FinCEN I Financial Crimes Enforcement Network

FinCEN I Financial Crimes Enforcement Network Units Stem Department of the. Ttanuty FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Filing Information Filing Type(s) Initial Report Filing Date 04/14/2010 Received Date 07/10/2010 Entry Date 10/22/2010 Report for Calendar Year 2008 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Other Text T Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth 01/20/1953 Filer Address Address Type Foreign account filer address Street Address 6100 RD HOOK QTR STE 38 6100 RD HOOK QTR STE 38 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed nformatico was colected and disseminated under provisions of the Bank Secrecy Ac! (me BSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treats accadirtgly. The information may be used only for a purpose consistent with acr.-mat. tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclucfng analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. Z6L9908400000CNSO EFTA01654192 FinCEN I Financial Crimes Enforcement Network Unitoi States Department of the Lica:stay FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Identification Number 090443348 Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation Maximum value of Account During Calendar Year Reported $3,765,045 Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced Account 2 of 6 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number I Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Other Type of Account PVT INV FUND Maximum value of Account During Calendar Year Reported $16,206,527 Name of Financial Institution in which the Account is Held HB MULTI STRATEGY HOLDINGS LTD Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 30554 GRAND CAYMAN PO BOX 30554 GRAND CAYMAN - Enhanced City CAYMAN ISLANDS BWI CAYMAN ISLANDS BWI - Enhanced Page 2 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (Ine SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treated accadingly The information may be used only fa a purpose consistent with acr.-mat tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluemg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. di:err-ed. or transmitted without prior approval of the Director of Fmancial Cranes Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may recult in criminal or civil sanctions. Z6L550£400000£ VS9 EFTA01654193 FinCEN I Financial Crimes Enforcement Network Ualu:d Scats Departmait *hive Tie:busy FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Account 3 of 6 Report For Calendar Year Country 2008 BW BW - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $30,030 Name of Financial Institution in which the Account is Held FORTIS BANQUE Financial Institution Address Address Type Foreign account financial institution address Street Address 80 AVENUE MARCEAU 80 AVENUE MARCEAU - Enhanced City PARIS PARIS - Enhanced ZIP Code 75008 75008 - Enhanced Country FR FR - Enhanced Account 4 of 6 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $19,773 Page 3 The enclosed nformation was collected and disseminated under provision: of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treats accadingty. The information may be used only fa a purpose convent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Craws Enforcement Netwakor he authorized delegate. Suspicious activity reports ftled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal actmty. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanction:. 16L990£400000£ VS9 EFTA01654194 FinCEN I Financial Crimes Enforcement Network United Sows Dern:malt a the Trasury FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Name of Financial Institution in which the Account is Held HSBC PARIS Financial Institution Address Address Type Foreign account financial institution address Street Address 2 AVENUE FELIX FAURE 2 AVENUE FELIX FAURE - Enhanced City PARIS PARIS - Enhanced ZIP Code 75015 75015 - Enhanced Country FR FR - Enhanced Account 5 of 6 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation Maximum value of Account During Calendar Year Reported $994,511 Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced Account 6 of 6 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Page 4 The enclosed mformation was caected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with acrrnmal, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucran analysis, to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Cranes Enforcement Network or h's authorized delegate. Suspicious activity reports filed under the GSA must be treated vnth particular care given that they contain unsubstantiated allegations of pas stle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. Z6L9908400000C.VSO EFTA01654195 FinCEN Financial Crimes Enforcement Network Unitoi Stan Ocpar (Man of the Ttaouty FBAR Transcript BSA: 30000043055792 and DCN:20101910292960 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Other Type of Account PVT INV FUND Account Number or Other Designation Maximum value of Account During Calendar Year Reported $32,088,291 Name of Financial Institution in which the Account is Held HIGHBRIDGE CAPITAL CORPORATION Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 30554 GRAND CAYMAN PO BOX 30554 GRAND CAYMAN - Enhanced City CAYMAN ISLANDS BWI CAYMAN ISLANDS BWI - Enhanced Country BW BW - Enhanced Signature ISignature Date 04/14/2010 Signature Yes Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treated accadingly. The information may be used only fa a purpose consistent with acrmnal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluttn analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crones Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. Z6L990E400000C.yS9 EFTA01654196 FinCEN Financial Crimes Enforcement Network Unitni States peps bunt d the rica+uty FBAR Transcript BSA: 30000042190866 and DCN:20091904478560 Filing Information Filing Type(s) Initial Report Filing Date 06/29/2009 Received Date 07/09/2009 Entry Date 01/14/2010 Report for Calendar Year 2008 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Other Text T Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth 01/20/1953 Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (me EISA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive n nature and is to be treated accadirtgly. The information may be used only for a purpose con ustent with a crtnnal. tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluckig analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crites Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanclicnr.. 