are   several  demodulating   schemes. 
One  of  the   most  popular  demodulators   is   a  conventional  FM  demodulator,  which  consists 
of  an  amplitude  limiter,   a  frequency  discriminator,   and  a  low-pass  filter.     A  frequency 
discriminator  can  be  replaced  by  a  frequency  counter,    which  counts  the  nunaber   of  zero- 
crossings   in   short  intervals. 

The  output   SNR  R         in  FM  systems  with  conventional  demodulators  is  proportional 
to  the  intrinsic  SNR  R.  and   is   given  by 

R      ^     =      I  m^R.,  (13) 

out  2  1 

if  the  input  SNR  is  larger  than  the  threshold  value  of  approximately  10  decibels.     In  terms 
of  the  intrinsic  SNR  the  threshold  can  be  expressed  by 

10  log^^R.     =    13  +  10  log^^d  +  m)  db,  (14) 

as  is  clear  from  (11).      The  relations  between  R.  and  R      ,  below  the  threshold  are  calculated 

1  out 

from  the  data  of  output  noise  spectrum  and  modulation  suppression  ratio  given  by  Stumpers 

[1948]  ,    and  shown  in  figure  8.     To  calculate  these  relations  the  shape  of  IF  pass-band  is 

assumed  to  be  rectangular  and  the  noise  spectrum  in  case  of  no  modulation  is  used.     From 

figure  8  it  should  be  noticed  that  the  system  with  the  modulation  index  m  =  2  requires  less 

signal  power  to  obtain  a  relatively  low  output  SNR. 

We  can  draw  an  envelope  of  the  curves  in  figure  8,   and  regard  it  as  the  improvement 
limit  of  FM  systems  with  conventional  demodulators.     As  mentioned  above,   several  tech- 
niques have  been  suggested  to  improve  the  characteristics  of  FM  systems.     The  aim  of  these 
techniques  can  be  considered  to  move  the  envelope  toward  the  left.     Then  an  important 
problem  is  raised  on  the  limit  of  moving  the  envelope. 

In  order  to  solve  the  problem  we  assume  for  a  while  that  the  modulating  signal  is  a 
discrete  signal  which  coincides  with  the  original  information  signal  at  every  sampling  point, 
equally  spaced  in  time  by  the  Nyquist  interval  corresponding  to  the  maximum  frequency  of 
the  information  signal  f     .     After  Shannon's  sampling  theorem  [Shannon,    1948]    this  discrete 
modulating  signal  can  be  considered  to  yield  exactly  the  same  information  as  the  original 
information  signal.     Developing  Lehan's  band-dividing  idea  [  Lehan,    1954  ]  we  can  reach  a 
new  model  of  an  FM  demodulator,   in  which  the  incoming  wave  is  divided  into  several  channels. 
The  simultaneous  measurements  of  amplitude  and  frequency  are  made  in  each  channel  at  the 
end  of  every  Nyquist  interval.     The  channel  with  a  maximum  amplitude  is  selected  as  the 
signal  channel,   and  the  output  of  the  frequency-measuring  circuit  in  the  signal  channel  is 
sent  to  the  output  of  the  whole  demodulator  [Akima,    1961,    1963]  .     The  bandwidth  of  each 
channel  B     is  equal  to  twice  the  maximum  frequency  of  the  original  information  signal  f     , 

i,  e,  , 

B      =    2  f        =    2  B.  ,  (15) 

c  -^m  1 

The  relation  between  the  channel  SNR  R     and  the  intrinsic  SNR  R.,   therefore,   is  given  by 

R      =    R./2.  (16) 

c  1 


15- 


SIGNAL-TO-NOISE    CHARACTERISTICS    OF 
FM     SYSTEMS  WITH     CONVENTIONAL  DEMODULATORS 
(CALCULATED  FROM  NOISE  DATA   WITHOUT  MODULATION) 

80 

if) 


LlI 
GO 

O 
UJ 
Q 


O 

h- 
I 

_l 
< 

(/) 


Z) 
Q. 

h- 
Z) 

o 


70 


-       60 


50 


O 

cr 
o 

< 
q: 


UJ       40 
CO 

o 


30 


20 


10 


0 


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1  1  1  1 

1  1  1  1 

/  X 

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~ 

y^       -? 

— 

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— 

Jf  -9-/ 

/  - 

- 

nf 

/        / 

— 

U  y 

/  ~_ 

— 

/ 

K   J 

/       j/~ 

- 

/j 

yT     -^Z 

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X  : 

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1  lA 

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l/K  \ 

//  V^ 

y/       - 

- 

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Z,/^'/ 

A 

- 

j 

mi 

- 

— 

frf 

- 

— 

1 

- 

- 

MA 

1 

- 

— 

/%// 

' 

- 

/ 

////// 

- 

i 

///// 

— 

=,,1 

7/7 1  1 

1 1 1 1 

1  1  1  1 

1  II  r 

0  10  20  30  40  50 

INTRINSIC     SIGNAL-TO- NOISE    RATIO    R; 
IN     DECIBELS 


Figure  8 


-16- 

From  (11)  and  (15)  the  number  of  channels  N  is  given  by 

N    =    m  +  1  (17) 

for  an  integer  of  modulation  index  m. 

In  our  band -dividing  demodulator  the  selection  of  the  signal  channel  can  make  errors. 
If  this  should  happen,   an  additional  noise  power  will  be  produced  at  the  output  of  the  demodu- 
lator besides  the  output  noise  power  due  to  the  incoming  noise  in  the  signal  channel,   and  the 
phenomenon  of  "modulation  suppression"  or  "signal  suppression"  will  also  take  place.     In 
Appendix  B  it  is  shown  that  the  output  SNR  R         in  the  band-dividing  demodulator  is  given  by 

R         -    3^2  [1  -  (m  +  l)p]^ 

out        2         "i   1  +  m(m  +  1 )  (m  +  2)  [  2  -  (m  +  1  )p]  pR.  '  ^      ' 

where  p  is  the  probability  that  any  noise  channel  is  selected  as  the  signal  channel  by  mistake. 
This  probability  p  is  related  to  the  element  error  rate  p     in  incoherent  N-ary  FSK  systems  by 

p    =    p^/(N  -  1).  (19) 

and  it  is,  therefore,   given  as  a  function  of  the  channel  SNR  R     and  the  number  of  channels  N. 

From  the  relations  given  above  we  can  determine  the  relations  between  the  intrinsic  SNR  R. 

and  the  output  SNR  R     ,.  ^ 

out 

When  the  input  SNR  is  so  large  that  the  probability  of  mis -selection  of  the  signal  channel 
p  is  negligibly  small,   (18)  coincides  with  (13).     We  can  see,  therefore,  that  the  output  SNR 
is  the  same  in  both  the  conventional  and  the  band -dividing  FM  systems  if  they  are  operating 
above  their  threshold. 

The  relations  between  R.  and  R        in  band -dividing  FM  systems  are  shown  in  figure  9. 

Comparing  this  figure  with  figure  8,   it  is  clear  that  the  band-dividing  demodulator  requires 

less  intrinsic  SNR  tham  the  conventional  one  in  order  to  obtain  an  equal  value  of  R      ,.     This 

^  out 

comparison  apparently  shows  that  the  conventional  demodulator  performs  better  than  the 

baind -dividing  one    at  low  output  SNR,  but  as  is  discussed  below,  this  results  from  the 

difference  in  the  definition  of  output  SNR,     In  both  (18)  and  figure  9  the  output  noise  power 

under  modulation  is  used,  while  figure  8  is  based  on  noise  data  under  no  modulation.     If  the 

output  noise  power  under  no  modulation  is  used  for  band-dividing  demodulators,  the  second 

term  in  the  denominator  in  (18)  becomes  smaller  by  a  factor  (2  -  Np),   and  it  is  shown  that 

the  envelope  of  the  curves  in  figure  9  moves  left  a  little  such  that  it  coincides  with  the 

envelope  of  the  curves  in  figure  8  at  low  output  SNR  [Akima,   1963]  . 

Figure  9  also  shows  that,   in  band-dividing  FM  systems,  the  value  of  the  intrinsic  SNR 
at  the  threshold  is  not  constant  but  increases  as  the  modulation  index  of  the  system  increases. 

Next  we  shall  discuss  the  characteristics  of  FM  systems  having  a  frequency- lock  or 
phase-lock  demodulators.     Since  a  mathematical  analysis  of  these  demodulators  when  they  are 
operating  below  the  threshold  is  a  difficult  problem  [Enloe,    1962]   we  can  only  give  the 
following  comments. 


In  common  in  these  feedback  demodulators,  the  equivalent  noise  bandwidth  can  at  best 
be  reduced  to  twice  the  maximum  frequency  of  the  information  signal  f      as  in  the  band- 

dividing  one.     It  is,  therefore,   only  necessary  to  compare  the  mechanism  of  loss-of-lock  in 


17- 


SIGNAL-TO- NOISE    CHARACTERISTICS    OF 
FM    SYSTEMS  WITH    BAND-DIVIDING  DEMODULATORS 


80 


70 


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UJ 
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3 
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1    1    1   1 

0  10  20  30  40  50 

INTRINSIC     SIGNAL-TO- NOISE    RATIO    Rj 
IN     DECIBELS 


Figure  9 


the  feedback  demodulators  with  the  mechanism  of  mis -selection  of  the  signal  channel  in  the 
band-dividing  demodulator.     From  the  above  descriptions  the  mechanism  of  mis-selection 
of  the  signal  channel  in  the  band-dividing  one  is  obvious.     If  there  is  a  noise  channel  whose 
band-pass  filter  output  is  larger  than  that  of  the  signal  channel,   a  mis-selection  of  the  signal 
channel  will  take  place. 

