Client Name Date Approved Risk Rating Type

GCF Client Name Date Approved Risk Rating Type Submitter Business Country of Domicile Description Industry DB Legal Entity BWAY Corporation 3/1/2016 Low Christian -T Nofziger GCF US Loan BWAY Holding Company 3/1/2016 Low Christian -T Nofziger GCF US Loan BWAY Intermediate Company, Inc 3/1/2016 Approved Christian -T Nofziger GCF Consumer DBSI Central Can Company, Inc. 3/1/2016 Approved Christian -T Nofziger GCF Consumer DBSI North America Packaging Corp 3/1/2016 Approved Christian -T Nofziger GCF Consumer DBSI Phoenix Container, Inc. 3/1/2016 Christian -T Nofziger GCF US Plastican, Inc. 3/1/2016 Low T Nofziger GCF US Loan Ropak Central Inc. 3/1/2016 Christian -T Nofziger GCF US Ropak Corporation 3/1/2016 Christian -T Nofziger GCF US Ropak Holdings Inc. 3/1/2016 Christian -T Nofziger GCF US Low Ropak Southwest Division, LP 3/1/2016 Low Approved Christian -T Nofziger GCF US Consumer DBSI Med North America Packaging Corporation of Puerto Rico, Inc Low Loan Approved Christian -T Nofziger Rico Loan Consumer DBSI High General Nutrition Centers Inc / NCA 3/1/2016 Approved George Vellios GCF USA loan services DBNY Risk Rating NorthStar Realty Europe Corp 3/1/2016 Low Approved Adam Dukoff GCF United States (Financial Institutions Group) DBNY ERA Group 3/1/2016 Low Loan Approved Vera GCF US Loan Energy DBSI Mitsubishi UFJ Financial Group Inc. 3/1/2016 Advisory Approved Deyan Denchev GCF Issuance FIG (Financial Institutions Group) Apollo Capital Management LP 3/2/2016 Low Approved Max-J Vielmetti GCF Cayman Islands (Financial) Both Blackboard Inc. Greenstone DBNY Loan 2/25/2016 GCF US Status Product Loan Approved Consumer DBSI Loan Approved Consumer DBSI Low Loan US Loan Low US Low US Loan Loan Loan Loan Low Loan Approved Loan Consumer DBSI Loan Approved Christian - Consumer DBSI Low Loan Approved Loan Consumer DBSI Low Loan Approved Loan Consumer DBSI Low Loan Approved Loan Consumer DBSI Loan Loan 3/1/2016 GCF Puerto High Loan Business Loan Loan FIG Samuel Low Japan Bond DBSI Loan Loan Sponsors Low Loan Approved loan Business services Harry DBNY EFTA01417648 Advisory FSKO Olani Venture LLC Approved Lisa Fan GCF loan Business services DBSI Massachusetts Financial Services Company 3/2/2016 Low Approved Grecia-A Sanchez GCF United States FIG (Financial Institutions Group) DBNY AAA Holdings LP Approved Max-J Vielmetti GCF Guernsey Loan Consumer DBNY ST Holdings GP LLC Approved Max-J Vielmetti States Loan Consumer DBNY ST Management Holdings LLC Approved United States Loan Consumer E I Du Pont De Nemours & Company Approved Sean McCarty GCF DBSI American Honda Finance Nicholas Tinetti T-mobile USA Inc Pawel Skonieczka Telecomm) DBNY Aspen Insurance Holdings Ltd 3/2/2016 Approved Kyle Fischer Sponsors (Financial) DBSI CenterPoint Energy, Inc 3/2/2016 Low Lori Aldridge GCF US Loan Energy Intabex Netherlands BV 3/3/2016 Low Meghan-M McLaughlin GCF Netherlands DBNY Alliance One International Inc 3/3/2016 Approved Meghan-M McLaughlin GCF Consumer DBNY Vanguard Group, Inc Marvin Lim GCF Group) DBSI Flowers Foods, Inc. Approved Alana Consumer DBSI SS&C