EFTA01119119

Valuations 6/30/13 EFTA01119119 JEE and Related Engles Investment Summary 613013 Cash 8 Equity ants Southern Financial L1C- (see note below) 14,591,497 J.Epstren 2233,502 HAZE Trust 28,361 FT Real Estate - Southern Trued Company 24,746,453 Jaspers 28,018,660 J.Epstein V1 Foundaton 4.623,277 Total Cash & Equivalents 74,241.740 Less: Cash in Ogeratith Accounts (1,675,843) Cash in Foundations (4,623,277) (6,299,120) Total Available Cash 8 Equivalents 67,942,620 JP Morgan Trading Account (crash. securities, Dertvitees)- SFLLC JP Morgan Trading Accident (crash. recurlies, Dertvitives)- RAZE JP Morgan Trading Account (ash, securities. Dertvitives)- STC Marketable Securities -(Im) Investment American Yacht Harbor (per JEE) Settlements Receivable -DBZ See Note A 68.806,047 22,232,691 5.589,671 11,492,405 1,000,000 33,481,600 Partnership Investments 105,267,510 (see attached schedule) Total • 315 812 544 Value Above Adjustments: Operating Cash Loans Receivable Total per attached va Norton schedule 315,812,544 1,675,843 1,966,915 319,455,302 ' Investment partnerships are subject to various restrict ions on withdrawals. and therefore, the timing of avaibbillry of funds will be so knitted. 319.455.302 NOTE A: The ZIA trading account was funded with $75 Million. During July 2011 we withdrew $ $2.478,520. On 2/14/12 the account was reduced by 5501630 for the purchase of 16,535 Artad Pharmaoeutcals 8 2,095 Rogan DEC.I on 5122/12 the account was reduced by $1,330,030 for the purchase of 35,000 shares of Fecebook. In Mood 2012 the account resolved $349,402 from the sales proceeds od 17,500 sh of Fecebook On 9112/12 the account was reduced by $10mm for the Irene& to Mort Inc. On 11/9/12 there was a transfer to JEE of $100:0000 EFTA01119120 J. EPSTEIN a RELATED ENTITIES VALUATIONS CASH,UABILMESPNESTMENTS 6/30/13 SQUThem Financial lie ACCOUNTS 05.01/13 0930/13 01/01113 VALUATION YTD June ►ERFORMANCE J P MORGAN- Cash 14581,184 14,591A97 JP Morgan Dwane Account 70,392.543 68.806.047 J P Morgan- Securltem 10267,555 9,984,820 INVESTMENTS TUDOR FUTURES 13,394,889 13238.161 12,579909 524% -1.17% HGHBRIDGE CAPITAL 19,129022 19227,390 18.624.903 157% 0.53% BEAR STEARNS Asset Backed Securities (7/314:43 vale 331.882 331,882 Southern Dust Coneseret J P MORGAN- Cash 24 544.495 24,572,296 JP Morgan Trading Account S 970,655 5,559,671 Other Bank Accounts 74,654 174.157 Aden Sauter* (et cost) 500,000 500,000 Settlements JEEPERS CB 2W RN SPECIAL OPPURTUNITIES FUND 76990030 71000.000 see fcenc4e less parbal wIthdrawat payment received (16,351230) (42518,403) J P MORGAN- Cash 4,853,437 28,018,650 JP Morgan Trading Account 1.520.605 1,507,585 Jeffrey Epstein WESTNEWT Arnencan Yacht Harbor 1.003,000 1,000,000 FT Real Estate - Investment in ptshp at cost 1,508,833 1.508.833 CHECKINGMAVNGS ACCOUNTS 1,127,921 1531,686 LOANS WE FROM IN0NDUALS 1966,415 1,866.915 CORE CLUB NOTE 100,000 103.000 BROKERAGE ACCOUNTS JPM (Beer Steams) 666,930 666.933 J P MORGAN 56,829 56.639 Mort Inc. Al,phcom (at cost bass) 10,000,000 10.1:00):00 (1,260233 tares or common. and 695.301 shares ci Set 5 Pfd) Butterfly Twit 8.044 6,044 HAZE TAM HIGHBRIDGE CAPITAL 35A45,729 35,633.591 34,404,356 357% 053% KING STREET 23.100795 24,827.653 23,276.473 6 66% -110% JP Morgan Cash 26359 28.361 JP Morgan-managed account 21541993 22232.691 TOTAL 325,659945 319455.302 THESE AMOUNTS DO NOT INCLUDE HOUSES. APPLANE,FIXTURES IL OTHER ASSETS EFTA01119121 Reconciliation of large items Value 5/31/13 325,658,945 Partnerships JPM Trading account- SFLLC (FTC) JPM Trading account- HAZE JPM Trading account- STC Securities Dividends/interest Apollo Distribution (143,640) see below (1,586,496) (1,310,307) (180,984) (300,881) 8,707 Change in loan account 1,500 cash spent: JEE (2,626,235) STC (75,497) Franchise Tax (1,147) L Black Fee cash received BSABS 11,337 miscellaneous total 319,455,302 Value 6/30/13 319,455,302 Partnerships SFLLC TUDOR FUTURES SFLLC HIGHBRIDGE CAPITAL Haze HIGHBRIDGE CAPITAL Haze KING STREET (156,728) 101,368 187,862 (276,142) (143,640) EFTA01119122 LE and Rebated Entrties Cash Summary 6/30/13 SFLLC JPM 14,591.497 142591,497 JEE Bank accounts 1,501.665 JPM (Bear Steams) 666.933 JPM 56.839 Butterfly Trust (Bear Stearns) 8.044 2,233,502 JEERERS JP Morgan 28,018.650 28,018,650 liaZE Trust JPM 28,361 28,361 Southern Twat Company JPM 24,572,296 Bank accounts 174,157 24,746,453 Enhanced Education 4,623,277 4,623,277 Total Cash 74,241J40 74 241740 this does not include cash in JP Morgan trading account 1,675.843 EFTA01119123 JEE and Robted Ende. Aas* Equdy /teler/00mm% ~13 Seettrales Lees fl Flik Malet Valse Puntte* 6730113 5/31/13 PIMS.