Now  we  take  into  account  a  noise  voltage  in  a  period  which  is  much  longer  than  the 
Nyquist  interval.     The  noise  voltage  can  be  analyzed  into  Fourier  components,   spacings  of 
which  are  much  smaller  than  f     .     If  the  phases  of  almost  all  the  components  in  a  specified 
band  of  width  2f      coincide  approximately  with  each  other  at  some  instant,  the  amplitude  of 
the  composite  wave  of  these  components  is  much  larger  than  the  average  value,   and  the 
frequency  of  the  composite  wave  is  nearly  equal  to  the  center  frequency  of  the  band  and  does 
not  change  rapidly  around  that  instant.     As  the  increase  of  the  amplitude  of  the  composite 
wave  cannot  take  place  unless  the  phases  of  these  components  coincide  with  each  other,  we 
can  see  that  the  frequency  of  the  composite  wave  does  not  change  rapidly  whenever  the 
amplitude  is  much  larger  than  the  average  value.     It  should  be  noticed  that  the  mis -selection 
of  the  signal  channel  in  the  band-dividing  demodulator  takes  place  under  these  conditions. 
Since  there  is  little  difference  in  the  waveform  between  the  composite  wave  in  the  noise 
channel  and  that  in  the  signal  channel  when  the  amplitude  of  the  former  is  larger  than  that  of 
the  latter,   it  seems  reasonable  to  consider  that  the  feedback  loop  will  be  locked  to  the  noise 
channel  in  such  a  situation.     As  no  instantaneous  phase  information  of  the  incoming  signal 
itself  is  available  at  any  demodulator  in  FM  systems,  we  cannot  expect  a  locked-in  condition 
with  less  probability  of  loss-of-lock  than  the  element  error  rate  in  incoherent  multiple  FSK 
systems,   and  therefore,  we  cannot  expect  such  a  condition  with  less  probability  of  loss-of- 
lock  than  the  probability  of  mis -selection  of  the  signal  channel  in  the  band -dividing  demodu- 
lator.    We  might,  therefore,   suggest  that  the  threshold  of  a  frequency- lock  or  phase -lock 
demodulator  cannot  be  improved  beyond  that  of  the  band -dividing  one,   and  that  the  envelope 
of  the  curves  in  figure  9  provides  the  limit  of  improving  the  threshold  in  FM  systems. 

In  this  paper  studes  are  made  on  the  assumption  that  the  carrier  is  frequency-modulated 
by  a  discrete  signal.     It  is  clear  that  the  band -dividing  demodulator  does  not  apply  to  a 
continuous  FM  system  but  only  to  a  discrete  one.     We  might,   however,    suggest  that  the 
threshold  of  a  continuous  FM  system  cannot  be  improved  beyond  that  of  a  discrete  system 
given  in  figure  9,  because  both  systems  can  be  considered  to  yield  exactly  the  same  informa- 
tion, by  Shannon's  sampling  theorem  [Shannon,    1948]  ,   and  no  instantaneous  phase  information 
of  the  signal  itself  is  available  in  either  case. 


4.     SIGNAL-TO-NOISE  CHARACTERISTICS  OF  PCM-FS  SYSTEMS 

In  this  section  we  shall  discuss  the  signal-to-noise  characteristics  of  PCM-FS  systems. 
In  these  systems  an  analog  information  signal  is  sampled  at  every  sampling  point,   equally 
spaced  by  a  Nyquist  interval,   and  the  sampled  value  is  quantized  into  L  equally  spaced  levels, 
and  the  quantized  signal  is  coded  into  n  elements  with  the  base  in  the  coding  N.     The  relations 
between  L,   N,   and  n  is  given  by 

L    =    n".  (20) 

The  coded  signal  is  used  to  frequency- modulate  the  carrier.     It  may  be  sent  over  one  N-ary 
FSK  link  in  time  sequence  or  over  n  N-ary  FSK  links  by  frequency  division  [Oliver,  et  al., 
1948]  .     As  the  modulating  signal  is  quantized,   either  the  coherent  or  incoherent  FSK  system 
can  be  used.     At  the  receiver  the  incoming  wave  is  demodulated  by  an  FSK  demodulator  or 
demodulators,   and  the  information  signal  is  recovered  by  decoding  the  demodulated  signal. 


-19- 

As  the  Nyquist  interval  corresponding  to  the  maximum  frequency  of  the  information 

signal  f      is  equal  to  l/(2f     )  and  n  elements  are  transmitted  in  each  interval,  the  bandwidth 
-'m  m 

of  each  channel  in  the  FSK  demodulator  B     is  given  by 


B       =    2nf        =    2nB  (21) 

c  ""m  i 


and 


B       =    2f        =    2B.,  (22) 

c  -^  m  1 

corresponding  to  the  transmissions  in  time  sequence  and  by  frequency  division,   respectively. 
The  overall    bandwidth  of  the  system  B     is  given  by 

B       =    2nNf        =    2nNB.,  (23) 

a  ■'m  1 

and  the  relation  between  the  channel  SNR  R     and  the  intrinsic  SNR  R.  is  given  by 

c  J         s  J 

R.     =    2nR       =v2(log,r)R   ,  (24) 

1  c  N         c 

irrespective  of  the  two  schemes  of  transmission. 

If  errors  in  the  FSK  transmission  (or  mis -selections  of  the  signal  channel)  take  place, 
an  additional  output  noise  power  will  be  produced  besides  the  quantizing  noise,  and  the 
phenomenon  of  "modulation  suppression"  will  also  taike  place.     In  Appendix  C  it  is  shown 
that  the  output  SNR  R        is  given  by 

R     ,    =      |(L-1)^    ^L^:^ ,  (25) 

°"^  ^  1  +(L   -1)  (2  -  Np)Np 

where  p  is  the  probability  that  any  noise  channel  is  selected  as  the  signal  channel  by  mistake, 
and  it  is  related  to  the  element  error  rate  p     in  an  N-ary  FSK  system  by 

p    =    p    /(N  -  1),  (26) 

e 

as  in  the  band-dividing  FM  system.     As  P    is  given  as  a  function  of  the  channel  SNR  R     and 

the  number  of  frequencies  N,  we  can  determine  the  relation  between  the  intrinsic  SNR  R. 

and  the  output  SNR  R        from  the  relations  given  above. 

When  the  input  SNR  is  so  large  that  the  probability  of  mis -selection  p  is  negligible,  the 
output  SNR  R        is  given  by 

R     ,    =     |(L-  l)^  (27) 

out  2 

This  relation  shows  that  the  maximum  output  SNR  in  this  system  depends  only  on  the  number 
of  quantizing  levels  L  and  not  on  the  base  in  the  coding  N. 


20- 


SIGNAL-TO-NOISE    CHARACTERISTICS   OF 
PCM-  FS      SYSTEMS      (N  =2) 

80 


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INTRINSIC     SIGNAL-TO- NOISE     RATIO    R-, 

IN     DECIBELS 


Figure  10 


-21- 


SIGNAL -TO- NOISE    CHARACTERISTICS    OF 
PCM  -  FS      SYSTEMS      (N  =3) 


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IN     DECIBELS 


Figure  11 


22- 


SIGNAL-TO-NOISE    CHARACTERISTICS    OF 
PCM  -  FS      SYSTEMS       (N  =4) 


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INTRINSIC 


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SIGNAL-TO- NOISE    RATIO    R; 
IN     DECIBELS 


Figure  12 


-23 


SIGNAL-TO- NOISE    CHARACTERISTICS   OF 
PCM-  FS       SYSTEMS       (N  =8) 

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Figure  13 


24- 


SIGNAL-TO- NOISE    CHARACTERISTICS   OF 
PCM  -  FS      SYSTEMS      (n  =  I) 


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Figure  14 


-25- 


SIGNAL-TO-NOISE    CHARACTERISTICS   OF 
PCM  -  FS      SYSTEMS      (n  =  2) 

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20  30  40  50 

SIGNAL-TO -NOISE    RATIO    Rj 
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Figure  15 


26- 


IGNAL-TO- NOISE    CHARACTERISTICS   OF 
PCM  -  FS      SYSTEMS      (n  =3) 


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27- 


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IN     DECIBELS 


Figure   17 


28- 


SUMMARIZED  THRESHOLD  CURVES 
OF   PCM-FS  SYSTEMS 


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INTRINSIC     SIGNAL -TO- NOISE     RATIO    Rj 

IN     DECIBELS 


Figure  18 


-29- 

The  signal-to-noise  characteristics  of  PCM-FS  systems  with  incoherent  detectors  are 
calculated  and  shown  in   figures  10  -  17.     Figures  10,    11,    12,   and  13  correspond  to  the  values 
of  the  base  N  equal  to  2,    3,    4,   and  8,   respectively,   whereas    figures  14,    15,    16,    and  17 
correspond  to  the  number  of  elements  n  equal  to  1,    2,    3,    and  4,    respectively.     An  envelope 
curve  can  be  drawn  in  each  of  these  figures,   and  these  envelope  curves  are  summarized  in 
figure  18,     This  figure  can  be  considered  to  provide  the  lower  limit  to  the  required  intrinsic 
SNR  (or  the  required  signal  power)  in  PCM-FS  systems.     It  is  clear  from  the  figure  that  the 
required  intrinsic  SNR  can  be  reduced  by  increasing  the  base  N.     This  conclusion  is  exactly  in 
parallel  relation  with  the  one  in  multiple  FSK  systems. 

