Request A As of 02 Apr 14 Page 02Apr 2014
• SOU ERN
Request A As of 02 Apr 14 Page 02Apr 2014
2 0(2
Deutsche BenkAO
SOUTHERN FINANCIAL, LLC
Min .tillEEEii
Settlement NotCcy
Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 NotCcy
2 Long/ Short Option Style Put! Call Strike Price MTM(USD)
SOUTHERN ExEurcepl 21-Nor-2013 20.Nov.2014 25-Nov-2014 (1.000000 00) USD 101.030.000
FINANCIAL. LLC
SOUTHERN FXOneBarOneT 21-Not-2013 2014w-2014 2541mi-2014 (21.00000) USD 0
FINANCIAL. LLC otchOpl
SOUTHERN FXOneBarOneT 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0.00) USD 0
FINANCIAL. LLC ouchCpt
SOUTHERN FXOnef3a0neT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 WI USD 0
FINANCIAL. LLC ouchOpl
SOUTHERN ExEuroOpl 31-Jan-2014 01-May-2014 07-May-2014 (10.000000 00) USD 1.025.000.000
FINANCIAL. LLC
SOUTHERN EXD9talOpt 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,00000000) USD
FINANCIAL, LLC FY
JPY
JPY
JPY
SY SHORT
LONG
LONG
LONG
SHORT
SHORT EUROPEAN
EUROPEAN
EUROPEAN
EUROPEAN
EUROPEAN
EUROPEAN CALL
CALL
CALL 1010000
0.0003
0.0000
0.0000
1025000
37 5950 (4476.43)
10.48628
8,785.17
7.30929
(164.924')
(1612063)
Subtotal: ; le<i ,?;i3 er:
Centeredthe -Dadvates
Long!
Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity NotCcy
Not.Arnt 1 1 Strike Price MTM(USD)
SOUTHERN FINANCIAL. Commodity 13-Mar-2014 15-May-2014 22-May-2014 LONG EUROPEAN
LLC Derivative WTI 100.00000 USD 0 CO® 1 .Ox'? .4..i)
Subtotal: ;:e. I 079 43:
Statement ID Total: (280,469.30)
The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)
CONFIDENTIAL DB-SDNY-0 111362
SDNY_GM_00257546
EFTA01453629