DTIC ADA505601: An Analysis of the FARC in Colombia: Breaking the Frame of FM 3-24

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An  Analysis  of  the  FARC  in  Colombia: 
Breaking  the  Frame  of  FM  3-24 


A  Monograph 
by 

MAJ  Jon-Paul  N.  Maddaloni 
U.S.  Army 


School  of  Advanced  Military  Studies 
United  States  Army  Command  and  General  Staff  College 
Fort  Leavenworth,  Kansas 


AY  2009 


Approved  for  Public  Release;  Distribution  is  Unlimited 


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21-05-2009  Master’s  Monograph 

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JUL  2008  -  MAY  2009 

4.  TITLE  AND  SUBTITLE 

AN  ANALYSIS  OF  THE  FARC  IN  COLOMBIA: 

BREAKING  THE  FRAME  OF  FM  3-24 

5a.  CONTRACT  NUMBER 

5b.  GRANT  NUMBER 

5c.  PROGRAM  ELEMENT  NUMBER 

6.  AUTHOR(S) 

MAJ  Jon-Paul  N.  Maddaloni 

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U.S.  Army  School  of  Advanced  Military  Studies 

ATTN:  Jacob  W.  Kipp,  Ph.D.,  Deputy  Director 

Fort  Leavenworth,  KS  66027 

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Approved  for  Public  Release;  Distribution  is  Unlimited 

13.  SUPPLEMENTARY  NOTES 

14.  ABSTRACT 

This  monograph  tells  the  narrative  of  the  FARC  in  Colombia  from  the  perspective  of  the  counterinsurgent  and  presents  a 
summary  of  the  evolution  of  the  FARC.  The  Colombian  government  has  achieved  recent  success  against  the  FARC  after 
more  than  forty  years  and  examination  of  their  success  is  useful  to  understanding  counterinsurgency  warfare.  Next,  using 
counterinsurgency  and  state  power  theorists,  the  FARC  is  examined  to  identify  and  classify  their  behavior  in  their 
environment.  This  new  FARC  perspective  is  then  compared  to  the  frame  of  FM  3-24  to  identify  points  of  variance.  Initially, 
the  argument  is  made  that  FM  3-24  was  written  specifically  for  Iraq  to  the  exclusion  of  other  insurgencies  around  the  world. 
This  aspect  of  FM  3-24  makes  following  its  prescription  dangerous  and  a  more  inclusive  reframing  is  past  due. 
Consequently,  the  historical  principles  of  counterinsurgency  from  chapter  one  of  FM  3-24  are  examined  with  the  theory 
derived  from  Colombia’s  experience  with  the  FARC  as  a  creative  way  ahead  and  challenge  to  the  current  frame  of  FM  3-24. 
The  result  are  the  following  improved  counterinsurgency  principles  for  Colombia:  (1)  Reassert  control  over  the  national 
territory,  (2)  A  unifying  strategy  is  essential,  (3)  Political  and  military  factors  combined  create  synergy,  (4) 
Counterinsurgents  must  understand  the  adversary  space,  (5)  Operations  drive  intelligence,  (6)  Insurgents  must  be  forced 
away  from  their  support  and  destroyed,  (7)  Rule  of  law  and  increasing  transparency  in  society  is  essential,  and  (8) 
Counterinsurgents  should  commit  to  rapidly  ending  hostilities. 

COIN  Theory  and  Doctrine 

16.  SECURITY  CLASSIFICATION  OF: 


c.  THIS 
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Standard  Form  298  (Rev.  8-98) 

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SCHOOL  OF  ADVANCED  MILITARY  STUDIES 


MONOGRAPH  APPROVAL 

MAJ  Jon-Paul  N.  Maddaloni 

Title  of  Monograph:  An  Analysis  of  the  FARC  in  Colombia:  Breaking  the  Frame  of 
FM  3-24 


Approved  by: 


_  Monograph  Director 

Geoffrey  Demarest,  LTC(R),  Ph.D. 


_  Monograph  Reader 

Christof  Schaefer,  COL,  German  GS 


_  Director, 

Stefan  Banach,  COL,  IN  School  of  Advanced 

Military  Studies 


_  Director, 

Robert  F.  Baumann,  Ph.D.  Graduate  Degree 

Programs 


11 


Abstract 


AN  ANALYSIS  OF  THE  FARC  IN  COLOMBIA:  BREAKING  THE  FRAME  OF  FM  3-24  by 
MAJ  Jon-Paul  N.  Maddaloni,  U.S.  Army,  58  pages. 


This  monograph  tells  the  narrative  of  the  FARC  in  Colombia  from  the  perspective  of  the 
counterinsurgent  and  presents  a  summary  of  the  evolution  of  the  FARC.  The  Colombian 
government  has  achieved  recent  success  against  the  FARC  after  more  than  forty  years  and 
examination  of  their  success  is  useful  to  understanding  counterinsurgency  warfare.  Next,  using 
counterinsurgency  and  state  power  theorists,  the  FARC  is  examined  to  identify  and  classify  their 
behavior  in  their  environment.  This  new  FARC  perspective  is  then  compared  to  the  frame  of  FM 
3-24  to  identify  points  of  variance.  Initially,  the  argument  is  made  that  FM  3-24  was  written 
specifically  for  Iraq  to  the  exclusion  of  other  insurgencies  around  the  world.  This  aspect  of  FM  3- 
24  makes  following  its  prescription  dangerous  and  a  more  inclusive  reframing  is  past  due. 
Consequently,  the  historical  principles  of  counterinsurgency  from  chapter  one  of  FM  3-24  are 
examined  with  the  theory  derived  from  Colombia’s  experience  with  the  FARC  as  a  creative  way 
ahead  and  challenge  to  the  current  frame  of  FM  3-24.  The  result  arc  the  following  improved 
counterinsurgency  principles  for  Colombia:  (1)  Reassert  control  over  the  national  territory,  (2)  A 
unifying  strategy  is  essential,  (3)  Political  and  military  factors  combined  create  synergy,  (4) 
Counterinsurgents  must  understand  the  adversary  space,  (5)  Operations  drive  intelligence,  (6) 
Insurgents  must  be  forced  away  from  their  support  and  destroyed,  (7)  Rule  of  law  and  increasing 
transparency  in  society  is  essential,  and  (8)  Counterinsurgents  should  commit  to  rapidly  ending 
hostilities. 


TABLE  OF  CONTENTS 


Introduction .  1 

History . 3 

The  Beginnings  of  the  FARC  -  1960’s . 9 

FARC  in  the  1970’s .  10 

FARC  in  the  1980’s . 12 

FARC  in  the  1990’s .  16 

FARC  from  2000  -  2005 . 20 

FARC  from  2005  -  present . 22 

Theory . 24 

What  is  it  that  makes  the  FARC  in  Colombia  unique  or  different? . 24 

What  makes  the  FARC  the  same  as  any  other  guerrilla  insurgency? . 27 

What  do  the  theorists  have  to  say? . 28 

Doctrine . 38 

Does  FM  3-24  apply  to  all  insurgencies  or  just  Iraq? . 38 

Where  are  the  doctrinal  gaps  for  the  FARC  in  Colombia? . 41 

Conclusion . 46 

APPENDIX  A  -  Map  of  Colombia . 47 

APPENDIX  B  -  Summary  of  the  FARC  Narrative  and  Strategy . 48 

APPENDIX  C  -  FARC  Chronology  and  Key  Events . 49 

APPENDIX  D  -  Map  of  the  Population  Density  in  Colombia . 51 

APPENDIX  E  -  Map  of  the  FARC  Blocs . 52 

APPENDIX  F  -  Map  of  Drug  Cultivation  Areas  in  Colombia . 53 

BIBLIOGRAPHY . 54 


IV 


Introduction 


General  Petraeus  likes  to  ask  his  analysts  to  focus  on  the  left  of  the  explosion  to  reach 
early  understanding  and  get  one  step  ahead  of  the  adversary.  This  monograph  asks  the  reader  to 
focus  on  the  right  of  Iraq  in  order  to  reach  early  understanding  of  what  may  potentially  become 
the  next  struggle  against  insurgency.  There  is  more  going  on  the  world  than  operations  in  the 
CENTCOM  Theater. 

Colombia’s  long  counterinsurgency  war  against  the  main  insurgent  group,  Fuerzas 
Armadas  Revolucionarias  de  Colombia  (Revolutionary  Armed  Forces  of  Colombia),  or  FARC 
has  been  going  on  for  over  40  years.  Most  scholars  and  pundits  agree  that  Colombia  has  recently 
achieved  success  in  the  war  against  their  insurgents.  In  general,  what  is  being  said  is  that  FARC 
attacks  have  decreased  to  their  lowest  observed  levels  in  ten  years,  the  people  overwhelmingly 
support  President  Uribe’s  program  of  “Democratic  Security”  against  the  FARC,  several  key 
FARC  leaders  have  been  killed,  and  there  are  signs  the  overall  FARC  command  and  control 
capability  has  suffered  irrevocably.  However,  progress  in  the  Colombian  counterinsurgency  war 
has  not  been  easy  and  has  had  more  setbacks  than  advances.  The  FARC’s  relationship  to  the 
narco-traffickers  is  closer  than  ever  before,  and  as  long  as  the  drug  trade  remains  viable,  will  have 
an  inexhaustible  supply  of  money  to  continue  fighting.  Similar-  to  Iraq,  some  argue  that  the 
progress  in  Colombia  is  fragile  and  reversible. 

The  significance  of  Colombia’s  insurgency  to  U.S.  national  interests  is  threefold.  First, 
the  U.S.  desires  stability  in  the  region  knowing  full  well  the  spillover  effects  of  civil  war  to  the 
human  condition  and  rights.  Colombia  is  a  critical  foothold  for  U.S.  influence  in  the  region.  The 
U.S.  strongly  supports  the  Colombian  government  with  economic  aid  and  military  assistance 
against  their  insurgency  and  illegal  drug  production  and  trafficking  problem.  This  aid  and 
assistance  is  significant  enough  that  Colombia’s  success  against  their  insurgency  is  perceived  as  a 
U.S.  success.  Second,  economic  considerations  are  paramount,  with  the  U.S.  as  the  largest  foreign 


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investor  and  trade  partner  in  Colombia.  The  problems  resulting  from  the  Colombian  insurgency 
and  illegal  drug  production  and  trafficking  are  a  negative  influence  on  the  U.S.  economy.  Third, 
Colombia  is  a  strong  democracy  and  ally  in  containing  world  terrorism.  Every  effort  to  strengthen 
Colombia’s  capability  to  fight  their  insurgency  and  terrorism  is  in  alignment  with  the  U.S. 
national  interest  of  counterterrorism. 1 

The  monograph  will  follow  the  history-theory-doctrine  methodology.  Fundamental  to  the 
methodology  is  understanding  the  adversary  before  counter-strategy  is  identified.  The  first  major 
section  of  the  monograph  will  focus  on  telling  the  FARC  narrative  from  the  perspective  of  the 
counterinsurgent.  The  goal  is  to  examine  the  complex  relationship  FARC  has  in  Colombia  and 
identify  the  reasons  for  how  the  recent  counterinsurgency  successes  were  possible.  The  next 
major  section  will  explore  various  theories  that  explain  the  uniqueness  of  the  FARC  and  how  the 
FARC  is  like  other  insurgencies.  This  section  begins  the  process  of  introducing  how  a  study  of 
the  FARC  might  be  applicable  to  the  study  of  the  future  of  counterinsurgency  warfare.  The  final 
major  section  is  a  comparison  of  the  Army’s  current  doctrine  as  established  in  FM  3-24 
Counterinsurgency  with  the  theories  developed  for  the  FARC  in  Colombia.  The  result  is  an 
adjustment  to  the  eight  historic  principles  of  counterinsurgency  warfare  established  in  chapter  one 
of  FM  3-24  that  are  more  applicable  to  the  Colombian  environment  from  observations  of  the 
FARC.  Using  the  historic  principles  of  counterinsurgency  outlined  in  FM  3-24  is  simply  a 
creative  way  to  demonstrate  the  manual’s  narrow  approach  and  frame.  Replacing  the  principles  in 
FM  3-24  with  the  ones  created  in  this  monograph  for  Colombia  would  be  a  failure  in  logic 
because  it  would  replace  very  specific  principles  with  a  new  set  of  specific  principles.  What  this 


1  U.S.  Congress.  House.  Committee  on  International  Affairs.  Testimony  of  Robert  B.  Charles  on 
Why  All  Americans  Should  Support  Plan  Colombia:  Hearing  of  Western  Hemisphere  Subcommittee.  1 10th 
Cong.,  1st  sess.,  April  24,  2007.  http://foreignaffairs.house.gov/110/cha042407.htm  (accessed  April  5, 
2009). 


2 


monograph  advocates  is  a  new  comprehensive  approach  to  counterinsurgency  doctrine  that 
includes  theory  and  observations  from  insurgencies  other  than  those  operating  in  Iraq. 

Seneca,  the  famous  Roman  philosopher  from  1st  AD,  said  “Luck  is  what  happens  when 
preparation  meets  opportunity.”2  For  many  years  in  Iraq,  the  U.S.  efforts  were  unprepared  and 
opportunities  were  missed.  Without  elaborating  on  contributing  issues  of  friction  between 
national  policy  and  the  military  command  in  Iraq,  FM  3-24  was  published  to  send  a  clear  message 
of  the  new  military  strategy  in  Iraq  as  a  break  from  perceptions  at  the  policy  level  and  to  gain 
support  for  new  preparations  that  would  create  favorable  conditions  for  positive  gains  against  the 
insurgents.  FM  3-24’s  focus  was  clearly  Iraq  and  not  a  comprehensive  approach  to 
counterinsurgency.  The  danger  in  FM  3-24’s  narrow  approach  to  counterinsurgency  is  that  it  may 
lead  to  unpreparedness  and  missed  opportunities,  or  what  Michael  Kenney  would  describe  as 
“competency  traps.”3  Additionally,  the  study  of  counterinsurgency  around  the  world  and  in 
different  times  throughout  history  yields  a  better  understanding  of  the  current  operations  facing 
the  Army  in  Iraq  and  Afghanistan.  This  monograph  is  a  step  towards  what  Seneca  would  call 
“preparation”  in  order  to  be  ready  to  meet  a  future  “opportunity.” 


History 

Beginnings  in  history  are  troublesome  because  perfect  hindsight  is  problematic  and 
perspective  tends  to  add  bias,  or  flawed  conviction.  The  beginnings  and  story  of  the  FARC  are  no 


2  David  H.  Petraeus.  “Multi-National  Force-Iraq  Commander’s  Counterinsurgency  Guidance.” 
Military  Review:  Special  Edition,  Counterinsurgency  Reader  II  (August  2008):  212. 

3  Michael  Kenney  suggests  failures  in  strategies  against  insurgencies,  drug  networks,  and  terror 
networks  have  more  to  do  with  failures  to  address  root  causes  and  create  policies  capable  of  producing 
desired  results.  He  labels  this  the  “competency  trap”  where  the  same  military  strategy  is  used  with  little  to 
no  exploratory  learning  for  more  comprehensive  measures  that  could  have  positive  results  on  the  root 
conditions.  Michael  Kenney.  From  Pablo  to  Osama:  Trafficking  and  Terrorist  Networks,  Government 
Bureaucracies,  and  Competitive  Adaptation  (University  Park:  The  Pennsylvania  State  University  Press, 
2007),  24. 


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different.  What  follows  is  an  attempt  to  provide  a  narrative  of  the  FARC  to  better  understand  their 
relationship  in  Colombia  to  the  government  and  the  people.  A  narrative  of  the  FARC  should 
begin  with  knowledge  of  Colombian  history.  The  two  are  inextricably  linked.  (See  Appendix  A  - 
Map  of  Colombia  when  necessary  for  geographic  reference) 

Colombia  was  settled  with  indigenous  tribes  until  the  Spanish  arrived  in  the  early  1500s. 
Spanish  colonization  and  occupation  lasted  over  300  years  and  through  mechanical  ascription 
established  some  lasting  behaviors  and  Flispanic  culture.  The  Spanish  ruled  with  power  vested  in 
the  elites  and  the  church.  Governing  authority  was  strongly  centralized  and  society  was  mostly 
rural,  centered  on  agriculture  and  mineral  settlements.  Export  to  the  old  world  was  the  measure  of 
success  and  taxes  were  universally  administered  on  all  goods  and  services.  The  geography  of 
Colombia  left  much  of  the  population  dispersed  and  created  pockets  of  isolation.  Over  the  three 
centuries  of  Spanish  domination,  indigenous  peoples  largely  declined  and  either  mixed  with 
descendents  from  Spain,  mixed  with  African  slaves  brought  to  Colombia  for  labor,  or  fell  to 
disease.  Upward  mobility  in  society  was  not  the  norm  and  no  charter  existed  professing 
inalienable  rights  for  all  peoples  in  society. 