From  (20)  and  (23)  the  relation 

B^/B.     =    (2  loggL)  (N/log^N)  (28) 

is  derived.     Comparing  (28)  with  (9)  in  Section  2  we  can  notice  that  the  comment  on  the  band 
occupancy  in  multiple  FSK  systems  caji  also  apply  to  PCM-FS  systems.     It  must,  therefore, 
be  stressed  that  a  ternary  or  quaternary  PCM-FS  system  can  achieve  the  reduction  of  re- 
quired intrinsic  SNR  beyond  a  binary  one  without  requiring  a  wider  overall  bandwidth  B     for 
a  given  number  of  quantizing  levels  L. 


5.     COMPARISONS  BETWEEN  SSB,    FM,   AND  PCM-FS  SYSTEMS 

5.1.     General  Considerations 

Next  we  shall  compare  the  signal-to-noise  characteristics  of  SSB,    FM,   and  PCM-FS 
systems  from  the  standpoint  of  communication  system  engineering,   because  these  systems  are 
the  most  typical  systems  in  analog  information  transmission. 

Consider  the  situation  in  which  the  same  information  signal  is  transmitted  over  each 
channel  between  the  same  two  points  in  each  system  such  that  the  same  quality,   i.e.,  the  same 
output  SNR  in  the  analog  case  can  be  obtained  at  the  common  destination.     We  then  determine 
the  overall  bandwidth  and  the  intrinsic  SNR  (or  the  signal  power)  required  in  each  channel, 
calculate    the  cost  of  each  channel,   and  compare  the  cost  of  channels  with  each  other.     A 
system  which  requires  a  less  expensive  channel  to  achieve  an  equal  output  SNR  is  regarded  as 
the  better  system,   insofar  as  the  signal-to-noise  characteristics  are  concerned. 

If  both  the  required  bandwidth  and  the  required  intrinsic  SNR  (or  signal  power)  in  the 
channel  in  one  system  are  smaller  than  those  in  another  system,  the  cost  of  the  channel  in  the 
former  system  is  lower  than  that  in  the  latter,   and  therefore,  the  former  system  can  be  re- 
garded as  the  absolutely  better  system.     It  is,   however,   not  the  case  in  general.     As  a  rule  we 
must  make  conditional  comparisons  by  the  cost  of  the  required  channel  in  each  system.     In  the 
following  we  shall  make  comparisons  with  some  simple  criteria. 

5.2.     Absolute  Comparisons 

As  mentioned  before  there  exists  no  absolutely  best  system  across  the  whole  range  of  the 
output  SNR  even  if  our  attention  is  confined  to  the  signal-to-noise  characteristics.     In  design- 
ing a  communication  system,   however,   the  minimum  required  output  SNR  is  assigned  at  the 
beginning,   and  the  absolute  comparison  can  sometimes  be  made  for  an  assigned  value  of  the 
output  SNR,     In  practice,   for  example,  we  would  not  use  a  PCM  system  when  a  relatively  low 
output  SNR,   say  30  db  or  below,  is  required,  because  we  have  better  systems  than  PCM  in 
such  a  situation. 

To  make  an  absolute  comparison  for  an  assigned  value  of  the  output  SNR  R       ,   it  is 


-30- 


ABSOLUTE   COMPARISONS   OF   FM 
AND    PCM-FS    SYSTEMS 


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R„„,  =60  db 


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10  20 


50  100  200 


500 


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R„„,    =  50  db 


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50  100  200 


500 


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10  20 


50  100  200 


500 


5  10  20  50  100  200 

BANDWIDTH    RATIO,    Bg/B, 
Figure    19 


500 


-31- 

convenient  to  replot  the  signal-to-noise  characteristics  in  a  B    /B.  -  R.  plane,   where  B     and 

ail  a 

B.  are  the  overall  bandwidth  of  the  channel  and  the  intrinsic  bandwidth  of  the  information  signal, 

respectively,    and  R.  is  the  intrinsic  SNR.     tf  we  can  observe  from  the  figure  that  both  B    /B. 

and  R.  in  one  system  are  smaller  than  those  in  another,   we  can  conclude  that  the  former 

system  has  an  absolute  superiority  over  the  latter  for  the  assigned  value  of  R        . 

In  figure    19  the  signal-to-noise  characteristics  of  FM  and  PCM-FS  systems  are  re- 
plotted  in  B    /B.  -  R.  planes  for  the  values  of  R     ^  equal  to  30,   40,   50,   and  60  decibels.     For 
a      1         1  '^  out     ^ 

R      ,   =  30  db,    even  if  a  conventional  FM  demodulator  is  used,    an  FM  system  is  better  than  a 
out  ■^ 

PCM-FS  system  with  the  number  of  elements  for  each  sample  n  equal  to  or  greater  than  2. 

For  R         =40  db,   however,   a  PCM-FS  system  with  n  =  2  or  3  can  be  competitive  with  a 

conventional  FM  system.     For  R         =50  db,    a  PCM-FS  system  with  n  up  to  6  can  be  competi- 
tive with  a  conventional  FM  system,  but  a  band-dividing  FM  system  can  still  be  absolutely 
better  than  PCM-FS  systems.     For  R         =  60  db,   the  situation  is  completely  different  from  the 

above,   and  a  PCM-FS  system  can  be  competitive  with  a  band-dividing  FM  system.     It  must  be 

noticed  that  the  absolute  superiority  of  a  PCM-FS  system  to  a  band-dividing  FM  system  can 

never  be  observed  for  any  value  of  the  output  SNR  R 

out 

5,3.     Comparisons  with  the  Minimum -Bandwidth  Criterion 

Sometimes  the  requirement  for  narrow  bandwidth  is  so  definite  that  the  minimum-band- 
width criterion  can  apply.     In  this  case  it  is  convenient  to  replot  the  signal-to  noise  character- 
istics in  a  B    /B.  -  R      ,  plane,    and  to  compare  the  required  bandwidth  ratio  B    /B.  to  obtain 
a      1  out  in  a      1 

an  equal  value  of  the  output  SNR  R         under  an  equal  value  of  the  intrinsic  SNR  R.. 

In   figure   20  the  signal-to-noise  characteristics  of  SSB,   FM,   and  PCM-FS  systems  are 

replotted  in  B    /B.  -  R      ,  planes  under  the  values  of  R.  equal  to  20,    25,    and  30  decibels, 
a      1         out  1 

Although  an  SSB  system  requires  the  narrowest  bandwidth  among  the  systems  compared  here, 

it  does  not  achieve  any  broadband  gain,   i.e.,   the  same  value  of  R.  as  that  of  R        is  required 

in  this  system.     Our  main  interest  is,  therefore,   in  the  comparison  between  FM  and  PCM-FS 
systems. 

When  R.  is  equal  to  or  larger  than  30  db,  both  the  FM  and  PCM-FS  systems  operate  in 

the  above -the -threshold  region,   and  a  PCM-FS  system  can  be  better  than  a  band-dividing  FM 
system  for  relatively  large  values  of  R       .     The  comparison  between  PCM  and  FM  with  the  use 

of  broadband  gain  by  Oliver,   et.  al.  [  1948]  roughly  corresponds  to  the  comparison  given  here. 
As  stated  in  their  paper  it  is  important  to  note  that,   as  the  bandwidth  ratio  B    /B.  in  our 

notation  is  increased,   R     ,  expressed  in  decibels  varies  as  log(B    /B.)  in  an  FM  system,  while 

out  a      1 

it  varies  as  B    /B.  in  a  PCM-FS  system, 
a      1  -^ 

When  R.  is  equal  to  or  smaller  than  20  db,   on  the  other  hand,   the  threshold  in  a  PCM-FS 
1 

system  takes  place  before  a  large  amount  of  broadband  gain  is  obtained,   and  a  PCM-FS  system 

requires  a  wider  bandwidth  than  a  band-dividing  FM  system. 


32- 


COMPARISONS    OF  SSB,  FM,  AND   PCM-FS 
SYSTEMS    WITH   THE 
MINIMUM-BANDWIDTH    CRITERION 


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BANDWIDTH    RATIO    Bq/Bj 


Figure    20 


-33- 

5.4,     Comparisons  with  the  Minimum- Power  Criterion 

On  the  contrary  to  the  preceding  comparison  the  cost  of  the  channel  is  sometimes 

determined  essentially  by  the  signal  power.    A  typical  case  is  a  communication  from  a 

satellite,   where  transmitter  power  is  severely  limited,  while  the  requirement  for  narrow 

bandwidth  is  not  so  severe.     To  make  system  comparisons  with  the  minimum-power  criterion 

the  representation  of  the  signal-to-noise  characteristics  in  an  R.  -  R     ^  plane  is  very  con- 

1         out 

venient,   because  the  intrinsic  SNR  R.  is  equivalent  to  the  signal  power.     This  representation 

has  been  used  throughout  sections  3  and  4  of  this  paper.     In  figure     18  PCM-FS  systems  having 
different  values  of  system  parameters  were  compared  with  each  other.     It  is  an  example  of 
comparisons  with  minimum-power  criterion. 