%) 70,500 Amens Waai SFLLC 1.230225 1,433.2E6 7203.040) 20,030 Banterder SFLLC 68725 90,949 C2.224) 21.753 JP Morgen SFLLC 1,148,341 1.187.495 (39.155) 203,157 ~No Giebel Hamgant SFLLC 0.342.008 0228,926 13.181 17,500 Featook (purchesed 5/22/12) 8FLLC 435,403 426125 9,275 18,535 Arial Phermamuticeb SFLLC 209.197 303,252 (14.055) 2,095 Benen IOEC SFLLC 450.644 497,542 (48.890 151,212 JPH FR Rite 4.24% Joepen 5,725 1.507,585 1,520,000 (18.1481 11 492 /05 11 787 501 (300.661) intesthemb å86~M3 et Fak Mede« Wee SFLLC TUD:« FUTURES 13,238,181 SFLLC HIGHBRIDGE CAPITAL 19,227,390 SFLLC ABS Trust (lest valuetion 713609. FTC rståws menthly dartutons) 331,082 HIGHBR3DGE CAP1TAL 35,833,591 KATE KING STREET 24,827)153 n Reel Estato 21 Eest 2811. Streel (at oost) 920,500 FT Raai Ene Columbia HoldIngsfet oost) 588.333 STC Alle Solden; (at ~0(1.142,857 eh cd Ser A Ped 0.4375 Per 01) 500.030 Hoet Ine Albkom (cast basis) (1,260,333 ah ~MOR 695,301 eh Ser S PM) 1=510 0032- Traa ls band on t1e folbelng essumptons the fund wil moognbe a wthdreeed emount pa y31:433~3~ totellnd $70 reillbn Japen ~Wed ss Interest of 0 Øs MMO intens« wend el emoe $3.8 mime wan a bacatop psyment bom 0. Dubb *quel to ene exces of $5 makel om, the eggregete mem of al dtetnNtons rembal wth NSPIKUOthda Invesenent as or Sept 33, 2014.Jeepent wlk geNnd Dubn sta gemunt c< ny dealbutons meebid by Joepen. Mer mel dels uni Dubt readoba teek ny paymards made ba ~pst MW Dubb Is made whole, Jaapen vsl have ro obligaten to Mals MOS JEE wil psy SI welken lor berm Interest In God*. JEE Yell neten sI clibributions som $2 0.111011 and me rernekeng flatrit Nonswill te tenteed 5680 ~n JEE end Zoon Dm agreement hes not been Omlaad. he seks d JeepeS cmenetiNt> MMS« Olum 0 Dubn DOSIOn S 51 79 044 es ot 931113 end 51.796.893 stof 4130113) 70.003, 000 5,000,000 1.080,003 76.000100 EFTA01119124 ENHANCED EDUCATION 00/13 TOTAL PARTNERSHIPS & CASH SECURITIES JP Mor0an (Form*/ Bur Sterns) 4,12,721 4,512,721 SANK 110,556 110,556 TOTAL 4,823277 4,1123277 EFTA01119125 Souther. Wanda( Mt Amply)b el teatime's Inver:anent FMV unrested 6/30/13 CeiMoots) ML Heft, 12/15106 5,100000 distnbuborts 8/11/06 (,160,021) distnbutorts 12/11/08 (5030.006) distnbutions 7/2607 (2.440,906) distnbutions 4/20/11 (1.297652) distributions 12/12/12 (1 306 976) (,667.281) 3 873,688 6 340 949 final detritutisn 9$ ASS II/29106 10,000000 distnbutons (3931,526) 6 066.474 331 882 (5 734 592) lighbrFge CaPtal Corn 1/1101 26,000000 dostnbutons 2/28106 (25 000 090) 19227 390 19 727 390 This represents the bbl of Hipnbrilym Caftdal Corp end HB Mult-Streho3y Holdings Ltd Tudor DB Zwirn 1/33101 5000000 1/14/13 distribution (4 193,340) SOS 700 OEMs 449002 invested 10,000,000 6/30002 invested 10600,000 12200 Invested 30003,030 6/2/03 invested 10,000030 1/3/05 Invested 20600030 12/21/12 distntsaice (6,541,292) 4/12/13 distribution (7,811,938) 6/26/13 distribution (28 185 169) 37 461031 13236.161 12 431 461 Balance receivable kom Forbore $27,411.600 DU- seldement This is based on the rollovers • amp tors the fund will recognize • wthdrasel amount reyable M JooPers totaling $70 Milhan 70.000,003 Jean RIPOMMK1 an interest of G Dubins pbhp inftrrest valued at Bram 63.6 million we a backstop payrren4 from C. Dube' equal to the excess of S5 malice over the 099,090te value of al dembstore receiVed we respect to this winrestmeM as of Seot 30, 2014.Jeepers will refund Dubin to amount of any distributions rewired by MIMICS after that Mao until Dubll renews bad( any payment made to J•Op•rf. Met Dubin • made mime, Jeopeis MI have no obloition to repay Dubin JEE will pay SI million for awn Interest in Comm. JEE wit gooeve al distntutions uMo 22 than and the remaining dstribuDons Ml be divided 50/50 between JEE and Zwirn This agreefient has not been Melded 5.000,000 1.003.00) 76 0:0 000 value of Joe 779 044 as or 5.3*/ :a Pal 796 693 as of 4/30/13 EFTA01119126 Haze Trust Analysis of Investments Investment FMV unrealized 6/39/13 Gain(loss) Highbridge Capital 4/2099 10041.666 35,633,591 25,591,925 King Street This represents the total of Highbridge Capital Cory. and HS Multi-Strategy Holdings ltd. 11/1/99 10,000,000 7/28,10 50% redemption (20.(>30,787) (10,090,787) 24,827853 34,918,440 EFTA01119127 Bear Swarm Asset BeeltAl Seeuttees DistrIbetIons ReceNed FTC 1/9/06 3/12/06 4/14/06 544/06 6/16/011 7/16/06 3/21/011 9/73/06 10/3/06 11/23/03 12/22/01 1/23/09 2/20/09 3/12/09 400/03 549/09 7/14/09 Note A 5/24/09 9/71/09 12/2/09 1/5/10 2/5/10 3/1/10 4/00 5/10/10 6/3/10 7/3/10 6/10/10 9/5/10 10/13/10 11/3/10 12/3/10 1/10/11 1/31/11 Note 6 2/3/11 3N11 4/3/11 5/9/11 6/9/11 7211 11/8/11 9/3/11 10/12/11 11/6/11 12/3/11 1/9/12 2./8/12 3/9/12 4/9/12 5/6/12 6/3/12 7/9/12 6/9/12 9/11/12 10/9/12 11/3/12 12/1W12 1/9/13 2/6/13 3/3/13 4/15/13 5/8/13 6/10/11 Total Total Partienhip 6 Trust 1.047,79100 411.015.00 147,707.00 147307.00 135,377.0) 110,71100 110,61100 110,575.00 92327.03 85353.00 73,670.00 73,67000 7304.03 67,434.00 66.44300 57,3860) 84,367.00 47311.00 35,71110 6701.00 Partnerstdo That 1.047,25L00 431,01340 147,707.03 147307.0) 135377.03 110,71/20 110415.0 110378.0 92.127.00 WWI= 73,670.0) 73,670.03 73,614.0) 67,434.0) 66,443.00 5730510 94 397.0 ALLOO 35,71190 1740510 25,07330 25,073 30 31.07344 31473.64 3003113 33.6.25.83 72)13.71 22.613.71 2631118 26.11.5.18 25,24331 25.241.91 19,961.45 19.961.45 22,013.03 npute 24.9061 