Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks

Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. Notes Conrad Vol. 6 Undated Nondisclosure Agreement Prospective Investor Banyon Income Fund PRODD 1.3 Blank Conrad Vol. 6 6/3/09 Wire - $8 million Banyon Income Kretschmar PRODD 4 Conrad Vol. 6 6/3/09 — 9/30/09 Banyon Income Fund, LP — Dean Kretschmar Investment Schedule ? Banyon PRODD 5 Investment receipt & confirmation - $8 million. Conrad Vol. 6 4/30/09 Banyon Income Fund Private Placement Memorandum #1016. Dean Kretschmar Banyon Income Fund PRODD 6-58 Confidential Offering Memorandum Conrad Vol. 6 Undated Subscription Agreement Blank Banyon Income Fund PRODD 59-81 Appendix B to PPM Conrad Vol. 6 4/30/09 Limited Partnership Agreement Limited Partner Banyon Income Fund PRODD 82-118 Appendix C to PPM Conrad Vol. 6 Undated Nondisclosure Agreement Prospective Investor Banyon Income Fund PRODD 119-121 Blank Conrad Vol. 6 10/23/09 E-mail re Help Al, Kretsc Rothstein PRODD 122.126; 135.138; Money promised to client has not appeared, 8m now and 16m afterwards. Need the money to avoid a disaster of monumental proportions. At the cusp of losing the entire Epstein case to other lawyers. Client feels he has lied to her. She is ready to go the FL Bar. Kretsc advises Rothstein that AJ isn't getting his emails and Rothstein replies "its all the heroin". Conrad Vol. 6 10/23/09 E-mail re Help Rothstein Kretsc PRODD 127.131 "Unless we don't get the money — I'll be on the prop w the anchor around my neck." Scott replies "with me right next to you." Conrad Vol. 6 10/23/09 E-mail re Help Kretsc Rothstein PRODD 132.134 Duplicate of 122-126 — plus "are you going to your parents party tonight." Conrad Vol. 6 10/22/09 E-mail re Help AJ, Chris, Kretschmar, Rothstein PRODD 139 "- Sh-t just hit the fan. EFTA01106675 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. 1 Notes Ritchie Client threatened to fire me. She thinks I'm lying about the funding and I can't blame her — can end up losing all the clients — it will literally destroy me and my reputation -." Conrad Vol. 6 10/22/09 E-mail re Show Me The Money AJ, Podaras, Kretsc Rothstein PRODD 140-143; 144.145; "- $5m must be here before Ipm — this is our last shot with this client — I will lose all credibility after that." AJ responds he is working on it and understands everything is at stake. Rothstein responds "if I burn this client I can end up losing all my clients in the Epstein case." Conrad Vol. 6 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD 146-155 No money for client — she is in freak mode — needs to raise wires. AJ responds suggesting involving Texas Group; Rothstein responds Texas Group is long out of it. Conrad Vol. 6 10/20/09 E-mail re Help Podaras, Kretsc, AJ, Preve Rothstein PRODD 156-164 Gave $3m from Related Group to client. Where is balance of $18m? Conrad Vol. 6 10/20/09 E-mail re Help Rothstein, Podaras, AJ, Preve Kretsc PRODD 165.171 Working with Thane and Iroquis to see what they can lend for the deal. Will ask Doug if he can cover any of balance. Rothstein responds: Thanks pal, keep me posted. Conrad Vol. 6 10/20/09 E-mail re Help Rothstein, Podaras, Preve, Kretsc AJ PRODD 172.177 $18m is on its way, being raised Second 18m should come from Texas Group. Rothstein responds: "no 2 EFTA01106676 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes worries — you are my star — proud to be your partner. Conrad Vol. 6 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD 178.181 Can't do what we can't do [re raising funds]. Sees no way to raise the funds. Will deal with the clients. Conrad Vol. 6 10/20/09 E-mail re Help AJ, Podaras, Preve, Kretsc Rothstein PRODD 182-183 No money for client — she is in freak mode — needs to raise wires. Conrad Vol. 6 10/20/09 E-mail re Wires AJ, Podaras, Preve, Kretsc Rothstein PRODD 184.187 $4m and Sim wires not received. Client expecting balance of first 18m today and then to start second 18m for second kid. Conrad Vol. 6 10/20/09 E-mail re Wires AJ, Podaras, Preve, Kretsc Rothstein PRODD 188.189 Almost Noon and no wires. Client will be here at Noon. Send up a flare. Conrad Vol. 6 10/19/09 E-mail re The Client AJ, Preve, VonAllmen, Kretsc Rothstein PRODD 190-191 Must have balance of 18m for client by tomorrow. has pushed client as far as he can. Stands to lose a lot of clients that are counting on us to fund their project. Must live up to our word. Not doing so will be a disaster for us. Conrad Vol. 6 10/19/09 E-mail re Update AJ, Kretsc; Preve Rothstein PRODD 192-193 Told client (Mom) of two clients will have funds today and balance tomorrow. Client okay but getting psychotic. Conrad Vol 610/16/09 E-mail re Update AJ, Preve, Kretsc Rothstein PRODD 194.196; 197.198 Not received any wires. Close to losing this plaintiff, her other daughter and many other plaintiffs. AJ responds $3.5m went out in AM, waiting on $4m from Ross and Perez and two Sims. Rothstein 3 EFTA01106677 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes responds it is an issue that not a single penny has been received. Conrad Vol. 6 10/16/09 E-mail re Wires AJ, VonAllmen, Kretsc, Preve Rothstein PRODD 199-201 Needs status of $18m for today. having very rough time with client and mom. Conrad Vol. 6 10/15/09 E-mail re Client Control AJ, VonAllmen; Chris, Kretsc Rothstein PRODD 202 Just met with group of clients. Our failure to fund has spread through client group. They are afraid of the defendant and have put their faith in us We must fund or the floodgates will open. Conrad Vol. 6 10/15/09 E-mail re From TD Bank AJ, Kretsc, Podaras, Chris Rothstein PRODD 203.207 Attached TD Bank locking letter re funds in RRA-D3 accountflay only be distributed on Rothstein's or Rosenfeldt's instructions to D3 Capital Club, LLC. Conrad Vol 6 10/14/09 E-mail re New Account Preve Spinosa, Yes