Technologies Inc 3/3/2016 Low Mike Knox GCF United States Loan PartnerRe Holdings Limited 3/3/2016 Approved Kyle Fischer GCF Bermuda (Financial) DBSI Virginia Electric and Power Company Approved Nicholas Severyn Offering Energy DBNY SeaCube Container Leasing, Ltd Approved John Beam Consumer DBSI Principal Financial Group Inc Approved James Fisher Corporation GCF US 3/2/2016 GCF Loan 3/3/2016 Low US Loan FIG 3/3/2016 Low Magli GCF US US Loan Loan GCF United Max-J Vielmetti GCF DBNY 3/2/2016 US loan Low Loan Consumer Low Loan Approved Loans Consumer DBSI High Loan Approved TMT (Technology, Media & GCF Cayman Med Advisory Islands Advisory Loan Approved DBSI Loan Approved Loan Consumer Low Loan United States Loan Loan Approved (Financial Institutions Advisory Share Repo Loan Approved Consumer DBNY Med Advisory Bond Offering Sponsors 3/4/2016 Low Both GCF United States Bond . 3/4/2016 GCF US 3/4/2016 GCF United (Financial Institutions Group) DBNY Low Advisory advisory Low Loan States Loan FIG EFTA01417649 Principal Financial Services Inc Approved James Fisher GCF (Financial Institutions Group) DBNY Principal Life Insurance Company Approved James Fisher GCF (Financial Institutions Group) Principal Financial Services V Approved James Fisher (Financial Institutions Group) Williams Partners, L.P. (WPZ) Approved Joseph -A Stern DBNY DH Services Luxembourg Sarl Approved Ryan Savoca Consumer DBNY Mirror BidCo Limited Ryan Savoca GCF Mirror BidCo Corp Ryan Savoca GCF GS Capital Partners VI Nakatsukasa GCF Group) DBSI The Goldman Sachs Group, Inc. Low Nakatsukasa GCF us Bond Group) DBSI Goldman Sachs Capital Partners LP Nakatsukasa GCF us Bond Group) DBSI GS Capital Partners VI GCF us bond AEA Investors LP Lindsay -d Berger (Financial) DBNY TRAC Intermodal LLC 3/5/2016 Low Loan Yegor-A Elkin GCF us loan Industrials KPS Capital Partners, LP 3/3/2016 Low Approved Kathryn Burch GCF US loan TerraForm Power Inc 3/7/2016 Low Both Approved Maneesh Karna GCF United States Loan TMT (Technology, Media Telecomm) DBNY TerraForm Power FW Financing LLC 3/7/2016 Approved Maneesh Karna GCF United States Loan Consumer DBNY Ontario Teachers Pension Plan 3/7/2016 Approved Lindsay -d Berger GCF (Financial) DBNY The Walt Disney Company 3/7/2016 Jonathan Lidz GCF us loan REV Group Inc 3/7/2016 Low Laffin GCF United States Loan Advent International Corporation 3/4/2016 Low Loan United States Loan FIG 3/4/2016 Low Loan United States Loan FIG DBNY (UK) Ltd 3/4/2016 Low Loan GCF United States Loan FIG DBNY 3/4/2016 GCF United Low Advisory States ECM Energy 5/5/2016 Low GCF Luxembourg 5/5/2016 Low Loan Consumer 5/5/2016 United States Parallel, LP us bond Loan Loan Loan Approved DBNY Low Loan Approved Loan Consumer DBSI Approved Brooke FIG (Financial Institutions Approved Brooke FIG (Financial Institutions Approved Brooke FIG (Financial Institutions Fund, LP Approved Brooke Nakatsukasa FIG (Financial Institutions Group) DBSI 3/5/2016 Low Loan Approved GCF United States Loan Sponsors Approved DBSI Loan LATAM DBSI Low Both High Loan Canada Loan Sponsors Low Loan Approved Consumer DBSI Loan Approved Industrials DBNY 