24919.61 30,52731 0,577.91 nsuss 2343645 29,234.17 25,23417 24,62391 2442311 25.793.17 25,79117 26,966.92 2696692 24,313.00 26,313.03 21,11225 21,112.75 21)57.96 21457.96 11.613.74 11078.74 16,69035 1649035 15,59619 15,596.19 16340.22 16410.22 15419.76 15.149.76 17,37732 17,37732 17337-49 17432.49 1$151.73 Man MAIL% 16.611.56 19,767.0 19,767.40 17,02.23 17,622.73 1645039 1640079 17,401.50 17,401.30 1616530 1616530 0,60296 16,60236 1432240 14472.40 1544541 1544542 15,03804 15:65.01 14,20621 14.2411 14,594.00 14,5114.0) 13,07.23 13107.0 13,73L21 13,251.71 12.22343 12.229.13 12.06.06 12,43606 n 336 32 11015%2 3)31,575.52 3,113)9517 117,93045 FTC Invested 510.000PCO In 860 Steams Asset /rted SocurIlits on 11/29/06 DIstrilwdons itte based on maturing essets NOTE k (repmentt 2 months per 00/00.7 Orleesky) NOTE B: (audit oljussenent In partnenh0 EFTA01119128 CI 0 01~ laveMonein Owneclangtle• re a Commodity rams Global Investment Opportunities Group Account Position and IVITNI Summary (Open Positions) Prepared for Southern F,nanc,al 1.LC as of Arne 21. 2011 uS17 Uri uSCAll, USDCN,13.0144 5.176S 0 9453 XAVU93 1/50131W VSDCaD '2009 1149 76 10479 GIPUSO tURUSO VSD1AY 1.5251 U5DarY '3037 U509/4 1.920 VSONOK 90420 2.1999 6.016) • ,mud, alortenta Company Currency baloney Di odend Yield Cost Bas.. Is) Market Value PS' Entry Price Current hue (Small 'Loral/ MIM J.i.dd Pharmaceuticals Inc USD nluMl, Non-cyclic 0.00% .5176400) 117A10 1960 11 49 (518.9S0) Ailed Mammon/tick Inc VS0 inturner. Non-cycli. 000% (1114,6C0) $131,767 15/1 17.49 117,197 Sieger, Wet Inc USO initeneti Nen-Wilk 010% (5290,455) $450,1114 Ili 55 215.20 $200,399 Nvnho Ob Agri Double Lang VS0 funds 0.00% (3352.550) SRAM I 05 892 593,450 facetook Inca USD CoatiouVartions 0.00% (5645.0201 5.435.40 38 CO 2455 (5221,600) General Ekren( Co USC 'Sala! 3211% (1495190) 5933,370 21 53 1319 536.110 Sangeeno floscenon Inc 1150 norm?. Non-cyclk 000% (5410.214) 5390,500 840 81 (129.714) I tack Oat,, Symbol Shares 24-Wn-13 ARIA 9,000 14-Peb-12 AAIA 7,535 14446.12 Na 2,095 12.1410 DAG 50.000 I 749.02 co 17.500 23-Apr.13 (IS 23,000 21-May.13 54610 50.000 Structured Nobs Irate Date Matucity Face Amount magma Salem LLC • Manual isc ale JFMor.n Investment Bank as of ono( long Cuseciption Cest Ian (S1 Market Value (SI Received interest Entry Price (SI Current Putt. (5) MIPA 11.Nov.12 22. .13 1.000,00) 61 Note 11/22/1 a Min Y. use 85%ilanier. 5% Atm Cpn-22.9%Martm (51,000.000/ $1,029,950 SO 5102.90 528.950 14.1.3-13 20-Aucy14 1,007,000 MS Market Min faRK ago/la SOIL I KO Ismer • 3.5% Ott Unceitred Initial UMW . 2) ($1,000,000) 51,113.050 SO S10000 $11131 $113,050 5-Apr.12 16Apr-15 1,500,000 Mesita ON 6200% ON 04/11/2015 OW Osnyam (11,500003) 11,602,600 5615/8 5100.00 5106,14 1172.4111 14-May-13 29-440-14 2.000,000 NW CNN 1/111/14102%efo barrter-494cNt-17144417 'MINI Laid-17029 (52.001000) 11,914.200 SO $100 .00 595.71 (05.220) SRAM Income • Intea bark Date Matenty Fart. Amount 3 • • 22-001.12 15-Miry-2019 .100.000 23-00.12 1SMay.2019 400,00) 1.0n.12 01.1un-2019 1004000 (04ov.12 014mi-2019 1,02000 24-1•413 15-Feb2020 1302,093 24Feb-13 15-9,42010 1,000,000 3-Apr-13 1040•4023 300,000 15-Jun.11 Perpetual 2300,000 15.2un.11 Perpetual 2300.000 141)411 /Iapetus! 2.000,002 30-len-12 Perpetual 3000000 27.lun-12 Perpetual 2.000,000 29-May-13 Perpetual 1,00,000 P vie Illoombe SSP Rat mg Neal Call Date Coupon hmcipal Cost hlailiet value total int Actiued Yield to Neat Entry Petty Current erne MTM Headwater; Inc B• 4110015 7.625% ($1.035100) 51.047,000 552.104 5103.50 EarthlInk Inc ca. 51151201$ 1075% (1414.000) $399240 524,259 6.811% 1103.50 leithEnk Inc CCC. 41152015 2175% (1619,500) 1599,740 136240 108% 110325 13ndred Nealthcent Inc 5. 6/1/2014 4150% ($996,250) 11,020,000 $61,111 7.65% 09.63 landred Wratthare Inc 6/12014 8250% ($974000) 51,020,000 152.701 7.65% 07.03 krdcanoster Company O. 2/15/2015 42930% (51,595425) 11,500,0:0 151.333 800% 11063$ Sentrentatbs Concern I. 2/111201$ SACO% (11.070.000) 11,000,000 117,333 1120% 110700 I.S.ys lank Pk 110- 4/10/2016 7.730% (1)10.000) 509,250 55,490 7.111% MO% Jponowan Chafe i Co KM 4/93/20111 7.100% (12,702.42.5) 11795,000 $402,132 5-11% 510.10 2pfroiyan Om! II CO EN 4/30/20111 9.903% (52702,425) 12.795,030 5402,132 5.11% Sloe 10 Sank °Streets Corp II. 3/15/10111 9.123% (12.061,1110) 52251000 1400,533 5.10% S10.06 Southern Cal Edison 099- 1/1/2022 6250% (52.999,970) 13,117,955 10650 529% $100 .00 General Eke Cap Corp 6/132022 7.125% (0.122.920) 52.210,000 $142.1196 5.62% $106.15 General Eke Cap Corp 6/15/2023 5.250% ($1.400.000) $1.339.750 55221 513% $100.00 riternetlonal fixed Income • lit Piscine V•Illoornbe Trade Date Maturity fare Amount issue 50 Retinal Currency Coupon PnI.