There  were  several  small  revolts  against  Spanish  rule  throughout  this  period,  however, 
none  were  successful  until  a  momentous  cause  and  opportunity  aligned  a  revolutionary  elite.  In 
1808  the  king  of  Spain  was  deposed  when  the  French  forces  of  Napoleon  invaded.  Napoleon 
replaced  the  ruling  family  of  Spain  with  his  own  and  made  his  brother  Joseph  the  king.  South 
American  born  elites  with  Spanish  ancestry  saw  this  as  the  time  to  replace  their  Spanish  born 
masters  and  keep  more  of  what  they  saw  as  theirs.  A  major  point  of  contention  was  that  taxes  had 
been  steadily  increased  to  help  pay  for  Spain’s  wars  against  Britain  and  France.  The  first  major 
victory  came  about  when  Simon  Bolivar’s  revolutionary  forces  defeated  the  Spanish  military  at 


4 


the  Battle  of  Boyaca  in  1819.4 5  This  was  a  psychological  blow  to  the  Spanish  royalist  followers 
who  subsequently  fled  the  major  regions  of  Colombia.  Although  Simon  Bolivar,  the  figurehead  of 
the  revolution,  espoused  liberty  and  republican  virtues,  the  revolution  was  more  about  power, 
money,  and  independence  from  Spanish  authority.3 

The  next  hundred  years  following  independence  from  Spain  were  dominated  with  civil 
unrest  based  in  two  divergent  philosophies  that  still  affect  Colombia  today.  The  two  foremost 
political  parties  formed  shortly  after  independence  was  won  and  seldom  found  room  for 
compromise.  Colombia’s  history  of  violence  doesn’t  have  a  distinct  beginning  per  se,  but  during 
this  time  the  seeds  were  sown  that  legitimized  violence  as  the  main  negotiation  tool  used  in  the 
political  arena.  On  one  hand,  the  conservative  party,  or  Partido  Conservador  (PC),  was  based  in 
the  belief  that  a  centralized  system  of  government  with  a  strong  executive  was  the  best  for 
Colombia.  The  centralized  system  would  protect  the  church,  feudal  agrarian  society,  and  native 
industry.  This  was  in  shaip  contrast  to  the  liberal  party,  or  Partido  Liberal  (PL),  that  enlisted 
change  to  a  federal  system  with  strong  checks  and  balances  against  dictatorship.  The  liberal  party 
wanted  a  secular  state  with  separated  church  influence  and  open,  free  markets. 

One  thing  both  parties  agreed  upon  was  to  protect  against  a  strong  federal  military  force. 
A  strong  military  was  seen  as  the  surest  way  for  the  republic  to  lose  its  way.  Pursuant  to  their 
goals  the  political  parties  invested  in  small  department  and  private  armies  over  a  larger  federal 
force.  Department  and  landed  elite  private  armies  were  prone  to  violence  against  regional  and 
business  competitors  for  purely  self-interest.  The  result  was  a  trend  towards  violence  as  the 


4  Bert  Ruiz,  The  Colombian  Civil  War  (Jefferson:  McFarland  &  Company,  Inc.,  2001),  190. 

5  Simon  Bolivar  commonly  traveled  with  Montesquieu’s  De  l ’esprit  des  lois,  or  Spirit  of  the  Laws 
and  is  best  known  for  stating  his  beliefs  of  justice,  liberty,  equality  and  the  cause  for  South  American 
independence  from  Spain  in  his  Letter  from  Jamaica  written  in  1815. 

http://faculty.smu.edu/bakewell/BAKEWELL/texts/iamaica-letter.html.  (accessed  April  5,  2009). 


5 


dominant  means  to  resolve  problems,  a  weak  federal  state,  and  a  preponderance  of  political 
imbalance  without  the  means  to  achieve  an  overwhelming  majority. 

Worth  mentioning  is  the  dark  period  from  1899  to  1902  known  as  the  War  of  1,000  Days. 
This  period  was  the  culmination  of  constant  political  positioning,  ongoing  since  independence 
was  achieved,  to  gain  dominance  over  the  entire  state.  The  level  of  violence  reached  new  heights 
as  the  incumbent  conservatives  fought  against  a  liberal  challenge  to  control  of  government..  The 
results  of  the  war  were  over  100,000  dead  and  Colombia’s  economy  in  mins.6  More  importantly, 
in  their  resistance,  the  liberal  controlled  forces  formed  guerrilla  bands  in  the  south  and  central 
regions  of  Colombia.  These  regional  guerrilla  bands  were  the  precursor  for  insurgent  movements 
that  garnished  support  from  the  landless  indigents  and  rural  poor.  Towards  the  end  of  the  war  the 
state  was  exhausted  and  tired  of  violence.  The  parties  and  the  people  wanted  a  return  to  normalcy 
and  peace.  During  this  time  the  United  States  took  advantage  of  the  weakened  Colombian  state 
and  helped  Panama  gain  its  independence  from  Colombia.  Then,  the  United  States  government 
helped  broker  a  deal  with  the  Colombian  warring  factions  in  order  to  improve  regional  stability 
for  building  the  Panama  Canal.  U.S.  interests  were  both  economic  and  security  focused  with  a 
future  passage  between  the  Pacific  and  Atlantic  Oceans  as  the  immediate  strategic  goal.7 

After  the  War  of  1,000  days,  relative  peace  was  restored.  The  fighting  was  caused  from 
Colombia  moving  too  much  to  the  political  right  with  the  rewrite  of  the  constitution  in  1886  that 
called  for  a  stronger  national  government  and  a  return  to  a  state  partnership  with  Catholicism. 


6  James  F.  Rochlin,  Vanguard  Revolutionaries  in  Latin  America:  Peru,  Colombia,  Mexico 
(Boulder:  Lynne  Rienner  Publishers,  2003),  91. 

7  The  U.S.  had  significant  problems  negotiating  a  treaty  with  Colombia  for  the  construction  of  the 
Panama  Canal  in  1901.  The  U.S.  provided  assistance  to  the  PC  forces  and  brokered  a  peace  to  the  War  of 
1,000  Days  on  board  the  battleship  USS  Wisconsin.  Shortly  after  the  peace,  the  U.S.  helped  Panama  gain 
their  independence  from  Colombia  and  negotiated  with  the  newly  created  state  of  Panama  for  sovereignty 
rights  surrounding  the  canal  and  to  finish  building  the  canal  circa  1904. 

http://www.america.gov/st/peacesec-english/2008/Mav/20080521181322WRybakcuH0.9013178.html. 

(accessed  April  5,  2009). 


6 


Liberal  change  was  needed  to  move  Colombia  away  from  the  radical  political  right.  The 
constitution  was  amended  in  1914  to  include  popular  vote  for  the  presidency,  in  lieu  of  election 
through  the  elites  in  government.  The  two  main  political  parties  fractured  into  radical  and 
moderate  wings  that  tended  to  find  a  centrally  themed  consensus  or  coalition  without  resulting  in 
civil  war.  At  the  turn  of  the  century  there  were  only  4,500  government  employees  and  by  1916 
“the  number  of  public  employees  had  increased  to  42,700.”8  Prior  to  this  change,  Colombia  was 
mostly  administered  at  the  local  level  through  informal  connections.  Additionally,  prosperity  was 
returned  with  the  strength  of  the  dominant  exports,  coffee  and  gold,  which  turned  the  economy 
around  from  a  severe  depression  at  the  turn  of  century.  The  national  military  was  increased  and 
reequipped  to  support  the  constitutional  mandate  to  restore  public  order  and  ensure  commerce 
was  not  disrupted. 

The  relative  peace  was  shattered  with  the  assassination  of  liberal  presidential  candidate 
Jorge  Gaitan  in  1948.  Gaitan  was  in  many  ways  the  first  populist  candidate  and  broke  with  many 
elitist  traditions  as  an  advocate  for  the  people  and  labor  interests.  Colombia’s  urban  movement 
and  developing  middle  class  found  their  voice  in  Gaitan  and  were  shocked  by  his  death.  Riots 
ensued  across  Colombia  as  thousands  were  killed  and  property  destroyed.  The  reaction  to 
Gaitan’ s  assassination  rocked  the  political  system  and  caused  a  movement  towards  polarization 
reminiscent  of  the  War  of  1,000  days.  The  period  that  followed  was  monstrous  and  called  La 
Violencia,  or  the  violence.  Reports  of  deaths  during  La  Violencia  range  from  80,000  to  400,000 
and  there  was  no  bloodier  time  in  Colombian  history.9  Both  liberals  and  conservatives  formed 
guerrilla  groups  and  death  squads,  and  the  violence  permeated  all  of  Colombia  as  families  and 
individuals  took  advantage  of  the  murderous  time  to  exact  revenge  against  “unruly  neighbors, 

8  Frank  Safford  and  Marco  Palacios,  Colombia:  Fragmented  Land,  Divided  Society  (New  York: 
Oxford  University  Press,  2002),  243. 

9  Safford  and  Palacios,  Colombia:  Fragmented  Land,  Divided  Society,  345. 


7 


cheating  husbands,  ruthless  landlords,  and  uncompromising  bosses.”10  A  final  development  from 
the  period  was  the  addition  of  economic,  not  just  partisan,  reasons  for  killing.  Several  mafia 
bosses  and  gang  leaders  took  advantage  of  the  chaos  to  better  organize  themselves  and  define 
their  boundaries.  La  Violencia  left  a  scar  on  Colombia  that  would  take  decades  to  heal,  and  to 
many,  still  remains  in  the  consciousness  of  daily  life. 

The  official  end  of  La  Violencia  began  with  a  political  compromise  and  shared  offer  of 
peace  from  both  parties  who  were  tired  of  the  constant  fear,  death,  and  destruction.  The 
framework  for  peace  was  proclaimed  in  the  agreement  named  the  Declaration  of  Sitges.  The  PC 
and  PL  parties  formed  a  National  Front  and  in  1957  both  parties  agreed  to  a  new  government 
where  control  would  alternate  every  four  years  for  a  period  of  sixteen  years.  A  catch  to  the 
agreement  was  that  it  existed  only  between  the  liberal  and  conservative  parties  with  the  exclusion 
of  all  other  existing  political  parties.  Communist  and  socialist  parties,  as  well  as  their  supporters, 
were  disenfranchised  with  this  agreement.  Both  communism  and  socialism  had  taken  root  in  the 
early  1940’s  and  1950’s  as  a  voice  for  the  poor  landless  and  working  class  struggle  against  the 
rich  land  and  business  owner  elite.  The  Marxist  revolution  in  Cuba  in  1959  led  by  Fidel  Castro 
and  Che  Guevara  would  fan  the  flames  of  discontent  over  exclusionary  politics  in  Colombia  and 
the  rest  of  Latin  America.  There  were  several  guerrilla  groups  that  formed  in  Colombia  during 
this  turbulent  time,  namely  the  Ejercito  Popular  de  Liberacion  (EPL),  the  19th  of  April  Movement 
(M-19),  the  Movimiento  Revolucionario  Liberal  (MRL),  the  Ejercito  de  Liberacion  Nacional 
(ELN),  and  the  FARC.  There  were  also  conservative  paramilitary  movements  calling  themselves 
guerrillas  for  peace  or  self-defense  forces.  As  much  as  possible  this  paper  will  focus  on  the  FARC 
as  a  single  case  study,  however,  there  will  naturally  be  some  overlap  with  these  other  groups. 


10  Steven  Dudley,  Walking  Ghosts:  Murder  and  Guerrilla  Politics  in  Colombia  (New  York: 
Routledge,  2004),  7. 


Colombian  history  to  this  point  exhibits  three  relevant  trends.  First,  there  is  a  history  of 
violence  to  resolve  problems.  Two  of  the  bloodiest  periods,  War  of  1,000  Days  and  La  Violencia, 
were  internal  wars  fought  for  power  and  control  of  the  national  government  along  radical 
fractures  in  political  thought.  Second,  the  state  is  in  constant  conflict  over  the  level  of 
centralization  which  has  its  origins  as  far  back  as  the  Spanish  colonial  period.  The  solution  has 
partly  been  regionalism  which  invariably  led  to  the  creation  of  isolated  territorial  pockets  and  a 
disregard  for  the  rule  of  law.  Third,  there  is  a  learned  behavior  with  roots  to  the  Spaniards  for 
exclusionary  politics.  The  nature  of  the  two  party  political  system  run  by  elites  has  been 
restrictive  in  granting  liberties  to  the  common  man  or  woman.  From  this  point  forward,  the 
histories  of  Colombia  and  the  FARC  are  one. 

The  Beginnings  of  the  FARC  -  1960’s. 

Some  experts  mark  the  beginning  of  the  FARC  with  the  liberal  guerrilla  groups  that 
fought  in  the  War  of  1,000  days  and  La  Violencia,  while  others  attribute  the  beginning  to  the 
Communist  guerrillas  who  were  ostracized  after  the  end  of  La  Violencia.  The  former  was 
certainly  true  with  respect  to  developing  techniques  and  tactics,  and  the  latter  shaped  the  FARC 
leaders’  ideology.  As  a  singular  event,  the  stirrings  of  the  FARC  as  an  insurgency  can  be  traced  to 
1964  when  the  Colombian  government  sent  troops  after  the  Communist  “independent 
republics.”11  There  were  several  districts  in  the  mountainous  region  of  Tolima  and  south  of 
Bogota  that  were  Communist  enclaves  completely  separate  from  government  control.  For  this 
operation,  the  U.S.  provided  aid  and  military  assistance  to  Colombia  as  a  paid  of  President 
Kennedy’s  Latin  American  pro-democracy  initiative,  called  Alliance  for  Progress.  The 
Colombian  operation  was  termed  Plan  Unite,  or  Plan  Laso,  and  was  aimed  at  bringing  the 


11  Dudley,  Walking  Ghosts:  Murder  and  Guerrilla  Politics  in  Colombia,  10. 


9 


independent  republics  back  under  state  control. 12  The  operation  achieved  its  goal,  but  many  of  the 
Communist  rebels  and  guerrillas  escaped.  Later  in  1966,  after  sufficient  time  had  passed  to  regain 
their  strength,  the  Communist  guerrillas  were  reorganized  as  the  Revolutionary  Armed  Forces  of 
Colombia  or  FARC.13 

Pedro  Antonio  Marin,  nom  de  guerre  Manuel  Marulanda  Valez  or  simply  Tirofijo,  and 
Luis  Morantes,  nom  de  guerre  Jacobo  Arenas,  came  to  the  forefront  and  established  themselves  as 
the  leaders  of  the  FARC.  Marulanda’ s  abilities  were  as  a  strong  guerrilla  fighter  and  charismatic 
leader,  while  Arenas  was  the  intellectual  Marxist  ideologue.  Together  they  formed  a  formidable 
team  and  attracted  the  disenfranchised  agrarian  poor  and  socialist  leaning  rebels  to  their  cause. 

It’s  important  to  note,  that  during  this  early  stage  the  FARC  satisfied  the  role  as  the  armed  force 
of  the  Colombian  Communist  Party.  They  received  funding  and  direction  from  the  leaders  of  the 
Communist  Party.  During  this  time  period,  the  FARC  numbers  ranged  from  50  to  500  and  were 
spread  throughout  the  rural  areas  of  central  and  southern  Colombia.  For  the  rest  of  the  decade  the 
FARC  was  on  the  edge,  barely  surviving  the  combined  Colombian  and  U.S.  operations  against 
them.  The  FARC  was  only  capable  of  small  hit  and  run  tactics  amounting  to  a  couple  of  attacks  a 
month. 

FARC  in  the  1970’s. 