9980611400000E VS9 EFTA01654197 FinCEN I Financial Crimes Enforcement Network Unitoi Scams Dcpattment a the ricnuty FBAR Transcript BSA: 30000042190866 and DCN:20091904478560 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $19,773 Name of Financial Institution in which the Account is Held HSBC PARIS Financial Institution Address Address Type Foreign account financial institution address Street Address 2 AVENUE FELIX FAURE 2 AVENUE FELIX FAURE - Enhanced City PARIS PARIS - Enhanced ZIP Code 75016 75016 - Enhanced Country FR FR - Enhanced Report For Calendar Year 2008 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $30,030 Name of Financial Institution in which the Account is Held FORTIS BANQUE Financial Institution Address Address Type Foreign account financial institution address Street Address 80 AVENUE MARCEAU 80 AVENUE MARCEAU - Enhanced City PARIS PARIS - Enhanced Page 2 The enclosed mformatico was caected and disseminated under provision: of the Bank Secrecy Act (lbe BSA) and U.S. Deportment of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingty. The information may be used only for a purpose convent with acrmna tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluemg analysis, to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unzubstantmted allegations of paastle criminal actmty. akin to ccofidenkal informant tips Unauthorized release of information collected wider the BSA may result in criminal or civil :wens:. 9980611400000E VS9 EFTA01654198 FinCEN Financial Crimes Enforcement Network United Stan Department of the I mousy FBAR Transcript BSA: 30000042190866 and DCN:20091904478560 Information on Financial Account(s) Owned Separately ZIP Code 75008 75008 - Enhanced Country FR FR - Enhanced Signature ISignature Yes Signature Date 06/29/2009 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed reformation was collected and disseminated under provisions of the Dank Secrecy Act (Me SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive ri nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crnial. tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or countermtelligence activities. inclucren analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected older the GSA may recult in criminal or civil :webs:. 998062400000C VSO EFTA01654199 FinCEN I Financial Crimes Enforcement Network Unlial Scan Minimum' of the Timmy FBAR Transcript BSA: 30000042934480 and DCN:20101821223560 Filing Information Filing Type(s) Initial Report Filing Date 06/20/2010 Received Date 07/01/2010 Entry Date 12/14/2010 Report for Calendar Year 2009 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Other Text T Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth 01/20/1953 Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 38 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced County US US - Enhanced Financial Interest in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 3 Report For Calendar Year 2009 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Page 1 The enclosed mformatico was collected and disseminated under provisions of the Bank Secrecy Act ime 65.4.) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive n nature and is to be heated accccdingly. The information may be used only fa a purpose consistent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluckn analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pays.ble criminal activity. akin to confidential informant tips. Unauthorized release of information collected older the BSA may result in criminal or civil sanctions. 0844£6Z400000C ySO EFTA01654200 FinCEN I Financial Crimes Enforcement Network United Stan Department lithe Ticattry FBAR Transcript BSA: 30000042934480 and DCN:20101821223560 Information on Financial Account(s) Owned Separately Identification Number 090443348 Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Account Number or Other Designation 4093 Maximum value of Account During Calendar Year Reported $3,802,298 Name of Financial Institution in which the Account is Held HSBC PRIVATE BK SA Financial Institution Address Account 2 of 3 Report For Calendar Year Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country 2009 SZ CH - Enhanced Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 00037331814 Maximum value of Account During Calendar Year Reported $202,270 Name of Financial Institution in which the Account is Held FORTIS BANQUE Financial Institution Address Address Type Foreign account financial institution address Street Address 80 AVENUE MARCEAU 80 AVENUE MARCEAU - Enhanced City PARIS PARIS - Enhanced Page 2 The enclosed reformation was ca ected and disseminated under provision: of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury reguLstions implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive in nature and is to be treats accordingly. The information may be used only for a purpose cona:tent with acrmnal, tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis, to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crfnes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paastle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the GSA may recult in criminal or civil :webs:. 