Bank PRODD 208.210 Account that needs to appear in lock letter — needs new trust account number and exact corporate name. Conrad VOL 6 10/14/09 E-mail re From ScanFront 220 Preve, AJ, Kretsc Rothstein PRODD 211.212 Last 4 wire does to Conrad VOL 6 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen; Preve Rothstein PRODD 213.214 Reviewed everything. Needs account information for newest account. How much of $18m can we fund tomorrow? Conrad Vol. 6 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD 215.216 Second part of new sex harassment case. promised Clockwork exclusive on all deals. Second part is your if you want it. Wants to offer second part to his 4 EFTA01106678 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos. I Notes Texas Group. Is a man of his word. Conrad Vol. 6 10/14/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD 217 Just finished conference with sex harassment client's mom. All good to go. Fund $18m tomorrow. Okay to fund second $18m over three days. Conrad Vol. 6 10/13/09 E-mail re Update on Sex Harassment Settlements AJ, Kretsc, VonAllmen Rothstein PRODD 218.219 Per mother of client, we need $36m to take out both settlements. Conrad Vol. 6 10/13/09 E-mail re Update AJ, Kretsc, VonAllmen Rothstein PRODD 220-221 Sex harassment client's mom is on razor's edge mentally. We must fund $18m as promised. As to younger sister's deal, she is willing to give up $2m to get out of town — she's hysterical. These deals do not come along every day. Conrad Vol. 6 9/30/09 Letter re Account RRA-BUSVI Spinosa Rothstein PRODD 222.223 Irrevocable instruction that funds in the account may only be distributed per his or Rosenfeldt's instruction to Banyan c/o Razorback Funding. Conrad Vol. 6 Redacted RRA Authority to Represent — Contract of Employment Redacted RRA PRODD 224.227 Redacted. Conrad Vol. 6 Redacted Letter re case No. RRA S 117 Redacted Rothstein PRODD 228 Assignment of settlement — received $1.4 million as payment in full — holding in trust. Conrad Vol. 6 Undated Acknowledgment of AssignmenVPurchase of Settlement Proceeds Redacted Rothstein PRODD 229-232 Case No. RRA-S117 - $800,000.00. Conrad Vol. 6 8/7/09 Sale and Transfer Agreement (Redacted) Redacted RRA PRODD 233.240; 241.248; Redacted. Case No. RRA- SI17. Conrad 8/77/09 Confidential Settlement Redacted RRA PRODD Redacted. Case No. RRA- 5 EFTA01106679 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From Bates Nos—.—I Notes Vol. 6 Agreement and General Release (Redacted) 249-258 S117. Conrad Vol. 6 7/29/09 Sublease Agreement Clockwork Capital LLC RBC Capital Markets Corp. PRODD 259-273 Unsigned blank. Conrad VOL 6 10/28/09 Limited Liability Company Operating Agreement of D3 Capital Club, LLC.' PRODD 274.305; 804.835; Conrad Vol. 6 Undated D3 Capital Club, LLC Subscription Agreement and Investor Questionnaire. PRODD 306-344 Conrad Vol. 6 10/71/09 Securities Purchase Agreement by D3 Capital Club I, LLC and The Purchaser of Class A membership Interests Identified on the Signature Pages Hereto. PRODD 345.363; 364.382;Blank Conrad VOL 6 10/20/09 Request for Taxpayer ID # and Signature pages of Related PR, Inc. PRODD 383.386 Conrad Vol. 6 Undated Bios of Clockwork Capital Advisors management, Support and Third Party Partners PRODD 387.403 VonAllmen, AJ Discala, Podaras, etc. Conrad VOL 6 9/18/09 Dsquared Holdings, LLC Limited Liability Company Operating Agreement PRODD 404.567 Conrad Vol. 6 10/71/09 Security Agreement Mercata Justa, LLC Dean Kretschmar PRODD 568.590 Blank — Loan Agreement. Conrad Vol. 6 10/22/09 Securities Purchase Agreement Mercata Justa, LLC D3 Capital Club, LLC. PRODD 591.608 Blank - Unsigned Conrad Vol. 6 10/77/09 Presentation by/of D3 Capital Club Investors D3 Capital Club, LLC. PRODD 609-623; 624.638; Purpose is to establish a limited partnership "Fund" to invest in highly confidential structured settlements. Conrad Vol. 6 10/??/09 Securities Purchase Agreement Purchasers D3 Capital Club, LLC. PRODD 639-729 Blank — Unsigned. Conrad Vol. 6 Undated Summary of Terms for a Proposed Preferred Equity Investment in D3 Capital Club, LLC. Investors D3 Capital Club, LLC. PRODD 730-736; 795.803; 6 EFTA01106680 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date 1 Description To From Bates Nos. Notes Conrad Vol. 6 10/77/09 Securities Purchase Agreement Purchasers D3 Capital Club, LLC. PRODD 737.755 Blank — Unsigned. Conrad Vol. 6 Undated Subscription Agreement and Investor Questionnaire Investors D3 Capital Club, LLC. PRODD 756-794 Conrad Vol. 6 9/8/09 — 10/2/09 E-mail string re terms of the LOI Al, Fischer, Kretsc, Ravin, brb, Mazzeo, Podaras Al, Fischer, Kretsc, Rovin, brb, Mazzeo, Podaras PRODD 836-842 Conrad Vol. 6 10/9/09 - 10/13/09 280-page string of small font e-mails encompassing myriad of topics partly relevant to the issues in this case All All PRODD 843.1121 When done with index, ask counsel if they want this set indexed e-mail by e-mail — not done now due to time issue to get all indices done - JGA. Conrad Vol. 6 10/2/09 - 11/10/09 E-mail string re Money is in your account — wires sent and received into RRA trust account. Preve, Al; Rothstein Podaras PRODD 1122-1127 Conrad Vol. 6 Undated Bios — Management Support & Third Party Partners PRODD 1128-1133Douglas Von Allmen, AJ Discala, Christopher Podaras, Alan Kerschner, Jim Parrish, Dean Kretschmar, David Von Allmen, Robert Maze°, Michael Legamaro, et al. Conrad Vol. 6 9/11/09 — 12/11/09 E-mail string re trustees of the kids trusts — questions and comments Von Allmens Von Allmens PRODD 1134-1141 David gives himself title name of VP of Marketing and Investor Relations. Barry states he put Banyon into the fund business and that there is a personal guaranty by Levin. Conrad Vol. 6 10/20/09 — 10/22/09 E-mail string re Dean meeting with investors and Rothstein telling him to drink and take their wallets and run. Kretsc Rothstein PRODD 1142-1146 Starts with RRA letter to RD Bank, Spinosa, re locking account. Conrad Vol. 6 10/15/09 — 10/20/09 E-mail string re From TD Bank - letter locking new account Al, Kretsc, Podaras Rothstein PRODD 1147-1154 Spinosa's letter. Conrad Vol. 6 11/10/09 — 11/21/09 16-page e-mail string re Who put the last 4m in D3? Podaras, Al VonAllmen, Kretsc Al, Podaras PRODD 1155-1170Discusses various people and their investment amounts. 