(.VAICOIrt 151 market Yak., IS) Total Int. Yield to Worst Entry hale Current Pnce &towed (SI I Local/ ROCA 110 ..)0 $64,104 599.96 11409$ 599.96 11450 110220 $102.00 $102.701 $10000 (544,292) 510.00 (142.667) $99.75 $4740 $111.10 1494,707 $11120 $494,707 $112.90 $577553 5106.0 1461,941 5110.50 5229.976 195.63 ($55.3291 9.00142 02-1100/017 500.0110 Petri:oleos 0. Venezuela 5 I WD 8.500% 3440,150) 5455,000 530.576 11.17% 49 .05 IT-Oct-Il 02-Now-2017 1,010,000 Petroleos De Venezia% $ 11 WO 4300% 007,5001 $910200 140,661 11.17% 59.75 10-May-1 16-Clec.2011 1,500,000 Lloyds Tsb lank Plc OW. USO 9271% (11,627300) 51.724750 $167,175 424% 10150 26derel2 15-Dec-2035 7.5020.2C0 Reputed Of Anstitine SPA USD 0.000% (51,039,750) 5419,775 1426.023 1325 13-00.10 15-044.1091 14001000 Reptablk OfArgentin. WA ARS 0.006% ($MMO) 1144909 $324244 12.56 21-May.13 Perpetual 3,000200 Lbp Capital Nol Mc 64 USD SOX% (53.241,500) 52067,500 124467 736% 10425 12.Jura-13 0.2-Nor.2017 1,000.000 ParektOS 0. Vestal. S 9 N/A 11.050% (5923,000) 5910/00 14778 11.17% 592.50 MIM 91.00 545.326 91.00 $73.1111 115.25 $269,125 5.60 (5191.975) 141 $137.234 102.2$ (5155..333) $91.00 ($11,222) EFTA01119129 GIO teniit )never meat Cadooeversirles Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) prepared for Southern Financial LLC as of June 28 2013 .P. Morgan Saasigos U.C. Current Pit 11, Commodity wan LISDION 13.0144 1.418.10 12009 GIPUSO 1.5258 uto3PY 98420 )ROARS 5.3765 USOOW 114936 B.110/50 13037 1.11084. 2.1989 LPSDCPW 0.9453 V5DCAD 1.0479 LWDTRY 1.920 I2SDNOK 6.0463 income Inlernation•I Fired MOO ($8.494,100) 51640.014 51.039.823 18 6 •rid Mast HEWS Track- Date Maturity Original face 244 13 25-Aup2029 9351,050 641013 20-040.20.12 5.701,013 23-Aut12 25-Aug.1033 3,34000 2/44ov-12 25441.2037 1.100.000 16-4,-13 21-Mer.2033 4,500,003 30-Apr-1) 25-Apn2033 2,724,003 • manual Pot a Invoicontr4114 issue SAP Ra009 iimbl 3004.11M1 CCC Sent 1191 CCC Cwhl 2003-2681 them 2007#1244 CCC CWW 1033.1 II Sac 2003-1012 CCC Nest Call Date 725/2011 7/202013 7/25/2013 9252022 7/25/2013 1015/2013 Coupon 1.093% 1447% 5330% 2.744% 5.750% LOX% Principal Cost iS) '.3562.273) (57811191 (31.231,222) (12.042.109) (31,448303) 01.076.7131 Marlon value IS1 5745,078 ST71,794 $014,192 11,868.522 51,290,216 541,412 total Finn( ant (5) 130.612 329,641 5252.482 1347.245 $161,373 593,299 entry Price (Loral) 15 73 75 7700 I%50 95 50 100 00 Current Price (Local) 76.54 7444 5736 94 52 94 02 94.74 MTM $213,416 519,516 (3161349) 5172.957 92,786 (42,071) Listed Preferred. Trade Date Maturity Shares Company Rating Par amount Coupon Principal Cost IS) Marko Value (5) Dividends Rewired IT) Yield to Worst En" Free Current Price (Local) (total) PATM 18-NOY.10 12/1/2013 8.000 them Motors WA 50.00 4.75% (5405.000) 1485,280 $48.450 1544% 5000 48.16 111,730 9-614c. TO 12/12013 63,01) General Melon Co WA 150.00 475% (53,185.973) 53,034010 $371116 15.44% 30.57 48.16 $220.923 15-teb.13 2/172016 6,000 Olt15 Natural RefOtleCa WA 52340 R00% ($150,000) 5144.440 $2.392 2.23914 2530 17.74 (141,168) 22.FW-12 2/15/2040 00,000 Gmac Capital TeUStl CCC4./.4 525.00 413% (51,8112.800) 12.064,400 5214021 623% 23.54 26.05 H19,221 3401-12 Perpetual MAN My Financial Inc CCC. re $25.00 450% (51.002.211) 51,205,076 7717,730 6.73% 21.51 25.116 $320310 94'449.12 Porpetual 130,000 My Friend* Inc CCC4I44 525.03 150% (11,714000) HAHN° 519%278 6.73% 2225 2546 S481,078 N-Oct-i2 Poproal 10.000 Royal Ok Sooting Cog Plc II 525.02 7.25% ($951,600) $951400 $4422112 740% 23.79 2336 $49,012 7.lan.13 PerpetS 40.020 Royal Ok Sooting WO Pk II 523.00 725% (5972600) $931.400 527.590 7.60% 24.44 23.96 *SW 14,1an-13 Prepetuli 40,000 Royal Ilk HatIntl Grp Plc se 525.00 7.25% (5993.200) 5958,400 $26111 740% Mil 23.96 (510,61% 51 4 7? I PATM (511,125 99) Sail Pa .876 51.054.7411 Mutreal Wmorgan atotAtmoloal 5882,1 SO 202000 17.12 7.8121 Prate lettl Avg ...15X 49,504.95 11 8221 .lutual Fund. and Money Mndiet MTM ($1,000.4e” 4882,17 SO Forward Cowbirds • Rees vaurced Trade Date value Date Nought Notional Sold Notional lilt Dale Contract Spot Contract Forward OIRIR n1 Spot Current All in Pat' Forward GUM 6 May 13 8 A 13 0* 6,138,000 Eve 1300,000 4-Aug 13 12114 1.21921 122900 (57.391) 23 May II &Aug-13 11/11 4,904.319 00 6.138.002 4.A.9.13 1.25185 11.,,,,, 1.22921 122900 (5117.3323 23 1Avy 13 216494-13 ire 740.321,000 CAD 7,912010 24.Aug,13 99.10 98 7 I 9440)50 94 25058 $334,136 10.`on-13 28-Aup 13 CAD 2.500,000 IVY 242023,000 24.444.13 97.02 94,81 94 40050 94 75008 1544.716) ocwatd Contracts MTM 5148.626 X . torn Trefk, Date Capitation Direction 8-Aug 12 06-Cot-13 rigs) it • MTM Modelled nalToomber Currency 1 IPY Typo Pot Currency 2 Ste die Notional IC3000010 Ti) 90 Curren<y 2 CAD Type Carrier Typo C. I Original Current Premium Pc ~him (51 IS) S 75,0% MIM 11.027,28/ EFTA01119130 I I C 0 0 a C a. c) 3 — 0 Z.. t3 a 2 E E 3 5 C N- t3 1,o 1-• a. 2 t: Octam C • c E2 iv 0 .2 3 a. Ic o o 5 el et Oujpa 1:1 3$7 ;* s • • 012 99 2233 tttt lift ode EFTA01119131 Trade Oat., Symbol $133333 Plan.13 (124T 1400 Man-13 2SC 4 400 Illan-13 SLIP ),203 15-140-13 USAC 6.000 16.Jan-13 AIM 2,400 16.1a n-13 ITMN 6,601 13-Jan-1) AVEC 2.400 17-lan-13 CVAll 1.100 18-1•1-13 MCP 6.003 1Man-13 Nail 1.207 1 Hen-') ND 5.200 Mals-13 MIA 9.00) 24-Jan-13 OM 4.000 25-140-13 814/4 500 MCP 25-Jan-Il 