GHISLAINE MAXWELL- OAP FDG ACCT
GHISLAINE MAXWELL- OAP FDG ACCT
For the Period 5/1/12 to 5/31/12
Type
Settle Date Selection Method Description Quantity
Cost Amount
Miscellaneous Credits
5/1 Receipt of Assets PHILLIPS 66 SPIN-OFF - HOLDERS RECEIVE 1 SHARE 54.000
FOR EVERY 2 SHARES OF CONOCOPHILLIPS, CUSIP: 0.00
208250104, HELD. (ID: 718546-10-4)
TRADE ACTIVITY
Note: S indicates Short Term Realized Gain/Loss
' Settled transaction was Initiated in prior statement period and settled in current statement period
Trade Date Type
Description Quantity Per Unit
Arnow* Proceeds Tax Cost Realized
Gain/Loss Settle Date Selection Method
Settled Sales/Maturities/Redemptions
4/26
5)1 Sale
High Cost PEOPLES UNITED FINANCIAL INC . 12.4662.30
BROKERAGE 0.10 TAX 8/OR SEC .01 Pare SECURITIES,
INC. (ID: 712704-10-5) (5.000) 12.438 62.19 (60.64) 1.55 r
4/26
5/1 Sale
High Cost PEOPLES UNITED FINANCIAL INC 0 12.5087.50
BROKERAGE 0.21 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-5) (7.000) 12.489 87.28 (84.9(1 2.38 5*
4/26
5/1 Sale
High Cost PEOPLES UNITED FINANCIAL INC 12.50512.50
BROKERAGE 1.23 TAX 8/OR SEC .01 RBC CAPITAL
MARKETS CORPORATION (ID: 712704-10-5) (41.000) 12.47 511.26 (497.27) 13.99 5*
4/26
5/1 Sale
High Cost PEOPLE'S UNITED FINANCIAL INC 0 12.504337.51
BROKERAGE 0.09 TAX 8/OR SEC .01 STERNE, AGEE,
AND LEACH INC (ID: 712704-10-5) (3.000) 12.47 37.41 (36.39 1.02 Se
4/26
511 Sale
High Cost PEOPLES UNITED FINANCIAL INC e 12.50 225.00
BROKERAGE 0.54 TAX 8/OR SEC .01 RBC CAPITAL
MARKETS CORPORATION (ID: 712704-10-5) (18.000) 12.469 224.45 (218.31) 6.14 S*
J.P.Morgan Page 11 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL JPM-SDNY-00049704
SDNY_GM_00318902
EFTA01522208