3/8/2016 Low Michael Loan EFTA01417650 Approved .Jianan Yang Institutions Group) DBSI RGL Reservoir Operations Inc Approved 3ianan Yang Institutions Group) DBSI New York Wheel Owner LLC Low Advisory Approved 3ianan Yang GCF US advisory Consumer DBSI BJ's Wholesale Club 3/8/2016 High Loan Approved Alex Zelinski GCF US Loan Consumer DBSI CyrusOne Inc 3/8/2016 Low Loan Approved Alex-3 Earl GCF United States Loan Real Estate (not CRE) DBNY CyrusOne LP 3/8/2016 Low Loan Approved Alex-3 Earl GCF United States Loan Real Estate (not CRE) DBNY Aircastle Limited 3/9/2016 Med Loan Approved Yegor-A Elkin GCF Bermuda Loan Industrials DBNY The Doctors Company, An Interinsurance Exchange Low Loan Approved Marvin Lim GCF United States Loan FIG (Financial Institutions Group) DBNY 3M Company 3/9/2016 Low Loan Savoca GCF US loan Consumer Allstate Insurance Company 3/9/2016 Approved Shafin-A Fattah GCF US Institutions Group) DBSI Allstate Life Insurance Company 3/9/2016 Approved Shafin-A Fattah GCF US Institutions Group) DBSI The Allstate Company 3/9/2016 Low Loan Approved Shafin-A Fattah GCF US Loan FIG (Financial Institutions Group) DBSI RCHP Inc 3/10/2016 High Loan Approved Nate Yee GCF United States Loan Healthcare DBNY RegionalCare Hospital Partners Holdings Inc 3/10/2016 High Loan Approved Nate Yee GCF United States Loan Healthcare DBNY ESH Hospitality Inc 3/10/2016 Low Loan Approved Adam Dukoff GCF United States Loan Real Estate (not CRE) DBNY Consumers Energy Company 3/10/2016 Low Loan Approved Matthew Sculnick GCF United States Loan Energy DBNY Charterhouse Capital Partners LLP Loan Approved Michael -P Strobel GCF UK Loan FIG (Financial Institutions Group) DBSI Madison Dearborn Partners LLC 3/9/2016 Low Both Approved Max-J Vielmetti GCF United States Loan Sponsors (Financial) DBNY Athene Holdings Ltd Marvin Lim GCF Group) DBSI Athene Life Re Limited Marvin Lim GCF GCF US 3/8/2016 GCF CANADA Loan FIG (Financial Low Loan LOAN FIG (Financial 3/11/2016 Bermuda Loan 3/11/2016 US Loan Approved Ryan DBNY Low Loan Loan FIG (Financial Low Loan Loan FIG (Financial Med Loan Approved FIG (Financial Institutions Med Loan Approved FIG (Financial Institutions EFTA01417651 Group) DBSI Athene USA Corporation Marvin Lim GCF Group) DBSI Memorial Resource Development Advisory Approved Energy DBSI RenaissanceRe Holdings Ltd Approved Kyle Fischer (Financial Institutions Group) Pine Brook Road Advisors, L.P. Approved James Fisher GCF United States FIG (Financial Institutions Group) DBSI THE GOODYEAR TIRE & RUBBER COMPANY 4/1/2016 Approved Ryan Savoca GCF US loan services DBNY Conn's Receivables Funding 2016-A, LLC 3/11/2016 Advisory Approved SuJi Kang GCF ADVISORY Consumer DBSI Conn Appliances, Inc 3/11/2016 High Approved SuJi Kang GCF US Consumer Mobile Mini LLC May GCF Kelso & Company Max-J Vielmetti (Financial) Carlstead, LLC Gilbane GCF TRAC Intermodal Yegor-A Elkin GCF US loan Tesoro 3/5/2016 Low Loan Thrasher GCF US loan Mirion Technologies (Finance), LLC Approved Michael Laffin GCF DBNY Western Gas Equity Partners LP 3/10/2016 Approved Tommy Milburn GCF United DBNY Western Gas Partners LP 3/10/2016 High