GHISLAINE MAXWELL- OAP FDG ACCT.
GHISLAINE MAXWELL- OAP FDG ACCT.
For the Period 4/1/12 to 4/30/12
TRADE ACTIVITY
Note: S indicates Short Term Realized Gainkoss
Trade Date Type
Sett* Date Selection Method Description Per Unit
Quantity Amount Proceeds Tax Cost Realized
Gain/Loss
Settled Sales/Maturities/Redemptions
4/24
4/27 Sale
High Cost INTEL CORP Q 27.5247 798.22 BROKERAGE 0.87 TM
8/OR SEC .02 NOMURA SECURITIES INTERNATIONAL
(ID: 458140-10-0) (29.000) 27.494 797.33 (613.97) 183.36 S
4/24
NV Sale
High Cost PEOPLE'S UNITED FINANCIAL INC @ 12.4157 422.13
BROKERAGE 1.02 TAX 8/OR SEC .01 DEUTSCHE BANC
ALEX BROWN INC (ID: 712704-10-5) (34.000) 12.385 421.10 (412.37) 8.73 S
4/24
4/27 Sale
High Cost PEOPLES UNITED FINANCIAL INC 12.365 24.73
BROKERAGE 0.06 TAX 8/OR SEC .01 PULSE TRADING
LLC (ID: 712704-10-5) (2.000) 12.33 24.66 (24.25) 0.40 S
4124
4/30 Sale
High Cost PEOPLES UNITED FINANCIAL INC (0 12.4055 111.65
BROKERAGE 0.27 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-5) (9.000) 12.374 111.37 (109.16) 2.21 S
4/25
430 Sale
High Cost PEOPLE'S UNITED FINANCIAL INC 12.5053 1251
BROKERAGE 0.03 TAX 8/OR SEC .01 DEUTSCHE BANC
ALEX BROWN INC (ID: 712704-10-5) (1.000) 12.47 12.47 (12.13) 0.34 S
4/25
4/30 Sale
High Cost PEOPLES UNITED FINANCIAL INC @ 12.415 86.91
BROKERAGE 0.14 TAX 8/OR SEC .01 LIOUIDNET INC
(ID: 712704-10-5) (7.000) 12.394 86.76 (34.90) 1.86 S
4/25
4/30 Sale
High Cost PEOPLE'S UNITED FINANCIAL INC @ 12.4751 174.65
BROKERAGE 0.42 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-6) (14.000) 12.444 174.22 (169.80) 4.42 S
Total Settled Sales/Maturities/Redemptions
J.P.Morgan $1.52731 ($1.426.59) $201.32 S
Page 11 of 14
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL JPM-SDNY-00049684
SDNY_GM_00318882
EFTA01522190