Throughout  the  1970’s  the  FARC  continued  to  grow.  One  of  their  successful  techniques 
was  to  establish  a  front,  or  geographic  guerrilla  command,  between  Colombian  department 
boundaries  to  take  advantage  of  the  government’s  decentralized  administration.  In  keeping  with 
the  Marxist  manifesto,  the  FARC  began  local  township  infiltration  techniques  with  a  “public 


12  Safford  and  Palacios,  Colombia:  Fragmented  Land,  Divided  Society,  356. 

13  Angel  Rabassa  and  Peter  Chalk,  Colombian  Labyrinth:  The  Synergy  of  Drugs  and  Insurgency 
and  all  Its  Implications  for  Regional  Stability  (Santa  Monica:  RAND,  2001),  24. 


10 


order  commission — armed  guerrillas  who  seek  to  gain  public  sympathy  by  imposing  their  own 
version  of  law  and  order,  which  generally  involves  actions  against  local  criminals  or  other 
unpopular  individuals.”14  This  technique  allowed  the  guerrillas  to  gain  influence  and  control  of 
small  villages  and  towns  to  further  expand  their  logistical  base. 

During  this  period,  the  FARC  held  their  5th  conference  with  the  major  theme  of  creating  a 
general  staff  and  regulating  and  expanding  finances.  The  FARC  established  a  Fligh  Command, 
known  as  the  seven  member  Secretariat  and  a  standard  front  organization,  however,  there  was 
never  any  doubt  that  Marulanda  and  Arenas  were  in  charge.  Each  front  would  establish  combat 
units  and  commissions  for  intelligence,  finance,  logistics,  public  order,  and  mass  work. 15  The 
conference  decided  on  the  best  techniques  and  targets  for  extortion  and  kidnapping.  The 
procedures  for  both  activities  were  outlined  like  a  business  and  in  conjunction  with  forms  of 
coercion  were  successful  in  raising  money  for  expansion.  Some  ransoms  from  kidnapping  activity 
received  as  much  as  one  million  dollars  for  wealthy  cattle  farmers  and  diplomats.16 

Colombia  had  its  first  open  election  in  1974  with  the  end  of  the  Declaration  of  Sitges  and 
National  Front  agreement.  The  number  one  political  issue  was  the  economy  with  rising  inflation 
and  unemployment.  Symptoms  of  the  failing  financial  system  were  issues  of  drug  trafficking  and 
a  parallel  economy  that  begged  for  social  reform  that  never  developed.17  In  1978  Julio  Cesar 
Turbay  was  elected  president  and  charged  with  getting  the  state  in  order.  He  won  approval  for  the 
National  Security  Statute  that  gave  the  military  more  freedom  to  detain,  interrogate,  and  judge 
suspected  guerrillas  and  criminals.  In  essence,  the  military  created  torture  centers  and  generally 
“took  advantage  of  these  powers  to  incarcerate,  torture,  and  murder  hundreds  of  guerrillas  and 

14  Ibid.,  47. 

15  Ibid.,  25. 

16  Jane’s  Information  Group,  “Fuerzas  Armadas  Revolucionarias  de  Colombia  (FARC),” 
http://www8.janes.com  (accessed  September  25,  2008). 

17  Safford  and  Palacios,  Colombia:  Fragmented  Land,  Divided  Society,  332. 


11 


suspected  guerrilla  collaborators.”18  Government  human  rights  violations  were  rampant  and  every 
entity  in  Colombia  with  even  the  smallest  amount  of  organization  took  the  law  into  their  own 
hands.19  The  widely  held  belief  was  that  success  could  be  achieved  through  using  violent  guerrilla 
tactics  against  the  guerrillas.  Violence  was  widespread  and  government  legitimacy  waned.  The 
National  Security  Statute  was  “justified  both  on  the  grounds  that  it  was  employed  by  the 
guerrillas,  and  on  the  quasi-moral  grounds  that  it  was  it  short-term  tactic  designed  to  end  a 
conflict  as  rapidly  as  possible.”20 

Interestingly,  the  hardest  hit  insurgent  movements  during  this  time  were  the  ELN  and  M- 
19.  Both  of  these  insurgencies  irreplaceably  lost  key  leaders  and  sizable  numbers  of  supporters. 
Conversely,  the  FARC  grew  in  size,  expanded,  and  the  Security  Statute  had  an  interesting  effect 
on  the  FARC’s  recruitment.  Throughout  this  period  they  earned  their  reputation  as  a  sort  of  David 
against  the  strong-arm  tactics  of  the  government  Goliath.  This  perception  increased  their  romantic 
rebel  image  and  brought  many  younger  volunteers  to  their  ranks.21 

FARC  in  the  1980’s. 

Throughout  the  1980’s  the  FARC  continued  to  grow  reaching  3,600  members  and  over 
32  fronts.22  The  FARC  reached  the  point  where  they  were  able  to  bring  up  to  150  guerrillas  to  one 
engagement,  take  over  entire  towns  by  force,  and  challenge  the  military  directly  in  small  scale 


18  Dudley,  Walking  Ghosts:  Murder  and  Guerrilla  Politics  in  Colombia ,  32. 

19  Marco  Palacios,  Between  Legitimacy  and  Violence:  A  History  of  Colombia  1875-2002  (Durham: 
Duke  University  Press,  2006),  199. 

20  Paul  Wolf,  “Notes  on  Counterinsurgency  and  Counterterror,”  2002. 
http://www.icdc.com/~paulwolf/colombia/counterinsurgencv.htm  (accessed  February  16,  2009). 

21  The  writings  and  accounts  of  Father  Javier  Giraldo,  a  human  rights  activist  during  the  Turbay 
administration,  recorded  the  “chilling  account  of  the  terror  in  the  countryside”  committed  by  the 
government’s  forces.  His  writings  and  many  more  personal  accounts  of  victims  of  government  violence 
contributed  to  the  perception  that  the  FARC  was  morally  justified.  Ruiz,  The  Colombian  Civil  War,  166. 

22  Rabassa  and  Chalk,  Colombian  Labyrinth:  The  Synergy  of  Drugs  and  Insurgency  and  all  Its 
Implications  for  Regional  Stability,  26. 


12 


platoon  and  company  combat  operations.  This  was  a  significant  change  from  their  hit  and  run  and 
ambush  tactics  from  the  previous  decade. 

The  FARC  continued  to  look  for  ways  to  expand  their  finances  and  discovered  a  new 
avenue  for  extortion  with  the  vast  oil  discoveries  in  the  remote  areas  of  the  Arauca  and  Casanare 
Departments.  In  activities  frequently  coordinated  with  the  ELN,  the  FARC  bombed  oil  facilities 
and  pipelines  as  a  form  of  extortion  against  the  big  oil  companies.  The  attacks  on  oil  companies 
also  propelled  their  Marxist  cause  on  a  national  scale  with  the  message  that  government’s  oil 
resource  export  economic  policy  was  not  benefiting  the  people  and  just  making  the  elites  richer. 
Later,  these  attacks  would  progress  to  the  point  where  the  government  was  forced  to  levy  a  $  1  per 
barrel  war  tax  to  pay  for  protection  of  oil  infrastructure  and  workers.  This  was  a  major  success  for 
the  Colombian  insurgencies  that  they  would  use  as  leverage  in  the  years  to  come. 

The  most  significant  development  in  the  1980’s  was  the  results  of  7th  FARC  conference 
in  1982.  There  was  a  concerted  effort  of  Marulanda  and  Arenas  to  legitimize  the  FARC  as  a 
belligerent  and  receive  legal  standing  similar  to  that  of  a  government  under  the  Geneva 
Conventions.  Their  argument  was  simple;  they  controlled  territory,  had  an  organized  aimed  force, 
and  wanted  a  grand  secession  similar  to  the  declared  independent  republics  of  the  1960’s.  In 
keeping  with  this  theme,  the  FARC  added  the  initials  EP,  standing  for  Ejercito  del  Pueblo  or 
People’s  Army,  to  their  name  and  adopted  a  more  disciplined  uniform  policy  and  rank  structure. 
The  conference  solidified  gains  and  planned  for  the  expansion  of  commodity  taxes  on  gold,  oil, 
cattle,  and  coffee  in  FARC  controlled  areas.  Flowever,  most  noteworthy  of  the  extortion  on 
commodities  was  the  decision  to  expand  taxes  to  the  illegal  drug  industry  with  a  deliberate 
schedule  of  fees  known  as  the  gramaje.  At  first,  the  FARC  leadership  forbade  the  development  of 
coca  and  marijuana  as  counter-re volutionary,  counter  to  the  social  contract  with  the  people,  and 
viewed  the  illegal  drugs  as  an  elitist  disease.  They  changed  their  minds  when  they  realized  the 
poor  farmer,  the  FARC  support  base,  had  little  choice  but  to  grow  drugs  and  they  would  ostracize 
this  group  with  a  hard  line  stance.  The  gramaje,  or  coca  tax,  was  viewed  as  a  way  to  protect  the 


13 


farmer  against  the  crime  organizations  and  paramilitary  groups  taking  advantage  of  the  poor.  In 
order  to  maximize  support  of  the  coca  farmer  the  FARC  deliberately  expanded  into  the  coca  rich 
areas  of  Caqueta.  Meta,  and  Magdalena  Valley  with  new  fronts. 

The  new  FARC  strategy  from  the  conference  was  simple,  it  was  an  eight  year  plan  to 
build  enough  military  power  and  control  throughout  Colombia  to  win  against  the  army  and  take 
control  of  the  government.  Perhaps  unintentional,  the  strategy  sounded  more  Maoist  than  Marxist 
and  more  focused  on  military  than  political  means.  The  Maoist  proverb  “power  comes  from  the 
barrel  of  a  gun”  was  a  perfect  fit  for  the  FARC  strategy.23  There  was  also  a  bit  of  the  Che 
foquismo  offensive  spirit  in  the  new  FARC  concept  for  the  guerrillas  to  continue  expanding  in  the 
rural  towns  and  villages,  but  eventually  surround  and  with  the  help  of  popular  support  take  over 
the  big  cities  like  Medellin,  Cali,  and  Bogota.  Arenas  would  soon  create  the  FARC’s  political 
party  called  Union  Patriotica  (UP),  or  Patriotic  Union,  to  bring  the  FARC’s  message  to  the  cities 
and  prepare  the  path  for  the  guerrilla  army.24  Part  of  the  plan  was  to  delay  and  confuse  the 
government  with  overages  of  peace  in  order  to  gain  more  time  to  grow  and  expand.  The  strategy 
was  a  deliberate  break  with  the  Communist  Party  and  notice  to  everyone  that  the  FARC  was 
running  its  own  operations. 

The  FARC’s  7th  conference  and  strategy  coincided  with  two  momentous  events.  There 
was  a  change  of  administration  and  policy  towards  the  insurgents  in  the  Colombian  government. 
In  1982  Belisario  Betancur  was  elected  president  with  the  mandate  of  the  people  to  end  the 
violence  and  find  a  peaceful  solution  to  the  troubles.  Betancur  initiated  efforts  for  widespread 
amnesty  and  organized  a  peace  process  acceptable  to  the  guerrillas.  The  peace  talks  took  place  in 
remote  Casa  Verde  deep  inside  the  Sumapaz  mountain  range.  A  cease  fire  during  the  negotiations 
was  never  possible  and  eventually  caused  the  end  of  the  talks  in  the  next  decade.  The  peace 

23  Rochlin,  Vanguard  Revolutionaries  in  Latin  America:  Peru,  Colombia,  Mexico,  144. 

2  Dudley,  Walking  Ghosts:  Murder  and  Guerrilla  Politics  in  Colombia,  56. 


14 


efforts  yielded  the  Uribe  Accord  guaranteeing  the  FARC  protections  for  their  new  political  party 
UP.  As  a  rare  acknowledgement  that  severe  social  problems  and  disruptions  exist  in  rural 
communities,  the  Betancur  government  agreed  to  the  National  Rehabilitation  Plan  to  lessen  the 
suffering  of  the  people.  With  respect  to  protecting  the  UP  and  solving  the  social  problems  in  rural 
communities,  the  Betancur  government  had  problems  keeping  both  these  promises  and  lacked 
political  will  to  fully  resource  these  efforts. 

The  other  major  event  was  a  backlash  to  the  peace  process  based  in  a  perception  that  the 
guerrillas  were  granted  too  many  concessions  and  were  never  asked  to  turn  in  their  arms  and 
surrender  en  masse.  Large  land  and  business  owners,  as  well  as  drug  traffickers,  formed  a  new 
capitalistic,  affluent,  and  conservative  class  that  rejected  the  increasing  influence  of  the  leftist 
guerrillas.  These  groups  formed  security  forces  and  death  squads  against  the  guerrillas.  One 
popular  group  was  formed  through  the  efforts  of  infamous  narco -trafficker  Pablo  Escobar  called 
Muerte  a  Secuestradores  (MAS),  or  Death  to  Kidnappers.  MAS  was  a  precursor  to  the 
Autodefensas  Unidas  de  Colombia  (AUC),  or  The  United  Self-Defense  Forces  of  Colombia,  the 
largest  paramilitary  organization  in  Colombia.  The  Colombian  military  turned  a  blind  eye  toward 
these  groups  and  in  some  cases  helped  with  all  forms  of  supplies  and  manpower.  Additionally, 
the  Colombian  government  created  a  national  program  called  Convivir  that  created  aimed 
neighborhood  watch  groups.  The  Convivir’s  ranks  were  often  filled  from  victims  of  guerrilla 
attacks  and  tended  to  abuse  their  special  relationship  with  the  government.  The  spark  for  these 
paramilitaries,  or  paras,  ignited  into  massive  flames  against  their  easiest  targets;  the  UP  and  left- 
wing  politicians,  students,  and  anyone  campaigning  for  the  cause  of  the  FARC  and  other 
insurgencies.  The  reaction  was  swift  and  bloody,  between  the  late  1980’s  and  early  1990’s  nearly 
4,000  UP  leaders  and  supporters  were  assassinated.25 

25  Rochlin,  Vanguard  Revolutionaries  in  Latin  America:  Peru,  Colombia,  Mexico ,  102.  Also  note 
that  some  of  the  killings  were  from  the  leftist  ranks  for  reasons  of  competition. 


15 


The  end  of  decade  brought  with  it  more  success  than  failure  for  the  FARC.  They  had 
significantly  expanded,  almost  tripling  in  size,  and  had  a  new  independent  strategy  as  outlined 
from  the  7th  conference.  The  FARC  started  the  decade  getting  most  of  their  revenue  from 
kidnappings  and  taxing  commodities  and  ended  the  decade  with  getting  the  most  from  control  of 
drug  cultivation  and  taxing  the  drug  trade.  The  1980’s  marked  the  beginning  of  a  strong 
relationship  with  narco-based  organizations  and  opened  up  the  door  to  the  illicit  arms  trade  and 
smuggling  for  their  armed  forces.  Although  the  FARC  had  used  the  peace  process  to  their 
advantage,  they  misread  the  strong  reaction  to  the  UP.  The  FARC  “learned  from  the  murder  of 
key  UP  members  during  1986-1990  that  there  was  no  legitimate  political  space  available  for  the 
left  in  the  Colombia,  and  that  the  familiar  game  of  political  exclusion  continued  unabated  in  the 
country.”26 

FARC  in  the  1990’s. 

Throughout  the  1990’s  the  FARC  continued  to  expand,  surging  to  over  10,000  members 
and  over  60  fronts.  During  this  period,  the  FARC  was  so  pervasive  in  Colombia  that  they  had 
active  support  in  622  of  1,098  municipalities.27  Building  on  the  events  from  the  last  decade  and 
the  large  amount  of  money  coming  into  the  coffers  from  drug  related  business,  the  FARC  was 
able  to  challenge  battalion  sized  Colombian  Army  units  for  a  limited  amount  of  time  and 
successfully  attack  military  bases. 

The  1990’s  began  with  the  FARC  losing  Jacobo  Arenas.  Fie  died  of  heart  complications 
in  the  mountains  and  left  an  intellectual,  political,  and  ideological  savvy  that  has  yet  to  be 
replaced.  Guillermo  Leon  Saenz  Vargas,  nom  de  guerre  Alfonso  Cano,  came  to  the  forefront  to 
take  Arenas’s  position  within  the  secretariat.  Cano  was  a  recent  arrival  to  FARC  and  had  only  just 

26  Ibid.,  102. 

27  Ibid..  137. 


16 


become  a  member  at  the  7th  conference.  Arenas’s  death  had  one  immediate  impact,  the  FARC’s 
involvement  in  the  drug  trade  increased  beyond  the  lower  profit  margin  tax  and  protecting  coca 
cultivation.  Arenas  was  a  strong  advocate  for  not  getting  too  involved  in  the  coca  trade  because  of 
his  fear  that  it  would  lessen  the  impact  of  the  FARC’s  message  to  the  people  if  they  were  too 
close  to  morally  corrupt  criminal  organizations.  The  FARC  developed  stronger  ties  to  the  narco- 
traffickers  to  increase  their  profit  margins  and  in  some  areas  assumed  a  larger  role  in  F1CI 
processing  and  smuggling. 