Tommy Milburn GCF United States Loan TIER Operating Partnership LP 3/14/2016 Approved Isabela Pal GCF United Estate (not CRE) DBNY Avis Budget Car Rental LLC 5/18/2016 Approved Sushanth-Reddy Chigarapalli Advisory Sponsors (Financial) DBSI Avis Budget Finance Inc 3/14/2016 Low Advisory Approved Sushanth-Reddy Chigarapalli GCF United States Advisory Sponsors (Financial) DBSI Griffon Corporation 3/14/2016 Low Loan Approved 3/11/2016 Low Loan Approved US Loan FIG (Financial Institutions Corp 3/9/2016 Rachel Deinhart GCF High advisory 3/11/2016 High Advisory GCF Bermuda DBSI 3/11/2016 Low DBSI (cali) 3/9/2016 United States Loan LP 3/11/2016 GCF United States DBNY 3/9/2016 Low Loan Approved Jeffrey US loan Commercial Real Estate (CRE) GACC Corp 3/5/2016 Low Loan Approved Advisory advisory Advisory FIG Advisory M&A Advisory Low Loan Business High US Loan Approved Jeffrey Industrials DBNY Low Both Approved Acquisition financing Sponsors Industrials DBSI Approved Brandon Business services DBNY 3/11/2016 High Loan US LOAN Industrials High Loan States Loan Energy Loan Approved Energy DBNY Low Loan States Loan Real Low Both GCF United States EFTA01417652 Mary Bemis ConocoPhillips Renaudin Groupon Inc Ryan-A Albert DBSI FedEx 3/14/2016 Del-Balso GCF Mallinckrodt CB LLC GCF United States 3/14/2016 High GCF United States 3/13/2016 Low GCF United States Loan Consumer Loan Approved Loan Energy DBNY Advisory Approved Advisory Consumer High Advisory Approved US Bond Industrials DBSI 3/15/2016 Med Loan Approved Mindy Huynh GCF USA Loan Healthcare DBSI Mallinckrodt International Finance S.A. 3/15/2016 Med Loan Approved Mindy Huynh GCF Luxembourg Loan Healthcare DBSI Nuance Communications Inc 3/13/2016 Low Loan Approved Mitchell Fabricant GCF United States Loan TMT (Technology, Media & Telecomm) DBSI Eaton Vance Floating Rate Portfolio 2/18/2016 Low Loan Approved Marvin Lim GCF United States Redemption Fund FIG (Financial Institutions Group) DBSI Eaton Vance VT Floating Rate Income Fund 2/18/2016 Low Loan Approved Marvin Lim GCF United States Redemption Fund FIG (Financial Institutions Group) DBNY Eaton Vance International (Cayman Island) Floating Rate Income Portfolio 2/18/2016 Low Loan Approved Marvin Lim GCF Cayman Islands Redemption Fund FIG (Financial Institutions Group) DBSI Mirion Technologies, Inc. - NCA 3/11/2016 High Loan Approved Michael Laffin GCF US LOAN Industrials DBNY Sumitomo Mitsui Financial Group, Inc 3/16/2016 Low Advisory Approved Grecia-A Sanchez GCF Japan Bond Offering Business services Spring Industries 3/16/2016 John Beam GCF United States Celgene Corporation 3/16/2016 Kyle Blocher GCF US Loan WL Ross & Co Holdings 3/16/2016 Michael -P Strobel GCF DBSI WorldVu Satellites Ltd 3/17/2016 Pawel Skonieczka GCF Jersey Consumer DBSI Latam Airlines Group SA 4/24/2016 Andres Rochette GCF Chile Loan McKinsey & Company Inc 3/18/2016 Kyle Mamatey GCF United States Linn Energy LLC 3/18/2016 High Stern GCF United States Loan Royal Dutch Shell PLC 3/18/2016 Approved Braxton -J Knopp GCF Energy DBSI DBNY Chris Alexander DBSI Low Loan Approved Loan Industrials DBSI High Both Approved