From: "Jeffrey E." <[email protected]>

EFTA01201736 Dataset 9 8 pages Download original PDF Download as text
From: "Jeffrey E." <[email protected]> To: Tazia Smith < >, Richard Kahn Subject: Re: [C] Date: Wed, 29 Oct 2014 12:43:10 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11) vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From: Tazia Smith/db/dbcom To: leffrey E." <jeevacation(pqmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepanian/db/dbcorn@DBAMERICAS Dale: 1012812014 04:14 PM Subject: Trade Report 10/28/14 (C) >. Stewart OkIlieldfdbfacom@DBAMERICAS. Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia EFTA01201736 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 ParkAvenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Panio-z,:frr Peiferein From: Tazia Smith/db/dbcom To: "affray E." <jeevaca c(gigrrtti om>. Cc: Daniel Sabbaklb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbklbcom©DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10128/2014 02:24 PM Subject: Re: [CI Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia EFTA01201737 IC 5.8 12/31/49 $ J 24.075 +.168 N24.070/24.0901 3 x1 EXCF At 14:16 Vol 78.687 0 23.911DH 24.0990 L 23.880D Val 1.888M s - 9h Edit - EP044023 Pfd :0,728,720:3 10 3D 1M 6M YID 1Y SY MINIM VoUme J Compare Mov. Avcs Line Chart MEM 0 •24.500 CB= O-23.500 O-23.000 O-22.500 I-22.000 D-21.000 0-20.500 x Daily • nrr e Security/St-4f 4•Track- z -Annotate Nee 0, Zoom N VI I• Last Price 24.075 T High on 06/30/14 24.4W -9- Average 22.792 Low on 12/11/13 20.590 14 Event Lihikuh.LL Dec Mar 2013 I I'? • Volume 78687.000 LESMAVG (15) 60460.867 Jun Sep 2014 P-0.4M 0-0.2M VWAP from time of Order Entry: $24.0117 C 5.8 12/31/49 $ At 14:16 Vol EP044023 Pfd 10:56 10 28 14 14:23 10 28 14 [Calculation (Price) Bloomberg Custom fl Summary Z Top Trades (AQR) I 24.075 +.168 N24 . 070 24 . 090 T 3 x 1 EXCF 78 691 0 23.911DH 24.099D L 23.880DVal 1.888M gli/IFTTFITIISTIMr 99) Actions -rlar - Price Filter Calculation Vol Filter Bloomberg Definition Amount @ Part% r I VWAPVWAPVolumeNalueTradedf TradesI Avg Size f Std Dev 0 24.0117 67,085 1.611MLN 198 339 0.040044 24.0117 67,085 1.611MLN 198 339 0.040044 Interval Type 0.005 PDF Line Bid Volume • Mid Volume Ask Volume • OAP 4 Price Table (rsm). Volume 23.S + Track 0 Zoom mt. 70! ►35000 ►300.00 ►25000 ✓-20000 ✓-15000 ► 10000 o-SODD 24.boo 24.bso 24.1C EFTA01201738 Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Panitrpcia- Per far From: Tazia Smith/dbidbcom To. leftrey E." <jeevac [email protected] om>. Cc: Daniel Sabbaidb/dbcom©DBAMERICAS. Paul Morris. Richard Kahn Stewart OldlielcVdbklbcom©DBAMERICAS. Vahe StepaniaNdbklbcom@DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: (C) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia EFTA01201739 C 5.8 12/31/49 a 124-041 +.134 N24. 050 / 24. 080 N 4x3 EXCF At 13:03 Vol 67,374 0 23.911DH 24.080D L 23.880D Val 1.616M ' 95 ave As 9til Actions - 97) Edit- 9t0 Table ..IIIMIlirr" —I _In e C art PI Line Pli DJ Compare "D‘, a%1/27,s == ‘,.:1_-ne tam 3D 1M 6M YTD lY SY Max Daity • i CI' Securiry/Stdy `I Event o + Track .! Annotate r-; ews 0, Zoom EP044023 Pfd :OiaSii0 :3 1D :0/26/20:4 Last Price 1 • Last Price 24.041 T High on 06/30/14 24.400 -61- Average . 22.792 1 Low on 12/11/13 20.590 • Mar 4aVolume 67.374.000 ESMAVG (15) 59706.668 —Tr.r lutri Jun 2014 Sep .24.500 GE= •23.500 N-23.000 N-22.500 N-22.000 .21.500 .21.000 N-20.500 From: Tazia Smith/db/dbcom To. leffrey E." <jeevacatica(trjgmail.com>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Vahe Stepaniantdb/dbcom@DBAMERICAS. Stewart OldfielcUdb/dbcom®DBAMERICAS Date: 10/28/2014 11:36AM Subject: Re: (C) Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201740 C 5.8 12/31/49 5 24.000 +.093 N24.000 /24.010T 3 x 1 EXCF At 11:28 Vol 57 252 0 23.911DH 24.040 L 23.880DVal 1.377M EP044023 Pfd 99 Save As 10 3D 1M 6M YrD 1Y SY Max Daily +-Track 9Q Actions - 97) Edit - C art Line -0/15/20 • 3 ri o:inpare movIpegamm G.' Security/Study :0/15/2014 Last Price ■ Last Price 24.000 IT High on 06/30/14 24.400 -0- Average 22.792 1. Low on 12/11/13 20.590 /--Annotate... rag News- 0, Zoom v Volume USD Event 0 24.500 rrn f h 71' 1I linty] Thin 24 C 0 23.500 23.000 22.500 22.000 21.500 21.000 20.500 Q'M Volume 57452.000 0.4M L•SMAVG (15) 59045.199 0.2M I 1 [ pr-vn Dec 2013 Mar Jun 2014 Sep From: To: Cc: Date: Subject: Re: (CJ Tazia Smindb/dbcom Jeffrey E.' leevacion maigom>. Daniel Sabba/db/dbcom@DBAMERICAS. Paul Morris. Richard Kahn Valle StepanianrdbrdbcomeDBAMERICAS 10/28/2014 11:06AM Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 ParkAvenue. 10154.0004 Nev York. NY. USA Tel. Fax Mobile +1 Email EFTA01201741 Panitrpcirr Perform, From: Tazia Smith/db/dbcom To: 'affray E: leevacationpomail.com>®DEUBAINT. Cc: Richard Kahn Daniel Sabbaidb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom©DBAmericas. Paul Morris Dale: 1012812014 10:57AM Subject: Re: (C) Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile Email Passim,-(vPerforvit. From: leffrey leevaSo 91 mail.com> To: Tazia Smith/db/dbcom©DBAMERICAS. Richard Kahn Date: 10/28/2014 10:54 AM Subject: buy S5MM of this issue. Citi 5.80% PFD please note EFTA01201742 The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to [email protected], and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved EFTA01201743

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[Image 1] The image appears to be a photograph of a printed document, specifically a page from a book or manual. The text on the page is too small to read clearly, but it seems to be a section of instructions or guidelines. The document includes a header with a title, followed by a paragraph of text. There are no visible names, dates, places, or logos that can be discerned from this image. The document is p [Image 2] The image shows a computer screen displaying financial market data. There are multiple charts and graphs, including a line graph with a time axis and a vertical axis, a bar graph, and a candlestick chart. The data appears to be related to the stock market, with specific references to WAP, which could be an abbreviation for a company or stock symbol. The date range on the charts suggests historical [Image 3] The image shows a computer screen displaying a stock market chart. The chart is a line graph with multiple lines representing different stocks or indices. The chart includes a timeframe indicator at the bottom, showing the time period for the data. There are also numerical values indicating the stock prices at various points in time. The image also contains a text message at the bottom, which appe [Image 4] The image shows a scanned document, which appears to be an email or a letter. The document contains text, and there are visible fields such as "Subject," "From," "To," "Date," and "Attachments." The text includes a salutation, a body with a question, and a closing. There are also visible names, dates, and a logo or emblem at the top of the document. The document is addressed to someone named "Tina [Image 5] The image shows a computer screen displaying a stock market chart. The chart is a line graph with multiple lines representing different stocks or indices. The graph includes numerical values and time stamps along the horizontal axis, indicating the time frame for the data. The vertical axis represents the value of the stock or index. There is a watermark or overlay text at the bottom of the image [Image 6] The image shows a screenshot of an email on a computer screen. The email is from a sender named "Tadahiro" and is addressed to "Tadahiro." The subject line of the email reads "Call 562-567-8888." The body of the email contains a message that appears to be a request for a call, with a phone number provided. There is a signature at the bottom of the email that includes a name and a company logo. The