2.50) 2-Mn-11 PITY 1500 114an-I1 MAX 1.503 31-Ian-I1 1.016 3,500 31.14n-11 US 25,000 1 Jets-11 045P 1.500 141613 Nal 3.503 54e613 EPC. 4.003 Meb-13 KC 1,000 74M-13 KC 3.503 14446-13 AIM 21000 15540.13 au 3.000 154.M.13 /41.94 1003 154•013 MD Imo 214•0-13 ROILS 20000 21-Feb-13 AMP 3,00) 274,0-13 Age 15.000 7264203 1.0W 1350 21442.13 DCP MOT Meal) WIZ 2,750 %6e1) Mi 4,000 144e13 MHO 503 Mer-I3 0 2.000 7-M4443 MSC( 1.500 7-Mise-13 KM 1,500 7-M64-13 11W 500 (WWI PLY( 2.500 114.44.11 OW 2.003 13440-13 INNY 1,250 134.144-13 WW1 400 144.40-13 WS 1,000 15-Mel( MIA 1,000 341443 ARCC 3.500 144*-11 CUZ 4.000 041,pe.11 TAW 1,500 Wen MAY 9000 -1144.11 PM 7,500 2-Apr-1) MC 4,000 2-Apr-1 WC 25110 0Apr-11 All 21,000 %AMU I 2400 16404-13 805E 1.000 ('Apr-1 TAM 1,000 Global I llll llllllllllll Opp0i 1011171C,61 oU15 Account Position and Nil rvi Summary (2013 Closed Positions) Prepared for Southern financial LLC as of June 21:1 3011 Company !alumet So«uty Products Solar WADI Ltd 9431030 Sella Lp Usa Compraten Parinen 1p Nnylam Pharreceutkals Inc Warms Inc Aveo Phannacemicen Inc Or Refining 1p Mokkorp Inc Norsnian Cru122 Una Hoidin Northern Bee Energy Lp Mad Pherrnacoutkelt Mc Iodate Penne le grAIM Horizons Sway Solut Moaporp Inc Piedmont Nature! Gat Co Ifary4 Inoplunreeu11001 Tongued Natural R•10931<in Zoe* int Chesapeake Lodging Trine Nase. Marlene Patina.. Lp Enterprise Products Penmen MS (Sea Co MS Coxed. Co Armour Reskientel Kelt Inc aim New( Arawrcei irk Nese Holdings Nv Monte Mots& Resources Co Mk/mentors Holdings Lid Kinder Morgan Ewe. Fran emerkin Capitol Agency Carp Medal Propene Trust Inc °Tree International Inca Vanes( PercesSp Apollo Commercial Reel (stet WI Horne Inc Reeky Inane Corp °Sow, Cornmeketions-C Kat Auction Sykes Inc 13ankunked Inc Marmacyde Inc Ladrelon RealtyTrust AnAlal Inc Hearten International Inc Moho', /4010Ingi Ltd -Ads Tale Inc ANS Copitel Corp Cwslm Impertses Inc Tee Median Now Corpne Reelogy Holdings Cons IMMO Phermaceutkak Inc Pairlet Inc 0.431•300.30 Stlet.Thon Ltd Atlas Pipeline Pattnefs 1p Insert Sa Rosetta Resources Inc 210111160 Corp Currency Olvslend swirl Energy 744% Mendel 10 II% Energy /24% Industrial 192% moms, Non-cyclic 0.01% miss, Non-cyclic 000% 9111101•43,14433-cyclk OM% Energy 2102% Ink Merle 000% Comumet. Cychal 000% Energy 20.1% ansumer. Non-nelk 0.00% Energy 1.9916 answer. Non-cyclIc 0.00% (ask WSW MO% 1067 3.6816 911$10114r. Noneydic 0.00% Energy 1122% 990.111310, Non-cydk 025% Financial 442% Industrie' 1225% Energy 431% nd 1000 KO% Indust/tat CLOW Flnancli 1743% Ink Materiels 161% Communications 1.10% Energy 005% Comae', CYaml 000% Energy 610% linencIM 1623% Financial 531% 'mune, Nonerik 000% Energy 637% Finendel 1001% Consurner, Cycycsi 040% anemia! 5.20% Communications 0.00% 'mune. Noneselk 331% 323% 2rillarner.11033<y(113 0.00% Financial 5.14% 93.1unter, Mon cyclic 000% 9013.rtiol. Non-cyclic 0.00% Conenagslom 0.M% Corninunkatoni 0.00% Mendel ELM% FIngettlal 1.71% Consumer. Csikal 0.0)14 Ilnanclel 0.00% Non-cyclk 0.00% 7mumer, Non-cyclk 0.00% Industrial 0.00% (new 6.10% CommunkatIons 0.00% Enemy 0.00% lock 5.1414.140 0.00% Cost Bat's III M11.1.60) Value (1107,360) 11133.4401 0101000/ (141312) (365340) (111000) 045,030 (5114,000) (530A40) 0127.112) 0136.5710 ($1100640 011,070 (515,003) (1201,0001 (512,7351 (197,475) (1650.003) (131,125) ($49.525) ($2211240 (121.003) (10.510) (11911340) 0/70031 (1760400 (1121000 01.230.000) (5159,050 (1474,4501 ($13,813) 0141205) 01351 SS) (661,203) (52UM) (191.100) 3117.329) (SAPS) (512,625) ($235000) (123,400) (110.00)) 1151470) (324.003) (529.750) 061,635) (141.800) SJ3.000) 0394000 15700,007) 010,000) 014175) (1714000) 1134.000) ISA2.500) 1511000) 51 33432 5105,688 5134,909 5106,260 $50,010 166.121 II 7.595 $45.1171 5111351 139321 5126,149 5174,40e 9201,523 513,755 %17,40 5107,410 $1 4,190 596,940 5786,412 531.559 $48,1159 5218,072 525.269 569.263 5192141 554,148 5260,654 5130.121, 51.201,111 5259.371 5473,839 $13.43 5143,357 5134,362 668,1311 612,210 591,071 5100.436 929,234 $12,755 5/35330 573339 149,949 552.055 514,609 531,009 56,344 542.159 535.754 5401,119 5301768 185.430 135.639 $723,644 13)419 541.459 $14,063 .P. Morgan Scrourttl•s L1C Closing Date EMI" Price Closing Pratt (Local) Raul) 5-Ia+4J I101 8,Jan-13 2440 Man') 41.70 Maul) ISM 645113 70.17 6101.13 940 745.13 730 an-13 31.0 1145.13 1000 644403 100 Siats.13 31,46 24,107-13 lilt 24-607-15 52.54 25-Jan-13 77.00 2S467-13 COO 30N-13 1200 14ms.13 041 Idan.1) 27.16 44145 2603 148143 2035 4ele13 14.15 544141 44 4-140-111 2100 744011 19,81 14446-13 604 15.640-13 23.00 15403-13 32.55 1540043 1210) 214.643 (130 214101 11$33 27461743 3143 174•12-13 1425 1446743 40.43 S41•741 141et.11 1705 11440/-11 7150 (420743 45.03 74/0.43 6425 7.11•441 1135 04444.13 35.25 64443 MAO 4Me43 11.70 WW1) 4310 114..1 16.45 441167.13 MOO 15Ma.13 27775 341,pr-13 1741 11.110r.13 10,45 11Age.13 22.00 -Apt-11 4400 -Apr-13 4000 2-454-13 1000 2-64,-13 7325 11-44-111 3400 11-474-11 1600 041pv-13 42.50 gag b13 1500 24 02 11140 