Healthcare DBSI High Loan Approved Low Both Approved Loan and Bond Launch Low Loan Approved LATAM DBNY Low Loan Approved Loan Consumer DBNY Loan Approved Joseph -A Energy DBNY High Advisory United Kingdom Advisory International Hotel Licensing Company Sarl 3/18/2016 Low EFTA01417653 Loan Approved Lisa Fan GCF United States Loan Real Estate (not CRE) DBNY Marriott RHG Acquisition BV/Sarl 3/18/2016 Loan Approved Lisa Fan GCF United States Real Estate (not CRE) DBNY Marriott Hotel Holding GmbH 3/18/2016 Low Approved Lisa Fan GCF United States Real Estate (not CRE) DBNY AIP LLC 3/18/2016 Low Both Approved Brooke Nakatsukasa GCF United States Loan & Advisory FIG (Financial Institutions Group) DBSI Covey Park Energy LLC 3/18/2016 High Samuel Vera GCF United States Loan Ford Motor Credit Company LLC 3/18/2016 Approved Thomas Dugan GCF US DBNY Ball (Luxembourg) Finance Sarl 3/17/2016 Approved Christian -T Nofziger GCF Ball Aerosol and Specialty Container Corp Loan Approved Christian -T Nofziger Ball Aerospace and Technologies Corp 3/17/2016 Approved Christian -T Nofziger GCF DBSI Ball Container LLC 3/17/2016 Low Loan Christian -T Nofziger GCF DBSI Ball European Holdings Sarl 3/17/2016 Low Approved Christian -T Nofziger GCF DBSI Ball International Holdings BV 3/17/2016 Low Approved Christian -T Nofziger GCF DBSI Ball International Holdings Sarl 3/17/2016 Approved Christian -T Nofziger GCF DBNY Ball International Partners SCS 3/17/2016 Low Approved Christian -T Nofziger GCF DBSI Ball Metal Food Container LLC 3/17/2016 Low Approved Christian -T Nofziger GCF DBSI Ball Packaging Europe Holding BV 3/17/2016 Approved Christian -T Nofziger Ball Metal Beverage Container Corp Approved Christian -T Nofziger Ball Packaging LLC 3/17/2016 Christian -T Nofziger GCF DBSI Ball UK Acquisition Limited 3/17/2016 Low Approved Christian -T Nofziger GCF DBSI Ball UK Holdings Ltd 3/17/2016 Low Loan Christian -T Nofziger GCF DBSI Berry Petroleum Company LLC 3/21/2016 High Approved Joseph -A Stern GCF United States DBNY Boyd Gaming Corporation 3/21/2016 High Advisory Approved Conrad -A Aleksandrowicz GCF Business services DBSI American Express Credit Corporation 3/21/2016 GCF DBSI 3/17/2016 GCF DBSI Low Loan Approved DBNY Loan Consumer Loan Loan Energy Low Loan Low DBSI 3/17/2016 GCF DBSI Low Low Loan Loan Loan Approved Loan Loan Low Loan Low Loan Loan Loan Low Loan Low Loan Approved Loan Approved Loan Loan Energy US advisory High EFTA01417654 Advisory Approved Amanda Asali GCF Advisory FIG (Financial Institutions Group) Prologis International Funding III Sari_ 3/21/2016 Approved Adam Dukoff GCF Netherlands Estate (not CRE) DBNY MEDIARENA ACQUISITION BV - NCA ( ENDEMOL ) Both Approved Mary Bemis GCF TMT (Technology, Media & Telecomm) DBNY Voyager Acquisition Corp 3/22/2016 Low Advisory ECM - Advisory FIG Approved Brian-W Choi (Financial Institutions Group) Oaktree AIF Investments, L.P. Approved Kevin Halim DBSI Oaktree Capital I LP 3/22/2016 Low Loan Kevin Halim GCF US LOAN Consumer Oaktree Capital II LP 3/22/2016 Low Loan Kevin Halim GCF US LOAN Consumer Oaktree Capital Management LP 3/22/2016 Low Approved Kevin