7 EFTA01106681 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 11/19/09 E-mail re Taxes VonAllmens, Kretsc Dow Accounting Services PRODD 1171-1172 Filing returns, amending them, carryback claims. Conrad 10/2/09 — E-mail re Help Podaras; Rothstein Preve PRODD Wires needed but not Vol. 6 10/3/09 1173-1177 received. frank suggests Chris sign up for Treasury Direct in order the expedite this process next time. Conrad Vol. 6 10/14/09 E-mail re [blank] Dean Jim Parrish PRODD 1178-1179Documents needed to complete his $400k investment into Razorback. Conrad VOL 6 10/15/09 E-mail re [blank] AJ, Kretsc, Chris PRODD 1180-1181 As discussed, attached is the Operating Agreement for D3 Capital Club. Conrad 10/1/09 — II-page e-mail string re [blank] Preve, AJ, Podaras, Mazzeo PRODD Attached draft Loan Vol. 6 10/5/09 VonAllmen, et al. 1182-1192 Agreement — Clockwork has not reviewed the draft yet. Flow Charts, Summary of Terms, Conrad 10/3/09 - I3-page e-mail string re Update, AJ, Kretsc, VonAllmen Rothstein PRODD Second part of new sex Vol. 6 10/14/09 Final Loan Documents. 1193-1205 harassment case. Promised Clockwork exclusive but wants to give it to the Texas Group. Is a man of his word. Failure to fund news is spreading through clients. Needs to fund as promised. Conrad 8/26/09 E-mail re Clockwork Cap Mgt AJ, Antolik, Dean, Michael Jim Parrish PRODD Projected I" year revenues Vol. 6 Fees Christ, Fisher 1206-1209 for Management Company — charts attached. Conrad Vol. 6 9/26/09 E-mail re Clockwork Documents for your Review Abbe, Rapetti, Fisher, Dean, Podaras, Kraftatty, Peters PRODD 1210-1211 Information sent at request of A.T. 29 settlements total $40,600,000 purchase price with face value of $66,700,000. Questions answered by Frank and Scott. Conrad 9/23/09 Clockwork Capital Advisors, ? Clockwork PRODD Mostly unintelligible pages Vol. 6 1212-1480 8 EFTA01106682 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. Notes LLC formed to raise funds to finance acquisition of confidential structured legal settlements — Details equity distribution to Clockwork as D- Squared 60%, Parrish 10%, Podaras 10%, Fisher 4% and Treasury 1%. Conrad Vol. 6 10/9/09 E-mail re Clockwork NDA Form dbelfie; AJ, Dean PRODD 1481 Conrad Vol. 6 8/27/09 E-mail re Clockwork Summary Term Sheet Rovin, AJ, Fisher, Jim, Dean, Christ Antolik PRODD 1482 AJ asked him to send the summary term sheet. Conrad VOL 6 10/7/09 E-mail re D3 Presentation Cover II AJ, Dean, VonAllmen; Friedland PRODD 14831484 Conrad Vol. 6 10/2/09 E-mail re [blank] Dean, Al Fisher PRODD 1485 Terms for funding— if agreed, will fund $3m this am. Conrad Vol. 6 10/5/09 E-mail re [blank] AJ, Dean AJ PRODD 1486 Wants meeting with Mr. V. Conrad Vol. 6 10/10/09 E-mail re [blank] AJ PRODD 1487 Send Clockwork presentation to Mr. V. Lou, Dean Conrad Vol. 6 10/10/09 E-mail re [blank] Rothstein; VonAllmen, Podaras, Preve, Dean AJ PRODD 1488 Need to look at office space. Need 90-day capital need visibility chart. Conrad Vol. 6 10/11/09 E-mail re [blank] VonAllmen; Dean AJ PRODD 1489; 2242; Structure next 3 transactions the same so the can do a rollin close. Conrad Vol. 6 10/5/09 E-mail re [blank] AJ PRODD 1490 Fonvard pdf of binder to all cc's. cc: rabbe, mazzeo, jackson, craftatty, podaras, liz, dean Conrad Vol. 6 10/7/09 E-mail re [blank] VonAllmen; Rothstein, Podaras Al PRODD 1491 Mr. V to join a phone call with Ted's people. Conrad Vol. 6 10/8/09 E-mail re [blank] Dean M PRODD 1492 Commerce Bank for credit to RRA trust account contact Mazzeo. Conrad Vol. 6 10/8/09 E-mail re [blank] liz, Al PRODD 1493 Fisher is an investor, not management. His name was put in bios in error. dean 9 EFTA01106683 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. I Notes Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; dean AJ PRODD 1494 Clockwork to eventually be a lender to D3? Conrad Vol. 6 10/4/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, VonAllmen, Dean, Levin, AJ Mazzeo PRODD 1495 Changes made to Loan Agreement. Making good progress on PPM. Conrad Vol. 6 10/2/09 Loan Agreement Banyon USVI — Borrower Razorback Funding - Lender PRODD 14964515 Unsigned draft. Purchasing rights proceeds of settlements. Conrad Vol.6 9/28/09 — 9/30/09 E-mail re Revised Summary of Terms; Subscription Agreement; Final Revised Documents Peters, Liz, Jim, Podaras, et al. Mazzeo PRODD 15164518 Razorback Operating Agreement. Conrad Vol. 6 9/77/09 Limited Liability Company Agreement of Razorback Funding, LLC. Members Razorback Funding PRODD 1519-1548 Draft — unsigned. Conrad Vol.6 Undated Summary of Terms — Razorback Funding, LLC. PRODD 15494554 Clockwork is Manager. Conrad Vol. 6 Undated Summary of Terms— Razorback Funding, LLC. PRODD 15551560Draft with margin comments and redlining. Conrad Vol. 6 Undated Flowchart Clockwork Capital Advisors PRODD 1561 Defendant to trust account. Razorback to Borrower to plaintiff, etc. Conrad Vol. 6 9/23/09 E-mail re Fund Dean; Sutton Fisher PRODD 1562 AJ asked him to send him all info about our fund. Conrad Vol. 6 10/8/09 — 10/9/09 E-mail re [blank] AJ VonAllmen PRODD 15631564A friend has $7m to invest. AI forwards email to Podaras. Conrad Vol. 6 10/9/09 E-mail re [blank] AJ VonAllmen PRODD 1565-1566 Meeting with Roger Penske at Miami races to discuss business. Conrad Vol. 6 9/30/09 E-mail re AD — Wire Instructions AJ Persaud PRODD 1567-1568 AD Capital LLC — TD Bank — No acct N. Conrad Vol. 6 9/29/09 E-mail re Banyon AJ Ravin PRODD 1569-1570 Offering assistance to expedite investing in Banyon. Conrad Vol.6 9/23/09 — 9/29/09 E-mail re Clockwork Mutual NDA Form Ravin PRODD 1571-1575 Also, needs signed copy of LOI. Conrad Vol.6 10/9/09 E-mail re Clockwork Presentation — Updated Brent Hale; Dean Al PRODD 15764577 Not to be shared. Confidential. 