42.16 51,467 17.71 (51,740 2015 11.711 10.02 0169 7.46 (1103) 2548 5101 16.56 eszso 24.54 1409 24.26 01.015) 19.38 137330 52.13 (l1.437) 27.52 12.74 6.96 11,400 31.91 0510) 9.46 11,455 27.71 (1492) 31.46 1136.462 31.04 1434 13.96 0646) 54.52 0165) 2527 5420 1179 0247) 6.66 05219) 29.72 52,1411 11.54 sas. 1)0.31 52320 60% 12%6111 86.46 $327 31.59 0611) 14.31 575 40.96 51,1$22 48.86 11773) 1701 2442 10 444 45.54 072:0 86.4 4,45 m 19,0 5369 25.51 $IN 34.13 $330 1147 043) 39.941 MP) 96.5 1165 3441 509 31.01 11,251 1733 :525i) 1031 5559 23.17 11,14 4137 stist 41.17 5,40 2111 15,4)0 33.74 5764 MM 51644 11.14 3$41) 4IM 1409 (5920) EFTA01119132 CIO amino uresertemem CdobaficixestmentSeportunities.Group Account Position and MTM Summary (2013 Closed Positions) Prepared for Southern financial tLC oe of June 29. 2013 P. Megan Sotauk1414 EEC 11041.11 TEE It....00) Tomfonka SeSpon Mr 154 75-12 TEE (39) Telefonica Se.Spon Adr Illapt-13 SEAS 1.030 Seanothl Entertainment inc 2S-Apr-13 PLO 13.000 Prologli Inc napr-13 RE% 4.403 Ahlsource fterldential Corp 164.PrI3 SINK 600 Spectramitics Corp later-I3 SOO 4.000 Sinclair ilmaticatt Group 4 14.4ay.1) YOYA 2.000 Ing Lis Inc 344w-13 QM1 2003 ONA Pk.Spoinomd Mr 3-May.11 fly 11.000 Comet European Mad% fm.. 4-Mey-1) IITZ 4,003 Hertz Global Hokfinge Inc III-Msy-1) VIM/ 3,000 Van& Mc • CI A 041sy.13 WIS 2.003 Wetter Financial Corp 24.05.12 Of 25.000 been foods Co 1May.13 Coll 1.000 cyan Inc 9-May43 IMES 3.500 Emerge Energy Services Lp 1May-13 MC% 1,000 Health Can 1144 Inc 1144,4 3 54 4.000 Isle Phennemutteh Inc 94.44y.13 a 1,000 OMMINt bensmilonal Hold 941w-13 MA 200 Pennymec Montt& Sen444.4 04M, 13 MO 40000 *Polio Globe' Management. a 04.4y.13 TANA 1.500 Tornio, Nv I.May-13 ARE 2003 Manta% Real WM twit 344y11 MS% 20.000 Molten Moldings MI 344403 OW 2,500 Suburban 'Toper* Portraits to 34%y-I3 WES 2.500 Willem Gee Pennon 14 344y13 AIM/ 4.003 Apollo Invartmerd Corp 141y13 CV101 6.003 Cyr ItellnIng L0 444403 Plitt 34000 PM NO* Corp 114.1ey.13 ODA 4.003 Eldr Corp 44Arei3 %MN 750 0014140 ly01,1401m*CI A 9M10-10 CUP 500 Cubic Corp 744003 TO 2.000 Tc Pipelines to 2,2444y.13 LAN 4.000 Cer Pannen Lp 244yI3 NKr 500 liperharrnaceutkah Inc 22.4,14y-13 MYA) 2.503 Ironwood Phatrreceutkals 23.May-13 %MN 2003 ■oon1N' *ands In 234Merpl3 113(MT 2.500 illacknorte Mortgage Tru-CI A 234%03 CITM 4003 Connellium Ihe Cos A 21-4147-13 LG 3.000 Laclede Group in/The M.May.13 041( 1,000 Oakum Capital Group Lk 23MyI3 POEM 2.003 Fly Gem Holdings Inc 23444y-13 WAM LOCO Waco Muift Noldngs inc 10444y.13 IMP 6.003 Soerclosik Pipeline Partners 30.May.13 NM 6,030 Vanguard Kenai Remoras 6.)n13 CC 13.000 Carla% Group/The 11-2,un.13 KM 2.500 Kar Auction Serelces Mc 7-14.1-13 TMO 33.000 Therm Fisher ScicintIlk Inc 044n-13 AAP 2.500 Ate Aetwmt Partnere 40 114un-1) PCA 41:00 P110/101%1G•nersol Electric Co 134un-1) COTY 4,030 Coty sec-C1 A 13-Jun-13 MLA 5.000 MA Soler Mt 13Jun.13 IONA LOCO 528)41 Naittons Family ScM 7.4a1-13 1140 2.500 Thermo Thew Sclamffic xk IS.Jun.13 WY IMO Wayerhseuser0a 19.JunI3 OWE 1303 Morbid 3b Inc 20-.1u .13 PTCT 1400 Pic Therepeertki Inc 21-/u n-13 ACM 5400 Net Commercloi Reel Edate 21.Jun-I3 GOGO 2500 Gogo Inc 214m-13 MSS 2000 Nome tow. Sating %woes §§§§§§§§5§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§ Communketkee 0.00% 530040 (1207001 1044443 20.05 13.30 59.300 CommenkatIons 000% $411 (1538) 14.41M13 1241 1310 550) Consumer. 01011212.20% (354,0001 161,419 1164M-17 27.00 3471 17419 Wendel 247% (16240001 5424.1)6 23-Ap•1l 41.60 41.61 1134 Financ41 000% (575000) 1742311 1444N.13 10.75 1154 WM answer, Nomcyclk 010% 4110100) sua2o 29•AOr-13 MOO 1170 3420 Communkelom 2.04% (1109,000) 5104171 2-Mey.13 27.25 2722 51221 einem:lei 001% 039,060) 534439 2.May-13 11.50 1122 0560 communications 000% (534.000) 134.139 344403 17.00 17.07 1139 Communkatiom 000% 15302501 33,449 34.44y.13 2-75 1.77 1219 Non 003% 4109.0:0) 194316 74445,13 24.73 21.5* (5443) answer, -cyclic anemar, Hon-cyclic 0.00% 071.2501 171216 smell 23.75 23.74 (532) IMendal 2.34% (545900) 545419 0.418)•.13 2240 22.76 ONO) 'returner, Non-cyclic 000% (1470.4501 1410.4M 44.441.13 14.15 1171 59611 Communicalloen 0.03% (111.000) 110.010 "Mel) 1110 1041 (1993) answer. MOO-Cele WV% (15%50% 150009 "Merl) 17.00 14-14 (14911 flreneW 436% (173.500) 173.5% 94440) 7330 2136 1511 ammo. sorrcydic 0.00% (173.003) 115471 3.1.10r13 1000 1637 Ella answer, Non-cyclic 0.00% (140,060) 543.719 9440/.13 dem 43.77 13.719 'Mendel 000% (13.400) 59.642 94.44y13 1100 1121 142 Rnenciel 9.47% 61,004000) 3147.100 04,443.13 25.00 3433 02.900 'newer. Non-cyrik 0.00% (114.225) 32440 COMey.13 1015 14.54 1914 Reminded 3.96% (114y04.0) $149,917 /4647-11 73.50 7416 11.917 Communication 117012001 $615.651 3-May-1) 1541 34.79 (34.5441) 1.90% 7.53% Enecyr (5110405 3116397 Jaya) 40.16 473* (32033) Energy 3.11% (3132996 1152397 Barn 41.111 40.96 55M) *vomit' 10.14% (134,400) 133.5139 Seley.13 440 1.44 5561) Energy 2143% (11114.540) 5142.996 344y13 30.73 30.50 51.504) Utilities 010% 5343,000) 1351.733 *Melt 1130 11.72 16.733 financial 324% 1575.600) 177,717 *Merl) 111-90 1045 12.197 Connanot. DONA,000% ($14793) 119302 *Merl) 2540 2631 11,011 Industrie 0.50% (3)2.373) 123,424 4-Msy-1) 45.75 4645 5549 Energy 444% (157.700) $80.246 7May-1) 4316 44.62 $1,544 Oa* Materiels 1140% (5100.401.9 19114311 2M4y13 25.15 24.71 (51362) answer, Non-cyclic &CO% 137.315) $7320 -1417-13 1443 1544 1755 answer. Non-cyclic M00% (111,500) 534574 -May-13 1303 13,43 51104 Consumer. Cyclical 000% (54300) 143.011 23/34/13 2130 21.51 III almoner. 