Halim GCF US LOAN DBSI Wind Point Partners VII-A LP Approved US loan Business services DBNY ACCUTECH FILMS, INC., Approved loan Business services DBNY DURO HILEX POLY, LLC, Approved loan Business services DBNY FORTUNE PLASTICS, INC., Approved loan Business services DBNY HILEX POLY CO. LLC, Approved loan Business services DBNY KIPB GROUP HOLDINGS, Approved loan Business services DBNY Validus Holdings Ltd 3/22/2016 Approved Kyle Fischer GCF FIG (Financial Institutions Group) TransUnion LLC 3/22/2016 High K Keesler GCF United States DBSI Alphacat Managers Ltd 3/22/2016 Approved Kyle Fischer GCF (Financial Institutions Group) DBNY United Illuminating Company 3/22/2016 Approved Lori Aldridge GCF DBNY Southern Connecticut Gas Co 3/22/2016 Approved Lori Aldridge GCF DBNY Berkshire Gas Company 3/22/2016 High Lori Aldridge GCF DBNY Avangrid Inc 3/22/2016 High Loan Aldridge GCF United States Loan Connecticut Natural Gas Co 3/22/2016 GCF US DBNY 3/22/2016 GCF US United States DBSI Low Loan Loan Real 3/21/2016 Low The Netherlands Loan Low Loan LOAN Consumer Zachary Ryan Zachary Ryan Zachary Ryan Zachary Ryan Zachary Ryan Approved DBSI Approved DBSI Loan Consumer Zachary Ryan GCF GCF US GCF US GCF US GCF US GCF US High Advisory United States Bond Offering DBSI Loan Approved Charlotte - Loan Real Estate (not CRE) High United Advisory States Loan FIG High Loan High Loan Loan Approved Approved DBNY High Loan Lori EFTA01417655 Approved Lori Aldridge GCF Blackrock Advisors 3/22/2016 Marvin Lim GCF DBSI Blackrock Group 3/22/2016 Lim GCF DBSI Blackrock Inc 3/22/2016 Lim GCF DBSI Blackrock Investment Management Approved Marvin Lim Ensco PLC 3/22/2016 Li Chang GCF United Central Maine Power Company United States Loan Energy Rochester Gas & Electric Corp United States Loan Energy New York State Electric & Gas Corp GCF United States Loan Energy KKR & Co LP 3/23/2016 Low Burch GCF United States Loan Group) DBNY Plaza Carolina Lisa Fan DBNY Simon Property Lisa Fan DBNY Pinnacle Entertainment Inc. 3/23/2016 Approved William Westhoff GCF services DBNY CIO OP Limited Partnership 3/24/2016 Approved Ryan Gardner Estate (not CRE) DBNY CIO REIT Stock Limited Partnership 3/24/2016 Advisory Approved Ryan Gardner GCF Loan Real Estate (not CRE) DBNY Methode High Advisory Approved DBSI Tempur-Pedic North America LLC 3/24/2016 Approved Tyler-I Goldman GCF United Consumer DBSI Brookfield Office Properties Exchange Approved Mina Saudagaran GCF CRE) DBSI BPY Bermuda Holdings V 3/24/2016 Mina Saudagaran GCF United States Brookfield BPY Retail Holdings II Inc Approved Mina Saudagaran GCF CRE) DBSI Brookfield Property Split Corp 3/24/2016 Approved Mina Saudagaran GCF United CRE) DBSI LLC GCF Group GCF DBNY Low Both Approved Low Both Approved Marvin Low Both Approved Marvin UK 3/22/2016 Low Both GCF DBSI High Advisory Approved Kingdom Loan Energy DBNY Approved Lori Aldridge GCF DBNY Approved Lori Aldridge GCF DBNY Approved Lori Aldridge DBNY Both Approved Kathryn FIG (Financial Institutions 3/23/2016 Low United States Loan 3/23/2016 Low United States Loan GCF United Loan Approved Real Estate (not CRE) Loan Approved