In  each  system  the  minimum  power  for  an  assigned  value  of  R     ^  is  obtained  when  the 

out 

system  is  operating  on  the  threshold  curve,   i.e. ,   on  the   envelope  of  the  curves  in  figures    8 

to  17.     In  order  to  make  system  comparisons  with  the  minimum-power  criterion  it  is  sufficient 

to  compare  only  these  threshold  curves.     In  figure    21  the  threshold  curves  of  FM  systems 

are  compared  with  some  of  those  of  PCM-FS  systems.     In  this  figure  the  characteristic  of  an 

SSB  system  is  also  shown  as  a  reference.     As  mentioned  in  section  3,   it  should  be  noted  that 

the  curve  for  the  conventional  FM  system  drawn  with  a  broken  line  is  based  on  noise  data  under 

no    modulation,  whereas  other  curves  are  base;^d  on  those  under  modulation.     It  is  clear  from 

this  figure  that  an  FM  system  having  a  band-dividing  demodulator  is  the  best  system  among  the 

systems  compared  here  insofar  as  the  minimum-power  criterion  is  concerned  at  output  SNR 

greater  than  about  10  decibels. 


From  (17)  and  (18)  the  output  SNR  R^^^^  in  a  band-dividing  FM  system  can  also  be  written 
as 


out 


R,=|(N-1)2    il^^^P^^ (29) 

°''^  ^  1/R.    +(N     -   1)  (2  -  Np)Np 


In  PCM-FS  systems,   on  the  other  hand,  the  required  intrinsic  SNR  can  be  reduced  by  increas- 
ing the  base  in  the  coding  N,   as  clear  from  figure  18.     In  the  limit  where  N    =    L  and    n    =     1, 
equation  (25)  for  the  output  SNR  R        in  the  PCM-FS  system  can  be  modified  as 

R  =|(N-1)^    ^^^^^ (30) 

"""^  ^  1  +  (N     -   1)  (2  -  Np)Np 

Comparing  (29)  with  (30)  we  can  see  the  difference,   as  well  as  the  similarity,  between  these 
systems.     It  is  noticed  that  the  difference  between  these  equations  is  only  in  the  first  term  in 
the  denominator  and  the  other  terms  are  exactly  the  same.     The  first  terms  in  the  denomin- 
ators in  (29)  and  (30)  correspond  to  the  output  noise  due  to  incoming  noise  into  the  signal  chan- 
nel in  a  band-dividing  FM  system  and  the  quantizing  noise  in  a  PCM-FS  system,   respectively. 
Although  the  latter  term  is  a  constant,   the  former  term  is  a  reciprocal  of  R.  and  is  smaller 

than  the  latter  whenever  R.  is  greater  than  unity,   or  zero  decibels.     As  relations  between    p 

and  R.  are  the  same  in  these  systems,   it  can  be  concluded  that,   in  order  to  obtain  an  equal 

value  of  the  output  SNR,   the  required  intrinsic  SNR  in  a  PCM-FS  system  with  N   =   L  cannot  be 


-34- 


COMPARISONS    OF    SSB,    FM, 
AND   PCM-FS   SYSTEMS 
WITH    THE    MINIMUM-POWER   CRITERION 


0  10  20  30  40  50 

INTRINSIC    SIGNAL-TO-NOISE    RATIO    Rj 
IN     DECIBELS 

Figure  21 


-35- 

smaller  than  the  required  intrinsic  SNR  in  a  band-dividing  FM  system  with  the  same  value  of 
N    whenever  the  intrinsic  SNR  is  larger  than  zero  decibels.     Thus  the  superiority  of  a  band- 
dividing  FM  system  to  a  PCM-FS  system  is  shown  theoretically,  too. 

It  is  also  shown  in  figure  21  that,   even  if  a  conventional  demodulator  is  used,   an  FM 
system  is  better  than  a  binary  PCM-FS  system  unless  the  assigned  output  SNR  R        is  larger 
than  approximately  55  decibels. 

5.5.     Comparisons  with  the  Minimum-Channel-Capacity  Criterion. 

Next,  we  shall  make  comparisons  from  the  standpoint  of  the  channel  capacity. 

The  channel- capacity  theorem  due  to  Shannon  [  1948]    states  that,    if  the  rate  of  trans- 
mission of  information  is  smaller  than  a  certain  value  called  the  channel  capacity,   it  is 
possible  to  send  the  information  through  the  channel  with  an  arbitrarily  high  reliability.     The 
theorem  also  states  that,   inversely,   it  is  impossible  to  send  the  information  through  a  channel 
at  a  transmission  rate  greater  than  the  channel  capacity  with  an  arbitrarily  high  reliability. 
Thus  the  channel  capacity  of  a  channel  is  the  maximum  rate  of  transmission  of  information 
through  the  channel,    and  therefore,    it  is  one  of  the  inherent  properties  of  the  channel. 

Although  there  have  been  many  discussions  on  the  rate  of  transmission  of  communication 
systems  [Jelonek,    1952;  etc.],  we  shall  discuss  the  problem  in  a  somewhat  different  manner. 
Here  we  shall  not  consider  the  question,    "Which  system  can  transmit  more  information  through 
a  channel  with  a  given  capacity?"    Instead,  we  shall  pose  another  question,    "in  order  to  obtain 
an  equal  value  of  the  output  SNR,   which  system  requires  a  channel  with  less  capacity?" 

The  logic  behind  the  question  is  as  follows:    As  mentioned  above,  the  channel  capacity 
is  an  inherent  property  of  the  channel  like  bandwidth  or  SNR.     If  a  channel  has  the  same  value 
of  capacity  C  as  another  channel,  the  two  channels  are  equivalent  insofar  as  the  potential 
ability  of  transmitting  the  information  is  concerned.     Therefore,   if  a  system  requires  a  channel 
with  larger   capacity  than  another  system,  the  former  system  is  considered  to  be  more  expensive 
or  luxurious,   and  hence  to  be  poorer  theoretically.     In  other  words  we  assume  that  the  cost  of 
the  channel  to  be  used  in  a  system  is  given  as  a  monotonic  increasing  function  of  the  channel 
capacity.    In  our  notation  the  channel  capacity  C  is  given  by 

C    =    B^log^d+R^)     -     B^log/l+   ^),  (31) 


where  R     is  the  overall  SNR  at  the  output  of  the  channel  or  the  input  of  the  demodulator  and  is 

defined  as  the  ratio  of  the  signal  power  to  the  noise  power  contained  in  a  band  of  width     B   . 

If  we  take  a  ratio  of  the  required  channel  capacity  C  to  the  intrinsic  bandwidth  of  the  informa- 
tion signal  B.,  the  ratio  C/B.  can  be  considered  to  be  a  measure  of  channel  occupancy  of 

communication  systems.     As  the  ratio  C/B.  is  determined  by  the  intrinsic  SNR  R.  and  the 

bandwidth  ratio  B    /B.,   we  can  calculate  this  ratio  for  an  assigned  value  of  the  output  SNR  R     ^ 
a      1  D  t-  Q^^ 

in  various  systems. 

In  figures  22  and  23  the  required  channel  capacities  in  FM  and  PCM-FS  systems  are 
compared  with  that  in  an  SSB  system,   respectively.     It  is  clear  from  these  figures  that  band- 
dividing  FM  systems  are  better  than  PCM-FS,   and  that  an  SSB  system  is  the  best  of  all, 
insofar  as  the  minimum-channel-capacity  criterion  is  concerned.     It  should,   therefore,   be 


C/) 


CD 

O 

UJ 
Q 


3 
O 

a: 


< 
cr. 

UJ 

to 
o 


I 

_i 
< 


3 

Q. 

H 

O 


-36- 


COMPARISONS     OF   THE    SSB  AND  FM 
SYSTEMS     WITH     THE    MINIMUM- CHANNEL- 
CAPACITY     CRITERION. 


200 


RATIO      OF    THE    REQUIRED    CHANNEL 

CAPACITY  TO    THE    INTRINSIC    BANDWIDTH 

OF  THE   INFORMATION    SIGNAL   C/B: 


Figure    22 


-37- 

COMPARISONS     OF   THE    SSB   AND   PCM-FS 
SYSTEMS     WITH     THE    MINIMUM- CHANNEL- 
CAPACITY     CRITERION. 


200 


RATIO      OF    THE    REQUIRED    CHANNEL 
CAPACITY  TO    THE    INTRINSIC     BANDWIDTH 
OF    THE     INFORMATION    SIGNAL    C/B; 


Figure    23 


-38- 


recognized  that  the  so-called  broadband  systems  like  FM  or  PCM  do  not  improve  the  efficiency 
in  the  channel  capacity  but  only  achieve  the  interchange  or  trade  between  bandwidth  and  signal 


power  to  some  extent 


6,     CONCLUSIONS 

The  element  and  symbol  (or  character)  error  rates  in  multiple  FSK  systems  are 
evaluated  theoretically,   and  based  on  the  error  studies  in  multiple  FSK  systems,  the  studies 
are  made  on  the  essential  signal-to-noise  characteristics  of  FM  and  PCM-FS  systems,   each 
of  which,   together  with  an  SSB  system,    can  be  considered  to  be  one  of  the  typical  systems  for 
transmitting  analog  information  signals.     As  results  of  these  studies  many  curves  for  FSK, 
FM,   and  PCM-FS  systems  are  given  as  materials  for  designing  communication  systems.     SSB, 
FM,   and  PCM-FS  systems  are  compared  with  each  other  with  the  use  of  several  criteria  of 
system  comparison. 

