Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and

EFTA01430884 Dataset 10 6 pages Download original PDF Download as text
Subject: RE: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP From: Stewart Oldfield Date: Fri, 31 Aug 2018 09:02:44 -0400 To: Vijay-A Sawant Cc: Richard Iarossi Mayur Rathod Bradley Gilli Please separate the cases, then. We need Gratitude taken care of to open a new account. Mort does not have that same urgency. I'm here if you want to call. Thanks From: Vijay-A Sawant Sent: Friday, August 31, 2018 8:38 AM To: Stewart Oldfield Cc: Richard Iarossi Mayur Rathod ; Bradley Gillin Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, Because both accounts Mort & Gratitude are part of the same KYC (01977700), we require Mort COGS or SoS, so this case can be submitted. SoS is the screenshot of this entities registration confirmation from the state registry website. Alternatively you can provide us the COGS dated within the last 6 months for Mort. This is the only pending item for this case, thanks. Kind Regards, EFTA01430884 {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobil From: Stewart Oldfield Sent: Friday, August 31, 2018 5:52 PM To: Vijay-A Sawant Cc: Richard Ma ur Rathod <Ma; Bradley Gitlin > Subject: Re: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Do we need Mort to complete Gratitude? Also, what is SOS? Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 EFTA01430885 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. On Aug 31, 2018, at 6:59 AM, Vijay-A Sawant <a wrote: Good Morning Stewart, After receipt of the COGS for Gratitude America in attached email, we confirm that only the following items are pending for KYC Case#01977700 SOS & COGS for Mort Inc dated in last 6 months. Entity domiciled in US Virgin Islands. Once the above item is received, we will submit this case to the AML team for approval, thanks. Regards, <image001.gif> Vijay Sawant EFTA01430886 KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobil From: Vijay-A Sawant Sent: Wednesday, August 01, 2018 5:37 PM To: Bradley Gillin Stewart Oldfield Cc: Mayur Rathod Subject: 2018 Periodic Review of accts Mort, Inc (GCIS#487266) and Gratitude America Ltd (GCIS#499760) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to review of above high-risked accounts due for remediation 8/31/2018. Upon review of the docs available from repositories, we have completed attached checklists, identifying RP's below. List of pending items listed below — Acct Holder — Mort, Inc Director, Sole Shareholder & Authorized Signatory — Jeffrey Epstein Director, Vice President & Authorized Signatory — Darren Indyke Director & Treasurer — Richard Kahn Please confirm material changes to this account and whether RP's EFTA01430887 identified above are correct or not? We were unable to locate COI for this entity. Additionally we were unable to extract SoS from the US Virgin Islands registry website. Alternatively, kindly provide COGS for this entity, dated within the last 6 months. Acct Holder — Gratitude America Ltd President & Authorized Signatory — Jeffrey Epstein Director & Authorized Signatory — Richard Kahn Director, Treasurer & Authorized Signatory — Darren Indyke Please confirm material changes to this account and whether RP's identified above are correct or not? Please note that in some docs, Richard Kahn reflects in Self Certification form (signed in 2016) and Form 990 (also from 2016), both attached for reference. However Richard does not appear in the DB Non Profit Resolution signed in 2015. I have attached this doc as well for reference. Additionally from the last approved KYC 01790739 (from Aug 2017), Richard does not appear as an RP for this entity. Hence checking, kindly advise accordingly. We were unable to locate COI for this entity. Additionally we were unable to extract SoS from the US Virgin Islands registry website. Alternatively, kindly provide COGS for this entity, dated within the last 6 months. We will proceed to launch this case upon your confirmation of the material changes onabove accounts, thanks. Kind Regards, EFTA01430888 <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobil <mime-attachment> EFTA01430889

📷 Images in this document (6 detected)

AI-generated factual descriptions of embedded images (llava:13b). These are searchable across the corpus.

[Image 1] The image shows a printed email with a header that includes the sender's name and email address, the recipient's name and email address, and the subject line. The body of the email contains a message that appears to be a professional communication, possibly related to a review or an update on a project or publication. The text includes names of individuals and references to specific dates and time [Image 2] The image appears to be a photograph of a printed document, specifically a letter or a note. The document contains text, which seems to be a formal communication, possibly from a company or an organization. There are visible names, including "Jeffrey Eisner," "Richard Neuman," and "Danielle Taylor," which could be the signatories or recipients of the letter. There are also visible dates and a refe [Image 3] The image shows a scanned document, which appears to be an email. The sender's name is redacted, and the recipient's name is visible as "Brad Stewart." The email is dated "Mon, 20 Aug 2018 18:45 PM" and is from an address that is redacted. The subject line of the email is "Re: Review of above high risk accounts." The body of the email mentions a review of high risk accounts and includes a referenc [Image 4] The image shows a scanned document, which appears to be an email. The sender is identified as "Stewart D. Eldridge" from "Deutsche Bank Trust Company Americas." The recipient is "Susan S. Stevens." The email is dated "2001-05-09" and is addressed to "Stevens, Susan S." The subject line of the email is "Do we need to complete the thank you note?" The body of the email mentions a "complete thank you [Image 5] The image shows a scanned document, which appears to be a letter or an email. The text is partially obscured, but it mentions a "grant" and a "KFC case." There is a reference to a "US Virgin Islands" and a "KFC case number." The document includes a signature at the bottom, but the name of the sender is not fully visible. The text is written in English, and the document is addressed to someone name [Image 6] The image appears to be a screenshot of a computer screen displaying a text document. The document is a gift voucher from "Vijay Sales" addressed to "Sunil Kumar". The voucher is for a sum of 5000 INR and is valid for a period of 1 year from the date of issue. The voucher can be redeemed at any of the Vijay Sales outlets. The document includes the name of the company, the recipient's name, the amo