In  1991  the  Colombian  government  embarked  on  reforming  the  constitution  in  a  way  that 
had  never  been  done  before.28  At  this  particular'  time  in  Colombia,  events  and  leaders  came 
together  in  a  miracle  fashion  that  forever  changed  the  political  landscape.  The  1991  constitution 
“expressed  the  themes  of  the  post-Cold  War  era  -  emphasizing  human  rights,  ecological 
concerns,  a  participative  civil  society,  decentralization,  and  demilitarization.”29  For  the  first  time, 
the  Constituent  Assembly  included  the  bipartisan  political  elite,  former  guerrilla  members, 
unionists,  and  indigenous  peoples  and  no  one  group  had  a  significant  majority  to  force  a 
resolution  on  the  others.30  The  impetus  for  the  change  was  no  less  than  the  spiral  of  violence, 
failing  economy,  rampant  corruption,  and  exclusion  of  rights  to  all  peoples  in  Colombia.  In  the 
end,  Colombian  society  would  benefit  from  the  fragmentation  of  politics,  especially  at  the  local 
level,  and  the  rights  to  everything  from  divorce  and  appeals  in  courts  to  protection  of  children  and 
indigenous  rights.  One  area  the  new  constitution  did  not  address  was  the  Colombian  armed  forces 

28  The  1991  constitution  originated  as  a  popular  ballot  for  the  election  of  an  assembly  and  was  not 
initiated  from  Congress.  The  M-19,  with  their  recent  abandonment  of  “armed  struggle  in  exchange  for 
amnesty  and  guarantees  of  participation  in  the  political  process,”  received  almost  30%  of  the  vote  in  the 
assembly  and  the  M-19  leader,  Antonio  Navarro  Wolff,  became  one  of  the  co-presidents  of  the 
constitutional  assembly.  The  M-19  demonstrated  to  the  FARC  the  potential  political  power  that  could  be 
gained  within  the  government  after  demobilization.  Rabassa  and  Chalk,  Colombian  Labyrinth:  The  Synergy 
of  Drugs  and  Insurgency  and  all  Its  Implications  for  Regional  Stability,  72. 

29  Safford  and  Palacios,  Colombia:  Fragmented  Land,  Divided  Society,  337. 

30  Palacios,  Between  Legitimacy  and  Violence:  A  History  of  Colombia  1875-2002,  247. 


17 


role  in  combating  crime,  drugs,  and  guerrillas.  This  issue  would  play  out  on  the  national  stage  for 
years  to  come.  Overall,  the  advent  of  the  new  constitution  begged  the  question,  what  does  the 
FARC  have  to  offer  since  most  of  the  grievances  against  the  government  and  alleged  crimes 
against  the  people  were  addressed? 

The  FARC  had  a  series  of  successful  attacks  in  the  decade  and  with  Marulanda’s  deft 
maneuvering  forced  the  government  to  accept  a  peace  proposal.  Successful  attacks  included  a 
series  of  small  offensives  in  1995,  disruption  of  presidential  elections  in  1998,  increased 
kidnapping  and  extortion,  and  the  attack  of  the  counternarcotics  base  in  Miraflores.  Flowever,  no 
FARC  attack  had  ever  been  as  grandiose  as  the  attack  and  seizure  of  the  Vaupes  department 
capital  Mitu.  Albeit  smaller  than  most  other  department  capitals,  Mitu  was  significant  on  a 
national  scale  as  it  represented  the  deterioration  of  the  whole  government  of  Colombia  and  the 
idea  that  the  Colombian  military  could  lose  the  war  against  the  insurgency.  Secretariat  member 
Jorge  Briceno  Suarez,  nom  de  guerre  Mono  Jojoy,  orchestrated  the  attack  that  included  over 
1,000  heavily  armed  guerrillas  who  fought  over  14  hours  to  seize  Mitu  and  “would  take  the 
Colombian  armed  forces  three  days  to  take  back.”31  The  Mitu  incident,  among  other  recent 
activities,  forced  the  hand  of  President  Andres  Pastrana  to  cede  the  FARC  a  demilitarized  zone  as 
a  precondition  for  agreeing  to  peace  talks.  The  demilitarized  zone,  also  called  the  despeje,  was 
15,000  square  miles  or  roughly  the  size  of  Switzerland.32  Granting  the  despeje  to  the  FARC  was  a 
tremendous  risk  for  the  Pastrana  administration.  On  one  hand  it  gave  the  FARC  a  safe  haven,  an 
area  to  regroup,  train,  grow  drugs,  and  have  complete  autonomy  in  a  territory  inside  the  state  of 
Colombia.  On  the  other  hand,  it  wasted  the  FARC’s  energy  administrating  the  territory  while  the 
government  regrouped,  formulated  a  new  strategy,  and  gained  allies  for  the  next  round  of 
fighting.  The  despeje  was  initially  only  supposed  to  last  90  days.  Flowever,  there  were  multiple 

31  Ruiz,  The  Colombian  Civil  War,  24. 

32  Ibid..  26. 


18 


extensions  granted  to  the  FARC  that  ultimately  prolonged  the  unopposed  occupation  until 
President  Pastrana  finally  ended  the  peace  talks  and  ordered  the  Army  to  retake  the  despeje  in 
February  2002. 33 

Immediate  U.S.  aid  to  Colombia  in  1999  amounted  to  expediting  a  contract  for  Black 
Hawk  helicopters  and  $289  million  in  aid.  This  aid  package  made  Colombia  “the  third-largest 
recipient  of  U.S.  direct  foreign  assistance  in  the  world,  behind  Israel  and  Egypt.”34  The  measure 
included  assistance  with  training  an  elite  special  counter-narcotics  unit,  commitment  to 
intelligence  cooperation  and  listening  posts,  and  support  for  the  national  police. 

A  sign  of  people’s  discontent  with  the  peace  process  and  longing  for  the  end  of  the 
violence  occurred  in  October  of  1999.  The  people  organized  into  one  of  the  largest  protests  in  the 
history  of  Colombia,  with  over  six  million  participants  who  took  to  the  streets  in  over  17  cities 
with  the  words  “ No  Mas ”,  or  no  more,  to  kidnappings,  murder,  drugs,  and  massacres.35  The 
nonviolent  demonstration  marked  an  opportunity  for  the  Colombian  government  to  gain  initiative 
in  the  peace  process,  but  instead  it  was  wasted  and  the  situation  turned  worse  with  government 
inaction. 

By  the  end  of  the  decade  the  FARC  had  achieved  more  than  any  other  insurgency  in 
Colombia.  They  had  their  own  zone  to  operate  in  unencumbered  from  the  government.  They  had 
gained  international  recognition  and  legitimacy  simply  because  the  Pastrana  administration  gave 
it  to  them.  Marulanda  broadcast  his  message  freely  from  the  despeje,  not  only  to  the 
disenfranchised  rural  farmers  but  to  the  poor  urban  students  and  unionists.  Colombia  was  facing 
its  worst  economic  outlook  since  the  1930’s  and  Marulanda  was  offering  the  people  more  than 


33  Jane’s  Information  Group,  “Fuerzas  Armadas  Revolucionarias  de  Colombia  (FARC),” 
http://www8.janes.com  (accessed  September  25,  2008). 

34  Ibid.,  81. 

35  Ibid.,  226. 


19 


the  government  was  in  a  position  to  give.36  The  only  sour  notes  for  the  FARC  was  twofold;  first, 
that  in  their  success  they  had  roused  U.S.  interest  and  the  largest  aid  package  to  date  called  Plan 
Colombia  was  forthcoming,  and  second,  the  ‘Wo  Mas ”  protest  signaled  that  the  road  ahead  would 
be  long  if  the  people  were  to  believe  the  FARC  was  the  non-violent  solution  to  Colombia’s 
problems. 

FARC  from  2000  -  2005. 

Fearing  Colombia  could  lose  the  war  against  the  guerrillas  and  the  U.S.  would  not  have  a 
friendly  stable  democracy  to  fight  the  war  on  drugs,  the  U.S.  Congress  approved  a  $1.3  billion 
emergency  supplemental  appropriation  aid  package  spread  over  two  years  to  strengthen 
Colombia’s  chances  at  winning  against  the  trinity  of  guerrillas,  paras,  and  narcos.  This  package 
was  called  Plan  Colombia  and  was  a  combined  U.S.  and  Colombian  effort  to  build  capability  in 
the  Colombian  armed  forces,  push  into  and  eradicate  the  drug  cultivation  centers  in  Southern 
Colombia,  and  provide  the  Colombian  people  an  alternative  to  drug  production.  Over  80%  of  the 
funds  went  towards  building  the  armed  forces  capability  and  of  those  dollars  the  majority  went  to 
building  and  maintaining  a  mobile  helicopter  force  that  could  do  everything  from  attack,  lift 
troops  and  supplies,  and  eradicate  drugs  through  aerial  spraying.  All  the  U.S.  support  for  Plan 
Colombia  was  predicated  on  one  thing,  that  Colombia  would  reduce  its  human  rights  violations. 
Colombia’s  human  rights  violations  were  the  one  aspect  of  the  plan  that  could  stop  all  aid 
immediately  if  conditions  worsened.  On  22  August  2000,  President  Clinton  “waived  six  of  the 
seven  [human  rights]  certification  criteria”  on  the  grounds  of  U.S.  national  security  and  the 
money  and  aid  began  to  flow  into  Colombia.37 


36  Ibid..  96. 

37  Nina  M.  Serafino,  Colombia:  Plan  Colombia  Legislation  and  Assistance  (FY2000-FY2001 ), 
CRS  Report  Plan  Colombia  (  Washington  D.C.:  Congressional  Research  Service,  2001),  i. 


20 


With  the  passage  of  Plan  Colombia,  the  FARC  declared  war  against  the  U.S.  and 
acknowledged  the  deference  paid  to  U.S.  citizens  in  the  past  was  over.  With  the  despeje  and  their 
message  getting  to  ever  increasingly  more  parts  of  Colombia,  the  FARC  grew  in  strength  to 
between  15,000  and  20,000  members  and  over  twice  that  amount  in  support  personnel  in  over  70 
fronts.  As  part  of  their  newly  gained  political  legitimacy  from  the  Pastrana  administration,  in 
2001  the  FARC  convinced  the  European  Parliament  to  condemn  Plan  Colombia  as  a  U.S.  plot  to 
intercede  militarily  in  the  politics  of  Colombia.38  2001  was  the  height  of  international  support  and 
legitimacy  for  the  FARC.  2001  stood  out  as  the  year  many  in  Colombia  and  in  the  world  thought 
the  FARC  was  capable  of  taking  over  Colombia  and  running  the  country  better  than  the  current 
administration. 

2002  would  be  the  year  everything  the  FARC  built  started  to  crumble  and  break  apart.  To 
start,  the  Pastrana  government  was  tiring  of  the  FARC  making  very  little  concessions  at  the  peace 
talks  and  still  continuing  their  attacks  in  the  countryside  and  in  the  cities.  The  FARC  was  trying 
to  influence  the  2002  presidential  election  in  their  old  tried  and  true  technique  of  violence  and 
intimidation  of  the  people.  In  February,  the  FARC  hijacked  a  domestic  flight  and  kidnapped  a 
congressman  and  in  a  separate  incident  kidnapped  senator  and  presidential  candidate  Ingrid 
Betancourt.  At  this  point  Pastrana  had  enough,  announced  the  end  to  the  peace  process,  and 
ordered  the  army  into  the  demilitarized  zone.  The  Colombian  Army  slowly  entered  the  despeje, 
wary  of  the  increasing  number  of  landmines,  and  pushed  the  FARC  into  the  vast  jungles  of  the 
interior.  The  FARC  was  once  again  on  the  run,  but  nowhere  near  defeated.  When  President 
Alvaro  Uribe  was  being  sworn  in  at  the  presidential  palace  in  Bogota,  the  FARC  shot  mortars  and 
rockets  into  the  palace  killing  twenty  in  the  attack.39  More  than  ever  before  the  FARC  was  viewed 

38  Rochlin,  Vanguard  Revolutionaries  in  Latin  America:  Peru,  Colombia,  Mexico,  141. 

39  Jane’s  Information  Group,  “Fuerzas  Armadas  Revolucionarias  de  Colombia  (FARC),” 
http://www8.janes.com  (accessed  September  25,  2008). 


21 


as  terrorists,  not  as  a  belligerent  with  the  status  afforded  in  the  Geneva  Conventions.  President 
Bush  and  President  Uribe  pushed  hard  after  9/1 1  to  have  the  world  declare  the  FARC  as  a 
teiTorist  organization  and  with  very  few  exceptions  succeeded.  Along  these  lines,  in  2002 
President  Bush  authorized  funds  from  Plan  Colombia  to  be  used  against  the  FARC  in 
counterterrorism  initiatives. 

The  FARC  continued  to  lose  ground  throughout  the  rest  of  this  period.  The  training  of  the 
Colombian  Rapid  Deployment  Forces,  or  FUDRA,  was  paying  off  and  constant  operations  were 
yielding  actionable  intelligence.  The  Colombian  Army  had  a  trained  anti-narcotics  brigade  and 
under  President  Uribe’s  National  Democratic  Security  Policy  a  home  guard  of  locally  recruited 
men  was  created  to  have  a  presence  in  villages  and  towns  where  government  forces  didn’t  exist 
before.  The  Colombian  government  was  reconciling  with  its  human  rights  violations  of  the  past 
and  in  2003  signed  a  peace  accord  with  the  AUC  to  demobilize  over  32,000  paramilitary  fighters. 

FARC  from  2005  -  present. 

In  2005  the  FARC  launched  a  limited  offense  with  advanced  tactics  that  showed  great 
improvement.  Their  equipment  was  of  the  highest  quality  and  rivaled  the  government’s  arsenal. 
The  offense  included  urban  and  rural  terrorism  with  extensive  use  of  landmines,  car  bombs, 
ambushes,  and  cylinder  bombs.  During  this  period  the  FARC  relied  heavily  on  the  borders 
directly  between  Colombia  and  Ecuador  and  Venezuela.  These  areas  became  staging  bases  and 
provided  a  safe  haven  once  they  crossed  over  the  border.  The  FARC  attacks  in  2005  and  2006 
were  aimed  at  exerting  influence  over  the  Colombian  people  against  President  Uribe  seeking  a 
second  term  with  a  constitutional  amendment.  It  failed  and  President  Uribe  was  reelected  with  the 
highest  popular  support  of  any  president  in  Colombian  history.  Just  like  the  protests  using  the 
‘Wo  Mas ”  slogan,  the  reelection  of  Uribe  was  a  message  of  the  will  of  the  people  in  supporting 
his  hard  line  stance  against  the  guerrillas  and  narco-traffickers. 


22 


More  than  ever,  the  FARC  operations  started  to  lose  their  focus  and  it  was  harder  for  the 
secretariat  to  meet  and  disseminate  information  and  coordinate  attacks.  The  FARC  secretariat  met 
for  its  9th  conference  in  May  of  2007  largely  to  espouse  their  ideological  roots  and  rail  against 
Uribe’s  National  Democratic  Security  Plan  and  the  “outrageous  gringo  interference.”40  More  than 
anything  the  FARC  strenuously  reiterated  that  it  had  not  lost  any  strength  in  numbers  across 
Colombia  and  was  as  politically  and  militarily  as  strong  as  ever.  This  would  be  one  of  the  last 
times  the  secretariat  met  for  a  conference  and  one  of  the  last  times  they  could  boast  about  their 
strength. 