The  main  results  obtained  in  this  paper,  besides  the  design  materials,   are  summarized 
as  follows: 

1.  The  required  intrinsic  SNR  for  an  assigned  value  of  symbol  error  rate  in  multiple 
FSK  systems  can  be  reduced  by  increasing  the  number  of  frequencies  in  the  keying.     By 
using  3  or  4  frequencies  the  required  intrinsic  SNR  can  be  reduced  beyond  that  in  a  binary 
FSK  system  without  requiring  a  wider  overall  bandwidth  than  in  the  binary  system. 

2.  When  the  transmission  rate  is  smaller  than  the  channel  capacity  in  multiple  FSK 
systems,   the  element  error  rate  can  be  made  smaller  than  any  assigned  fixed  value,   no 
matter  how  small  it  is,  by  increasing  the  number  of  frequencies  in  the  keying. 

3.  A  conceptual  FM  demodulator  of  a  new  type,   called  the  band-dividing  FM  demodulator, 
is  introduced  in  order  to  study  the  essential  signal-to-noise  characteristics  of  an  FM 
system.     By  frequency- modulating  the  carrier  with  sampled  values  from  the  original 
information  signal  to  be  transmitted  and  by  demodulating  the  modulated  wave  with  a  band- 
dividing  FM  demodulator,   it  is  possible  to  improve  the  threshold  of  an  FM  system 
beyond  the  threshold  of  an  FM  system  having  a  conventional  FM  demodulator  consisting 

of  an  amplitude  limiter,   a  frequency  discriminator,   and  a  low-pass  filter. 

4.  In  band-dividing  FM  systems,   as  in  conventional  FM  systems,  the  value  of  the 
intrinsic  SNR  at  the  threshold  is  not  constant  but  increases  as  the  modulation  index  (or 
deviation  ratio)  of  the  system  increases. 

5.  It  is  suggested  that  the  threshold  in  a  frequency-lock  or  phase-lock  FM  demodulator 
cannot  be  improved  beyond  that  in  a  band-dividing  FM  demodulator. 

6.  In  PCM-FS  systems  the  maximum  output  SNR  depends  only  on  the  number  of  quantiz- 
ing levels  and  not  on  the  base  in  the  coding,  whereas  the  values  of  the  intrinsic  SNR  at 
the  threshold  can  be  reduced  by  increasing  the  base  when  the  number  of  quantizing  levels 
is  kept  constant.    By  making  the  base  in  the  coding  equal  to  3  or  4  the  threshold  can  be 
improved  beyond  that  in  a  binary  PCM-FS  system  without  requiring  a  wider  overall 
bandwidth  than  in  the  binary  systena. 

7.  In  PCM-FS  systems  the  value  of  the  intrinsic  SNR  at  the  threshold  increases  with 
the  number  of  quantizing  levels  when  either  the  base  in  the  coding  or  the  number  of 
elements  for  each  sample  is  kept  constant. 

8.  When  the  assigned  value  of  the  output  SNR  is  equal  to  or  smaller  than  50  decibels, 
an  FM  system  having  a  band-dividing  demodulator  can  be  absolutely  better  than  a  PCM- 
FS  system,   i.e.,  both  the  required  intrinsic  SNR  (or  signal  power)  and  the  required 


-39- 

bandwidth  in  the  former  system  are  smaller  than  those  in  the  latter. 

9.  When  the  intrinsic  SNR  of  30  decibels  or  larger  can  be  used,   both  the  FM  and  PCM- 
FS  systems  operate  in  the  above-the -threshold  region,    and  a  PCM-FS  system  requires 
a  narrower  bandwidth  than  an  FM  system  to  obtain  relatively  large  values  of  the  output 
SNR  (55  decibels  or  larger).     Above  the  threshold,    as  the  overall  bandwidth  is  increased, 
the  output  SNR  expressed  in  decibels  varies  as  a  logarithm  of  the  bandwidth  in  an  FM 
system,  while  it  varies  as  the  bandwidth  in  a  PCM-FS  system. 

10.  When  the  transmitter  power  is  required  to  be  a  minimum,  an  FM  system  having  a 
band-dividing  demodulator  is  always  better  than  a  PCM-FS  system.  Even  if  a  conven- 
tional demodulator  is  used  in  an  FM  system,  it  is  better  than  a  binary  PCM-FS  system 
unless  the  assigned  output  SNR  is  larger  than  approximately  55  decibels. 

11.  From  the  standpoint  of  the  channel  capacity  an  SSB  system  is  always  better  than  FM 
or  PCM-FS  systems. 

The  above  studies  indicate  that  the  comparison  of  the  communication  systems  can  give 
different  results  according  to  the  criterion  of  comparison  adopted.     It  must  be  stressed, 
therefore,   that  the  selection  of  the  system  or  the  determination  of  the  system  parameters 
depends  on  the  condition  required  in  each  case. 

The  selection  or  the  design  of  the  communication  system  does  not  depend  only  on  the 
signal-to-noise  characteristics,   although  it  is  very  important.     As  has  been  shown,   a  PCM- 
FS  system  is  not  generally  superior  to  other  systems  insofar  as  the  signal-to-noise  character- 
istic alone  is  concerned.     This  fact,   however,   does  not  deny  the  possible  advantages  of  a 
PCM-FS  system,  but  also  shows  us  the  necessity  of  considering  other  characteristics.     As  is 
well  known,   a  PCM-FS  system  is  suited  for  a  relay  system  with  a  long  chain  of  repeaters 
because  of  the  regeneration  of  the  signal  in  each  repeater  [Oliver,    et.al.  ,    1948]  . 

In  a  PCM-FS  system  there  exists  a  possibility  of  using  an  error-correcting  code.     It  is 
very  complicated,   although  not  difficult  in  principle,   to  study  the  signal-to-noise  character- 
istics of  a  PCM-FS  system  using  an  error-correcting  code,  because,  by  adding  the  parity- 
check  digits  to  the  information  digits,  we  must  increase  the  keying  rate  to  keep  the  same 
information  transmission  rate,   and  a  higher  keying  rate  requires  a  wider  overall  bandwidth. 
These  characteristics  should  be  studied  in  the  near  future. 

From  the  studies  on  the  signal-to-noise  characteristics  of  FM  systems  in  this  paper 
an  interesting  problem  is  raised.     This  problem  is  to  study  experimentally  the  mechanism  of 
the  loss-of-lock  in  a  frequency-lock  or  a  phase-lock  FM  demodulator  in  comparison  with  the 
mechanism  of  the  mis-selection  of  the  signal  channel  in  a  band-dividing  FM  demodulator. 
This  problem  is  not  only  interesting  but  also  important  in  practice. 


ACKNOWLEDGEMENTS 

The  author  wishes  to  acknowledge  the  helpful  discussions  with  W.   B.    Beery,   R.   J. 
Carpenter,    R.   C.   Kirby,    G,   F.   Montgomery,   R.  W.   Plush,   and  many  others.     The  author  is 
also  grateful  to  J.   H.   Devenney  for  programming  the  computation  of  error  rates,  to 
J.    C.   Harman  and  his  assistants  in  the  drafting  room  of  the  Boulder  Laboratories  for  the 
accuracy  of  the  drawings,    and  to  Freda  L'Manian  for  her  assistance  in  preparing  this  paper. 


-40- 

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(Mar.    1962). 

Weaver,    Charles  Sinclair,   A  new  approach  to  the  linear  design  and  analysis  of  phase-locked 
loops,   IRE  Trans,   on  Space  Electronics  and  Telemetry,   SET- 5,    166-178  (Dec.    1959). 


-42- 


APPENDIX  A  .  AN  APPROXIMATE  METHOD  OF  CALCULATING  THE  ELEMENT 
ERROR  RATE  IN  INCOHERENT  MULTIPLE  FSK  SYSTEMS  WHEN  THE  NUMBER 
OF  FREQUENCIES  IN  THE  KEYING  IS  VERY  LARGE. 


As  given  in  the  text  the  element  error  rate  p     in  multiple  FSK  systems  with  incoherent 


detectors  is  given  by 


Pe    =    i      f(v,   v^) 


1  -  g         (v) 


dv,  (A-1) 


where  2  2 

.         V       -h  V 

f(v,   v^)    =    vexp(^ _^ji^(v^v)  (A-2) 

and 

g(v)    =     1  -  exp  '-    ^  j  .  (A-3) 

When  the  number  of  frequencies  in  the  keying  N  is  much  larger  than  one,   an  error  rate  of 
interest  occurs  at  v    »  1,   and  the  function  f  (v,   v    )  can  be  approximated  by  [Turin,    1959] 


f(v,   V   )    -  expf ^-^  )  .  (A-4) 


N-1 
The   function  g         (v)  is  a  monotonic   increasing  function  of  v  from  zero  to  unity  as  v 

varies   from   zero  to  infinity.     It  increases  very  rapidly  somewhere  depending  on  the  value  of 

N-1 
N,   and  it  increases   very  slowly  elsewhere.     We  assume  that  g         (v)  can  be  approximated  by 


, I       exp -— 

\/2Tro-     -co  ^       2  0-  / 


h(v)    =     ^    ^      exp   {-  ^"  "  ^    ^  du,  (A-5) 


where  the  two  constants  a  and  cr  are  so  determined  that,  when  h(v)    =    1/2,   h(v)  and  dh(v)/dv 
coincide  with  g         (v)  and  dg         (v)/dv,   respectively.     From  these  assumptions  we  can  obtain 


2  log   Tt^I  (A-6) 

eV^log   2    ' 


-43- 
and 


log   2 

1 

2 

^       N-  1 

TT 

a  log   2 

(A-7) 


The  element  error  rate  p    is  then  approximated  by 

e 

°°  (v  -  V   )^  °°  2 

Pe    "    2-^    X  -P  (-  ^V^)^^  .[   -P(-  ^^^^^^-  <^-'^ 


If  we  transform  the  coordinate  system  (u,   v)  to  (x,   y)  by  the  relations 


and 


where 


^^-^    =    X  cos  e  +  y  sine  (A-9) 


v-v       =    -  X  sin  e  +  y  cos  e  ,  (A -10) 

s 


cot'-^cr,  (A-11) 


the  integrating  range  u  >  v  is  transformed  to 


V     -  a 
X  >  x„  =     ^ ,  (A-12) 


0 


J' 


1  +  ,^ 


and  the  element  error  rate  p     can  be  given  by 


Pe    =    2. 