1100.00011 0.00% (143.730) 144775 isairti 2530 2631 12.025 *ask Materials 0.00% (110.000) 103.756 1444y.13 1540 13.96 (91.242) Utilles 3.72% (5222.505 1219395 3444y-13 44.50 43.96 (52705) Ft/emote 10.76% (551.500) 152,959 3-M8Y-13 53.50 52.96 5541) Industrie' 000% (142.000) 545.911 3.May.13 2110 12.96 $3919 Consumer. C)711C% 0.00% (131.040) $31,919 3-May.13 16.00 1546 dal) (NNW 7.01% 0102720) 3179,457 04,14y.13 11.12 29.11 (11.263) Energy la% (1170004 1149,257 13May.11 2535 II.21 (5110) financial 210% (1311.000) 1)41.542 *lun•13 27.00 26211 54407) Nonrydk 3.31% (153.125) 153.577 6Jun• 3 2125 3143 1452 ampler. Industrie, 071% 02.992.1001 12140,917 7-Jun-13 05-50 16.17 011,513) Energy 9.30% 1554,215) $54,399 11-2un-1 3 21.75 21.74 124 1/4111144 3.60% (1104001 $91,151 114w-13 2350 13.38 12,61 answer. Man-cyclic 0.00% 0105300) 1103.2111 1 34un-13 17.50 17.21 51.712) Technology 0.00% 0234000) $221,921 13-Jun-131 4440 4590 (179) 011101100 Non-cyclic 0.00% (564.103) MIMI 13Jun-13 33.05 3332 $541 indundal 071% (5113750 1211421 164m.13 15.50 96.21 11,771 Rnecelal 3.09% ass.sem $94069 19.3(113 27.75 16.0) 1169 ~nem Non-tyclk 0.00% (1i7.00D) 126.001 194u413 17.60 26.01 MOM 1nsamet, Nomsyclk 0.00% (115.000) 115.710 20.3un-13 15.00 1571 1710 Meryl* 7.60% (567.500) $64.174 111un-13 13.30 11 97 526241 Communkathare 0.00% (142,303) 136499 1i aun-13 17.00 15 96 52401) 7014.011% 7.01% 1$46.003) 144,619 214un-13 73.00 2241 ($1,111) EFTA01119133 rnı 24M-13 12(17 500 luaof111plAıykıc U50 T9dın0logy 000% (58,500) 11355 24-Jun-13 37.00 1951 3755 3Nu5t3 Iö16 6,000 NaronrlrpTaMgbgerInc 1RD )wmr,Nonk3clk 000% 1400.000) $34,164 76-ıw.ı3 0o00 544 03.}36> 9-13.-53 1110 2,500 ThemlolhMrSckMNkInc 1350 Sesli' 0.71% 15113.750 $313,8% ndunu 8.50 n34 5144 274,-53 1p3 34,000 Nd5u0p1yNok(nOcInc USO Caıcumer.Cycıkeı 000% (1}5;000] n51A% 174a,-I3 0600 17.54 (3564) n-ıurnı) (0w 3,000 CdıCorryOı 1350 CarnmvnkılbrN 0.00% (131,000) 552.789 273~13 17.00 1740 11,751 Cculıy M 5114.566 Eguily Syndkate M $184,179 Stnı[W nd MCVa lradı Dıle Malurny Ntt omoı=+ı S-4n-13 24.1817,14 1 tong Dcicr,V lı4n 1'oCrSVıUdıı:ro 590\5ı,ır ,pn03ııry13'.^ ... N,IleL1Yı5 CoN 44n (51 M.ket Value (SI InterOa Rece)v.d S0 CIo+Iny Date 6/21/2011 UVy hKe (5) 310000 Clovıny porc 151 I 510000 M $O U S. ihM Marwa 70131 ini hade Dare Moı..rny ıare 4mounl Itnu9r 56P Rating Neıt Call Dal, Ceupon (170)49,41 Co.ı Market VaWe Acuoed Ctaing Dut (nry Nice Cloling hke M 240ct-2.1 IN-10I6 1,500,050 13caln 8- rVA 6.500% •1,550.000) 11,650.000 5122,41] 24-Jan-il 5'0700 131000 S $4.4-11 03Mr.2017 2500,000 Am.rkanAıd.$)dlgınc B .W6 7475% 026154251 32425000 3249,644 ıMar-1) 1104.63 110100 1249.219 17#q-1) Parp4lwl 3,000,000 )pmoryan(hra4Co In 5'1/703 5.150% (53030000) 32015600 3281444 17-Aş -Il 1300.00 310030 3304644 13J1r`I3 20MPy'2023 800,000 M)OIVaGbblMan. MI .Wy. 4375% (3790620 1797,400 5289444 17-Aş -13 3%,83 199.70 5294820 22.0-12 IS-Jan-2015 1,000000 Np EnargylM M' v'A 1.625% (11,031,•500) 51,150000 $102,938 16-May13 1100.15 111I00 5251,438 tldday.33 Pacp.lual 1,500000 21a35I.NpfppıaDpn 84 6'.52023 5400% (51.500,000) 31,513,125 39908 23YayJl 3100.00 710088 323.033 MwnaDorıN Nıd Itmna Oracle m Date Maıur,ty EareAount öıue 5654a9k19 Cumrrty Coıpen hriy ın 3Co4ı(5) r MketVa30e451 ]ela. lot Clon9Date u fnııYPn<r <IaainyPnae Pt Aavued (51 (16[411 (local) 2s-a' T3 05Lat-20}1 12,000,000 AmeeuMu, [anDaCv 640% iSıOM,a1ı 53,041,054 515,705 19-/yn13 05.75 106 125 3q.Nl 15Ma-13 224I492023 200,000 0,01. M8- 1150 3.950% (1196.994) 119].50 32110 16M4 33 %50 98.75 32.766 224da9,13 10-18r-1028 11450000 5.4 Carr..rnOcdde I88 M%M 9000% (1344632', 3150.611,416 30 2lıb)13 100.00 0050 54.528 15-Mn-13 121YM}3 29,000 NabnEn.rgyCplW 864 32500 500% 15625000; 154,500 133.002 l-lun.t3 }5.00 1155 111,;45N'ı and A.ut 4lıd Trade Date Mnurıty Do9ınN 1x4 nıue 56PkaGny Nen (Ii Dtle Coupon P„nr:ryMCm1151 MakMV.ıbe151 Total ini C30unODate fnbYhlW <leılnyhke PA Acwed(51 Ilecall Il6r4D 313ıp12 254dvy-2035 8,1x,940 MM 2005-21v' 84 N254015 0.633% ıs V.Sn.334) 51,%9282 5304,)4] 2/207073 70 00 79 541ov-1} 2546ov.2022 1.750.000 Gmıl Moc A 81 CCC MıA 5150% 15563,6013 5555,780 363,650 S 4(2013 6050 8500 356529 14Nyy-2.2 25Apn2n5 30,000000 ımm2003: 5ı' CCC 7254073 0838% (51.165.890) 11.254,164 %4.345 5430013 7000 78 1154619 glohaLLyEstment.fluportuf}İ*iec r.rn9Jü Account Position and MTM Summary (2123t33 Closed Positions) Prepared tor Southam flnanpnl llC 46 09 ıme 18. 