10 EFTA01106684 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description I To From I Bates Nos. II Notes Conrad Vol. 6 9/3/09 E-mail re Clockwork AJ, ICretsc Rapetti PRODD 1578 Clockwork will provide a loan to George at 20%. Parrish responds they are expecting George to pay 100bps management fee, plus. Conrad 10/2/09 E-mail re Clockwork Podaras; Fisher Peters PRODD Funding status. Vol.6 1579-1580 Conrad 10/1/09 E-mail re Clockwork/Razorback AJ, Mazzeo PRODD Documents re settlement Vol. 6 Funding Documents Podaras 1581-1583 funding. Razorback Funding transaction Flow Sheet. AJ forwards to Dean. Conrad 9/28/09 — E-mail chain re False Claims Act Roman/Seaton Mazzeo/AJ, VonAllmen PRODD AJ okay with bringing in a Vol. 6 9129/09 15841587 qul tam expert to assist with due diligence. Conrad 9/28/09 — E-mail re Financial Times — AJ Podaras PRODD News Article. Vol. 6 9/29/09 Hedge Funds Cashing In on 15884590 UCITS. Conrad 10/3/09 E-mail re Fred Drasner VonAllmen AJ PRODD Do you want to meet with Vol.6 1591-1592 Fred? Conrad 10/9/09 E-mail re Fwd Wire VonAllmen PRODD Wire SI million to D&L Vol. 6 1593-1594 Partners Savings Account (4246). Wire another million. Al fonvards email to Podaras. Conrad Vol. 6 10/3/09 E-mail re Investor List VonAllmen; AJ Liz locicwork PRODD 1595-1599 Per AJ, attached is investor list. Conrad 10/2/09 E-mail re Fw Lets Talk This AJ Abbe PRODD Walk him through the Vol. 6 Weekend About This 1601 whole process so he can make a decision. Conrad Vol. 6 9/4/09 Letter re Baryon Facility Preve AJ PRODD 1602-1744 Terms and conditions of new facility to provide funding by Banyon re purchasing settlements at a discount. Conrad Vol. 6 10/5/09 E-mail re Meetings Rapetti Fred (3scapital) PRODD 1745-1749 Getting to Florida to meet with Doug Von Allmen and the Clockwork guys. 11 EFTA01106685 Epstein v. Rothstein, File 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. I Notes Conrad Vol. 6 10/2/09 E-mail re Fw Money Is In Your Account # Preve, AJ; Rothstein Podaras PRODD 17504754Problems at TD Bank getting wires out this morning. Al forwards email to Dean to discuss. Conrad Vol. 6 I a sio9 E-mail re New Deals Al, Preve Rothstein PRODD 1755-1756Clients coming tomorrow to pick up last of $32m. Finished meeting with mass tort/qui tam attorneys. Details next group of funding needed. AJ forwards email to VonAllmen. Conrad Vol. 6 9/16/09 E-mail re Nova Bank Pennsylvania AJ, Dean Parrish PRODD 1757-1758; 5145-5146; Brian Hartline runs the bank. He shouldn't be. Conrad Vol. 6 9/3/09 E-mail re Fw NY Times.com; Pfizer Pays $2.3 Billion to Settle Marketing Case. AJ, Jim, Fisher Rapetti PRODD 1759 N/A — junk. Conrad Vol. 6 10/8/09 E-mail re Pending Transactions Al Preve PRODD 1760 Attached re 4 pending transactions (nothing attached). Conrad Vol.6 10/11/09 E-mail re Risk is Just Part AJ Jim PRODD 1761-1762 Has many talents above his risk expertise. Conrad Vol. 6 10/1/09 E-mail re Fw SA'S Podaras, Larry, Jim, Adam, VonAllmen, Dean, Berman, Roman AJ PRODD 1763-1787Attached (redacted) settlement agreements and signature pages. Conrad Vol.6 9/4/09 E-mail re Fw Status AJ, Jim, Dean Fisher PRODD 1788-1789Terms, bank rates, Banyon fees, etc. Conrad Vol.6 10/8/09 E-mail re Technology Proposals for Clockwork AJ Podaras PRODD 17904973 Costs for technology build out. Conrad Vol. 6 9/29/09 E-mail re Terms AJ Preve PRODD 1794-1796 If you want 50% of the profits, you have to step up and take the short term risk. Preve responds "okay but it pisses us off." Conrad Vol. 6 10/8/09 E-mail re Today Dean AJ PRODD 17974799 Meeting with investors to get them ready for Clockwork. Less than 700 still left. Al asks if AJ is 12 EFTA01106686 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes working on his 6k as he is in trouble. Conrad Vol. 6 10/2/09 E-mail re Updated Examples Reflecting Actual Settlement Cash Flows Podaras, Mazzco PRODD 1800-1803 Attached spreadsheet show faster return of principal and interest to debt. Conrad Vol. 6 10/9/09 E-mail re Updated Status Podaras; Al, Liz PRODD 1804-1812Details what investors still need documents and contains list of all investors names and amounts. Conrad Vol. 6 10/??/09 Acknowledgement ? Razorback Funding PRODD 1813 Blank form re Subscription Agreement. Conrad Vol. 6 10/5/09 — 10/6/09 E-mail re Wiring Acknowledgement Al Mazzeo PRODD 1814-1825Form he drafted for investors who will wire direct to Scott. Conrad Vol. 6 10/6/09 E-mail re Fw: [blank] Al PRODD 1826-1827 Al wants her to call Chris to make binders more colorful and print 3. Conrad Vol. 6 10/8/09 E-mail re [blank] Podaras, Mazzeo; Dean AJ PRODD 1828-1830 Everyone is doing everything they can to raise funds to be sent to RRA's account. Al forwards email to Susan King at U.S. Trust Bank re very important $400k wire goes out toda . Conrad Vol. 6 10/8/09 E-mail re [blank] AJ PRODD 1831-1832Liz to send to Ritchie nda, all due diligence materials, etc. Ritchie Conrad Vol. 6 10/6/09 E-mail re Important!! Christ, Dean, Podaras, Antolik, Al, Gordon, Mazzeo, Liz, VonAllmen Al PRODD 1833 Never wants to run into this problem again. Wants a group A and B investor list created. Mr. V saved this opportunity. Conrad Vol. 6 10/12/09 E-mail re Latest Clockwork Draft Presentation — Not for Release Al; VonAllmen, Roman, Dean, Mazzeo, Podaras, Prevc PRODD 1834 [blank — no attachments]. Conrad Vol. 6 10/12/09 E-mail re Latest Draft Presentation not for release - Al PRODD 1835 Send latest draft Clockwork presentation to VonAllmen, Berman. 