V  I   ^^p  ("1-)^^  I  ^^p(-t  )^y  =  ;^  I  ^^p(-^)d^- 


X  -oo  X 

0  0 


(A-13) 


The  values  of  x     can  be  determined  for  given  values  of  N  and  v     from  (A -6),   (A-7),   and 

(A-12),   and  the  values  of  the  integral  in  (A-13)  can  be  obtained  from  the  tables  of  normal 
probability  functions  [National  Bureau  of  Standards,    1953]  . 

2 
In   figure  A-1  the  relations  between  R      =    v     /2  and  p    thus  calculated  approximately 

are  compared  with  those  calculated  from  (3)  in  the  text.     It  is  evident  that  the  error  due  to  the 
approximation  lies  within  0.2  decibels  for  N  =  1024,   and  that  the  accuracy  of  the  approximation 
is  improved  as  N  increases. 


•44- 


ACCURACY  OF  THE  APPROXIMATION 

FOR  EVALUATING  THE  ELEMENT 

ERROR   RATE  IN  INCOHERENT 

FSK  SYSTEMS 


5.0  7.5  10.0  12.5  150  17.5 

SNR   IN  SIGNAL  CHANNEL    Rq   IN  DECIBELS 

Figure  A- 1 


-45- 


APPENDIX  B.     THE  OUTPUT  SNR  IN  BAND-DIVIDING  FM  SYSTEMS 
The  output  SNR  R        in  band-dividing  FM  systems  is  given  by 

P 

out  P   _  -f  P   „ 

nl         n2 

where  P     is  the  output  signal  power,   and  P   ,  and  P   „  are  the  output  noise  power  due  to  in- 
s  r-  o         I-  nl  n2 

coming  noise  into  the  signal  channel  and  the  output  noise  power  due  to  mis -selection  of  the 
signal  channel,   respectively. 


In  order  to  calculate  the  output  SNR  the  modulation  index  m  is  assumed  to  be  an  integer. 
'  demodulator  the  ovei 

of  channels  N  are  given  by 


In  our  demodulator  the  overall  bandwidth  B   ,   the  bandwidth  of  each  channel  B    ,    and  the  number 

a  c 


and 


B       =    2(m-fl)f        =    2(m-t-l)B.,  (B-2) 

a  -"m  1 


B       =     2f        =    ,2B.,  (B-3) 

c  -"  m  1 


N   =    m  -I-  1,  (B-4) 


respectively,   where  f      and  B.  are  the  maximum  frequency  and  the  intrinsic  bandwidth  of  the 

information  signal,   respectively.    We  also  assume  that  the  characteristics  of  the  frequency- 
measuring  circuit  in  each  channel  are  linear  within  the  frequency  range  from  {f     -  B    /2)  to 

(f    -t-  B    /2),   and  the  output  voltage  of  each  circuit  corresponding  to  the  frequency  of  input 

wave  of  (f     -  B    /2)  and  (f    -I-  B    /2)  are  equal  to    -N/2  and  -l-N/2,    respectively,   where  f     is 

the  center  frequency  of  the  modulated  wave. 

As  will  be  shown  later,   the  value  of  the  channel  SNR  R     at  the  threshold  of  this  demodu- 

c 

lator  is  larger  than  10  decibels.     Accordingly  the  output  noise  spectrum  of  the  signal  channel 

can  be  considered  to  be  triangular  [Crosby,    1937;  Stumpers,    1948]    and  P       is  given  by 


B     /2 
c 

- 

nl 

1 

R 
c 

0 

df  = 


B  24R  12R. 

c  c  1 


(B-5) 


If  we  denote  the  probability  that  the  signal  channel  is  correctly  selected  as  the  signal 
channel  by  q  and  the  probability  that  any  noise  channel  is  selected  b^  mistake  as  the  signal 
channel  by  p,   the  probabilities  p  and  q  are  related  to  the  element  error  rate  p     in  incoherent 

N-ary  FSK  systems  by 

(N  -   1)  p  -H  q     =    p     +  q    =     1.  (B-6) 

e 


-46- 

When  the  ith  channel  (i    =    0,    1,    2,    .  .  .  . ,   N  -  1)  is  occupied  by  the  signal  in  some  Nyquist 
interval,  the  expected  value  of    i  is  given  by 


N-1 


j  -  i  )p  +  iq    =    i  +  (    ~ i  ]Np. 


3=0 


(B-7) 


From  (B-7)  the  relation 


-       N-1  ,,       ,,   V /.        N-1 

1 TT—    =    (1  -  Np)(  1  -    —^ 


(B-8) 


can  be  obtained.     As  the  (N  -  l)/2  th  channel  is  the  center  channel,   i   -  (N  -  l)/2  is  equal  to 
the  average  output  signal  voltage  when  the  ith  channel  is  occupied  by  the  signal.     Equation 
(B-8)  mieans  that  the  modulation  looks  as  if  it  is  suppressed  by  a  ratio  equal  to  (1  -  Np).     This 
is  called  the  phenomenon  of  "modulation  suppression".     The  output  signal  power  for  full 
modulation  by  a  sinusoidal  signal  P  ,  therefore,   is  given  by 


-s    -    I  (  ^^     »  -  »P>^ 


(B-9) 


because  the  output  voltage  V  corresponding  to  the  maximum  frequency  deviation 

f,    =    mf      is  equal  to 
•'d  -'m 


V 


N 


m 


N  -  1 


s  max  2         m  +  1  2 

Next  the  variance  of  the  channel  number  can  be  calculated  as  follows. 


(B-10) 


N-1 


(i  -  i) 


.2      -2 
1     -  1 


Kl 


.2      .2 

3     -  1 


.2 
p  +  1   q 


3  =  0 


(N  -   1)(2N  -   1) 


(N  -  1)  i  +  i' 


Np 


/  N 


1   1    N  p   . 


(B-11) 


This  is  the  output  noise  power  due  to  mis -selection  of  the  signal  channel  when  the   ith  channel 
is  occupied  by  the  signal.     It  is  clear  from  (B-11)  that  the  output  noise  power  depends  on  the 
value  of  i.     If  an  equal  probability  of  appearance  of  i  is  assumed,   the  output  noise  power  due 
to  mis -selection  of  the  signal  channel  P      is  given  by 


N-1 


n2         N 


N     Zj 


ii-n' 


(N     -   1)(2  -  Np)Np 
12 


(B-12) 


i=0 


^M- 


-47- 

From  (B-1),    (B-5),    (B-9).,  and  (B-12)the  output  SNR  R     ^  is  given  by 

out        °  '' 


«out  =  h^-'^' Y-"^ •  (^-^3) 

1/R.    +   (N     -   1)(2  -  Np)Np 

It  can  also  be  written  as 

R  -    3    ^2         [1  -  (m+  l)p]^ 

out  2  i    1  +  m(m+  l)(m  +  2)[2  -(m  +  l)p]pR.    •  ^ 

(B-13)  and  (B-14)  are  given  in  the  text  as  (29)  and  (18),    respectively. 

The  relations  between  R.  and  R         are  calculated  numerically,    and  are  shown  as 
figure  9  in  the  text.     We  can  see  that  the  use  of  the  triangular  noise  spectrum  in  (B-5)  is 
supported  by  this  figure,   because  the  value  of  R.  at  the  threshold  is  larger  than  13  db,   which 

corresponds  to  R     =  10  db. 
c 


APPENDIX  C.     THE  OUTPUT  SNR  IN  PCM-FS  SYSTEMS 
The  output  SNR  R         in  PCM-FS  systems  is  given  by 


P 
^  (C-1) 


out  P    ,  +  P   ^  ' 

nl  n2 

where  P     is  the  output  signal  power,   and  P       and  P       are  the  output  noise  power  due  to 

quantizing  in  the  transmitter  and  the  output  noise  power  due  to  errors  in  the  FSK  transmission 
(or  mis-selections  of  the  signal  channel),   respectively. 

In  order  to  calculate  the  output  SNR  we  take  the  spacing  of  the  quantizing  levels  as  the 
unit  of  output  voltage. 

The  quantizing  noise  power  P       is  calculated  as  [Oliver,   et  al. ,    1948] 

1/2 
1/2 


^^    =      \  V^dV  =     1/12.  (C-2) 


In  N     -  PCM  systems  the  quantizing  level  number  of  the  transmitted  signal  I    can  be 
expressed  by 

n 

k=l 


-48- 

where  i     is  zero  or  a  positive  integer  from  1  to  N  -  1.     The  number  of  the  total  quantizing 
levels  L  is  given  by 

L    =    n".  (C-4) 

We  denote,  again,  the  probability  that  the  signal  channel  is  selected  correctly  as  the 
signal  channel  by  q  and  the  probability  that  any  noise  channel  is  selected  by  mistake  as  the 
signal  channel  by  p.     The  probabilities  p  and  q  are  related  to  the  element  error  rate  p     in 

N-ary  FSK  systems  by 

(N  -    Dp  +q    =    p^  +q    =     1,  (C-5) 

which  is  the  same  as  (B-6). 