Through  a  series  of  remarkable  operations  in  2007  and  2008  the  Colombian  government 
had  some  of  their  most  critical  successes  against  the  FARC.  The  government’s  concept  of  starting 
in  the  municipalities  and  departments  around  the  capital  and  moving  outward  from  there  was 
pushing  the  FARC  into  some  of  the  most  remote  areas  of  Colombia.  The  leaders  of  several  fronts, 
blocs,  and  the  secretariat  were  killed  in  attacks.  The  old  adage  of  chopping  the  head  off  to  kill  the 
body  seemed  to  be  the  government’s  strategy.  Remarkably,  the  FARC  was  disintegrating  in  some 
areas  of  Colombia  and  surrendering  in  massive  numbers.  Intelligence  gleaned  from  FARC 
deserters  made  even  more  sensational  attacks  and  operations  possible.  Perhaps  the  most  critical 
blows  to  the  FARC  came  in  March  2008  when  Marulanda  died  of  a  heart  attack,  secretariat 
member  Raul  Reyes  died  in  a  camp  in  Ecuador  after  an  attack,  and  secretariat  member  Ivan  Rios 
was  killed  by  one  of  his  bodyguards  for  reward  money.  The  FARC  has  been  described  as  a  bunch 
of  old  men  and  young  boys  and  girls  and  losing  so  many  of  its  elder  founding  fathers  and  leaders 
beg  the  question  of  whether  it  is  possible  to  replace  them.  Alfonso  Cano  was  named  Marulada’s 
replacement  as  supreme  commander  and  others  were  found  to  bring  the  secretariat  back  up  to 
seven  members. 

40  Ninth  Conference  of  the  FARC-EP.  Freedom  Road:  Socialist  Organization.  May  9,  2007. 
http://www.frso.org/docs/2007/farc9conf.htm  (accessed  February  18,  2009). 


23 


The  Colombian  government  had  achieved  so  many  successes  in  this  period  with  the 
killing  of  many  FARC  leaders,  taking  back  traditional  FARC  territory,  surrender  of  FARC 
members,  and  the  rescue  of  Ingrid  Betancourt  in  Operation  Jaque.  The  people  were  solidly 
behind  the  government  and  its  policy  towards  the  leftist  guerrillas.  The  FARC  would  appear  as  if 
it  was  being  suffocated  from  the  constant  pressure  and  operations  of  the  Colombian  armed  forces. 
By  the  end  of  2008  the  FARC’s  strength  was  estimated  to  be  approximately  8,000  to  9,000 
guerrillas  and  could  decrease  to  3,000  guerrillas  in  2009  if  the  same  rate  of  defections,  captures, 
and  killed  in  action  is  maintained.41  (See  Appendix  B  -  Summary  of  the  FARC  Narative  and 
Strategy  and  Appendix  C  -  FARC  Chronology  and  Key  Events) 


Theory 

The  history  of  the  FARC  was  established  as  a  narrative  in  the  previous  section,  the  next 
logical  step  is  to  examine  theory.  The  end  of  the  last  section  summarized  who  the  FARC  are  and 
what  is  their  strategy.  The  next  several  paragraphs  will  answer  what  is  it  that  makes  the  FARC 
unique  and  what  makes  them  the  same  as  any  other  insurgency.  The  answers  to  these  questions 
will  assist  in  categorizing  the  FARC  in  order  to  apply  theory  and  doctrine. 

What  is  it  that  makes  the  FARC  in  Colombia  unique  or  different? 

The  FARC  uses  their  military  as  the  primary  means  to  solve  their  problem.  For  the 
FARC,  the  political  is  a  subordinate  means  to  an  end.  There  was  a  real  chance  for  politics  to  work 
for  the  FARC  when  Arenas  created  the  UP,  but  after  the  UP’s  harsh  treatment  and  elimination 
politics  have  taken  a  subordinate  role  in  FARC  strategy. 


41  Jane’s  Information  Group,  “Fuerzas  Armadas  Revolucionarias  de  Colombia  (FARC),” 
http://www8.janes.com  (accessed  September  25,  2008). 


24 


The  geography  of  Colombia,  like  the  geography  everywhere,  is  unique  with  its  own 
characteristics.  These  characteristics  have  shaped  the  FARC  to  act  and  behave  a  certain  way.  The 
FARC’s  relationship  to  the  coca  farmers  means  they  need  to  be  present  in  these  geographical 
areas  to  impose  their  protection  and  gramaje  (See  Appendix  F  -  Map  of  Drug  Cultivation  Areas 
in  Colombia).  The  remote  jungle  and  mountain  terrain  in  Colombia  have  provided  the  sanctuary 
and  space  for  the  FARC  to  develop  and  grow.  Migrations  and  movements  in  the  past  have  led  to 
urbanization  on  a  massive  scale  in  Colombia.  The  vast  majority  of  the  population  lives  in  cities 
and  rarely  ventures  out  to  the  countryside  (See  Appendix  D  -  Map  of  the  Population  Density  in 
Colombia).  The  average  Colombian  urbanite  does  not  understand  the  FARC  and  their  cause.  In 
this  way  the  FARC’s  support  base  is  rural,  not  urban. 

The  people  of  Colombia  are  generally  homogeneous  in  their  mixed  ethnicity. 
Combinations  of  Spanish,  Amerindian,  European,  African,  Lebanese,  and  Armenian  backgrounds 
are  common.  Mestizo  has  come  to  mean  combinations  of  all  ethnicities  and  is  the  overwhelming 
majority  of  the  population.  The  indigenous  peoples  of  Colombia  make  up  less  than  1%  of  the 
overall  demographics.  Another  homogeneous  factor  of  Colombian  society  is  that  over  90%  arc 
Catholic.  The  remaining  10%  do  not  have  a  localized  history  of  extremist  positions.  The  FARC 
does  not  rely  on  ethnicity  or  religion  to  define  its  cause,  but  instead  relies  on  differences  in  class 
and  wealth. 

A  pervasive  criminal  atmosphere  and  shadow  economy  has  developed  in  Colombia 
making  it  possible  for  the  trinity  of  guerrillas,  narco-traffickers,  and  paramilitaries  to  exist.  An 
addition  to  the  aforementioned  groups  is  the  hardened  criminal,  which  all  are  to  a  certain  degree. 
The  money  from  drug  cultivation  and  production  is  too  alluring  for  any  organization  wishing  to 
dominate  the  landscape  to  disregard  or  ignore.  All  of  the  above  groups  pay  bribes,  extort 
commodity  tax,  grow  drugs,  protect  those  who  grow  drugs,  refine  drugs,  distribute  drugs,  and  sell 
drugs  in  the  name  of  profit.  In  fact,  greed  and  violence  perpetuated  in  the  pursuit  of  their  greed  is 
the  only  ideology  that  the  trinity  and  criminals  share. 


25 


Colombia  has  lost  over  half  a  million  people  since  the  War  of  1,000  days  to  internal  wars. 
Until  recently,  Colombia  was  the  kidnapping  and  murder  capital  of  the  world  with  countless  live 
lost,  most  of  them  in  a  very  public  and  vicious  manner.  It  is  undeniable  that  in  Colombia  there  is 
a  propensity  for  violence  and  internal  conflict.  The  number  one  publically  motivating  issue  is  the 
murders  and  kidnapping  associated  with  the  insurgents,  paramilitaries,  drug  cartels,  and 
criminals.  To  a  certain  extent,  the  people  of  Colombia  might  be  able  to  live  the  drugs  grown  and 
exported  around  the  world,  but  cannot  condone  the  neighborhood  killings  and  lawlessness  that 
affects  everyday  life.  The  FARC  is  a  group  operating  in  this  larger  system  that  obeys  the  laws  of 
violence.  Until  recently  the  government  played  by  the  same  rules,  but  is  frying  to  break  the  cycle 
of  violence  and  honor  its  covenant  with  the  people. 

Even  with  a  history  of  violence,  the  door  to  peace  has  remarkably  stayed  open. 
Compromise  and  consolation  has  always  been  possible  even  after  the  worst  perpetuated  violence. 
The  best  examples  of  the  peace  process  coming  out  are  when  the  PC  and  PL  parties  formed  the 
National  Front  and  when  the  government  and  AUC  brokered  the  deal  for  demobilization.  The 
Colombian  government  has  initiated  a  peace  process  several  times  with  the  leftist  insurgencies 
and  will  continue  to  do  so. 

The  FARC  is  financially  secure  and  breaks  the  common  held  belief  that  an  insurgency 
needs  external  support  to  succeed.  As  mentioned  earlier,  the  FARC  is  financially  secure  due  to 
their  involvement  in  the  drug  trade.  However,  the  FARC  still  relies  on  external  actors  for  what 
they  can  purchase  and  for  getting  their  product  to  their  support  base.  The  FARC  may  have  all  the 
money  in  the  world,  but  when  they  buy  10,000  AK-47s  or  100  man  portable  surface  to  air 
missiles  the  illegal  arms  still  need  to  cross  into  the  Colombia  somehow.  In  this  way  they  are  still 
reliant  on  external  actors.  What  makes  this  problem  for  the  FARC  a  little  easier  is  that  the  same 
traffickers  who  get  the  drugs  out,  usually  can  get  the  arms  or  other  products  into  the  state  and  to 
their  support  base. 


26 


The  FARC’s  organizational  structure  is  hybrid.  In  most  forms  it  closely  resembles  a 
classic  flat  wheel  structure,  but  in  other  instances  exhibits  more  hierarchy  in  vertical 
arrangements.  The  hybrid  nature  is  largely  due  to  the  influence  of  narco-organizations  on  one 
hand  and  a  rigid  military  structure  on  the  other.  For  example,  the  FARC  operates  as  cell  workers, 
cell  managers,  and  a  core  group  leader  while  at  the  same  time  can  operate  as  a  squad,  company, 
column,  front,  bloc,  and  a  high  command.  Other  than  the  obvious  command  control  reason  for 
guerrillas  in  combat,  the  FARC’s  desire  to  maintain  a  belligerent  status  over  a  terrorist  label  is  the 
main  reason  for  keeping  the  military  structure. 

What  makes  the  FARC  the  same  as  any  other  guerrilla  insurgency? 

What  do  all  insurgencies  want?  In  general  they  want  to  overthrow  the  incumbent 
government  and  institute  their  own  brand  of  administration  of  a  state.  The  FARC  is  no  different 
and  desires  the  power  to  force  political  change  in  Colombia.  Their  strategy  is  a  protracted 
campaign  using  Marxist  agrarian  ideals  that  is  broadcast  to  the  common  man  with  arguments  for 
land  and  wealth  redistribution,  nationalization  of  state  industry  and  infrastructure,  patriotic 
overtones  of  better  traditions  and  values,  and  anti-U.S.  influence. 

An  insurgency  is  possible  because  the  incumbent  government  does  not  control  all  the 
territory  within  the  boundaries  of  the  state.  Control  means  both  physical  presence  and  consent  of 
the  people.  Control  is  difficult  in  the  vast  unpopulated  areas  in  the  eastern  regions  of  Colombia 
(see  Appendix  D  -  Map  of  the  Population  Density  in  Colombia).  Additionally,  control  is 
problematic  in  many  areas  of  Colombia  where  the  government  lacks  the  consent  of  the  people 
(see  Appendix  E  -  Map  of  the  FARC  Blocs).  In  the  case  of  the  Colombian  government,  the  lack 
of  infrastructure  accounts  for  much  of  the  lack  of  penetration.  The  lack  of  penetration  accounts 
for  a  weakening  of  the  rule  of  law  and  the  social  contract  between  the  government  and  the  people. 
However,  the  physical  lack  of  penetration  does  not  as  easily  explain  corruption  and  impunity 
problems  that  can  occur  right  next  to  the  National  Capitol  on  Bolivar  Square  in  Bogota.  The 


27 


reason  for  this  is  better  clarified  through  a  lack  of  penetration  in  the  social  order  and  lack  of  trust 
of  the  people. 

All  insurgencies  are  the  weaker  contestant  right  up  to  the  point  when  they  win.  The 
FARC  is  the  weaker  contestant  in  the  war  as  it  relates  to  some  obvious  categories  like  overall 
strength  in  numbers,  mobility,  air  support,  and  signal  intelligence.  The  term  “weak”  is  often 
misleading  when  applied  to  an  insurgency  and  the  new  term  “asymmetry,”  which  is  just  as 
ambiguous,  has  taken  precedence.  The  nature  of  the  insurgent  is  to  fight  in  a  place  of  their 
choosing  that  removes  the  weakness  or  asymmetry.  The  FARC  does  this  extremely  well.  Their 
use  of  landmines  to  force  the  culminating  point  in  the  pursuit  is  not  weak.  Their  use  of  human 
intelligence  to  know  when  and  where  an  attack  is  coming,  essentially  spoiling  any  tactical 
advantage  from  surprise,  is  not  weak.  Their  use  of  drug  money  to  ensure  the  election  of  a  political 
candidate  sympathetic  to  their  cause  is  not  weak. 

Insurgents  are  difficult  to  fight  because  it’s  hard  to  tell  them  apart  from  the  general 
population.  The  FARC  operates  under  a  level  of  anonymity  common  to  many  insurgencies.  They 
can  blend  into  their  surroundings  and  use  the  hide  in  plain  sight  technique  because  when  they  arc 
out  of  uniform  there  is  little  to  tell  them  apart  from  the  rest  of  the  people  of  Colombia.  The  FARC 
is  a  guerrilla  force  that  fights  in  uniform  in  the  jungles  and  mountains,  but  also  fights  as  a  terrorist 
with  anonymity  everywhere  else.  In  general,  the  problem  of  anonymity  can  be  overcome  in  three 
ways;  first,  when  you  get  your  adversary  to  reveal  themselves,  second,  you  get  others  to  reveal 
your  adversary  for  you,  and  third,  you  establish  conditions  that  reveal  the  adversary  due  to  their 
exclusionary  nature. 

What  do  the  theorists  have  to  say? 

Ian  F.  W.  Beckett. 

Beckett  is  adamant  that  guerrilla  warfare  and  insurgency  arc  the  dominant  forms  of 
warfare  for  the  past,  present,  and  future.  The  strength  of  his  theories  is  that  they  are  well  rooted  in 


28 


history  and  facts.  He  adheres  to  some  generally  understood  aspects  of  guerrilla  operations  as  it 
pertains  to  difficult  terrain,  support  from  the  population,  escalation  to  conventional  forms  of 
warfare,  and  tendency  to  resort  to  banditry.  For  application  puiposes  and  for  a  hierarchy  of  terms, 
he  believes  insurgency  is  the  broadest  classification  with  guerrilla  warfare  and  terrorism  as 
subordinate  efforts.  Guerrilla  warfare  and  terrorism  are  insurgent  choices,  or  ways  to  achieve  an 
end.  The  major  differences  between  guerrilla  techniques  and  terrorist  techniques  are  the  guerrilla 
rarely  uses  terror  at  the  strategic  level  and  terrorist  actions  for  political  symbolism  rarely  result  in 
taking  over  the  “state  apparatus  themselves.”42 

Two  ideas  from  Beckett  stand  out  in  relation  to  the  FARC  in  Colombia.  First,  Beckett 
puts  forth  the  proposal  that  modern  insurgencies  are  either  spiritual  or  economic.  This  theory 
accounts  for  the  rise  of  religious  extremism  in  the  recent  rash  of  insurgencies  in  the  Middle  East 
and  lumps  all  other  insurgencies  into  something  related  to  money  and  status  quo.  The  end  of  the 
Cold  War  also  ended  most  external  sponsorship  of  insurgency.  More  than  ever  before, 
insurgencies  around  the  world  were  forced  to  begin  exploiting  commodities  and  the  drug  trade  in 
order  to  stay  competitive  or  have  a  chance  of  winning  against  an  incumbent  government.43 
Second,  Beckett  has  some  interesting  thoughts  on  the  breakdown  of  the  social  fabric  that  occurs 
when  both  sides  in  an  environment  with  insurgency  fight  the  same  type  of  dirty  war.  The  bonds 
and  loyalties  within  society  become  strained  and  security  becomes  impossible  when  both  sides 
use  violent  tactics  with  no  limits.  His  best  example  is  of  the  Kansas  and  Missouri  border  during 
the  U.S.  Civil  War  where  both  sides  used  bloody  brutish  tactics  that  lost  all  control  and  created  an 
“escalating  cycle  of  violence.”44 


42  Ian  F.W.  Beckett,  Modern  Insurgencies  and  Counter-Insurgencies:  Guerrillas  and  their 
Opponents  since  1750  (London:  Routledge,  2004),  viii. 

43  Ibid.,  237. 

44  Ibid..  10. 


29 


Anthony  James  Joes. 

Joes  outlines  a  seemingly  simple  strategy  for  effective  counterinsurgency  in  Colombia. 

