From: Cynthia Rodriguez iill==Mg

From: Cynthia Rodriguez iill==Mg Subject: RE: DB New York AC Date: March 6.2018 at 4:39 PM To: Richard Kahn Cc: Bella Klein towed Oldfield Hi Rich, The attached form was not included in my original email. Please have both trustees sign the attached form along with the account opening documents. Feel free to reach out if you have any questions. Thank you. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th FI 10154-0004 New York, NY. USA Tel. Fax Em From: Cynthia Rodriguez Sent: Tuesday, March 06, 2018 11:49 AM To: 'Richard Kahn' Cc: 'Bella Klein' >; Stewart Oldfield Subject: DB New York Acct Hi Rich, As discussed with Stew, attached are the account opening documents for the DB New York account on the 2017 Caterpillar Trust. Please have Leslie and Daphne sign the documents and we will have it opened and linked to your online banking profile. Let us know if you have any questions. Thanks! Kind regards, Cynthia Rodriguez EFTA00316389 Deutsche Bank Aktiengesellschaft I re.ndl ncmb- I instanter numb,: The 2017 Caterpillar Trust Dear Customer. With Me blowing .Depositor intormanon Sheer. we wen to inform you - puniunM lo Section 73a (I I of the Demme Banking Act (Krearwesengeseit [KM') -about the statutory Deposit Guarantee Scheme. Please note ColaOf1ln separate contractual Deposit Protection Fund (EirdagensicherungsbnISlot the Asstoalton of Groan Basks 03unclesverband deutsche< Banta» are avail** at veiny bankenverband doientagensichening The information shoe provides debited intormation on the statutory Deposit Guarantee Scheme any. Depositor Information Sheet Deposits a: the Deutsche BankAG are protected or emscoasounoseffinereung rreulScher ~ken no«« lend el protection EUR 100000 per depositor per ems Insitubon' If you have more deposits 81 the same creditinslitubon . Alyour deposits el the same credit institution are'e99egeled end ase tols is sub/maw me brake:4 EUR 100000' If you have sjelen at-county/11h other person(s): Reimbursement paled in case of cre6t inslitulioris failure. The limit of EUR 100000 applies lo each defonar separately 7 marking days' Currency ol reintessement. Euro Genteel: Ealfich1169ungseinikIttung deUISChei Oaken Gnibil BuisgslreEle 28 70i78 Berlin Germany Telephone: 449(0)30 5900 11 960 into.eatsbantien.de Postal ackiress Postlad' 11 04 48 10834 Berlin MCONOmmillan: yaw,: eclbtankaa do I AcluSbMe0gement of receipt by be depositor X Fest signatory name and Signature Scone signalcry name are skytalere Lesley Groff, Trustee Company f Name of the Depositor The 2017 Caterpillar Trust Daphne Wallace. Trustee Additional information • Your deposit is waned by a statutory Deposit Guarantee SChense and a coretachml Depobt Guarantee Scheme, It insolvency of your edd institution thouid occur. your deposes would in any case be rirPred up to EUR 100 000 'If a *goose å unavailable because a credit instituter, is triable to meet as financial ochenices. Orposilors ant tomes by a Depota Guarantee Scheme fit repayment covers at indenture BUR 100 000 per creed inselubon INS means that all cleposils at Ile same creclil institutor, are added up border to delemine the covmage lent If. for instance. a deposita holds a savings account with EUR 90 000 endearment aCCouril with EUR noon, he or she will only be repaid EVR 100000 in cased pm ~la me elte of EUR 100000 appkys to each Cepostor. Deposita in an ensue lo etIchlwo or moro patient are wake" as membereda bane» partnership. anoclanon a groupingof a semis nature, vatheelegai pawn* ity, areaggregatedand toted as it made by a singe decoSsX ter Me Repose of calcclatirig me Fald EUR 100 000 In thecases been n Sedan B to(4)Of theGS/ha, Deposit GuaranteeAC' (Inlagenuaterungainintz). deposes are protected abera CUR 100000 More inimmatica can be obtaned Iran the vesbfret of Entschadegungseinrichtung Couturier Banken GmbH at www cce>banken de. `Reimbursement The responsible Deposit Guarantee Scheme it Entscreidimingserrichtung &much« Banken Green Burguraile 28 Postal address: 1017a Berlin Reattach 11 04 49 Germany 10834 Sedan TiRePhene .49(0)30 59 CO 11 960 Elrod inforaedb-banken ae www eab.ban ken de I we repay your deposits (up to RJR 100 000)wilbin 7 wading days If you Mayo not been repaid wilts ties deaclatso. you shouv contact the Depose Guarantee Scheme since the time to claim relMburSOMenl may be bared aner a cove, time limit hive informaton can be obtained from the websted EnISChadaaticliptihnChluraa der:Whet Banken GrrtH atnwweOMbankea,de Other Imponentinlonnauon in general, at retail deposers and buSnesses are covered by Deposit Guarantee Schemes. ExCeptions for certain deposes are slated on me ~see of the ruspon. Able Depose' Guarantee Schulte Your credit instilinme w also niorm you on request whetter certain products are covered or nit If deposits are cowed. be cede imbue:in shall alSo content orison the statement of account 1!I 025741051617 EFTA00316390 From: Cynthia Rodriguez Subject: DB New York Acct Date: March 6, 2018 at 11:49 AM To: Richard Kahn Cc: Bella Klein Hi Rich, 6' Stewart OldbeId As discussed with Stew, attached are the account opening documents for the DB New York account on the 2017 Caterpillar Trust. Please have Leslie and Daphne sign the documents and we will have it opened and linked to your online banking profile. Let us know if you have any questions. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Path Avenue 24th Fl 10154-0004 New York, NY, USA Tel. Fax Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to PI I enrnnratiz anti rani tIntnry rlicrincl 'roc for additional EFTA00316391 Deutsche Bank Wealth Management Business Deposit Account Opening The 2017 Caterpillar Trust account 7,11 The 2017 Caterpillar Trust 01103/2017. pale of leetneueileg% EntilptOmpany Name Taxpayer ICI Number OIN/ 6100 Red Hook Quarter B3. St Thomas 00802 Mailing Address City Slate hr Bosoms, Telephone Nurnhor Busmen Fax Number Oth,c Number Loot :WrenNe ridiruerst tram mainii nodrese Coy State Zip Client Relationship Corporation Foundation Non•Prof it Oiganization Private Wealth PremiumTM O137CA Accounts Checking Account Checking with Interest Money Market Deposit DEITCA Certificate of Deposit APY Term Cash Master Sweep Account Toga Amount Noe Amount Limited Liability Company (LLC) Partnership Limited Liability Partnership (LLP) Banking Services Deluxe Checkbook Name Only Name and Address Style Code Color Internet Banking Services DB Private Wealth Online Plus Link to existing online relationship: Attorney Escrow Account Landlord Master Escrow I Trust Estates Deutsche Bank AG NY Branch Accounts V Deutsche Bank AG NY Preferred Banking Account Deutsche Bank AG NY Preferred Certificate of Deposit APV Teem Pomp" term 1001CA depose accoun: reetteect. acne wch .• Cft AG ateleom leery and Cootational Debit Cards—Business Debit Card Duplicate Statement Name Address City State Zip Code 'NU M:745 0)5024 0/7017 Pane : of 9 EFTA00316392 Notice of Customer Identification Policy Important Information To help the govei nment fight the funding of terrorism and money laundering activities. Federal law tequilas all financial institutions to obtain, verify and record information that identifies each person who establishes an account. invesunent or other business relationship with a financial institution. Thus moans that we wilt ask for your name. address and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a PaSSeOn or other photo identification findmduals). Information Sharing You authorize Deutsche Bank to share information about you and your Account as set forth in nor Privacy Policy including any disclosures that (1) Deutsche Bank believes are required by applicable law and regulations that apply to Deutsche Bank or others. including disclosure of information about you and you' Account to any government agency or self-repulatory body on request. (2) is necessary or appropriate in connection with Deutsche Bank's provision of services untie( this Agreement, or 131 is requested by a financial institution, financial intermediary, or other third party in order to assist such person with compliance with law applicable to such person in connection with services provided In you or on your behalf. 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management lirms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses. source of tuna and, if necessary, legal representatives, authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also• enhanced anti-money laundering requirements require that should any of the above personal or institutional information change. our clients would he obliged to immediately notify us of the Chancels) and provide us with relevant documentation to verify these changes. ATMfDebit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you hove selected to receive Internet Banking ServiCes, you understand that you will he required to enter into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-U.S. Organizations: Confirmation of Tax and Compliance Responsibilities You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accounts) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s). senior (sr. beneficiary(ies). partner(sl, etc., to enable him/her/them to fulfill any respective tax obligations that may arise lot hirrifhedthem in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to he bound by them. In addition, you agree to notify vs immediately of any material chance to the information provided by you on this Application. You represent and warrant that all of the information provided by You on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. waiter:a eitsza Pass 2 ors EFTA00316393 Acceptance You understand that this application is subject to acceptance by (MICA. Dale AUlik1..1W 'Amnia X Print Name Owe For Bank Use Only Reviewed by: Sematem Name Inlc Dam Accepted by DBTCA: Smnanne Harm Date Account numbers. DOA NOW MMDA CD$OSAG 'M.1157243 ativist.anott EFTA00316394 ;farm W-9 Rev. December 2014) Decries of the 7reaSiM Mornal Reenuo Service Request for Taxpayer Identification Number and Certification Give Form to the requester. Do not send to the IRS. Print or type See Specific Instructions on page 2. 1 Name (as shown on your income lax return). Name is reauired on this Me: do not leave this free blank. The 2017 Caterpillar Trust 2 Business namerodregarded entity name. i celleome from abet* 3 Chock appropriate box for federal lax classification: Check only one at the followgg seven tome: 0 incfniduatrsole proprietor or 0 CCOroCeation • S CorpOration 0 Partnership encfremember lt.0 0 Limited liability company. Enter the tax clasSIfication IC•C conlrmalien. 