If  the  errors  occur  in  N-ary  FSK  transmission  the  quantizing  level  number  of  the 
received  signal  i     differs  from  that  of  the  transmitted  signal  I    given  in  (C-3).     The  main 

problem  in  this  Appendix  is  to  calculate  the  average  value  and  the  variance  of  i     when  errors 
occur  in  the  FSK  transmission. 

We  denote  the  difference  between  i     and  i,  by  Ai,   i.e., 

r  t     ■^ 

Al     ^    l       -    H^.  (C-6) 

r  t 

We  shall  start  with  calculating  the  expected  value  of  Ai  when  the  i,  th  channel 
(k    =     1,    2,    .  .  .  .  ,   n)  is  occupied  by  the  signal  in  some  Nyquist  interval. 

If  an  error  occurs  in  the  kth  element  and  i,    is  received  instead  of  i,    while  the  other 

''k  k 

(n  -   1)  elements  are  received  correctly,  the  difference  Ai    is  given  by 

Ai     =    (j^    -    ij^)N^'\  (C-7) 

As  the  probability  that  such  an  error  occurs  is   equal  to  pq        ,   and  as  every  value  of  j     except 

i    has  the  same  value  of  probability  of  being  received  by  mistake,   the  expected  value  of  Ai 

when  an  error  occurs  in  the  kth  element  while  the  other  (n  -  1)  elements  are  received  correctly 

is  given  by  taking  a  summation  of  the  product  of  pq         and  (C-7)  over  the  values  of  j     from 

0  to  N  -  1  except  i,      =    i,  .      This  is  calculated  as 
•'k  k 


n-1 

pq 


\"-^  N-l  N-1 

2         (^-f)    +  \         {^H)^    =    pq'""^      ^       (Ai) 


n-1    /N-1  .    \^^k  ,^    .. 

pq  (   —^ ij^     N    .  (C-8) 


-49- 

The  expected  value  of  Ai  due  to  a  single  error  in  any  element  is  given  by  taking  a  summation 
of  (C-8)  over  the  value  of  k  from  1  to  n  as 


n-1     Y 
pq  I 


N 


1,     ^  N 


Npq- 


n-1 


k=l 


2  ty 


(C-9) 


We  can  extend  the  above  result  to  the  case  where  m  elements  out  of  n  elements  are 
received  incorrectly.     If  errors  occur  in  the  specified  m  elements,    say  k  th,   k  th,    .  .  .  ., 

and  k    th,   and  if  a  set  of  the  specified  values  of  i      ,1      ,....,   and  i        is  received 

12,  m 


instead  of  the  set  of  the  correct  values  of  i 


,     ,....,    and  i        while  the  other  (n  -  m) 
k^  k 

1  m 


elements  are  received  correctly,  the  difference  Ai  is  given  by 


'k  '  ^k   .^       +  {\  "4   .^ 


.      k     -1 

+        (^k  -\  7  ■ 


(C-10) 

As  the  probability  that  such  errors  occur  is  p  q    ,  and  as  every  value  of  j   except  i 

a        a 

(a  =  1,    2,    .  .  .  .  ,    m)  has  the  same  value  of  probability  of  being  received  by  mistake,   the 

expected  value  of  the  difference  Ai  due  to  the  m  errors  in  the  k,th,   k„th,    .    .    .    .   ,   and  k    th 

12m 

elements  is  given  by  taking  a  summation  of  the  product  of  p      q  and  (C-10)  over  the  values 

of  1,      from  0  to  N  -   1  except  i,      =  i,     .     This  is  calculated  as 
■'k  '^    -^k  k 

a  a  a 


m 
P    q 


-l----l[{s-\>' 


k,-l  .  .    k   - 1  ^ 

m  m  -^ 


m  n-m  ,,,       ,  .m-1 
P     q  (N-1) 


L  \ 


AT^l  ^  ^  /   N  -   1        .         \J^m 


N  -  1 


k       J 
m   / 


m 


(C-11) 


where  each  summation  is  taken  over  the  value  of  j       from  0  to  (N  -  1)  except  i      .     The  expected 

a  a 

value  of  the  difference  A^  due  to  m  errors  in  any  combination  of  m  elements  is  given  by  taking 
a  summation  over  any  combination  of  m  elements.     In  this  summation  every  value  of  k     appears 

,     !   times,  because  the  error  in  the  k  th  element  is  accompanied  by  other  (m  -  1)  errors 

m  -   1  y  a 

in    (m  -  1)    elements  out  of  (n  -  1)  elements.     The  sum,   therefore,   is  given  by 


-so- 


il 

m  n-m  ,^^       ,  ,m-l  /  n  -  1  \    V 


N  -  1        .     N  ^,k 


k=l      . 


m  n-m  ,^^ 
P     q  (N 


-i)-Y^:;)Nr5^;^-yiV-^^, 


2  Z  'k^ 

k=l    ' 


^:n[(N-i)p]--^q<"-^^-("^-^) 


Np 


L  -  1 


(C-12)      , 


When  m  =  1,   (C-12)  is  identical  to  (C-9). 

The   expected   value  of  the  difference   Ai  due  to  any  combination  of  errors  is  given  by 
taking  a  summation  of  (C-12)  over   m  from  1  to  n.     From  (C-5)  the  summation  leads  to 


A I     =      Np 


L  -   1 


J.1 


(^:j)[(N-i)p]-V""'^"<"^"'^ 


m-l 


NP(    V--'t 


(N  -   Dp  +  q 


ln-1 


Np 


L  -  1 


■t       • 


(C-13) 


From  (C-13)  the  expected  value  of  the  level  number  of  the  received  signal  I     is  given  by 


'r    -    ^-^^Pi   S^ 


^t       ' 


(C-14) 


and  the  relation 


K-^ 


^  =  <--p>(v^) 


(C-15) 


is  obtained  from  (C-14),     As  the  (L  -  l)/2  th  level  is  the  center,   Jt     -  (L  -  l)/2  is  equal  to 

the  average  output  signal  voltage  when  the  signal  voltage  i     -  (L  -  l)/2  is  transmitted. 

Equation  (C-15)  means  that  the  ratio  of  "modulation  suppression"  is  equal  to  (1  -  Np).     The 
output  signal  power  for  full  modulation  by  a  sinusoidal  signal  P   ,  therefore,   is  given  by 


P^.i(^)a..p,^ 


(C-16) 


-51- 

2 

Similarly,   we  can  calculate  the  variance  of    i      from  the  expected  value  of  (  Ai)     when 

errors  occur  in  N-ary  FSK  transmission.     If  errors  occur  in  the  specified  m  elements,    say 

k.th,   k„th,    .  .  .  .  ,   and  k    th,    and  if  a  set  of  the  specified  values  of  i,     ,   i,     ......   and  i, 

12  m  '^  ■'k/   ■'k'  ■'k 

12  m 

is  received  instead  of  the  set  of  the  correct  values  of  i,     ,   i,     ,....,   and  i,       while  the 

k         k  k 

12  ™       2 

other  (n  -  m)  elements  are  received  correctly,  the  square  of  the  difference  (Ai)     is  given  by 


(Ai)^ 


^1-1 

N  + 


■1/ 


a 


N 


k     -1 
m 


(C-17) 


As  the  probability  that  such  errors  occur  is  p     q         ,   and  as  every  value  of  j       except  i 

a  a 

(a  =  1,    2,    .  .  .  .  ,   m)  has  the  same  value  of  probability  of  being  received  by  mistake,  the 

2 
expected  value  of  the  square  of  the  difference  (Ai)    due  to  the  m  errors  in  the  k^th,   k  th, 

.  .  ,  .  ,   and  k    th  elements  is  given  by  taking  a  summation  of  the  product  of  p     q  and 

(C-17)  over  the  values  of  j       from  0  to  N  -  1  except  j       =  i^    •     This  is  calculated  as 

a  a  a 


m 
P     q 


"■■"I  --l 


\  "1 


k   -1 

N  + 


•    +     J 


N 


k     -1  -,  2 

m       ] 

J 


m      N-1 


m  n-m  ,^^       .  .m- 
p     q  (N-1) 


'{111  0.. - '0^ ""^" " ]] 


a=l     ,^   -0 


m-1    m  N-1      N-1 


„   m  n-m  ,^^ 
+    2p     q  (N 


-^■'{1  1  [11  (x-\)(JK-0 


k   +k,  -2 


a=l    b=a+l      j,^   =0   j,^    =0 
a 


N 


\- 


^k      -k^ 


Np[ 


(N  -   Dp 


ill 

1     (n-1)  -  (m-1)    r    V  TN^  -   1        /N-1         .      \ 
a=  1 


2  -,       2(k   -1) 

N        ^ 


+    2(Np)       (N  -   Dp 


m- 1    m 
■2    (n-2)  -  (m-2)/  V       V 


I 


^^-i   V^i^-L  ^  n'^""^"" 


a=l    b=a+l 


\yv   2       k^^ 


(C-18) 


-52- 

The  expected  value  of  the  square  of  the  difference  due  to  m  errors  in  any  combination  of  m 
elements  is  given  by  taking  a  summation  of  (C-18)  over  any  combination  of  m  elements.     In 

this  summation  every  value  of  k     appears  (  .     \  times,   because  the  error  in  the  k  th 