He  maintains  that  success  will  only  happen  when  the  government  establishes  “secure  control  over 
the  civilian  population,  especially  in  the  rural  areas.”45  Along  a  similar  line,  Joes  makes  a  broader 
statement  that  without  security  the  people  will  support  the  guerrilla.  In  order  to  accomplish  the 
type  of  security  Joes  has  in  mind,  the  counterinsurgent  has  two  responses.  First,  physically 
separate  the  rural  civilian  from  the  guerrilla  through  resettlement.  A  historical  example  is  the 
Briggs  plan  in  Malaya  where  entire  secure  settlements  were  created  away  from  known  insurgent 
areas.46  Second,  if  the  political  will  is  lacking  to  physically  separate  then  establish  local  self- 
defense  forces  to  drive  a  wedge  between  the  rural  civilian  and  the  guerrilla.  The  best  example  of 
this  technique  was  the  development  of  the  rondas,  or  Peruvian  rural  defense  units,  who  were 
instrumental  in  the  defeat  of  the  Sendero  Luminoso,  or  Shining  Path  insurgency.47 

A  critical  aspect  of  being  able  to  secure  the  rural  civilian  is  being  able  to  reach  these 
remote  areas  with  forces.  Joes  describes  the  story  of  the  Roman  technique  that  is  still  relevant 
today.  He  believes  the  way  the  Romans  exerted  their  authority  and  “held  their  empire  together” 
was  with  a  system  of  roads.48  Road  building,  as  well  as  other  infrastructure  development,  takes  a 
large  amount  of  resources.  The  decision  to  build  usually  falls  within  the  political  domain  and  the 
economic  aspects  of  this  policy  requires  a  strong  resolution.  Fundamentally  important  to  political 
will  is  the  idea  that  the  incumbent  government  must  always  maintain  the  perception  they  arc 
going  to  win.  Colombian  President  Uribe  makes  a  fine  example  for  this  point  and  always  stays  on 

45  Anthony  James  Joes,  Resisting  Rebellion:  The  History  and  Politics  of  Counterinsurgency 
(Lexington:  The  University  Press  of  Kentucky,  2004),  105. 

46  Ibid..  109. 

47  Ibid.,  116. 

48  Ibid..  235. 


30 


message  that  his  program  of  Democratic  Security  is  working  and  the  leftist  insurgents  arc  losing 
more  every  day.  The  opposite  is  easily  demonstrated  using  the  example  of  President  Pastrana’s 
ceding  the  despeje  to  the  FARC  and  its  perception  by  most  as  a  measure  of  desperation  and  losing 
to  the  insurgents. 

Boulding  and  Flerbst  -  the  strength  gradient  and  state  power. 

After  the  Joes  discussion  on  Roman  roads,  it  is  appropriate  to  recognize  some  theorists 
who  have  applied  much  thought  in  the  area  of  a  state’s  potential  influence  as  relative  to  a  state’s 
projection  capability.  Kenneth  Boulding  stipulated  that  “the  amount  of  a  nation’s  military  power 
that  can  be  brought  to  bear  in  any  part  of  the  world  depends  on  geographic  distance.”49  His  theory 
is  known  as  the  loss  of  strength  gradient  (LSG)  theory  and  is  depicted  easily  in  graphical  form. 
Intrinsically',  the  theory  finds  that  a  great  geographic  distance  can  be  overcome  with  forward 
bases  that  shorten  the  lines  of  communication.  Boulding’s  theory  was  originally  meant  for  nations 
acting  in  remote  areas  around  the  globe,  but  can  be  applied  to  a  nation  acting  within  its  own 
boundaries.  Jeffrey  Herbst  struggled  with  this  concept  in  creating  his  theory  for  state  power  in 
Africa.  He  argues  that  “states  are  only  viable  if  they  are  able  to  control  the  territory  defined  by 
their  borders  [and]  control  is  assured  by  developing  an  infrastructure  to  broadcast  power  and 
gaining  the  loyalty  of  citizens.”50  A  British  Lieutenant-Governor  in  the  Cape  Coast  understood 
this  well  when  he  defined  the  “limits  of  British  territory  as  the  distance  of  a  cannon  shot,  or  five 
miles  from  each  castle  or  fort.”51  As  a  validation  to  the  Roman  model,  Herbst  used  road  density  as 
a  measure  for  state  power,  broadcast  capability,  and  penetration  within  a  state’s  borders. 

49  Kieran  Webb,  “The  Continued  Importance  of  Geographic  Distance  and  Boulding’s  Loss  of 
Strength  Gradient.”  Comparative  Strategy  (2007):  295. 

50  Jeffrey  Herbst,  States  and  Power  in  Africa:  Comparative  Lessons  in  Authority  and  Control 
(New  Jersey:  Princton  University  Press,  2000),  3. 

51  Ibid..  63. 


31 


Stathis  Kalyvas. 

Kalyvas  adds  depth  to  this  line  of  thought  with  his  theory  of  determining  sovereignty  in 
civil  war.  Sovereignty  in  civil  war  depends  on  the  amount  of  state  control  within  its  borders.  The 
space  within  the  state  borders  is  fragmented  into  3  zones;  the  zone  of  incumbent  control,  the  zone 
of  insurgent  control,  and  the  contested  zone.52  The  zones  arc  often  noncontiguous  and  can  be 
oriented  along  lines  of  communication  to  a  support  base.  In  this  way  Boulding’s  strength  gradient 
and  Herbst’s  distance  for  penetration  apply.  Within  these  zones  the  population  is  the  terrain 
because  control  is  gained  from  the  consent  of  the  people.  Popular  support  is  the  best  reflection  of 
consent  to  authority  for  either  the  incumbent  government  or  the  insurgent.  Intimidation  or  fear  is 
the  strongest  way  to  secure  popular  support.  Kalyvas  proposes  the  reason  this  is  true  is  that 
intimidation  and  fear  are  the  strongest  motivators  to  determine  behavior.  To  support  his  claim, 
Kalyvas  uses  Jeremy  Bentham’s  hypothesis  on  intimidation  of  the  terror  of  the  law  which  says, 
“the  profit  of  the  crime  is  the  force  which  urges  a  man  to  delinquency:  the  pain  of  punishment  is 
the  force  employed  to  restrain  him  from  it.  If  the  first  of  these  forces  be  greater  the  crime  will  be 
committed;  if  the  second,  the  crime  will  not  be  committed.”53  True  authority  is  based  in  the  power 
of  punishment  and  impunity. 

Indirectly,  Kalyvas  explains  why  counterinsurgencies  require  so  many  troops.  In  an 
insurgency,  it  only  takes  a  small  active  minority  using  fear  and  intimidation  to  influence  the 
majority  of  the  population  to  support  their  cause  or  to  remain  neutral.54  If  the  population  supports 
the  guerrilla  cause  they  win  and  if  the  population  remains  neutral  the  guerrillas  don’t  lose. 


52  Stathis  N.  Kalyvas,  The  Logic  of  Violence  in  Civil  War  (New  York:  Cambridge  University 
Press,  2006),  88. 

53  Ibid.,  141. 

54  Ibid..  103. 


32 


Kalyvas  makes  his  point  with  the  following  story.  In  2003,  Colombian  forces  went  into  the  town 
of  Cabrera,  fifty  miles  southwest  of  Bogota,  where  the  guerrillas  had  maintained  control  for 
several  years.  The  guerrillas  in  the  town  fled  to  the  surrounding  jungle,  but  to  the  man,  the  town 
would  not  help  the  Colombian  armed  forces  with  information  on  the  guerrilla  whereabouts.  A 
local  man  on  the  street  was  asked  to  explain  why  and  as  he  pointed  to  mountains  surrounding  the 
town  replied,  “If  they  haven’t  been  killed,  then  what’s  to  stop  them  from  returning.”55  The  local 
man  was  intimidated  by  fear  of  the  guerrilla  and  the  punishment  they  would  they  would  deliver  if 
he  cooperated  with  the  Colombian  armed  forces.  The  intimidation  is  made  worse  because  of  the 
guerrilla’s  anonymity  and  the  fact  that  informants  for  the  guerrillas  could  be  anywhere  in  the 
village  or  in  the  Colombian  aimed  forces. 

Kalyvas ’s  view  on  the  subject  is  readily  seen  in  an  anecdote  from  the  troubles  in 
Kashmir.  He  asked  an  Indian  officer  in  Kashmir  to  explain  why  the  government  needed  half  a 
million  armed  forces  if  there  were  such  a  small  amount  of  terrorists.  The  Indian  officer  replied, 
“Because  you  don’t  know  who  they  are.”56  The  combination  of  the  story  of  the  local  Colombian 
man  and  the  Indian  officer  prove  that  Government  forces  need  to  be  present  in  order  to  enforce 
the  law  and  the  people  need  to  see  them  to  believe  the  punishment  will  result  from  breaking  the 
law.  However,  the  idea  of  anonymity  of  the  insurgent  has  erroneously  swayed  many  theorists  to 
conclude  the  same  as  the  Indian  officer.  The  government  needs  only  to  act  as  an  active  minority 
in  contested  zones  and  insurgent  zones  to  assert  power,  influence,  and  intimidation.  Kalyvas 
proposes  that  “there  must  be,  above  all,  absolute  determination  to  establish  and  retain  a 
government  police  post  intact  and  uncorrupt  in  every  inhabited  village.  Authority  must  be  re- 


55  Ibid.,  228. 

56  Ibid..  90. 


33 


established  patiently  ,  village  by  village,  into  the  ‘liberated’  area,  dealing  with  the  easiest  areas 
first.”57 

John  B.  Alexander. 

Alexander  believes  the  problem  of  anonymity  is  made  harder  in  Colombia  because  the 
“nexus  between  the  drug  cartels  and  the  insurgencies”  has  become  infrangible.58  It  is  not  enough 
to  just  have  a  policemen  on  duty  or  a  police  post  in  every  town,  the  solution  also  requires  reforms 
to  strengthen  the  rule  of  law  through  increased  accountability  and  transparency  and  rural  and 
border  development.59  The  solution  to  the  problem  that  Alexander  promulgates  is  best  described 
using  Geoffrey  Demaresf  s  theory  of  property  and  peace.  Demarest  suggests  the  rule  of  law  is 
based  in  property  and  that  the  formal  contract  of  ownership  best  solves  society’s  conflict  by 
exposing  the  actors  in  the  system.  He  details  five  ways  that  advancing  ownership  and  property 
laws  serve  peaceful  conflict  resolution;  (1)  property  “feeds  conflict  resolution  mechanisms,”  (2) 
property  “creates  confident  stakeholders  willing  to  support  the  rule  of  law,”  (3)  property  increases 
transparency  through  exposing  capital,  (4)  property  decreases  illegal  behavior  due  to  owners  not 
wanting  to  “risk  forfeiture  if  they  involve  themselves  in  outlawry,”  and  (5)  property  provides  “a 
powerful  forensic  tool  with  which  to  support”  peace  and  justice.60  Alexander  stresses  the  need  for 
using  alternative  methods  of  land  reform  to  “provide  relatively  small  parcels  of  land  on  which 


57  Ibid.,  138. 

5S  John  B.  Alexander,  Intelligence  Scotomas  in  Central  and  South  America.  The  Proteus 
Monograph  Series  (Carlisle:  The  U.S.  Army  War  College,  2008),  45. 

59  Ibid..  48. 

60  Geoffrey  Demarest,  Property  and  Peace:  Insurgency,  Strategy  and  the  Statute  of  Frauds  (Fort 
Leavenworth,  Foreign  Military  Studies  Office,  2008),  351-52. 


34 


farmers  can  grow  crops  to  feed  their  families”  and  possibly  agrofuels  for  profit  in  a  government 


regulated  market.6 

Alexander  would  be  the  first  to  suggest  that  money  spent  on  fighting  “drugs  and  thugs”  is 
not  enough,  nor  has  it  ever  been  enough.  Citing  a  figure  that  is  staggering,  the  U.S.  has  spent  over 
half  a  trillion  dollars  on  the  war  on  drugs  since  its  inception  36  years  ago  in  the  Nixon 
administration,  and  what  has  it  yielded?62  All  that  money  and  time  was  spent  fighting  symptoms, 
when  the  root  of  the  problem  is  rural  and  border  development  and  the  effective  use  of  property  in 
the  rule  of  law.63 

Thomas  A.  Marks. 

Just  like  Alexander,  Marks  is  bewildered  as  to  why  the  focus  of  the  U.S.  and  the  world  is 
not  more  on  Latin  America  and  the  growing  problem  of  illegal  drugs  and  crime.  He  refers  to 
Colombia’s  FARC  problem  as  America’s  “number  three  war”  after  Iraq  and  Afghanistan.64  The 
irony  here,  if  you  can  call  it  that,  is  something  was  done  right  in  the  number  three  war.  The 
something  right  originated  with  the  Colombian  government.  They  have  always  been  in  the  lead  in 
this  war  with  the  U.S.  in  a  supporting  role.  Marks  proposes  that  President  Uribe’s  2003  plan, 
called  the  Democratic  Security  and  Defense  Policy  (DS),  is  a  classic  counterinsurgency  plan  that 
is  correct  for  the  problem  and  sustainable. 


61  Alexander,  Intelligence  Scotomas  in  Central  and  South  America,  87. 

62  Ibid..  94. 

62  Border  development  is  not  specifically  brought  up  previously  in  the  monograph,  but  is  an  aspect 
of  a  state’s  control  of  its  entire  national  territory.  The  border  areas  in  question  are  with  Venezuela  and 
Ecuador,  specifically  the  Aruaca  and  Putumayo  provinces  respectively.  The  FARC  uses  these  areas  to 
evade  capture  from  the  Colombian  government  forces  and  as  a  logistics  resource. 

64  Thomas  A.  Marks,  “A  Model  Counterinsurgency:  Uribe’s  Colombia  (2002-2006)  vs  FARC.” 
Military  Review  (August  2008):  49. 


35 


Colombia’s  first  success  was  the  correct  understanding  of  the  problem  and  threat.  The 
two  main  objectives  of  the  DS  are  ‘’’protection  of  the  population”  and  “elimination  of  the  illegal 
drug  trade  in  Colombia,”  which  are  “accomplished  through  the  application  of  national  will, 
resources,  and  power.”65  The  root  cause  of  the  problem  in  Colombia  is  identified  as  a  “lack  of 
national  integration”  as  defined  as  the  absence  of  “personal  security  resulting  from  the  state’s 
absence  from  large  swaths  of  the  national  territory.”66  Personal  security  is  threatened  with  an 
“explosive  combination  of  terrorism;  the  illegal  drugs  trade;  illicit  finance;  traffic  of  arms, 
ammunition,  and  explosives;  kidnapping  and  extortion;  and  homicide.”67 

The  DS  strategy  is  similar  to  FM  3-24’s  clear,  hold,  and  build  approach.  The  DS 
approach  starts  with  restore  control,  moves  to  secure  and  protect,  and  finally  transitions  to 
consolidate  through  strengthening  and  broadening  state  services.  In  the  DS  approach  Colombian 
aimed  forces  are  transformed  to  accomplish  the  task  they  are  called  to  conduct,  including  local 
hometown  defense  units.  Additionally,  the  DS  calls  for  a  joint  command  structure  in  their  grid¬ 
like  operations  that  takes  advantage  of  the  law  enforcement  force’s  contribution  to  act  in  the 
judicial  system.  Marks  describes  the  grid-like  operations  as  a  concentration  of  security  forces  in 
an  area  that  provide  a  “shield  behind  which  restoration  of  legitimate  government  writ  takes 
place.”68  In  a  war  where  the  Colombian  security  forces  have  been  accused  of  operating  outside 
the  legal  boundaries,  cooperating  with  paramilitary  forces,  and  committing  human  rights 
violations  there  must  be  adherence  to  the  rule  of  law  in  all  government  actions.  In  the  DS, 


65  Ibid..  54. 

66  Ibid. 

67  Ibid. 

68  Ibid. 


36 


Colombia  has  finally  applied  Sir  Robert  Thompson’s  third  principle  of  counterinsurgency,  that 
the  government  must  function  in  accordance  with  the  law.69 

Michael  Crawshaw. 