2013 .P. MOfgSn,ıa.Wr (IL Mwd P.9Nry.da Trade Dam Maturny Shrr4 (oto pany Ratln9 ParMı04at COVpp1 PrinaipaıC0kt151 MakelVYue151 DıvlMnd3 PereivM 11) ClotinyDato Enlryhl<e 150431) Clesinylrke (loull PA 5-Ynl ) 1215/1073 15200 Dıık. Enrgy Corp e56 :', 00 511% (/380,0(0) 5/83,192 30 11-N-ı-03 25.00 25 21 51,792 14-Jan-ii 115✓1013 10,00 Duta Enrgy Corp 684 575.00 5.13% (32)0000) 3}79,24} 50 22-Jan-ii 2500 }586 49,242 22-Jan-Il 1411205) 32.500 G4nrY 31a Cap Corp AM 52500 4.64% (3612500) 341.832 $0 29-hm-13 2300 24.34 3464) 25Jr413 Nrp44<W 47.212 lpnwryan Our 6 Co I15 $2500 5,45% (53,160,300) 11,173.664 $0 t54.Un)) 2300 2446 (36,636) 14Mr-13 Nr64ıVM 25000 ıntar3tala Nynı 4 ugM ne 51550 5.10% (%25.000) 3424,48 $0 1516v-1) 2500 24.% 5514) 2►J.e13 Nrptu.( 12215 lpm0ryrı O,...4 Co I84 $2500 5.45% (33ıf.7W. , 3334377 $o 22M0n73 2500 2449 ($7.463) ıfı-1) Nrp.tud 1,370 Armopr Rald.nt41 Süt MA $2500 ).M% 11214.250) 3}13.551 30 22Mafn3 2300 24.92 1469]) 64.-13 0ryatul ),000 GenlGrwv(hPmpankt 55 $2500 6.38% 1$175000) 3173.456 30 22Macd3 2500 147% (31,564) EFTA01119134 11.414:0 saa;;t; ;e8 Ft5,!!!!5! 44 8888 4888888 4444444 Iii!ififfi ASSS22.422:4 sa?zauF.O glgiglifig mgaggaga figg5filfg !!!!I!!! ! 8888888888 5555555565 a cot f IsU: 0 0 •••• re! 00 :=4.2 t4 ;i EFTA01119135 C EFTA01119136 e Global Investment Opportunities Giuup • Account Position and MTM Summary (2013 Closed Positions) . Prepared leer Man Trust at el lore 26.2013 P. Morgan Socurtes Ilt trade One Matue.ty Face Amount 1 26 I n 12 1,000tlp Long Oreerp1en .Or O./P[0M t 0%26/11 E4' Cann Oa Pr' Cern Inn 15/ Mallon Value (S) S. Intent ROCePeP0 Ome Entry PnO1151 1110 02. Glenn, Pent 150 51: 11 Pet Entry Pena Cleunq Pen* int loteJued Tent. Onn tneteeney Or.g,n Fn. 14P Pang t Hen Call Date 6/25,2020 Conan, 4.106 P111'011115' (11Mar"' V". IS) 11209.11. Acte IS) 575,266 Cro6n9 OAP Mn 11 (local/ 60 SO (11.00.0 16 3I pl. 5141,509 • 25 Jun 30)4 2.592.600 a P304 Arl 2.40012 2501 .2035 Vefinbi 2005 9 11 0 7/25/2016 540999% (SI 65.11.5,11 11 )03 146 1596.494 10Arr 29® 1150 520453E IA. Tacked 1.564 647 mega and Avert MeitreS Amide and Mane. Manua 122 1514,9511 A.11 Cleane PILES at :p.n..' lir Yell-Sol kiso I)!5:49531 11.500 700 Dade 12 Jan 11 941 IM225P5 teascoaratt f 2643 n to loll P66,..ea. OW. 6 Ce EFTA01119137 Global Investment Opportunities GI oup Account Position and MTM Summary (Open Positions) 0•4140101•04•44Ratly rates USC014401 11 0144 1104 OBR" • 1414 410.46. .14.20 MARS 765 6001601 1914/ E411421) 1 1011 LAMP. I 1444 VIDOR 0%63 11500.1) 10411 IISpfM 1920 6 01.4 Iblw • Mc+' r 6 -.3 4•4 )Yt40.9 a bwertnirt 401610 of co 0, 15 Mar )7 My 14 1004000 rig al% rr 6% 61% earner • S% Con • 0 into, toW l%19 01,000.:40 0444400 SO 41:0 CO 5% 01 6 • 6 • ,., S 13 21.40414 1.020001 HSK BRL SR" 1.14 65% Seder •sitcoa•its%1446V1.6144154/1144, 20041 61.000,0001 1441 100 SO 4100 UP 11 11146204, IntienatIonal Rai les% • Inuireta Rada Ortt N.1lwi Iv I (1.. A 11".11IIIT 44 140, 11 03 Noe 2017 02 1404 2017 llsrad Preetr4414 11v. 13 PtrWar 1.000002 Pruoleos De Woe/6414S 1.00.00 •V0401 De WprvMSS .002 Alr wnn. ISP 1104, Cueraray Caupwm 40040.01 C441 (Si IP 661644 knouel$1 41441 le Want ti" nickRocall USD 1910000 CO VS0 4910% 114414,0031 1414010 1.26.962 11 17% 1910 Current Ploc• 14046o 26 14 2416 II=EMMist •• >ml cep] 10110 SO 14/1 "?, R / SP 4400 (5444.121) OM 16431, 1)4: 1412 tOY Opon AMA SO 10 1/1 14424.127) VW / PT 0 Open MTN 10 10 10 14wevaltr• So So 14 'it owe. opo...m. 0424.027) Alerrnoth% 10 50 14 MP C14414 Pt 63,133) Other /11,1044414444•6• 10 50 10C(1.1 rr% ;410,9,11 'itna NM Attonnesit tv/24.UD CO2011 /4144%.• 61044 • Ca, (4440211 EFTA01119138 Global invektitient (*pot tunitief. Gtotrp Account Position and MTM Summary (2013 Closed Positions) Prepared to. Stortharo Iron ark Of nest It 2011 P Mama, SocurfilnLIC. Trade Due SonOol mans Co ,pony (Romney incilwarir D/talOormi VMS Cod 40l /S) Marks? Valor 141 (Imo.) Dar. 1•47, Moe (OWN Peke Racal? oral, 19 Mar 13 KIP 4D00 Paw*. Mr WO tor 19 Mar-13 4080 4001 304Aro II ICON 900 WON PI M( WO TochnOICKIY 0 COO (510.9fµ M8.214 2016.1.11 11 SO )011 µ2M 2O Ma• II 141 4.000 liarovaarn Ervorklodi USD Uraltei •90% 151020010 1702598 zomer-i) Zen 26115 5214 21 Mao I 3 LICA 400 (wits frotromautkak hit USD OM% (10,440) K324 214/42I3 11103 11.41 $724 won. No <3$3 µa31 21 Mr-11 GM( 3.1:02 Graohk Packaging 14044•4 Ca UM) 0o% (n1.0001 121.210 5Bµ•4) 140 71)7 1210 26 1.4421) CUM 1.10) Cahoon Specially Prof oras USD Ern/ l49µ (37121001 1111.171 1442/4•.1) 37 10 "1' (11.127) 2aM.4 13 iUMI ;COO 7..m. riekIirmi hit USD O00µ (µ3]0y MIS* 144.4•413 11 10 1015 (5301) 74446W IA; • 3 ARC: 1.•40 Ace( Ca prtal Coq) USD 9µM (µl43] µ12M 3 44413 17.61 1349 (5µU Moiety" Nn Panay SYmitrai4 P. Ustmlf•O'faemsla (A/1 9& 0.7414414k 1µy Pike Coo, Fora ha** 0.0. IC is Mar Pe *Mal 5/Nra 42000 Comoro I Corr 31* Kato" 814• ta amarnr d Fargo 11) 0) • (S) IS (414tkel yak. (S; 51.2m /us sec.y., (5, Plori.90.P. 8 Mar MI Itotal) 230) Metall 349) 11.74.4,21 Popesual 40.000 Otogreiop Ina PS DO 5Y/µ 111.002.140) 1414.774 1•484•11 254) 2412 (0.1)21 11,0 .1114114) nmeo.e..“ EFTA01119139