08VV£6Z400000C Val EFTA01654201 FinCEN I Financial Crimes Enforcement Network United Scites Departmau tif the ricasuty FBAR Transcript BSA: 30000042934480 and DCN:20101821223560 Information on Financial Account(s) Owned Separately ZIP Code 75008 75008 - Enhanced Country FR FR - Enhanced Account 3 of 3 Report For Calendar Year 2009 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation 1 207997 Maximum value of Account During Calendar Year Reported $990,733 Name of Financial Institution in which the Account is Held HSBC PRIVATE BK SA Financial Institution Address Address Type Foreign account financial institution address Street Address PO BOX 3580 PO BOX 3580 - Enhanced City GENEVA 3 GENEVA 3 - Enhanced ZIP Code CH1211 1211 - Enhanced Country SZ CH - Enhanced Signature Signature Yes Signature Date 06/20/2010 Third Party Preparer Use Only No Third Party Preparer Use Only Information Available Page 3 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Depatment of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treated accordingly. The information may be used only for a purpose con ustent with a crrnmat. tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclucren analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passable criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanclicns. 08VVE6Z400000C.VSO EFTA01654202 FinCEN I Financial Crimes Enforcement Network United Stales Dtpattment ci the rt.:bury FBAR Transcript BSA: 31000131780703 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 08/18/2018 Received Date 08/24/2018 Entry Date 08/27/2018 Report for Calendar Year 2017 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth 01/20/1953 Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST. THOMAS ST. THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 12017 Page 1 The enclosed nformaticn was collected and disseminated under provision: of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive ti nature and is to be treated accadingty. The information may be used only fa a purpose consistent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. inductIg analysis. to protect against nternational terrorism. See 31 U. S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crnies Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of infamaton collected wider the BSA may rezult in criminal or civil sanctions. COLO8LLEWOOLE:VS8 EFTA01654203 FinCEN Financial Crimes Enforcement Network United Nato Depar num cif the ricasury FBAR Transcript BSA: 31000131780703 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $105,463 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced . cc. unt 2 .f Report For Calendar Year 2017 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $165,201 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed mformation was caected and disseminated under provision: of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The mformation is sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with acrmnal, tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluemg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Crimes Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantmted allegations of passtle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. COLOOLLEWOOLC.VSO EFTA01654204 FinCEN I Financial Crimes Enforcement Network WIWI States Department of the rtanuty FBAR Transcript BSA: 31000131780703 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 08/18/2018 Third Party Preparer Use Only Preparer's Last Name HASSON, CPA Preparer's First Name DAVID Preparer's MI M. Preparer's TIN Identification Type PTIN Identification Number Phone Number (516) 488-8400 Preparing Firm's Name SECKENDORF HASSON AND REILLY CPA's LLC Preparing Firm's TIN Identification Type EIN Identification Number 900436485 Preparer's Address Address Type Third Party Preparer Firm Address Street Address 3000 MARCUS AVE STE 1W5 3000 MARCUS AVE STE 1W5 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1007 - Enhanced Country US US - Enhanced Page 3 The enclosed reformation was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regdations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The reformation is sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose consistent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluctIg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information carnet be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crtnes Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of posstle criminal activity. akin to ccofidenhal informant tips. Unauthorized release of information collected wider the BSA may recult in criminal or civil sanctions. COLOOLLEWOOLC.VSO EFTA01654205 FinCEN I Financial Crimes Enforcement Network United SOWS Departmait ti the Ttabuty FBAR Transcript BSA: 31000049066241 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 06/27/2014 Received Date 06/27/2014 Entry Date 06/29/2014 Report for Calendar Year 2013 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Date of Birth 01/20/1953 Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 2013 Filer Role Foreign account filer Page 1 The enclosed nformatico was caected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Depatment of the Treasury regaations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation a sensitive n nature and is to be treated accadingly. The information may be used only for a purpose consistent with acrrnma tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against ntemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fnancial Crates Enforcement Network or he authorized delegate. Suspicious activity reports ftled under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccolldenhal informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. LVZ990640000I.C.VS9 EFTA01654206 FinCEN I Financial Crimes Enforcement Network United States Departmait the li amity FBAR Transcript BSA: 31000049066241 and DCN: Information on Financial Account(s) Owned Separately Filer TIN Identification Type SSN ITIN Identification Number Individual Type of Filer Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $111,425 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Acc•unt •f Report For Calendar Year 2013 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $76,651 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS Page 2 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury reguLstions implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The nformation is sensitive ri nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acrmna tax. or regulatory nvestigation or proceeding. or in the conduct of intelligence or counterntelligence activities. incluctIg analysis, to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Friancial Grins Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of psystle criminal activity. akin to ccolldential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :wens:. lta990640000is ySO EFTA01654207 FinCEN I Financial Crimes Enforcement Network United Stain Deps num of the Lawry FBAR Transcript BSA: 31000049066241 and DCN: Information on Financial Account(s) Owned Separately PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 106/27/2014 Third Party Preparer Use Only Preparer's Last Name CPA Preparer's First Name DAVID Preparer's TIN Identification Type PTIN Identification Number P00035228 Phone Number (516) 488-8400 Preparing Firm's Name SHR, CPA S LLC Preparing Firm's TIN Identification Type EIN Identification Number 900436485 Preparer's Address Address Type Third Party Preparer Address Street Address 3000 MARCUS AVE STE 3W4 3000 MARCUS AVE STE 3W4 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1009 - Enhanced Country US US - Enhanced Page 3 The enclosed reformation was collected and disseminated under provisions of the Bank Secrecy Act (Me SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive ti nature and is to be treats accadingly. The information may be used only for a purpose consistent with acrmns, tax. or regulatory investigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. inclueng analysis. to protect against nternational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Frnancial Crates Enforcement Networkor h's authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of pas s.ble criminal activity. akin to confidential informant tips. Unauthorized release of infamaton collected older the 0SA may result in criminal or civil :webs:. 142990640000 is VSO EFTA01654208 FinCEN I Financial Crimes Enforcement Network United Saws pepsins= of the Ticaouty FBAR Transcript BSA: 31000131386239 and DCN: Filing Information Filing Type(s) Initial Report Filing Date 08/18/2018 Received Date 08/18/2018 Entry Date 08/20/2018 Report for Calendar Year 2017 Submission Method Electronic batch filing Submitted by Authorized Third Party Yes Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth .., ',Lk . —.3 Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QUARTER B3 6100 RED HOOK QUARTER B3 - Enhanced City ST. THOMAS ST. THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802 - Enhanced Country US US - Enhanced Financial Interest in 25 or More Accounts No Signature Authority in 25 or More Accounts No Information on Financial Account(s) Owned Separately Account 1 of 2 Report For Calendar Year 12017 Page 1 The enclosed mformation was collected and disseminated under provision: of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only for a purpose con ustent with acrmnal tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. indueng analysis, to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or hi: authorized delegate. Suspicious activity reports filed under the BSA must be treated with particular care given that they contain unsubstantiated allegations of pays.ble criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may recult in aiminal or civil sanclisz. 68398£L£1000IC VS9 EFTA01654209 FinCEN I Financial Crimes Enforcement Network United States Depanment a the itoauty FBAR Transcript BSA: 31000131386239 and DCN: Information on Financial Account(s) Owned Separately Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number 090443348 Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation 0293300000061444 Maximum value of Account During Calendar Year Reported $105,463 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Account 2 of 2 Report For Calendar Year 2017 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Bank Account Number or Other Designation Maximum value of Account During Calendar Year Reported $165,201 Name of Financial Institution in which the Account is Held BNP PARIBAS Financial Institution Address Address Type Foreign account financial institution address Street Address 16 BOULEVARD DES ITALIANS 16 BOULEVARD DES ITALIANS - Enhanced Page 2 The enclosed mformatico was caected and disseminated under provisions of the Bank Secrecy Act One SSA) and U.S. Department of the Treasury reguLations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluemg analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crimes Enforcement Netwakor his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystale criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil :webs:. 6£Z98£L£L000LE VS9 EFTA01654210 FinCEN I Financial Crimes Enforcement Network Lines N.