The  British  Defense  Academy  advocates  a  similar  vein  to  Colombia’s  DS  and  recognizes 
the  relevance  of  Thompson’s  principles  to  today’s  counterinsurgency  operations.  Crawshaw,  in 
writing  one  of  the  Shrivenham  Papers,  warns  against  generalizing  counterinsurgency  operations 
due  to  the  inherent  complexity  involved  in  each  country  where  insurgents  have  a  foothold.  In  his 
estimation,  Thompson’s  five  principles  provide  a  guideline  which  then  a  country  specific 
administration  plan  of  the  counterinsurgency  effort  must  be  applied.  The  best  example  of  this 
concept  can  be  seen  in  the  British  colonial  experience  when  the  doctrine  was  written  specifically 
to  the  environment  they  operated  in.  For  example,  during  the  Malayan  Emergency  the  British 
published  the  manual  called  Anti-Terrorist  Operations  in  Malay,  or  ATOM,  which  they  used 
successfully  to  defeat  the  largely  Chinese  insurgency. 

Crawshaw  makes  another  intrepid  point  with  his  use  of  the  following  quote  from  Oliver 
Lyttelton,  “You  cannot  win  the  war  without  the  help  of  the  population,  and  you  cannot  get  the 
support  of  the  population  without  at  least  beginning  to  win  the  war.”70  Lyttleton  was  the  Colonial 
Secretary  of  Malaya  during  the  Malayan  Emergency  and  observed  countless  counterinsurgency 
plans  fail  because  of  the  lack  of  initial  success.  In  Malaya,  a  country  specific  approach,  taking 
into  consideration  all  the  complexities  of  the  operating  environment,  was  essential  before 
multiple  successes  could  lead  to  the  beginnings  of  winning  and  subsequently  winning  the 
population.  Crawshaw  statement  that  “generalizations  are  dangerous”  when  they  lead  to  direct 

69  Michael  Crawshaw,  Running  a  Country:  The  British  Colonial  Experience  and  its  Relevance  to 
Present  Day  Concerns ,  The  Shrivenham  Papers-Number  3,  Defence  Academy  of  the  United  Kingdom 
(Cranfield:  Cranfield  Studios,  2007),  33. 

70  Ibid..  6. 


37 


solutions  without  understanding  the  specifics  of  the  situation,  questions  the  brash  production  of 
doctrine  from  theory  without  understanding  the  consequences.  Crawshaw’s  main  position  is  the 
perfect  transition  to  the  next  section  and  the  discussion  of  doctrine. 


Doctrine 

The  next  focus  of  the  paper  is  to  outline  the  gaps  in  FM  3-24  counterinsurgency  doctrine 
that  do  not  include  the  dynamics  of  the  FARC  in  Colombia.  FM  3-24  was  written  while  the  Army 
was  engaged  in  two  increasingly  violent  insurgencies,  one  in  Iraq  and  the  other  in  Afghanistan. 
The  Iraq  problem  was  the  primary  concern  and  received  the  bulk  of  resources.  Of  the  two 
environments,  an  argument  could  easily  be  made  that  FM  3-24  was  written  primarily  for  COIN 
efforts  in  Iraq  because  the  situation  there  was  approaching  a  tipping  point  where  irreversible 
defeat  appeared  imminent.  More  importantly,  this  focus  on  Iraq  permeates  every  aspect  of  FM  3- 
24  to  the  exclusion  of  insurgents  operating  elsewhere  in  the  world  with  different  traditions  and 
strategy.  Before  identifying  the  gaps  in  doctrine  for  the  FARC  in  Colombia,  it  is  beneficial  to 
examine  FM  3-24  and  summarize  its  main  points. 

Does  FM  3-24  apply  to  all  insurgencies  or  just  Iraq? 

Doctrine  is  supposed  to  inform  the  practitioner  how  to  think  and  establishes  “how  the 
Army  views  the  nature  of  operations,  fundamentals  by  which  the  Army  forces  conduct 
operations,  and  methods  by  which  commanders  exercise  command  and  control.”71  The  foreword 
of  FM  3-24  is  in  agreement  with  the  intent  of  doctrine  and  postures  the  manual  to  provide 


71  Department  of  the  Army,  Field  Manual  3-0,  Operations  (Washington,  D.C.:  Department  of  the 
Army,  2008),  D-l. 


38 


“guidelines  needed  to  succeed  in  operations  that  are  exceedingly  difficult  and  complex.”72  Also  in 
the  foreword  is  the  allusion  that  the  reason  for  writing  the  manual  was  to  provide  soldiers  fighting 
the  insurgency  in  Iraq  a  guide  to  action  and  chance  for  success. 

The  first  chapter  of  FM  3-24  reviews  the  history  of  insurgency  with  a  discussion  of  the 
aspects  of  both  insurgency  and  counterinsurgency.  This  chapter  establishes  the  central  view  of 
insurgency  and  counterinsurgency  operations  and  the  rest  of  manual  is  based  on  the  principles, 
imperatives,  and  paradoxes  presented.  So,  if  the  authors  of  the  manual  got  the  first  chapter  right 
and  accurately  described  insurgencies  in  the  world  today,  then  the  succeeding  chapters  will  be 
also  be  accurate.  Conversely,  if  knowledge  and  understanding  of  insurgencies  were  left  out  or 
missing  from  the  first  chapter,  then  the  rest  of  manual  and  the  overall  Army  doctrine  suffers. 

The  historical  discussion  of  the  evolution  of  insurgency  separates  into  the  period  before 
WWI,  the  period  between  the  world  wars,  the  period  after  WWII  during  the  Cold  War,  and  the 
period  after  the  Cold  War  until  today.  In  the  text,  the  problems  facing  the  Army  with  the 
insurgency  in  Iraq  continually  surface  as  the  only  trend.  Stalling  a  counterinsurgency  from  a  state 
of  collapse  or  failed  state  and  fighting  an  insurgency  with  worldwide  revolutionary  aspirations  are 
just  two  of  the  frequent  charges.  The  history  leaves  out  the  development  of  insurgencies  in  places 
like  Sri  Lanka,  Peru,  India,  El  Salvador,  Northern  Ireland,  East  Timor,  and  Chechnya.  There  arc 
Lends  that  exist  in  the  evolution  of  insurgency  that  the  history  turns  a  blind  eye  towards. 

Although  published  after  the  manual  was  completed,  Jeffrey  Record’s  book  Beating  Goliath: 

Why  Insurgencies  Win  presents  a  comprehensive  history  of  insurgencies  and  exposes  pertinent 
Lends  for  external  support  and  problems  democracies  face  combating  insurgents. 

Iraq  is  a  particular  case  where  the  counterinsurgency  approach  has  been  diluted  because 
of  the  need  to  initially  conduct  post  conflict  reconsLuction.  At  times,  the  result  has  been  a 

72  Department  of  the  Army,  Field  Manual  3-24,  Counterinsurgency  (Washington,  D.C.: 
Department  of  the  Army,  2006),  foreword. 


39 


popularity  contest  that  resounds  with  winning  of  hearts  and  minds  as  opposed  to  winning  the  war 
against  the  insurgents.  By  including  persistent  references  to  Iraq.  FM  3-24  reads  more  like  a 
strategic  communication  document  answering  the  antagonists  who  said  there  was  no  plan  for  post 
major  combat  operations.  The  overall  weakness  of  FM  3-24  is  that  in  its  rigidity  of  applying 
theory  from  observations  in  Iraq  it  has  limited  critical  and  creative  thinking  and  promoted 
conceptual  rigidity. 

The  opposite  view  is  that  our  doctrine  is  fixed  to  time  and  space  by  its  very  nature  and 
proponents  of  the  doctrine  freely  admit  that  it  only  assists  in  the  war  you  are  in  now.  These  same 
proponents  would  argue  that  the  doctrine  was  perfectly  placed  for  Iraq  because  that  is  where  we 
have  forces  using  counterinsurgency  operations.  However,  doctrine  written  for  combat  that  is 
ongoing  starts  to  lose  relevance  when  the  ink  is  still  wet  on  the  page.  Again,  proponents  would 
subsequently  acknowledge  the  adherence  to  doctrine  until  something  better  comes  along  or  the 
risk  of  failure  becomes  too  great  to  bear.  If  this  is  the  case,  FM  3-24  should  have  been  titled 
Counterinsurgency  Operations  in  Iraq  or  Counterinsurgency  Operations  against  extremist  Islamic 
groups. 

FM  3-24  outlines  five  imperatives  and  nine  paradoxes  of  counterinsurgency  operations. 
The  five  imperatives  arc  sound  and  have  a  positive  influence  from  John  Nagl,  asserting 
organizations  that  learn  and  incorporate  lessons  from  Robert  Thompson  and  Frank  Kitson  will 
stand  a  better  chance  at  achieving  success  in  counterinsurgency  warfare.  The  nine  paradoxes  are 
mostly  superfluous  generalizations  and  bear  the  brunt  of  criticism  leveled  against  FM  3-24.  LTC 
Gian  Gentile  summarized  the  weakness  of  the  sound-bite  like  paradoxes  extremely  well  in  his 
article  “Eating  Soup  with  a  Spoon.”  He  states  the  “paradoxes  actually  deceive  by  making  overly 
simple  the  reality  of  counterinsurgency  warfare  and. .  .[discard]  the  essence  and  reality  of 


40 


counterinsurgency  warfare  fighting,  thereby  manifesting  [the  FM  3-24’s]  tragic  flaw.”73  Although 
the  paradoxes  were  intentionally  placed  in  the  manual  to  force  creativity  in  thinking  about 
counterinsurgency  warfare  away  from  conventional  warfare  thinking,  the  actual  result  has  been  to 
lessen  the  appeal  and  value  of  the  entire  manual. 

More  importantly,  FM  3-24  outlines  eight  historical  principles  of  counterinsurgency 
operations  that  are  similar  to  the  principles  of  war.  The  word  “principles”  evokes  the  primacy  of 
science  and  the  ghost  of  Jornini.  The  other  notion  closely  tied  with  the  principles  of  anything  is 
the  checklist  mentality  where  one  can  ensure  success  through  simply  giving  attention  to  each  of 
the  principles  in  an  operational  plan.  This  is  not  the  issue  for  discussion  in  this  monograph,  but 
whether  the  principles  are  helpful  in  analyzing  the  approach  to  the  adversary.  The  principles  of 
counterinsurgency  in  FM  3-24  arc:  (1)  legitimacy  is  the  main  objective,  (2)  unity  of  effort  is 
essential,  (3)  political  factors  are  primary,  (4)  counterinsurgents  must  understand  the 
environment,  (5)  intelligence  drives  operations,  (6)  insurgents  must  be  isolated  from  their  cause 
and  support,  (7)  security  under  the  rule  of  law  is  essential,  and  (8)  counterinsurgents  should 
prepare  for  a  long  term  commitment.  These  principles  will  be  the  focus  of  doctrinal  gaps  with 
respect  to  the  FARC  in  Colombia. 

Where  are  the  doctrinal  gaps  for  the  FARC  in  Colombia? 

Legitimacy  is  the  main  objective  +  Reassert  control  over  the  national  territory. 

In  Colombia  the  democratically  elected  government  is  already  legitimate.  Politically,  the 
people  overwhelmingly  support  President  Uribe  and  his  administration  against  the  leftist 
insurgents.  The  problem  of  legitimacy  is  really  a  practical  problem  of  asserting  control  over  the 
entire  national  territory.  If  a  state  doesn’t  control  the  full  extent  of  its  territory  then  legitimacy  is 

77  Gian  Gentile,  “Eating  Soup  with  a  Spoon:  Missing  from  the  New  COIN  Manual’s  Pages  is  the 
Imperative  to  Fight,”  Armed  Forces  Journal  (2007):  1. 


41 


problematic.  There  arc  two  aspects  of  control,  physical  and  psychological.  Once  physical  control 
is  established  then  the  finer  aspects  of  credibility  can  be  administered  like  rule  of  law,  the  social 
contract  of  governance,  and  consent  of  the  people.  Joes  provides  a  good  example  of  the 
importance  of  extending  control  with  Roman  roads  which  align  closely  with  the  Boulding’s 
strength  gradient. 

Unity  of  effort  is  essential  #  A  unifying  strategy  is  essential. 

Unity  of  effort  is  important  in  a  counterinsurgency  because  of  the  different  agencies 
operating  at  the  same  time  in  the  same  boundaries.  For  example,  at  the  tactical  and  operational 
levels  there  could  be  a  multinational  coalition  with  command  and  control  of  military  forces 
operating  with  police  forces  while  civilian  agencies  and  non-governmental  organizations  execute 
a  humanitarian  relief  operation  with  aligned  goals.  Flowever,  the  optimal  synergistic  effects  will 
only  occur  when  there  is  a  unifying  strategy  at  the  highest  level.  In  Colombia,  success  was  only 
possible  with  the  unifying  strategy  of  President  Uribe  called  the  Democratic  Security  and  Defense 
Policy  (DS).  Marks  describes  the  DS  strategy  as  unifying  efforts  to  restore  control,  moves  to 
secure  and  protect,  and  finally  transitions  to  consolidate  through  strengthening  and  broadening 
state  services.  The  DS  resulted  in  success  after  success  which  built  optimism  and  increasing 
political  will  for  the  Uribe  administration. 

Political  factors  are  primary  4  Political  and  military  factors  combined  create  synergy. 

Often  the  point  is  made  that  political  factors  are  primary  as  a  way  of  pointing  out  that  a 
military  solution  by  itself  will  not  succeed.  Flowever,  this  reasoning  is  better  stated  as  one 
element  cannot  create  success  by  itself.  At  any  one  time  in  a  counterinsurgency  operation,  the 
point  could  be  made  that  either  the  political  or  the  military  was  primary  to  success.  The  truth  is 
that  both  are  necessary  for  success  and  when  there  is  a  unifying  strategy  combining  both  political 
and  military  objectives,  then  there  is  a  chance  to  defeat  an  insurgency.  Bard  O’Neill  has  a  good 


42 


way  of  describing  the  situation  “that  an  insurgency  is  a  political  and  military  phenomenon. .  .it  is 
not  an  either/or  situation.”74  Colombia  is  a  country  that  has  been  dealing  with  numerous 
insurgencies  for  the  last  century  and  when  they  have  failed  to  defeat  a  guerrilla  group  it  has  been 
because  of  an  overreliance  on  the  political  or  military  factors.  Today,  the  Colombian  government 
has  a  balanced  approach  between  the  two  factors  and  is  managing  the  FARC  problem  well. 

Counterinsurgents  must  understand  the  environment  #  Counterinsurgents  must  understand  the 
adversary  space. 

The  environment  in  Colombia  is  not  Mars,  some  far  off  distant  planet  that  no  one  truly 
understands  and  only  decades  of  study  and  analysis  will  yield  true  meaning.  The  adversary  or 
enemy  is  the  subject  that  requires  critical  thought  and  understanding.  The  FARC  is  not  just  a 
guerrilla  and  operates  at  a  nexus  of  criminals,  narco-traffickers,  and  paramilitaries.  Beckett 
describes  the  difference  between  a  terrorist  and  a  guerrilla,  and  the  FARC  is  both.  The  best  way 
to  describe  the  FARC  is  a  combination  of  egalitarian  and  commodity  based  insurgency  motives, 
operating  with  a  preservationist  principle.  The  FARC  operates  in  an  environment  called  the 
adversary  space  and  understanding  this  space  is  the  key  to  breaking  the  insurgent  anonymity  and 
achieving  success  in  counterinsurgency  operations. 

Intelligence  drives  operations  #  Operations  drive  intelligence. 

Intelligence  does  not  arbitrarily  fall  out  of  the  sky  into  one’s  lap.  Actionable  intelligence 
is  only  possible  with  a  series  of  operations  that  apply  constant  pressure  and  get  inside  the 
adversary’s  decision  cycle.  Contradicting  itself,  FM  3-24  describes  a  cycle  that  develops  “where 


74  Bard  E.  O’Neill,  Insurgency  &  Terrorism:  Inside  Modern  Revolutionary  Warfare  (Dulles: 
Brassey’s  Inc.,  1990),  154. 


43 


operations  produce  intelligence  that  drives  subsequent  operations.”75  The  dynamic  that  is  created 
is  a  reinforcing  loop.  One  could  call  it  semantics  as  to  which  comes  first,  operations  or 
intelligence,  but  operations  are  active  while  intelligence  is  reactive.  In  counterinsurgency 
operations  keeping  the  initiative  and  staying  in  state  of  constant  activity  is  the  key  to  never  letting 
the  insurgent  gain  an  advantage  and  initiative.  The  advances  against  the  FARC  in  2008  were  the 
result  of  planned  operations  that  yielded  actionable  intelligence  and  follow-on  operations. 