Real Estate (not CRE) High Loan US loan Business Low Advisory States Loan Real Low United States Ed Michaelson GCF Low Loan States Loan 3/24/2016 United States Real Estate (not Low Loan Low Loan Approved Real Estate (not CRE) DBSI 3/24/2016 Low Loan United States Real Estate (not Low Loan States Real Estate (not EFTA01417656 Brookfield BPY Finco ULC 3/24/2016 Low Approved CRE) DBSI Brookfield BPY Approved CRE) DBSI Brookfield BPY Approved CRE) DBSI Brookfield BPY Approved CRE) DBSI Brookfield BPY Approved CRE) DBSI Brookfield BPY Approved CRE) DBSI BPY Bermuda Holdings Mina Saudagaran GCF BPY Bermuda Holdings II Mina Saudagaran GCF Brookfield BPY Holdings Mina Saudagaran GCF Tempur Pedic Management LLC 3/24/2016 Approved Michael -P Strobel GCF Consumer DBSI Tempur Sealy International 3/24/2016 Approved Michael -P Strobel GCF Consumer DBSI Tempur Production USA LLC 3/24/2016 Approved Tyler-I Goldman Consumer DBSI Nielsen Finance LLC 3/31/2016 Brian Isaac GCF United States Nielsen Holding and Finance B.V. Approved Brian Isaac GCF Consumer DBNY TNC (US) Holdings Inc 3/31/2016 Brian Isaac GCF United States Allscripts Healthcare Solutions Inc Approved Nate Yee GCF (Technology, Media & Telecomm) DBNY Allscripts Healthcare LLC 3/24/2016 Approved Nate Yee GCF United (Technology, Media & Telecomm) DBNY Bloomberg LP 3/28/2016 Low Wong GCF United States Loan FIG (Financial Institutions Group) DBNY The Macerich Partnership 3/28/2016 Approved Siegfried Von-Bonin GCF Mina Saudagaran GCF United States Retail Holdings II LLC Mina Saudagaran GCF Retail Holdings III Mina Saudagaran GCF Property Holdings I Mina Saudagaran GCF Property Holdings II Mina Saudagaran GCF Retail Holdings I Mina Saudagaran GCF Loan Real Estate (not 3/24/2016 Low United States Real 3/24/2016 Low United States Real 3/24/2016 Low United States Real 3/24/2016 Low United States Real 3/24/2016 Low United States Real Loan Estate (not Loan Estate (not Loan Estate (not Loan Estate (not Loan Estate (not 3/24/2016 Low Loan Approved United States Real Estate (not CRE) DBSI 3/24/2016 Low Loan Approved United States Real Estate (not CRE) DBSI 3/24/2016 Low Loan Approved United States Real Estate (not CRE) DBSI GCF United Low Loan United States Low Loan United States Low Loan States Loan Low Loan Approved Loan Consumer DBNY 3/31/2016 Low Loan Netherlands Loan Low Loan Approved Loan Consumer DBNY 3/24/2016 Low Loan United States Loan TMT Low States Loan Loan TMT Loan Approved Samantha Low US Loan loan Real EFTA01417657 Estate (not CRE) DBNY Mack Real Estate Credit Strategies LP 3/28/2016 Low Advisory Approved States Merger and Acquisition Allnex USA Inc 3/28/2016 Bemis GCF United States Group) DBNY Allnex Sarl Bemis GCF Group) DBNY Advent International GmbH 3/28/2016 Approved Garrett -D Williams GCF Sponsors (Financial) DBNY Ponderosa Holdings LLC 4/1/2016 Approved Benjamin Souh GCF Consumer 3/28/2016 United States DBTCA Ponderosa Pine Energy LLC Approved Benjamin Souh Consumer DBTCA ARES Management LLC 3/29/2016 Thomas Garrambone GCF US Jupiter Resources - NCA 3/29/2016 Cole Cunningham GCF Canada Loan 99 Cents Only Stores LLC 4/1/2016 