Customer Number Customer Name Type * High Risk
Kirby
Customer Number Customer Name Type * High Risk
e Auto Exempt Reason Exemption Reason
IPE Limited Client Y N
Irrawaddy Policy Exchange Trust Client * Moderate Risk Annual Client Update Due Dat
Customer Owner
6/14/2017 Heather Kirby
6/14/2017 Heather Kirb
Trust f/b/o Louise G. Collins u/a Kevin J. Collins
Heather Kirby
Boehly, Todd L. Client N
NZC 136, LLC Client N
NZC LA, LLC Client N
George Soros Revocable Trust Client
NZC CO, LLC Client N
NZC SC, LLC Client N
McElvenny, Ralph W. Client
ASL Media Holdings, LLC Client
For internal use only 8/23/2017
9/1/2017
9/20/2017
Y N 12/12/02 Client N
Heather Kirby
Heather Kirby
Heather Kirby
10/25/2017
Y 11/15/2017 Heather
Y 11/15/2017 Heather
N Y 12/20/2017
Y N 2/10/2018 Heather Kirb
Kirby
Kirby
Heather Kirby
Heather Kirby
EFTA01398963