•^  a     ^^  'ym  -   1  y  a 

element  is  accompanied  by  other  (m  -   1)  errors  in  (m  -   1)  elements  out  of  (n  -   1)  elements, 

whereas  every  combination  of  k     and  k,    appears  '  „  i   times,   because  the  two  errors  in  the 

•^  a  b    .''^''^  ^  m  -  2y 

k  th  and  k  th  elements  are  accompanied  by  other  (m  -2)  errors  in  (m  -  2)  elements  out  of 

3.  D 

(n  -  2)  elements.     From  (C-4)the  summation  leads  to 


Np 


n-  1^ 


m  -  1  y 


J  L 


(N  -  Dp 


m-1      (n-1)  -  (m-1) 

q 


12       ^  ZA        2 


k=l 


N 


2(k-l) 


^2(^P)'(^-I)[(N-^>P 


m-2     (n-2)  -  (m-2) 

q 


n-1 

I 


N 


N-1        .    >  ^,k+h-2  ' 


k=l    h=k+l 


(C-19) 


The  expected  value  of  the  square  of  the  difference  due  to  any  combination  of  errors 


/        v2 

(AS.)     is  given  by  taking  a  summation  of  (C-19)  over  m  from  1  to  n.     From  (C-5)  the  summation 

leads  to 


(Ai)      =    Np  j  ~^ + 


L^-l 


k=l 


N  -   1 


2  k 


1,      1  N 


n-  1 


+    2(Np)^  I    ^  ^ 


k=l     h=k+l 


V  -  O^-' 


N-1  .    \  ,,h-  1 


(C-20) 


The  variance  of  the  level  number  in  the  received  signal  SL     is  related  to  (Ai)     by 


(i      -  i    )^    =    (Ai)^  -  (Ai)^. 
r         r 


(C-21) 


■53- 


2 

The  last  term  (Ai)     in  (C-21)  can  be  expressed  by 


{Alf      =    (Np)^ 


2  /  L 


-^-yi,N^-^v 


k=l 


(Np)' 


l{^—'-\Y 


-,2 


k=l 

n 


(Np)^  {  1 


/N  -  1       .     \^,k-l 

I     — ^ 1,        N 


k=l 


-.2 


n- 1       n 


+    2(Np) 


L         L       ^\        2  k,  JLV       2  hy 


k=l    h=k+l 


(C-22) 


from  (C-13).     The  variance  of  i    ,  therefore,   is  given  by 


_-  2     __      (L     -   DNp 
^   r         r'  12 


L    -^    LV       2 


k=  1 


-2 


(C-23) 


This  is  the  output  noise  power  due  to  errors  in  the  FSK  transmission.     It  is  clear  from  {C-23) 
that  the  output  noise  power  depends  on  the  values  of  i    .     If  an  equal  probability  of  appearance 

of  each  i     is  assumed,   the  output  noise  power  due  to  errors  is  given  by  taking  an  average  over 

every  value  of  i,    as 
■^  k 

k=l  i,  =0 

k 


^^  ;,^>^p-  .  (i-Np)Np|  l^^^^''' 

~  k=l 


N-1 

L       ^       2  J 

i=0 


(L     -   1)  (2  -  Np)  Np 
12 

From  (C-1),    (C-2),    (C-16),    and  (C-24)  the  output  SNR  R         is  given  by 


(C-21) 


R     ,    =    |(L  -   1)^ 

out  2 


(1  -  Np)^ 


1  +  (L     -   1)  (2  -  Np)  Np 


(C-25) 


This  result  is  given  as  (25)  in  the  text. 


I 


-54- 
LIST  OF  FIGURES 

Page 

Figure      1.    Element  error  rate  in  coherent  FSK  systems. 5 

Figure      2.    Element  error  rate  in  incoherent  FSK  systems. 6 

Figure      3.    A  comparison  of  element  error  rate  between  coherent  and 

incoherent  FSK  systems, 7 

Figure      4.     Symbol  error  rate  in  incoherent  32-symbol  FSK  systems. 9 

Figure      5.     Symbol  error  rate  in  incoherent  64-symbol  FSK  systems. 10 

Figure      6.     Symbol  error  rate  in  incoherent  25 6 -symbol  FSK  systems. 11 

Figure      7.     Asymptotic   behavior  of  incoherent   FSK  systems.     12 

Figure      8.     Signal-to-noise  characteristics  of  FM  systems  with  conventional 

demodulators  (calculated  from  noise  data  without  naodulation).    15 

Figure      9.     Signal-to-noise  characteristics  of  FM  systems  with  band-dividing 

de modu lat or s .    17 

Figure    10.     Signal-to-noise  characteristics  of  PCM-FS  systems  (N    =    2), 20 

Figure    11.     Signal-to-noise  characteristics  of  PCM-FS  systems  (N    =    3), 21 

Figure    12.     Signal-to-noise  characteristics  of  PCM-FS  systems  (N    =    4). 22 

Figure    13.     Signal-to-noise  characteristics  of  PCM-FS  systems  (N    =    8). 23 

Figure    14.     Signal-to-noise  characteristics  of  PCM-FS  systems  (n    =     1).    24 

Figure    15.     Signal-to-noise  characteristics  of  PCM-FS  systems  (n    =    2).    25 

Figure    16.     Signal-to-noise  characteristics  of  PCM-FS  systems  (n    =    3).    26 

Figure    17.     Signal-to-noise  characteristics  of  PCM-FS  systems  (n    =    4).    27 

Figure    18.     Summarized  threshold  curves  of  PCM-FS  systems. 28 

Figure    19.     Absolute  comparisons  of  FM  and  PCM-FS  systems.    30 

Figure   20.     Comparisons  of  SSB,   FM,   and  PCM-FS  systems  with  the 

minimum-bandwidth  criterion.   32 

Figure   21.     Comparisons  of  SSB,   FM,   and  PCM-FS  systems  with  the  minimum- 
power  criterion. 34 

Figure   22.     Comparisons  of  SSB  and  FM  systems  with  the  minimum- channel- 
capacity  criterion.    36 

Figure   23.     Comparisons  of  SSB  and  PCM-FS  systems  with  the  minimum- 

chainnel- capacity  criterion.    37 

Figure  A-1.    Accuracy  of  the  approximation  for  evaluating  the  element  error 

rate  in  incoherent  FSK  systems. 44 


-55- 

LIST  OF  SYMBOLS 

(The  symbols  used  only  in  Appendices  are  not  listed  here.  ) 

B  Overall     bandwidth  of  the  system. 

B  Channel  bandwidth,   which  is  the  bandwidth  of  each  channel  in  the  demodulator. 

c 

B.  Intrinsic  bandwidth  of  the  information  signal.     In  the  transmission  of  digital 

information  signal  it  is  equal  to  the  reciprocal  of  the  unit  duration  in  a  binary  system. 
In  the  transmission  of  analog  information  signal  it  is  equal  to  the  maximum  frequency 
of  the  information  signal  to  be  transmitted. 

C  Channel  capacity. 

e  Base  of  the  natural  system  of  logarithms  =  2.  71828  .  .  . 

j^  Maximum  frequency  deviation  in  FM  systems. 

f  Maximum  frequency  of  the  analog  information  signal  to  be  transmitted. 

I   (x)  Modified  Bessel  function  of  the  1st  kind  of  the  0th  order. 

k  A  positive  integer. 

L  Number  of  symbols  (or  characters)  in  FSK  systems;  and  number  of  quantizing  levels 

in  PCM-FS  systems. 

m  Modulation  index  (or  deviation  ratio)  in  FM  systems. 

n  Number  of  elements  for  each  symbol  (or  character)  in  FSK  systems;  and  number  of 

elements  for  each  sample  in  PCM-FS  systems. 

N  Number  of  frequencies  in  the  keying  in  FSK  systems;  number  of  channel  in  baind- 

dividing  FM  demodulators;  and  the  base  in  the  coding  in  PCM-FS  systems. 


Number  of  combinations  of  k  out  of  N. 

p  Probability  that  any  noise  channel  is  selected  as  the  signal  channel  by  mistake  in 

band-dividing  FM  and  PCM-FS  systems, 

p  Element  error  rate  in  FSK  systems. 

p  Symbol  (or  character)  error  rate  in  FSK  systems. 

R  Overall  SNR,   which  is  the  ratio  of  the  incoming  signal  power  to  the  incoming  noise 

power  contained  in  a  band  of  width  B    . 

a 

R  Channel  SNR,   which  is  the  ratio  of  the  incoming  signal  power  to  the  incoming  noise 

power  contained  in  a  band  of  width  B    . 

R.  Intrinsic  SNR,  which  is  the  ratio  of  the  incoming  signal  power  to  the  incoming  noise 

power  contained  in  a  band  of  width  B.. 

R  Output  SNR,   which  is  the  ratio  of  the  output  signal  power  to  the  output  noise  power. 

u  A  real  variable. 

V  A  real  variable. 

V  Normalized  amplitude  of  the  incoming  signal  voltage  with  the  effective  value  of  the 
noise  voltage  in  each  channel  as  a  unit. 

•f  The  ratio  of  the  circumference  of  a  circle  to  its  diameter    =    3.  14159.  .  . 

*  U.    S.   GOVERNMENT   I'RINTlNt;  OKFICE  :  lOG.I   O  -  {i7887'l 


S. DEPARTMENT  OF  COMMERCE 

Luther  H.  Hodges,  Secretary 
[NATIONAL  BUREAU  OF  STANDARDS 

A.   V.   Astin,   Director 


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(I 


T^