5.5 corporation, issosanorsnip)s Note. For a shoo-member U,C that is disregreded. do not dims LIG; check the appropriate box in the tax classification of me single-member owner. 0 Other (Sop ineeketiOnsliii 0 tfltUestate 4 Exemptions Certain engem. inteuctions &era payee Exemption Code el any) •••••••••fteninnitheNweebsieePelal (code apply oNy to not ineivekols see en,par 3): cocle4I any) Item FATCA reporting in, line above for $ Address (number. street. and apt. or este nil) 6100 Red Hook Quarter 83. RequesdeS name and address(OPileat 6 City, state. and ZIP Cade St Thomas 0 ,08002 7 List account mm beds) here (001tranab Pat I Taxpayer Identification Number (TIN) Enter your TIN ki the appropriate box. The TN provided must match the name given on knelt° avoid backup withholding. For individuals. this is generally your social security number (SSW). However, for a resident alien, sole proprietor, or disregarded entity. see the Raft i Instructions on page 3. For other entities. it is yew employer identification number (EIN). If you do not have a number. Me How fo get a TIN on page 3. Note. If the account is in more than one name. Sec the Instructions for line 1 and the chart on page 4 Ice gUldekneS on whose number to enter. Social security number 9 0 or 4 4 3 3 4 8 Employer Identification number Part II Certification Under penalties of perjury. I certify that I. The number shown on this tom, is my correct taxpayer identification number (or I am waging for a number 10 be issued to me): and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (0) I havo not been notified by the internal Revenue Service (IRS) that I am subtect to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding: and 3. I an a U.S. citizen or other U.S. person (defined below); and 4. The FATCA code(s) entered on this form (if any) IncScaling that I am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above It you have been Wilfrid by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions. hem 2 does not apply. For mortgage interest paid. acquisition or abandorvnent of secured properly, cancelatiOn of debt. contributions to an individual retirement arrangement (IRA). and generally, payments other than interest and dividends, you are not required to sign the certification. but you must provide your correct TIN. See the instructions on page 3. Sign Here Signature of 0 U.S. porson* Dale 1•(,,S) General Instructions Section references are to the Marne Revenue Code unless oeneiwise noted. Future developments. information about davoicipments affecting Form W-9 (such as legisletion enacted after we release II) is al towsirs907/MS. Purpose of Form An trarhafidUall a on* (Farm rh9 requester) who is required to fee an information return with the IRS must obtain your correct taxpayer denliflcation mintier (TIN) with may be your :Oda, Sealy number (SW- inefrvIdOel taxpayer Mintilloalba number (Erik). Adoption taxpayer lifentificatton number Win). or tenckey* Identification number (EV4), to report on an Information return tho amount paid to you. ca other =Mixt reportable a an InfOrrnatko return. Examples of into:emotion returns include. bat are not limited to. the Icilioveine: • Form 1099 -INT (morose earned Or MC • Form 1099-ON (6viderma, including those from stocks or mutual funds) • Form 1099-M155 (venous types of Income, prizes, awards. or gross proceeds) • Penn 1099-B (stock or mutual tuna sates and certain other transactions by broker) • Form 1099-S (proceeds from reef estate transactions) • Form 1099-K (merchant care am, aim party network transactions) • Form 109E (home mortgage Mims!). 1098'E (Shbent loan mire e. igge.7 (tuition) • Fonn 1099.0 Canceled deed) • Form leras iiceudition a abandonment a secured property Use Form W-9 only if you ere a U.S. Orton (including a mittens ore to provide your canal TIN. It you do not return Form 17-9 ro rho nmunsite witn a TIN you rrignt be stmect to beard° withholding See What u bottnp wannoldng? on Page 2. By siring the Sled out tam. you: t. Cindy that the Tel you are grim° is coned, (Or you are waning for a number to be isSumg. Y. Cent/ that you are not subject to backup withholchno. or 3. Claim exemption kom backup w you are a VS. Mamba daYea.it appertre, you aro also tallying Plat In a U. f 'person. your allocable share el any partnership incorne from a U.S. trade or business is not subject to the withholding tax an foreign partners' share or effective), Connected income. and c. coney that FATCA code(s) entered a INS form (4 any) nedicaltng that you are etecept Wm the FATCA reporting. is corn-m.5n What ie FATCA twortwo? pas pope 214 further information C41. No. 10231% Form W-9 inev. 12.201c EFTA00316395 Deutsche Bank Wealth Mnnatjetnnn Signature Card Deutsche Bank Trust Company Americas The 2017 Caterpillar Trust Account Holder Tine : Individual i ITF/POWATP Corporate Joint. with Rights : Joint. Tenants Partnorship of Sun/Wm:Min it Common 61)nature Sib X S mum Signature &unglue° AM/loved Power ral Attorney Spur:but Snoiniure • Fo r /POWAT See Su main in d room anti Courtroom: Account Number limited liability Number of Signatures Corporation Requveg: 1. other trust Daphne Wallace Print Name Lesley Groff Prbt Name P.M Namo Prot Nnrno Data (Jae ril Nero/ ill Ain:Neel V/M 78934 taitaNt neat; I / EFTA00316396