13 EFTA01106687 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Categon• Date Description To From Bates Nos. Notes Roman, Dean, Mazzco, Podaras all cc'd here. Conrad Vol. 6 9/28/09 E-mail re Latest Version of Clockwork Presentation 9/28/09 AJ, Jim, Podaras, Roman, Dean, Mazzeo, Peters, Jeff, Adam, VonAllmen PRODD 1836 Legal team is still working on deal specific dots. Conrad Vol. 6 9/30/09 E-mail re Loan Agreement Preve; AJ, Parrish, Podaras, Peters, Fisher, Roman, Berman, Katzman, Dean, VonAllmen, Rabbe Mazzeo PRODD 1837-1896 Attached initial drafts (2) of Loan Agreement. Conrad VOL 6 10/7/09 E-mail re Logo Samples for your Review AJ, Dean, VonAllmen PRODD 1897 Which one do you like best. Conrad Vol. 6 10/8/09 E-mail re Momentum!! Mazzeo, Lou, Podaras; VonAllmen, Preve, Rothstein, Dean AJ PRODD 1898 Need does for D3 transaction. Only 3 investors. Need to capitalize on momentum they have. Cow ad Vol. 6 9/16/09 — 9/17/09 E-mail re Emailing — More on Nova Darren Tymchyshyn Parrish PRODD 1899-1901Doing a deal with Levin who owns 24% of Nova Bank. Darren responds the Nova people are very bad and has never made any money with them. Conrad Vol. 6 10/4/09 E-mail re Razorback Binder Cover — Bigger! AJ; Podaras, Dean, Mazzeo PRODD 1901-1906 Razorback Funding, LLC managed by Clockwork Capital Advisors. With 10/2/09 Promissory Note (ex A to Loan Agreement) for $32 Million to Razorback signed by George Levin, Banyon USV1 (Delaware), LLC. Conrad Vol.6 10/12/09 E-mail re Razorback Documents I Brent Hale; Dean, AJ PRODD 1907-1912 Attached are all the Razorback funding due diligence documents you requested. Conrad Vol.6 10/ 1 /09 E-mail re Verification Preve Szafranski PRODD 1913-1914 Met with Rothstein, reviewed documents, verified funds were wired 14 EFTA01106688 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description From Bates Nos. Notes into TD Bank RRA's account 1356. Verified incoming wires from Defendant for 26,200,000 and 40,600,000. Verified 29 plaintiffs for settlement in both BUSV-1 and BUSV-2. Conrad vol. 6 10/5/09 E-mail re Razorback — Part 2 & 3 Laura Sherman PRODD 1915-1916blank. Dean Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean Al PRODD 1917Deals his friend can invest $7 million in: Im in Razor and 6m in the 18m. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen: Dean AJ PRODD 1918-1919 Deals to fund are not fully structured yet. Wants to discuss 3 monster deals coming in soon. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen; Dean Al PRODD 1920-1921 Can Clockwork lend money to D3? Conrad Vol. 6 10/9/09 E-mail re [blank] Al VonAllmen PRODD 1922-1924Why does D3 need money? Best not to loan as ownership is different. Al responds he understands but the capital is so much cheaper. Thought it could work until they go their bank line out of Euro . Conrad Vol. 6 10/9/09 E-mail re [blank] AJ VonAllmen PRODD 1925Sending 3D info to friend , who got scared by the returns being so high. Questions how long will his money be tied up for. Conrad Vol. 6 10/9/09 E-mail re [blank] VonAllmen: Dean Al PRODD 1926 Clockwork and D3 presentations are being cleaned up — he will have them by tomorrow. Conrad Vol. 6 10/12/09 E-mail re [blank] Al; Dean VonAllmen PRODD 1927Will structure returns identically for the next 3 15 EFTA01106689 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes transactions. Jim Dillworth makes $2 million a year getting 15% of hedge fund fees from people he introduces them to. Conrad Vol. 6 10/12/09 E-mail re [blank] VonAllmen; Dean AJ PRODD 1928-1929 Doesn't know Dillworth but "the more the merrier until we get ahead of capital needs." Conrad Vol. 6 10/11/09 — 10/12/09 E-mail re [blank] AJ VonAllmen PRODD 1930-1932 Preferred gives 94% IRR. Conrad VOL 6 9/22/09 E-mail re 3:35 Clifford Chance Call PRODD 1933 Dial in It Conrad VOL 6 10/2/09 E-mail re Chris' Info PRODD 1934 Did you get this? Yes. Conrad VOL 6 8/26/09 — 9/2/09 E-mail re Clockwork Cap Mgt Fees PRODD 1935-1936; 5548-5549; Meeting set up with accounting firm yet? Conrad VOL 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Antolik, et al. PRODD 1937-1938 Projected first year revenues for management Company. Al asks about incentive fees. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Christ PRODD 1939 Projections look good. Add incentive fee to get a complete picture. Al, Antolik, Dean, Fisher Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Antolik, Christ, Fisher PRODD 1940-1941This is for the management company. The incentive fee belongs to the General Partner. Conrad Vol.6 8/27/09 E-mail re Clockwork Cap Mgt Fees Christ; AJ, Antolik, Dean, Fisher PRODD 19424946 Revised revenue model Conrad VOL 6 8/26/09 — 9/3/09 E-mail re Clockwork Cap Mgt Fees Fisher, Jim, Antolik, Dean, Christ AJ PRODD 1947-1956 Our goal is to get out of the • business. Jim responds they can only grow as fast as our assets and they will quickly run out of asset capacity to support fund capital. 16 EFTA01106690 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. I Notes Conrad Vol.6 8/26/09 E-mail re Clockwork Cap Mgt ' Fees Christ; AJ, Antolik, Dean, Fisher PRODD 19574958 Incentive fee — GP isn't typically available to support management company operations. Conrad Vol.6 8/26/09 E-mail re Clockwork Cap Mgt Fees Fisher, Antolik, Dean, Christ AJ PRODD 1959-1961 Our goal is to get out of the L.P business. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim, Antolik, Dean, Christ, Fisher AJ PRODD 1962-1964Wants both (business) models side-by-side and combined. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees AJ, Fisher, Antolik, Dean, Christ PRODD 1965-1967 They can only grow as fast as our assets and they will quickly run out of asset capacity to support fund capital. Conrad Vol.6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim, AJ, Antolik, Dean, Christ Fisher PRODD 1968-1970 See enclosed - find rate spreadsheet. Conrad Vol. 6 8/26/09 E-mail re Clockwork Cap Mgt Fees Jim, Al, Antolik, Dean, Christ Fisher PRODD 1971-1973 Layer in GP promote into the monthly cash flows. Conrad Vol. 6 9/2/09 E-mail re Clockwork Cap Mgt Fees Dean Jim PRODD 1974-1975Not ready to get accounting firm to meet with yet. Conrad Vol. 6 9/25/09 E-mail re Clockwork Documents for your Review Abbe, Rapetti, Fisher, Dean, Podaras, Kraftatty, Peters PRODD 1976-1978 Documents and information being sent at the request of Mr. Discala. Conrad Vol. 6 9/25/09 E-mail re Clockwork email issues solved! Dean PRODD 1979-1980 Computer/e-mail technical issues. N/A. Conrad Vol. 6 10/9/09 E-mail re Clockwork NDA Form Belfie PRODD 1981 Wrong info on form. Conrad Vol. 6 10/8/09 — 10/9/09 E-mail re Clockwork Presentation — Updated Hale AJ PRODD 1982-1984 Discuss best way to pitch presentation. Make sure NDA form is signed by any potential investor. Conrad Vol.6 9/3/09 E-mail re Clockwork Parrish, AL, Al, Dean Fisher PRODD 1985 Fees they expect George to pay. Conrad Vol.6 9/3/09 E-mail re Clockwork AL, Parrish, Al, Dean Fisher PRODD 1986-1988 Not ideal but coinvest may work Problem may come if they roll too much. Defers to Al 17 EFTA01106691 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From I Bates Nos. II Notes Conrad Vol 69/3/09 E-mail re Clockwork Fisher, Al, Al Dean PRODD 1989/990 Coinvest didn't happen and Barry won't cough up money for expenses. Do we question if Barry is really selling our deal? Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Parrish, AJ, Dean PRODD 1991-1992George may take money off the table - Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Parrish, Dean Rapetti PRODD 1993-1997George has agreed on all except equity—could be a deal breaker. Conrad Vol. 6 9/3/09 E-mail re Clockwork AL, Parrish, Al, Dean Fisher PRODD 1998.2000 Not ideal but coinvest may work Problem may come if they roll too much. Defers to Al Conrad Vol. 6 9/3/09 E-mail re Clockwork Dean, Fisher, Parrish, Rapetti AJ PRODD 2001-2003 wrLikaenstsidaecaoDzen er calI with all to suggests. discuss. Conrad Vol. 6 9/3/09 E-mail re Clockwork Dean Rapetti PRODD 2004-2006; 2016-2018; Unwise to speak to George. Consider Barry's offer to pay expenses. Conrad Vol. 6 9/4/09 E-mail re Clockwork Dean Fisher PRODD 2007-2010 Go with what they got — charge greater of 3.5bps or actual cost and they pay formation costs. Conrad Vol. 6 9/3/09 E-mail re Clockwork AL, Parrish, Al, Dean Fisher PRODD 2011-15 Not ideal but with coinvest, may work. Problem may come if they roll too much. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Dean Rapetti PRODD 2019-2023 Tried to balance ups and downs. "we just need to get going." Conrad Vol. 6 9/4/09 E-mail re Clockwork Fisher Dean PRODD 2024-2026 "What's your gut telling you to do?' Conrad Vol. 6 10/2/09 E-mail re Clockwork Peters; AJ Podaras PRODD 2027-2029 Over 3Im is in of the 40.6. Have filler from Banyon if needed. Following -up on wires. Conrad Vol. 6 9/3/09 E-mail re Clockwork Al, Fisher, Parrish, Dean Rapetti PRODD 2030-2036 Are 50/50 with George. 18 EFTA01106692 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Modification needed. Co- invest is hot button. Conrad Vol. 6 10/2/09 E-mail re Clockwork PRODD 2037-2039 Need to send Mrs. Podaras balloons from Dean re we borrowed her husband for 18-hours a day for the past 3 weeks. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Parrish, Dean Rapetti PRODD 2040-2043 Jerry is going back to George on the co-invest issue. Conrad Vol. 6 9/3/09 E-mail re Clockwork Fisher, Al, Parrish, Dean Rapetti PRODD 20442051 George has agreed to everything except the equity. This is a deal maker or breaker. Conrad Vol. 6 10/6/09 E-mail re Club Returns Al; Dean VonAllmen PRODD 2052 Attached worksheet that calculates investors returns and our returns in the Club. On I2M funding, we give investor a 62% IRR and we make 4.2mm. Conrad Vol. 6 10/7/09 E-mail re D3 Presentation Cover II Al, Dean, VonAllmen PRODD 2053-2056 Is this better? More dynamic. Dean responds it is cool, but let's do it the wa AJ wants. Conrad Vol. 6 10/7/09 E-mail re D3 Presentation Cover III... Dean PRODD 2057-2058 He likes it. Conrad Vol. 6 10/12/09 E-mail re D3 Summary of Terms Mazzeo, Al, Dean; lou®palmcapitaladvisors VonAllmen PRODD 2059 Comments on SOT - Suggests name change away from D3 to 425 or 1009A. Investors will be making 15% annually. Conrad Vol. 6 9/14/09 E-mail re Edit 4-September Liz Friedland, Parrish, Dean; Al PRODD 2060 (Nothing attached). Charts with chan es. Conrad Vol. 6 8/26/09 E-mail re Email working? Dean PRODD 2061 Email is working well. Conrad Vol. 6 10/3/09 E-mail re Final Loan Agreement Mazzeo, Preve; Podaras, VonAllmen, Dean, Levin, Al Rothstein PRODD 2062; 2066-2067; "Gotta love a group of business people that apparently never sleep — clearly never stop until the 19 EFTA01106693 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes job is done —" Dean responds he looks forward to raising more cap. Conrad 10/3/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, Mazzeo PRODD Made changes to Vol. 6 VonAllmen, DSean, Levin, AJ 2064-2065 yesterday's final loan documents. AJ responds to Bob he appreciates his firm's hard work. Conrad 10/5/09 E-mail re Final Loan Agreement Mazzeo; Rothstein, Podaras, Preve PRODD No problems with any Vol. 6 VonAllmen, Dean, Levin, AJ 2068-2069 changes he made — okay to use fax signature pages. Conrad 10/5/09 E-mail re Final Loan Agreement Preve; Rothstein, Podaras, Mazzeo PRODD Will coordinate forwarding Vol. 6 VonAllmen, Dean, Levin, AJ 2070-2071 of original closing dots. Conrad 9/23/09 — E-mail re Fund Dean, Sutton, Fisher PRODD Sending all documents re Vol. 6 9/25/09 2072-2075 our