High Loan Approved Tyler-I Goldman GCF DBSI Brightstone Capital Partners LLC 3/29/2016 Low Approved William Westhoff GCF United States Real Estate (not CRE) DBNY Arch Capital Group Ltd. 3/29/2016 Med Advisory Approved Kyle Fischer GCF Bermuda M&A - Advisory FIG (Financial Institutions Group) DBNY Compass Production Partners LP 3/28/2016 High Both Approved Samuel Vera GCF US Loan Energy Exco High Loan Approved Joseph -A Stern GCF Republic of Argentina 3/29/2016 High Advisory Approved Nicolas Laufer GCF Argentina Advisory LATAM DBSI General Electric Company Approved Ryan Savoca DBNY Chesapeake Energy Corp Approved Daniel DBSI The Jordan Company LP Brooke Nakatsukasa DBSI Kinder Morgan, Inc. 3/30/2016 Braxton -J Knopp GCF US loan New York Life Capital Corporation Approved Emily-H Wang GCF (Financial Institutions Group) DBNY Siegfried Von-Bonin GCF Real Estate (not CRE) DBNY Low Both Approved Mary Loan FIG (Financial Institutions Low Loan Low US 4/1/2016 GCF US United Both Approved Mary FIG (Financial Institutions Low Loan United States Loan Advisory Advisory Low Advisory Advisory Low Loan Consumer Low Loan Energy DBNY Approved DBSI Approved - NCA Johnson 1/19/2016 GCF United 3/30/2016 GCF United 3/30/2016 GCF United Low States Low States Low States Loan Loan Both Loan DBSI DBSI Advisory Loan Energy Loan LOAN Energy Approved Consumer Low Loan Approved Business services DBNY 3/30/2016 Low Both United States Loan FIG EFTA01417658 New York Life Insurance Company Approved Emily-H Wang (Financial Institutions Group) Everest Re Group Limited Approved Kyle Fischer FIG (Financial Institutions Group) DBSI Axis Capital Holdings Limited 3/30/2016 Approved Kyle Fischer GCF United FIG (Financial Institutions Group) DBSI CCMP Capital Advisors 3/30/2016 Low Both Approved Austin -J Libowitz GCF DBSI BlackRock Capital Investment Corporation 3/30/2016 Low Both Approved Emily-H Wang GCF US Loan/Bond/ECM/M&A FIG (Financial Institutions Group) DBSI Cliffstar LLC 4/1/2016 Low Loan Approved Joshua Liner GCF US Loan Consumer DBNY Cott Beverages Inc Joshua Liner GCF Cott Beverages Limited Joshua Liner GCF Cott Corporation Joshua Liner GCF DS Services of America Joshua Liner GCF Hilcorp Energy I LP Chris Renaudin GCF Masterfeeds LP 3/29/2016 Low Bemis GCF United States Loan Communication Sales & Leasing, Inc. Advisory Approved Harry Advisory Business services GoDaddy Inc 3/31/2016 Low Ryan-A Albert GCF United States Institutions Group) DBSI EOG Resources Inc 3/31/2016 Approved Nicholas Severyn Offering Energy DBSI For internal use only 3/30/2016 GCF United DBNY 3/30/2016 GCF United 4/1/2016 US Loan 4/1/2016 US LOAN 4/1/2016 US Loan 4/1/2016 US Loan 3/31/2016 United States Low Both States Loan FIG Med Advisory States Bond Offering Med Advisory States Bond Offering Low Loan Approved Consumer DBNY Low Loan Approved Consumer DBNY Low Loan Approved Consumer DBNY Low Loan Approved Consumer DBNY High Loan Approved Loan Energy DBNY Both Approved Mary Real Estate (not CRE) DBNY 3/31/2016 Low Greenstone GCF US DBSI Advisory Approved Equity Offering FIG (Financial High Advisory GCF United States Bond EFTA01417659