“-, pepsmalt of the Treasury FBAR Transcript BSA: 31000131386239 and DCN: Information on Financial Account(s) Owned Separately City PARIS PARIS - Enhanced ZIP Code 75009 75009 - Enhanced Country FR FR - Enhanced Signature Signature Date 08/18/2018 Third Party Preparer Use Only Preparer's Last Name HASSON, CPA Preparer's First Name DAVID Preparer's MI M. Preparer's TIN Identification Type PTIN Identification Number Phone Number (516) 488-8400 Preparing Firm's Name SECKENDORF HASSON AND REILLY CPA's Lit Preparing Firm's TIN Identification Type EIN Identification Number 900436485 Preparer's Address Address Type Third Party Preparer Firm Address Street Address 3000 MARCUS AVE STE 1W5 3000 MARCUS AVE STE 1W5 - Enhanced City LAKE SUCCESS NEW HYDE PARK - Enhanced State NY NY - Enhanced ZIP Code 11042-1009 11042-1007 - Enhanced Country US US - Enhanced Page 3 The enclosed mformation was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regOations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The mformation a sensitive m nature and is to be treats accadingly. The information may be used only for a purpose consistent with a crrnmat. tax. or regulatory mvestigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. inclueng analysis. to protect against mtemational terrorism. See 31 U.S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Financial Crates Enforcement Network or his authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to confidential informant tips. Unauthorized release of information collected wider the BSA may rezult in criminal or civil :miens:. 6£Z98£L£L000LE Val EFTA01654211 FinCEN I Financial Crimes Enforcement Network VMS States Dept num of the Treasury FBAR Transcript BSA: 30000043057149 and DCN:20101910428660 Filing Information Filing Type(s) Initial Report Filing Date 04/12/2010 Received Date 07/10/2010 Entry Date 10/22/2010 Report for Calendar Year 2007 Submission Method Paper filing Filer Information Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Filer First Name JEFFREY Filer Middle Name E Filer Date of Birth 01/20/1953 Filer Address Address Type Foreign account filer address Street Address 6100 RED HOOK QTR STE 3B 6100 RED HOOK QTRS STE 3B - Enhanced City ST THOMAS ST THOMAS - Enhanced State VI VI - Enhanced ZIP Code 00802 00802-1301 - Enhanced Country US US - Enhanced Total Number of Foreign Financial Accounts 4 Information on Financial Account(s) Owned Separately Account 1 of 4 Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Page 1 The enclosed nformatico was collected and disseminated under provisions of the Bank Secrecy Act (the SSA) and U.S. Department of the Treasury regaations implementing the BSA. See 31 U.S.C. 5311. et seq.: 31 CFR Chapter X. The reformation a sensitive n nature and is to be treats accadingly. The information may be used only fa a purpose con ustent with acrtnnal, tax. or regulatory nvestigation or proceeding. or in the conduct of ntelligence or counterntelligence activities. incluctn analysis. to protect against nternational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Palencia Crames Enforcement Netwakor he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of passtle criminal activity. akin to ccofidential informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 641190£400000C VS9 EFTA01654212 FinCEN Financial Crimes Enforcement Network Vatted SUM ()cps onalt al the Limon? FBAR Transcript BSA: 30000043057149 and DCN:20101910428660 Information on Financial Account(s) Owned Separately Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Other Other Type of Account PVT INV FUND Account Number or Other Designation SH214 Maximum value of Account During Calendar Year Reported Over $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HIGHBRIDGE CAPITAL CORPORATION Financial Institution Address Address Type Foreign account financial institution address Country BW BW - Enhanced Account 2 of 4 Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type SSN/ITIN Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Account Number or OtherBank - Designation Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC PARIS Financial Institution Address Address Type Foreign account financial institution address Country FR FR - Enhanced Account 3 of 4 Report For Calendar Year 2007 Filer Role Foreign account filer Filer TIN Identification Type I SSN/ITIN Page 2 The enclosed mformatico was collected and disseminated under provisions of the Bank Secrecy Act (the BSA) and U.S. Department of the Treasury regttations implementing the BSA. See 31 U S C. 5311. et seq.: 31 CFR Chapter X. The information a sensitive m nature and is to be treated accactingly. The information may be used only fa a purpose consistent with a crrnmat. tax. or regulatory investigation or proceeding. or in the conduct of mtelligence or countermtelligence activities. incluckig analysis. to protect against mtemational terrorism. See 31 U S.C. 5311. The information cannot be further released. disseminated. disclosed. or transmitted without prior approval of the Director of Fmancial Crames Enforcement Network or he authorized delegate. Suspicious activity reports filed under the GSA must be treated with particular care given that they contain unsubstantiated allegations of paystle criminal activity. akin to ccolldenhal informant tips. Unauthorized release of information collected wider the BSA may result in criminal or civil sanctions. 6412.906400000C.VS9 EFTA01654213 FinCEN I Financial Crimes Enforcement Network United Ns" Dcparoncnt d the ricbuty FBAR Transcript BSA: 30000043057149 and DCN:20101910428660 Information on Financial Account(s) Owned Separately Identification Number Type of Filer Individual Filer Last Name or Organization Name EPSTEIN Account Type Securities Account Number or Other Designation Maximum value of Account During Calendar Year Reported $100,000 to $1,000,000 Filer Has a Financial Interest in this Account Yes Name of Financial Institution in which the Account is Held HSBC Financial Institution Address Address Type Foreign account financial institution address C