fluid. Conrad 10/3/09 — E-mail chain re Fred Drasner Al Rapetti PRODD Fred is a friend of his who Vol. 6 10/4/09 2076-2080; 2081-2086; is always looking for a good deal. Very liquid. Former owner of N.Y. Daily News and Washington Redskins. Could make large investment in Clockwork. Follow-up emails are scheduling meeting Fred by group. Conrad 10/9/09 E-mail re Fwd Wire AJ; Dean Podaras PRODD Is 50k short; received VOL 6 2087-2091 1.9m. Need to fill gap. Conrad 10/9/09 E-mail re Fwd Wire AJ; Dean Podaras PRODD New deals funding dates. Vol. 6 2092-2094 Creating another D3 entity with new bank accounts. Conrad VOL 6 10/10/09 E-mail re Happy your not hear sic More for me! Podaras; Dean AJ PRODD 2095 Conrad 10/1/09 E-mail re Important information Dean PRODD Change AJ's flight to the Vol. 6 for your upcoming trip 2096-2097 Bahamas for tomorrow. Conrad 10/12/09 E-mail re Investment Doug Mhaack5 ["Buddy"] PRODD Mr. Halle is very liquid. Vol. 6 2098-2099 Meeting Ivan Rodriguez 20 EFTA01106694 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description From Bates Nos. Notes (baseball player) for lunch re investing. Doug responds they can meet at his house. AJ comments "this will eventually sell itself.," Conrad Vol. 6 10/12/09 E-mail re Investment VonAllmen; Dean AJ PRODD 2100-2102 Agrees on D3. Help from investors would be great for these nick ones. Conrad Vol. 6 9/28/09 E-mail re Latest version of Clockwork Presentation 9/28/09 Dean PRODD 2103-2104 Good. Nice job, Liz. Conrad Vol. 6 10/7/09 E-mail re Logo Samples for your review Al, Dean VonAllmen PRODD 2105 Liz to choose the logo — he doesn't care. Conrad Vol. 6 10/7/09 E-mail re Logo Samples for your review VonAllmen, Dean Al PRODD 2106-2107 LLC has been formed and working on operating agreement, Conrad VOL 6 10/11/09 — 10/12/09 E-mail re Misc. AJ; Dean VonAllmen PRODD 2108-2110 Scott is very upset w/people saying they can fund and they don't. We must tell him the truth about deadlines. He thinks we are scaring people away by offering such outrageous returns. Dean responds the numbers come from Frank, not him. VonAllmen responds Scott was upset with Barry, not them. Al responds everyone needs to get on the same page. Conrad Vol. 6 9/16/09 — 10/1/09 E-mail re More on Nova Al, Dean Parrish PRODD 2111-2112 Darren Tymchyshyn think these people are very bad. Nova is a very sh-tty bank. Dcan asks Parrish if he is raising any cash. Conrad Vol. 6 10/6/09 — 10/9/09 E-mail chain re New York Rapetti; Mazzeo, Dean AJ PRODD 2113-2119Results of meeting with Fred Drasner — his questions. 21 EFTA01106695 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Conrad Vol. 6 10/4/09 E-mail re Office Dean AJ PRODD 2120-2128 Square footage needed for office. Costs. Conrad Vol. 6 10/9/09 E-mail re Out Outlined all 4 deals VonAllmen; Dean AJ PRODD 2129 One date to complete all four deals. Conrad Vol. 6 10/13/09 E-mail re Razorback Documents I Dean, Al Hale PRODD 2130-2131 Documents received. Conrad VOL 6 10/10/09 E-mail re [blank] AJ Podaras PRODD 2132-2136 Ask Rothstein for bank activity documents and discuss office space. Conrad Vol. 6 9/29/09 E-mail re Revised Summary of Terms Mazzeo, et al. AJ PRODD 2137 Comments on changes. Not changing management fee. Need to clarify we are taking expenses plus 4.85% of profit post 20% APR. Conrad VOL 6 E-mail re PRODD Conrad VOL 6 E-mail re PRODD Conrad Vol. 6 9/29/09 E-mail re Revised Summary of Terms Mazzeo, et al AJ PRODD 2138 In other words, 20% pref on debt — not bad. Conrad Vol. 6 10/5/09 E-mail re Scott AJ, Dean VonAllmen PRODD 2139 Met with Scott. Asks if you can raise $48 million next week and $60 million the following week? AI responds "depends on the economics." Conrad Vol. 6 10/6/09 E-mail re Single Deal AJ; Preve Rothstein PRODD 2140-2141 Has a single deal on a sex harassment case he just settled. Sexual assault on girl just turned 18 — was a minor when attack occurred. She is giving up huge money — wants attacker out of her life. Deal is fund 18m, Roi 12m, 6 months. AJ responds he needs a funding date and 22 EFTA01106696 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes paperwork. Conrad Vol. 6 9/4/09 E-mail re Status with Comments Fisher, AJ, Dean PRODD 2142.2143 Answers to deal questions. Conrad Vol. 6 9/29/09 E-mail re Subscription Agreement Mazzeo, et al. AJ PRODD 2144-2145 George has agreed to deal. Needs legal team to send documents. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions Mazzeo, et al. AJ PRODD 2146-2148 There is no collateral account — it is going to be cash. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions Peters, Mazzeo, et al. Dean PRODD 2149-2152; 2161-2169; Loan is $32m. George 20% and Razorback 80%. References to bulls and heifers. Conrad Vol. 6 9/28/09 — 9/29/09 E-mail re Revised Summary of Terms — Final Revisions AJ, Mazzeo, et al. Peters PRODD 2153-2155 All monies are cash in one form or another. Issue is what accounts the cash goes into. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions Mazzeo, Al, et al. Jeff Berman PRODD 2156-2160 Marked version of SOT. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions i Mazzeo, et al. AJ PRODD 2170-2172 First page of settlement agreement has whistleblower act case re defendant denies all liability — may provide guidance on qui tam. Conrad Vol. 6 10/8/09 E-mail re Technology Proposals for Clockwork AJ, VonAllmen, Dean Podaras PRODD 2173.2177 Mr. McCarthy conference call. Conrad VOL 6 9/29/09 E-mail re Terms AJ Dean PRODD 2178-2181 Send dots. Conrad VOL 6 10/5/09 E-mail re Today Rapetti, AJ; Dean AJ PRODD 2182 Dinner. Conrad Vol. 6 10/7/09 E-mail re Updated Clockwork Presentation AJ, Liz, Dean, Friedland VonAllmen PRODD 2183-2187 D3 Capital Club presentation. Conrad Vol. 6 10/3/09 E-mail re Wire Reference Number for $1.5mm and $500k Fitzgerald Dean PRODD 2188-2189 Fisher's $1.5 and Price's $500k. Conrad Vol. 6 10/1/09 E-mail re [blank] Dean Al PRODD 2190 "Keep raising bro. Were jamming" — Dean responds "Fm working on it." Conrad 10/2/09 E-mail re [blank] Fisher Dean PRODD TD buying Commerce 23 EFTA01106697 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date Description To From Bates Nos. Notes Vol. 6 2191-2192; 2195-2196 Bank causing issues with wires. Chris said ok to put him on account. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 2193-2194 Wiring 3mm. Still needs to deal with larger Clockwork issues. Conrad 10/5/09 E-mail re [blank] AJ Dean PRODD Tickets or Passes? Vol. 6 2197-2200; 2204-2207; Conrad Vol. 6 10/9/09 E-mail re [blank] AJ Fisher PRODD 2201 CS has a group that likes to lend against litigation assets. They like 12% returns but may go lower. Conrad Vol. 6 10/9/09 E-mail re [blank] Fisher; Dean Al PRODD 2202-2203 Great resolving everything yesterday. Still going 1000 miles an how. Conrad 10/9/09 E-mail re [blank] Fisher Dean PRODD He is not stepping on toes. Vol. 6 2208-2211 All cap providers are needed. 90-day slot schedule. Conrad 10/9/09 E-mail re [blank] AJ; Dean Fisher PRODD Give me directions or task. Vol. 6 2212-2213; Happy to roll up sleeves. 2218-2231; Conrad 10/9/09 — E-mail re [blank] AJ, Dean Brent Hale PRODD Thrilled to introduce his Vol. 6 10/10/09 2214-2215; 2232-2235; rolodex of high net worth investors. Conrad 10/10/09 — E-mail re [blank] Al Dean PRODD Office space. N/A. Vol. 6 10/11/09 2216-2217 Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 2236-2237 "You can assure your investors that my credibility with my family and father is everything. Doug will be on the flow of monies trust me." Conrad Vol. 6 10/10/09 E-mail re [blank] Podaras, Dean, VonAllmen Al ' PRODD 2238.2239 Bank activity requested — office space. Conrad 10/11/09 E-mail re [blank] Al; VonAllmen, Podaras, Rothstein PRODD Will take care of office Vol. 6 Preve, Dean 2240 space and will have 90-day chart later today. 24 EFTA01106698 Epstein v. Rothstein, File #: 80743 — JGA Index of Vol. 6 Conrad Scherer Disks Category Date [ Description I To From I Bates Nos. I Notes Conrad Vol. 6 10/11/09 E-mail re [blank] Al; VonAllmen, Podaras, Preve, Dean Rothstein PRODD 2241 Finished meeting with qui tam attorneys. Will have 30,60 & 90-day projections in the morning. Will have capital needs on a week-b -week basis. Conrad Vol. 6 10/12/09 E-mail re [blank] Hale PRODD 2243 Send me all info re funding due diligence re Razorback. Dean, Al Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 2244 Only Dean and Podaras on account. Conrad Vol. 6 10/8/09 E-mail re [blank] Podaras, Mazzeo; Dean Al PRODD 2245-2246 All doing everything they can. Dean is emptying his liquidity — send wire info to him. Conrad Vol. 6 10/8/09 E-mail re [blank] Mazzeo; Dean Podaras PRODD 2247-2248 Wires need to go to RRA's Account, not Razorback's. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 2249 Will wire 3mm. Conrad Vol. 6 10/2/09 E-mail re [blank] Dean Fisher PRODD 2250-2251 Still need to deal with larger Clockwork issues. Conrad Vol. 6 10/2/09 E-mail re [blank] Fisher Dean PRODD 2252-2253 Call to discuss if Dean's dad is interested in giving his thoughts. Conrad Vol. 6 10/3/09 E-mail re [blank] AJ, Dean PRODD 2254; 2257-2258; Need Kirshenbaum number. Conrad Vol. 6 10/8/09 E-mail re [blank] Stuart Katzoff; dean Al PRODD 2255-2256 Will pay $5k for 2 seats for Dean's parents charity event Conrad Vol. 6 10/4/09 E-mail re [blank] Al Dean PRODD 2259-2260 Agrees with Scott that better to office in Scott's building than Banyon's. Conrad Vol. 6 10/4/09 E-mail re Re-Formatted Spreadsheet Al; Dean liZ@CIOCkWOrk PRODD 2261-2262 Formatted to one page - Settlement spreadsheet amounts over 5 months. Conrad Vol. 6 9/15/09 E-mail re Revised Overview Al, Dean jim®clockwork PRODD 2263 n/a. Conrad 9/29/09 E-mail re Revised Summary of Al; Peters, et al. Mazzeo PRODD Changes made to SOT 25 EFTA01106699 Epstein v. Rothstein, File #: 80743 - JGA Index of Vol. 6 Conrad Scherer Disks Category I Date I Description To From Bates Nos. 1 Notes Vol. 6 Terms 2264-2303 attached. (many pages unintelligible). Conrad Vol. 6 9/29/09 E-mail re Subscription Agreement AJ; Peters, Liz, Jim, Podaras, Roman, Dean, Berman, Adam, VonAllmen, Rabbe, Katzman, Preve Mazzeo PRODD 2304Initial Draft re purchase membership interests in Razorback Funding. Conrad Vol. 6 9/22/09 — 9/23/09 E-mail re Summary of Terms AJ, Jim, Mazzeo; Berman, Mazzeo Roman PRODD 2305-2308 Two SOTs — one for PE fund, the other for hedge fund. Conrad Vol. 6 9/29/09 E-mail re Summary of Terms — Final Revisions. Subscription Agreement AJ; Peters, Liz, Jim, et al. Mazzeo PRODD 2309-2316 Will be finalized and sent to prospective investors today. Conrad VOL 6 10/10/09 E-mail re [blank] Brent Hale Dean PRODD 2317-2318 Looking forward to having you on board with us. Conrad VOL 6 9/29/09 E-mail re Summary of Terms — Final Revisions Peters, Mazzeo; AJ, Liz, Jim, et al. Dean PRODD 2319 N/A. Conrad Vol. 6 10/7/09 E-mail re Updated Clockwork Presentation VonAllmen, AJ, Dean; Friedland Liz ©clockwork PRODD 2320 Updated to include VonAllmen's bio. Working on logos. Conrad Vol. 6 10/2/09 E-mail re Wire Reference Number for $1.5mm and $500K AJ, Dean; Fisher Fitzgerald PRODD 2321 Fed Ref #s for Fisher's $1.5 and Price's 500K. Conrad Vol. 6 6/29/09 E-mail re [EPAM Systems] A new file has been uploaded Basecamp Admin, et al. van Belle PRODD 2322 LOGO design instructions. Conrad Vol. 6 6/29/09 E-mail re [EPAM Systems] New rules Kretschmar Lenard PRODD 2323-2324 Milestones will be defined for every goal to be met. Conrad Vol. 6 6/29/09 E-mail re [EPAM Systems] Your account has been created Kretschmar Lenard PRODD 2325 Conrad VOL 6 9/18/09 E-mail re AJ is at Mesiter Selig and will call you shortly Kaplan Kretschmar PRODD 2326 Conr