Insurgents  must  be  isolated  from  their  cause  and  support  4  Insurgents  must  be  forced  away  from 
their  support  and  destroyed. 

Using  an  analogy,  isolation  implies  that  the  fruit  will  die  on  the  vine  without  its  nutrients. 
The  Maoist  example  would  be  the  fish  will  die  without  the  water.  It  is  simply  a  flawed 
assumption  to  think  the  insurgent  will  not  adapt  to  the  new  environment  or  move  somewhere  else 
where  cause  and  support  exists.  Counterinsurgency  operations,  like  counter-guerrilla  and  counter¬ 
terrorist  operations,  are  offensive  in  nature.  In  the  simplest  terms  the  counterinsurgent  force 
attacks  the  insurgent  force  until  they  are  destroyed  or  unconditionally  capitulate.  In 
counterinsurgency  operations,  war  is  still  an  act  of  force  to  compel  the  adversary  to  do  your  will. 
Using  the  Kalyvas  example,  authority  comes  from  force  and  the  power  of  punishment  and 
impunity.  In  this  respect,  insurgents  cannot  simply  be  isolated,  but  must  be  forced  away  from 
their  support  and  destroyed.  The  Colombian  grid-like  operations  are  executed  with  this  principle. 

Security  under  the  rule  of  law  is  essential  #  Rule  of  law  and  increasing  transparency  in  society  is 
essential. 


15  Field  Manual  3-24,  Counterinsurgency,  1-23. 


44 


When  a  state  asserts  control  to  the  entirety  of  its  territory  security  will  follow.  The  key 
aspect  of  this  principle  is  the  rule  of  law  and  what  it  provides.  The  greatest  advantage  an 
insurgent  has  is  anonymity  and  rule  of  law  takes  it  away.  Rule  of  law,  through  expansive  civil 
administration  and  property  regulation,  advances  transparency  and  accountability  in  society.  This 
is  the  key  to  insurgent  recognition.  Alexander  and  Demarest  attest  to  the  benefits  of  improving 
rule  of  law  to  counter  anonymity  in  society  and  take  away  one  of  the  insurgent’s  advantages.  In 
Colombia  it  has  been  the  combination  of  improvements  to  the  judicial  system  for  prosecutors  and 
the  DS  contributions  to  police  forces  that  have  been  essential  to  the  recent  success. 

Counterinsurgents  should  prepare  for  a  long  term  commitment  #  Counterinsurgents  should 
commit  to  rapidly  ending  hostilities. 

The  counterinsurgent  force  that  enters  the  war  thinking  it  will  be  a  long  protracted  effort 
requiring  limitless  resources  and  political  will  is  going  to  lose.  This  is  especially  true  in  a 
democratic  government  where  the  insurgent  will  deliberately  protract  the  war  knowing  that  the 
counterinsurgent  government  has  to  go  through  multiple  election  cycles  and  has  to  constantly 
validate  the  cost  of  the  war.  The  ultimate  goal  of  an  insurgent  protracted  strategy  is  to  exhaust  the 
incumbent  government.  If  counterinsurgents  prepare  for  a  long  term  commitment,  they  play  right 
into  the  insurgent  protracted  strategy.  Another  disadvantage  to  preparing  for  a  long  term 
commitment  is  that  the  offensive  spirit  is  lost  and  the  approach  begins  to  look  like  a  mobile 
defense.  The  mobile  defense  is  nothing  more  than  a  holding  operation  with  a  series  of 
counterattacks.  In  this  counterinsurgency  approach,  the  majority  of  forces  are  used  for  holding 
and  not  attacking.  Consequently,  this  approach  yields  the  initiative  to  the  adversary.  Therefore, 
counterinsurgents  should  commit  to  rapidly  ending  hostilities  and  quickly  gain  capability  to 
manage  the  problem.  This  can  only  be  done  with  a  unifying  strategy  and  adequate  resources  to 
find,  fix,  and  finish  the  adversary  rapidly. 


45 


Conclusion 


The  end  of  the  FARC  is  closer  today  than  any  time  since  the  last  thirty  years.  Successes 
are  widely  covered  in  the  news  and  as  one  pundit  put  it,  “The  Shine  is  Off  the  FARC”  as 
guerrillas  surrender  in  the  hundreds.76  No  one  is  saying  the  FARC  will  give  up  tomorrow,  but 
something  has  changed  that  is  worth  examining.  Was  it  the  election  of  President  Uribe  in  2002 
and  his  new  plan?  Was  it  the  military  and  police  forces  that  benefited  from  improved  resources 
and  training  who  were  finally  were  able  to  take  advantage  of  their  experience  and  leadership? 
Was  it  the  people  who  have  overwhelmingly  grown  tired  of  the  violence  and  terrorism 
perpetrated  by  the  leftist  insurgents,  narco-traffickers,  and  paramilitaries?  Counterinsurgency 
operations  are  complex  and  there  is  no  coup  de  grace  solution  in  this  monograph.  Flowever,  the 
real  question  to  ask  would  be,  if  Colombia  only  had  access  to  FM  3-24  and  the  principles 
contained  therein,  would  their  success  have  been  possible? 

The  resounding  answer  to  this  last  question  is  no.  The  case  study  of  the  FARC  in 
Colombia,  explored  in  this  monograph  using  a  history-theory-doctrine  methodology, 
demonstrates  doctrinal  gaps  in  the  principles  presented  in  FM  3-24.  The  argument  has  been  made 
that  FM  3-24  was  largely  written  for  the  nuances  of  Iraq  and  is  narrowly  focused.  The  frame  of 
FM  3-24  fails  to  understand  the  fundamental  nature  of  insurgencies  and  comprehensively 
examine  counter-strategies.  Strategies  and  principles  used  in  Colombia  suggest  a  reevaluation  of 
the  counterinsurgency  principles  outlined  in  FM  3-24.  Further  research  is  required  and  multiple 
case  studies  should  be  included  in  updating  FM  3-24.  The  intent  of  this  monograph  was  not  to 
replace  one  set  of  principles  with  another,  but  to  search  for  deeper  understanding  of 
counterinsurgency  warfare  and  identify  potential  doctrinal  gaps. 

76  Chris  Kraul,  “Shine  is  Off  the  FARC  Rebel  Army.”  Los  Angeles  Times,  January  19,  2009, 
http://latimes.com/news/nationworld/world/la-fg-colombia-farc  19-2009i an  19,0,5274066. story  (accessed 

January  20,  2009). 


46 


APPENDIX  A  -  Map  of  Colombia 


Caribbean  Sea 


LAGUAJU 

R  l  ha  i  ia 


NICARAGUA 


Maracaibo^ 


Valencia 


Barquisimeto 


ian  Juan  de 
Los  Morros 


•ANAMA 


VENEZUEI 


.lu^O 


.BOLIVAR, 


,Sah  CnslObal 


'Caicara  de 
Orinoco 


PANAMA 


ARAUCA 


Puerto  GarrericT 


CHOCO 

QubdOF 


L  Puerto 
JiAyacucho 

’Morganlto 


CASANARE 


VICHADA 


San 

Fernando 


de  Atabapo 


META 


Barrancomina 


GUAINfA 


CAUCA 


San  Jo*  del 
Guavbre 

.  GUAVIARE 


Saif  Vicente 
deiCaguan 


Calamar' 


NARINO 


.Florencia 


,Tres  Esqulnas 


jiantaAnia  " 
L  Puerto  Asfs 


caquetA 


VAUPES 


lizamo 


SSo  Gabriel" 
da  Cachoeira 


Puerto  f'\  ^  ‘ 

Santander  ? 

AMAZONAS^?^ 


,Pantoja  \ 


BRAZIL 


■Vila  Bittencourt 


El  Encanto 


Flor  de 
Agosto 


200  Kilometers 


Iquitos, 


SEft  ^Oranjestad 

Aruoa  Willemstad  e<Lwe 

T 

Netherlands 

Antilles 

v  V\.  m  (NETM.)t 


VAL1E  DE 


NORTH 

PACIFIC 

OCEAN 


Colombia 


International  boundary 


- Department  boundary 

★  National  capital 
®  Department  capital 

*  *  Railroad 

-  Road 


PERU 


~F~ 


_ 


Jase  80267 1  Al  ( 


This  image  is  a  work  of  a  Central  Intelligence  Agency  employee,  taken  or  made  during  the  course 
of  the  person's  official  duties  and  published  in  2001.  As  a  Work  of  the  United  States  Government, 
all  images  created  or  made  by  the  CIA  are  in  the  public  domain,  with  the  exception  of  classified 
information. 

Reference:  http://upload.wikimedia.Org/wikipedia/commons/4/4f/Colombia  rel  2001.jpg 


47 


APPENDIX  B  -  Summary  of  the  FARC  Narrative  and  Strategy 


The  FARC  is: 

•  the  oldest,  best  equipped  and  trained,  richest,  and  best  organized  insurgency  in  Latin 
America, 

•  based  in  Marxist  ideology  and  class  warfare  developed  in  the  1960’s  through  the  1980’s, 

•  fully  integrated  in  the  illegal  drug  business  in  Colombia, 

•  financially  self  sufficient  and  does  not  rely  on  external  support  from  ideologically 
sympathetic  countries  outside  of  Colombia,  and 

•  not  popular  in  urban  centers  or  the  majority  of  the  population  of  Colombia,  its  base  of  support 
for  recruitment  and  sanctuary  is  in  remote  rural  areas. 


The  FARC  membership  is  not  about: 

•  religion,  or 

•  ethnicity. 


The  FARC’s  strategy,  tactics,  and  messages  include: 

•  overall  strategic  goal  is  to  change  Colombia  into  a  democratic  socialist  state, 

•  protracted  popular  war  approach  with  a  recent  trend  towards  urban  terrorism  to  weaken  the 
perception  of  government  legitimacy, 

•  preservationist  principle  increasingly  dominates  and  translates  to  the  use  of  whatever  means 
will  give  them  an  advantage  and  strengthen  their  power  and  control  in  Colombia, 

•  preference  for  military  strength  over  political,  power  is  achieved  through  a  “barrel  of  a  gun”, 

•  using  the  peace  process  to  strengthen  its  position  and  then  renegotiate  from  strength, 

•  garnishing  legitimacy  as  a  belligerent  in  a  civil  war  and  not  the  terrorism  label, 

•  fostering  a  relationship  with  Venezuela,  Ecuador,  Bolivia,  and  Europe  against  the  U.S. 
influence  in  Colombia, 

•  not  trusting  any  other  leftist  insurgencies  in  Colombia  (all  other  insurgencies  are  viewed  as 
competition), 

•  advancing  their  role  as  the  trainers  for  other  Latin  American  insurgencies  to  sow  similar 
violence  in  other  countries  with  a  leftist  cause  and  gain  support, 

•  using  the  border  regions  of  Ecuador  and  Venezuela  as  safe  havens, 

•  use  and  manufacture  of  landmines  to  protect  lines  of  communication, 

•  using  children  as  fighters, 

•  maintain  financial  self  sufficiency  and  expand  operations  against  existing  drug  traffickers  to 
take  over  all  stages  of  drug  production  and  trafficking, 

•  using  kidnapping,  extortion,  commodity  taxes, 

•  labeling  the  Colombian  government  as  human  rights  violators  aligned  with  the  paramilitaries 
in  a  state  sponsorship  of  terrorism  against  the  people,  and 

•  communicating  themselves  as  the  true  patriots  of  Colombia  and  the  government  as  despots 
under  the  influence  of  the  U.S. 


48 


APPENDIX  C  -  FARC  Chronology  and  Key  Events 


1500's  start  of 
Spanish 
colonization 
and  rule 


1966  FARC 
named  the 
armed  wing  of 
Communist 
Party  in 
Colombia 


1998  FARC- 
EP  attack 
department 
capital  Mitu 
and  take  over 
city;  largest 
attack  to  date 


1899-1902 
Civil  War 
known  as  the 
War  of  1 ,000 
Days 


1819  Battle  of 
Boyaca; 
Simon 
Bolivar's 
victory  and  the 
spark  of 
independence 


1959  Marxist 
Revolution  in 
Cuba 


1948-1957 
Civil  War 
known  as  La 
Violencia 


1982  FARC- 
EP  holds  7th 
Conference 
and  outlines 
strategy 


1978  National 
Security 
Statute 


1990  Arenas 
dies;  FARC 
strengthens 
ties  to  narco¬ 
traffickers 

1982  MAS 
paramilitary 
formed;  Death 
to  Kidnappers 
and  leftist 
guerrillas 


1999  FARC- 
EP  granted 
autonomous 
region  the  size 
of  Switzerland 
called  the 
despeje 


2000  U.S. 
Plan  Colombia 
initiated  with 
counter-narco 
focus  and 
human  rights 


2002  Peace 
talks  officially 
over;  the 
Colombian 
Army  ordered 
into  the 
despeje 
demilitarized 
zone 


2002  FARC 
mortars  the 
Presidential 
Palace  in 
downtown 
Bogota  as 
President 
Alvaro  Uribe  is 
sworn  in 


1964  U.S. 
Alliance  for 
Progress  and 
Plan  LASO  in 
Marquetaliato 
prevent 
spread  of 
Communism 


1991  New 
Colombian 
Constitution 
approved  that 
liberalizes 
society 


2002  U.S. 

grants 
authority  to 
expand  Plan 
Colombia  to 
counter¬ 
terrorism  focus 


49 


2003  AUC 
sign  peace 
accord  and 
demobilize 
paramilitary 
forces 

w 


2008  in 
October 
Landmine 
Monitor 
reports  mine 
casualties  in 
Colombia 
decrease  for 
the  first  time 
since  2002 


2006  with 
constitutional 
amendment 
for  a  second 
term, 
President 
Uribe 
reelected 


2005  massive 
FARC-EP 
offensive 


2008  in  March 
FARC-EP  lose 
Marulanda, 
Reyes,  and 
Rios  from 
secretariat 


2006-2009 
Colombian 
Democratic 
Security  Plan 
shows 
success 


2008  in 
November 
President 
Uribe  fires  27 
officers  and 
soldiers 
including  Gen. 
Montoya  for 
“false 
positives” 
scandal 


/  / 

/  / 

/  /  Future 
t  t  Event 
/  / 

/  / 


2008  in  July 
Colombian 
forces  rescue 
Ingrid 

Betancourt  in 
Operacion 
Jaque 


2010  in  May 
Presidential 
elections 


50 


APPENDIX  D  -  Map  of  the  Population  Density  in  Colombia 


This  is  a  file  from  the  Wikimedia  Commons.  Commons  is  a  freely  licensed  media  file  repository. 
Source:  ESRI,  CIAT  Data,  Sep  2007,  by  Carlos  A.  Arango. 


Reference:  http://www.commons.wikimedia.Org/wiki/File:Densidad  pop  col.png 


51 


APPENDIX  E  -  Map  of  the  FARC  Blocs 


FARC  BLOCS 


Cambean  Bloc 
Middle  Magdalena  Bloc 
Eastern  Bloc 
Northwestern  Bloc 
Western  Bloc 
Southern  Bloc 
Central  Bloc 
Caguan  Inter-Front 
Ariari  Inter-Front 


O  Quito 


Maracaibo 


Terrorism  &  Insurgency 
Date  Posted:  14-Aug-2008 

D  Playford/IHS  (Global)  Limited,  Jane's  Intelligence  Review 

Reference:  http://search.ianes.com/Search/dociimentView.do7docId-/contentl/ianesdata/mags 
/  j  i  r/li  i  s  t  o  i~  y  /  j  i  r  20  ( )  8  /  i  i  r  1 0458.htm@currcnt&nagcSclcctcd-allJanes&kevword-farc%3CAND%3L 

map&backPath=http://scarch.iancs.com/Scarch&Prod  Namc=JIR& 


52 


APPENDIX  F  -  Map  of  Drug  Cultivation  Areas  in  Colombia 


Security,  Colombia 
Date  Posted:  1 1 -Dec-2008 

IHS  (Global)  Limited,  Jane's  Sentinel  Security  Assessment  -  South  America 

Reference:  http://search.ianes.com/Search/documentView.do7docId-/contentl/ianesdata/sent/ 
samsu/sama000.htm@current&pageSelected-allJanes&keyword-farc%3CAND%3E2009&back 

Path-http://search.janes.com/Search&Prod  Namc=SAMS& 


53 


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